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What is Resilience? 
Professor Brian Collins CB, FREng 
Professor of Engineering Policy, UCL 
STEaPP, UCL
Agenda 
• Resilience 
• Resilient infrastructure 
• High availability utility services that must be supplied 
– Energy 
–– TTrraannssppoorrtt 
– Water 
– Waste 
– Information 
• Resilience properties 
• Adaptability 
• Investment issues 
• Provocation
Resilience 
• The power or ability to return to the original 
form, position, function, capability 
• Scope is 
– Financial – paying bills, collecting payments, cash 
– Service – interaction with clients and customers 
– Human – pandemics, sskkiillllss,, eexxppeerrttiissee 
– Environmental – extreme weather, flood, 
earthquake 
– Social – helping each other, language 
– Functional – systems, data, connectivity 
• Interactive and interdependent
Characteristics of UK Infrastructure that 
are causing concern 
• Major unregulated growth in interdependency 
• Some population growth and radical change in the 
nature of living and working in the last fifty years 
• Most infrastructure provision has been privatised 
and iinntteerrnnaattiioonnaalliisseedd 
• No central governance of infrastructure as a system 
• Little investment in resilience to extreme events 
• As yet little understanding of the impact of the need 
for adaptation and investment in resilience
A simplified view of interdependence
Incident in East Barnet 
Many residents in north London who had their gas cut off have also lost their 
electricity after heaters they were given overloaded supplies. 
About 750 homes in East Barnet are still without gas, three days after it was cut off. 
And EDF energy said about 180 customers have been without electricity since 2030 GMT on 
Tuesday. 
A spokeswoman for the National Grid said water from a burst main got into the gas pipes, 
cutting off the flow. 
More than 3,000 cooking and heating appliances have been distributed to the affected 
hhoouusseehhoollddss.. 
And about 150 gas engineers from across the country have gone to Barnet to attempt to get 
the homes reconnected by Christmas Day. 
They have already restored supplies to 980 properties. 
An EDF Energy spokeswoman said: "Following damage to National Grid's gas mains a 
number of electric fires have been distributed to residents in 
East Barnet who were left without heating. 
"The significantly higher demand on the local electricity network has damaged some of EDF 
Energy's equipment and interrupted power supplies." 
EDF is asking customers to use only essential electricity appliances and switch off any non-essential 
appliances as National Grid carries out its repairs. 
It has also "reconfigured the electricity network to make it more robust to help with the 
extra demand placed on it by the significant increase in the use of electric heaters". 
http://news.bbc.co.uk/1/hi/england/london/8431654.stm
UK 2007 floods
UK 2007 floods
The UK Government programme 
• Published a report by Council of Science and Technology – an 
infrastructure fit for 21st century – June 2009 
• Recommendations accepted by government in December 
2009, forming Infrastructure UK (IUK) in The Treasury as 
governance body and lead dept. 
• IUK survived the election in May 2010, and the PM published 
the National Infrastructure Plan (NIP1) in December 2010. 
• Engineering, Interdependency and Resilience aann eexxpplliicciitt 
activity which still continues. 
• Further findings to be published in Summer 2011 with NIP2 
published in November 2011, updated 2012, 2013 and will be 
in 2014 
• Recommendations for research across all aspects being taken 
up slowly by all relevant RCs, Industry and Professional 
bodies. 
• Resilience, Risk and Governance research now being explicitly 
funded
Systems engineering 
• "Systems engineering is an interdisciplinary 
approach and means to enable the realization of 
successful systems". [INCOSE Systems Engineering Handbook] 
• Systems Engineering is all about creating and 
sustaining successful, ppuurrppoosseeffuull,, ssyysstteemmss 
• Relates to the development and delivery of goods 
and services 
• Delivers real benefits to the suppliers, customers, 
and society 
• Works with all technical domains, and all business 
functions
Systems Thinking 
• "Systems Thinking enables you to grasp and manage 
situations of complexity and uncertainty in which there 
are no simple answers. It’s a way of learning your way 
to effective action by looking at connected wholes 
rather than separate parts. It is sometimes called 
practical holism." [Open University ddeeffiinniittiioonn]] 
• "Systems thinking is a framework for seeing 
interrelationships rather than things, for seeing 
patterns rather then static snapshots. It is a set of 
general principles spanning fields as diverse as physical 
and social sciences, engineering and 
management." [Peter Senge , The Fifth Discipline]
Innovation in Systems Thinking 
in national infrastructure 
• Integration of infrastructure and construction design 
– Innovation at the interface between disciplines and sectors 
– Balancing costs and benefits, risks and uncertainties 
• Human and environmental impact and value capture 
– Safety, behaviour, congestion, ccoommmmuunniittyy 
– Noise, air quality, pollution, carbon 
• Information integration 
– Data from all sources over a range of timescales 
– Systemic models to enable predictions to support decision 
making through whole life cycle and throughout the supply 
network
Infrastructure Resilience Research 
• What aspects of service and systems 
performance need to be resilient; how much 
resilience is needed and is affordable 
• How should resilience aanndd rriisskk bbee vvaalluueedd 
– Monetised – financial capital 
– Socialised - social capital 
– Politicised – political capital 
• How does it get maintained and tested 
• Where is the data and is it open source
Some further research opportunities 
• Use new systems thinking approaches to the 
evaluation of integrated infrastructure 
investment and governance. 
