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Impossibility of Consensus with One Faulty Process - Papers We Love SF
- 1. Papers We Love SanFrancisco Edition July 24th, 2014 Henry Robinson henry@cloudera.com / @henryr
- 2. • Software engineerat Cloudera since 2009 • My interests are in databases and distributed systems • I write about them - in particular, about papers in those areas - at http://the-paper-trail.org
- 3. Papers We Love SanFrancisco Edition July 24th, 2014 Henry Robinson henry@cloudera.com / @henryr
- 4. Papers We Love SanFrancisco Edition July 24th, 2014 Henry Robinson henry@cloudera.com / @henryr Papers of which we are quite fond
- 5. • Impossibility ofDistributed Consensus with One Faulty Process, by Fischer, Lynch and Paterson (1985) • Dijkstra award winner 2001
- 6. • Walk throughthe proof (leaving rigour for the paper itself) • Show how this gives rise to a framework for thinking about distributed systems
- 7. or: agreeing toagree Consensus
- 8. • Consensus isthe problem of having a set of processes agree on a value proposed by one of those processes
- 9. • Validity: thevalue agreed upon must have been proposed by some process • Termination: at least one non-faulty process eventually decides • Agreement: all deciding processes agree on the same value
- 10. • Validity: thevalue agreed upon must have been proposed by some process - safety • Termination: at least one non-faulty process eventually decides - liveness • Agreement: all deciding processes agree on the same value - safety
- 11. Transactional Commit Should Icommit this transaction? [Magic consensus protocol] YES! No :(
- 12. Replicated State Machines Client Node1 Node 2 Node 3 N-2N-3 N = S N-1 N-2N-3 N = S N-1 N-2N-3 N = S N-1 1: Client proposes ! state N should ! be S 2: Magic consensus ! protocol 3: New state written to! log
- 13. Strong Leader Election 1:Who’s the leader?
- 14. Strong Leader Election Acast of millions 2: Magic consensus protocol 1: Who’s the leader?
- 15. Strong Leader Election Acast of millions 2: Magic consensus protocol 3: There can only be one 1: Who’s the leader?
- 16. What does FLPactually say?
- 17.
- 18.
- 19.
- 20. Fischer Lynch Paterson Chooseat most two.
- 21. Distributed consensus isimpossible when at least one process might fail
- 22. Distributed consensus isimpossible when at least one process might fail “[a] surprising result”
- 23. Distributed* consensus isimpossible when at least one process might fail *i.e. message passing
- 24. Distributed consensus isimpossible when at least one process might fail Termination Validity Agreement
- 25. Distributed consensus isimpossible when at least one process might fail No algorithm solves consensus in every case
- 26. Distributed consensus isimpossible when at least one process might fail Crash failures
- 27. Hierarchy of FailureModes Crash failures! ! Fail by stopping
- 28. Omission failures! ! ! ! ! Fail bydropping messages Hierarchy of Failure Modes Crash failures! ! Fail by stopping
- 29. Byzantine failures! ! ! ! ! ! ! ! ! Fail bydoing whatever the hell I like Omission failures! ! ! ! ! Fail by dropping messages Hierarchy of Failure Modes Crash failures! ! Fail by stopping
- 30. More on thesystem model
- 31. • The systemmodel is the abstraction we layer over messy computers and networks in order to actually reason about them.
- 32. • Message deliveriesare the only way that nodes may communicate • Messages are delivered in any order • But are never lost (c.f. crash model vs. omission model), and are always delivered exactly once
- 33. • Nodes donot have access to a shared clock. • So cannot mutually estimate the passage of time • Messages are the only way that nodes may co- ordinate with each other
- 34.
- 35. Some definitions • Configuration:the state of every node in the system, plus the set of undelivered (but sent) messages! • Initial configuration: what each node in the system would propose as the decisions at time 0 • Univalent: a state from which only one decision is possible, no matter what messages are received (0- valent and 1-valent can only decide 0 or 1 respectively) • Bivalent: a state from which either decision value is still possible.
- 36.
- 37.
- 38.
- 39. Proof sketch Initial, ‘undecided’, configuration Undecided state Messages delivered Lemma2: This always exists! More messages delivered
- 40. Proof sketch Initial, ‘undecided’, configuration Undecided state Messages delivered Lemma2: This always exists! Lemma 3: You can always get here! More messages delivered
- 41. Lemma 2: CommunicationMatters
- 42. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 (C:XY means process 0 has initial value X, process 1 has initial value Y)
- 43. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 These two configurations differ only at one node, but their valencies are different (C:XY means process 0 has initial value X, process 1 has initial value Y)
- 44. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 These two configurations differ only at one node, but their valencies are different (C:XY means process 0 has initial value X, process 1 has initial value Y)
- 45. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 (C:XY means process 0 has initial value X, process 1 has initial value Y) I decided 1! All executions of the protocol - i.e. set of messages delivered
- 46. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 (C:XY means process 0 has initial value X, process 1 has initial value Y) I decided 0! All executions of the protocol - i.e. set of messages delivered
- 47. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 (C:XY means process 0 has initial value X, process 1 has initial value Y) I decided 0! What if process 1 fails? Are the configurations any different? I decided 1!
- 48. 2-node system C: 00! V:1 C: 01! V: 0 C: 11! V: 0 C: 10! V: 1 (C:XY means process 0 has initial value X, process 1 has initial value Y) I decided 0! For the remaining processes: no difference in initial state, but different outcome ?! I decided 1! Same execution
- 49. Every protocol hasan undecided (‘bivalent’) initial state
- 50. Lemma 3: Indecisivenessis Sticky
- 51.
- 52.
- 53. • Consider thepossibilities: • If one of those configurations in D is bivalent, we’re done • Otherwise show that lack of bivalent state leads to contradiction • Do this by first showing that there must be both 0-valent and 1-valent configurations in D • and that this leads to a contradiction
- 54. D Configuration C (bivalent) 0-valent! e notreceived 0-valent! e received Either the protocol goes through D before it reaches the 0-valent configuration… 2. e is received 1. C moves to 0-valent configuration before receiving e
- 55. D Configuration C (bivalent) 0-valent! e notreceived 0-valent! e received Or the protocol gets to the 0-valent configuration after receiving e in which case this state also must be 0-valent and in D 1. e is received 2. 0-valent state is arrived at
- 56. Now for thecontradiction
- 57. • There mustbe two configurations C0 and C1 that are separated by a single message m where receiving e in Ci moves the configuration to Di • We will write that as Ci + e = Di • So C0 + m = C1 • and C0 + m + e = C1 + e = D1 • and C0 + e = D0
- 58. • Now considerthe destinations of m and e. If they go to different processes, their receipt is commutative • C0 + m + e = D1 • C0 + e + m = D0 + m = D1 • Contradiction: D0 is 0-valent!
- 59. • Instead, eand m might go to the same process p. • Consider a deciding computation R from the original bivalent state C, where p does nothing (i.e. looks like it failed) • Since to get to D0 and D1, only e and m have been received, only p took any steps to get there. • So R can apply to both D0 and D1.
- 60. • Since D0and D1 are both univalent, so the configurations D0 + R and D1 + R are both univalent.
- 61. • Now remember: •A = C + R • D1 = C + m + e • D0 = C + e • But what about • C + R + m + e = A + m + e = D1 + R => 1-valent • C + R + e = A + e = D0 + R => 0-valent
- 62. • Let ebe some event that might be sent in configuration C. Then let D be the set of all configurations where e is received last and let C be the set of configurations where e has not been received. • D either contains a bivalent configuration, or both 0- and 1-valent configurations. If it contains a bivalent configuration, we’re done. So assume it does not. • Now there must be some C0 and C1 in C where C0 + e is 0-valent, but C1 + e is 1-valent, and C1 = C0 + e’ • Consider two possibilities for the destination of e’ and e. If they are not the same, then we can say C0 + e + e’ == C0 + e’ + e = C1 + e = D1 -> 1-valent. But C0 + e -> 0-valent. • If they are the same, then let A be the configuration reached by a deciding run from C0 when p does nothing (looks like it failed). We can also apply that run from D0 and D1 to get to E0 and E1. But we can get from A to either E0 or E1 by applying e or e’ + e. This is a contradiction.
- 63. What are theconsequences?
- 64. ! “These results donot show that such problems cannot be “solved” in practice; rather, they point up the need for more refined models of distributed computing that better reflect realistic assumptions about processor and communication timings, and for less stringent requirements on the solution to such problems. (For example, termination might be required only with probability 1.) “
- 65. Paxos • Paxos cleverlydefers to its leader election scheme • If leader election is perfect, so is Paxos! • But perfect leader election is solvable iff consensus is. • Impossibilities all the way down…
- 66. Randomized Consensus • Niceway to circumvent technical impossibilities: make their probability vanishingly small • Ben-Or gave an algorithm that terminates with probability 1 • (But the rate of convergence might be high)
- 67. Failure Detectors • Deepconnection between the ability to tell if a machine has failed, and consensus. • Lots of research into ‘weak’ failure detectors, and how weak they can be and still solve consensus
- 68.
- 69. • FLP andCAP are not the same thing (see http://the- paper-trail.org/blog/flp-and-cap-arent-the-same- thing/) • FLP is a stronger result, because the system model has fewer restrictions (crash stop vs omission)
- 70. • Theorem: CAPis actually really boring
- 71.
- 72. • 100 ImpossibilityProofs for Distributed Computing (Lynch, 1989) • The Weakest Failure Detector for Solving Consensus (Chandra and Toueg, 1996) • Sharing Memory Robustly in Message-Passing Systems (Attiya et. al., 1995) • Wait-Free Synchronization (Herlihy, 1991) • Another Advantage of Free Choice: Completely Asynchronous Agreement Protocols (Ben-Or, 1983)