• Examine different governance models for their 
degree of integration and what aassppeeccttss ooff tthheeiirr 
degree of integration have a significant 
contribution to the delivery of benefits and 
mitigation of risks 
• Identify key factors needed in a managed change 
programme to improve outcomes by better 
integration governance where appropriate
Commentary 
• Inter-sectoral interdependency and resilience 
is poorly understood from a system viewpoint 
• Rate of impact is different in different sectors, 
so temporal aspects are equally unknown 
• Case studies of risk and resilience aarree vviittaall 
• Individual and collective social behaviour 
under stress is important, and poorly 
understood 
• Research is underway in UK on all these 
aspects
Thank you

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Professor Brian Collins

  • 1. What is Resilience? Professor Brian Collins CB, FREng Professor of Engineering Policy, UCL STEaPP, UCL
  • 2. Agenda • Resilience • Resilient infrastructure • High availability utility services that must be supplied – Energy –– TTrraannssppoorrtt – Water – Waste – Information • Resilience properties • Adaptability • Investment issues • Provocation
  • 3. Resilience • The power or ability to return to the original form, position, function, capability • Scope is – Financial – paying bills, collecting payments, cash – Service – interaction with clients and customers – Human – pandemics, sskkiillllss,, eexxppeerrttiissee – Environmental – extreme weather, flood, earthquake – Social – helping each other, language – Functional – systems, data, connectivity • Interactive and interdependent
  • 4.
  • 5.
  • 6. Characteristics of UK Infrastructure that are causing concern • Major unregulated growth in interdependency • Some population growth and radical change in the nature of living and working in the last fifty years • Most infrastructure provision has been privatised and iinntteerrnnaattiioonnaalliisseedd • No central governance of infrastructure as a system • Little investment in resilience to extreme events • As yet little understanding of the impact of the need for adaptation and investment in resilience
  • 7.
  • 8. A simplified view of interdependence
  • 9. Incident in East Barnet Many residents in north London who had their gas cut off have also lost their electricity after heaters they were given overloaded supplies. About 750 homes in East Barnet are still without gas, three days after it was cut off. And EDF energy said about 180 customers have been without electricity since 2030 GMT on Tuesday. A spokeswoman for the National Grid said water from a burst main got into the gas pipes, cutting off the flow. More than 3,000 cooking and heating appliances have been distributed to the affected hhoouusseehhoollddss.. And about 150 gas engineers from across the country have gone to Barnet to attempt to get the homes reconnected by Christmas Day. They have already restored supplies to 980 properties. An EDF Energy spokeswoman said: "Following damage to National Grid's gas mains a number of electric fires have been distributed to residents in East Barnet who were left without heating. "The significantly higher demand on the local electricity network has damaged some of EDF Energy's equipment and interrupted power supplies." EDF is asking customers to use only essential electricity appliances and switch off any non-essential appliances as National Grid carries out its repairs. It has also "reconfigured the electricity network to make it more robust to help with the extra demand placed on it by the significant increase in the use of electric heaters". http://news.bbc.co.uk/1/hi/england/london/8431654.stm
  • 12. The UK Government programme • Published a report by Council of Science and Technology – an infrastructure fit for 21st century – June 2009 • Recommendations accepted by government in December 2009, forming Infrastructure UK (IUK) in The Treasury as governance body and lead dept. • IUK survived the election in May 2010, and the PM published the National Infrastructure Plan (NIP1) in December 2010. • Engineering, Interdependency and Resilience aann eexxpplliicciitt activity which still continues. • Further findings to be published in Summer 2011 with NIP2 published in November 2011, updated 2012, 2013 and will be in 2014 • Recommendations for research across all aspects being taken up slowly by all relevant RCs, Industry and Professional bodies. • Resilience, Risk and Governance research now being explicitly funded
  • 13.
  • 14. Systems engineering • "Systems engineering is an interdisciplinary approach and means to enable the realization of successful systems". [INCOSE Systems Engineering Handbook] • Systems Engineering is all about creating and sustaining successful, ppuurrppoosseeffuull,, ssyysstteemmss • Relates to the development and delivery of goods and services • Delivers real benefits to the suppliers, customers, and society • Works with all technical domains, and all business functions
  • 15. Systems Thinking • "Systems Thinking enables you to grasp and manage situations of complexity and uncertainty in which there are no simple answers. It’s a way of learning your way to effective action by looking at connected wholes rather than separate parts. It is sometimes called practical holism." [Open University ddeeffiinniittiioonn]] • "Systems thinking is a framework for seeing interrelationships rather than things, for seeing patterns rather then static snapshots. It is a set of general principles spanning fields as diverse as physical and social sciences, engineering and management." [Peter Senge , The Fifth Discipline]
  • 16. Innovation in Systems Thinking in national infrastructure • Integration of infrastructure and construction design – Innovation at the interface between disciplines and sectors – Balancing costs and benefits, risks and uncertainties • Human and environmental impact and value capture – Safety, behaviour, congestion, ccoommmmuunniittyy – Noise, air quality, pollution, carbon • Information integration – Data from all sources over a range of timescales – Systemic models to enable predictions to support decision making through whole life cycle and throughout the supply network
  • 17. Infrastructure Resilience Research • What aspects of service and systems performance need to be resilient; how much resilience is needed and is affordable • How should resilience aanndd rriisskk bbee vvaalluueedd – Monetised – financial capital – Socialised - social capital – Politicised – political capital • How does it get maintained and tested • Where is the data and is it open source
  • 18. Some further research opportunities • Use new systems thinking approaches to the evaluation of integrated infrastructure investment and governance. • Examine different governance models for their degree of integration and what aassppeeccttss ooff tthheeiirr degree of integration have a significant contribution to the delivery of benefits and mitigation of risks • Identify key factors needed in a managed change programme to improve outcomes by better integration governance where appropriate
  • 19. Commentary • Inter-sectoral interdependency and resilience is poorly understood from a system viewpoint • Rate of impact is different in different sectors, so temporal aspects are equally unknown • Case studies of risk and resilience aarree vviittaall • Individual and collective social behaviour under stress is important, and poorly understood • Research is underway in UK on all these aspects