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Using the Restructured Grants.gov Application (Forms B) and Preparing for the February 5th Deadline January 2010 Adobe Forms B &the Feb 5 Deadline
Grant  SCIENCE  GIM 19  SPONSOR  Two day deadline  NSF   Explanation Contract  eGC1  Introduction  coversheet  SubContracts GIM 13 application  research  Grants.gov   10 Day Rule export control Help Desk Protocol  EXPERIENCE  BUDGET  Indirect Cost Rate  scope of work  Grants.gov  GIM 10 research strategy   APPROVALS  national institutes of health   Office of Research  IDC Research Administration “Expertise in all aspects of research administration is critical to facilitate and support cutting edge scientific discovery at the University of Washington” budget justification  Compliance  PRINCIPAL INVESTIGATORAdv Budgets Advance BudgetseGC1  Introduction  coversheet  Scope of Work SAGE Indirect Cost Rate  research 5 Day Deadlineexport control LEARN Grants.gov Protocol  GIM 13  BUDGET  Contract  COST SHARING Grants.gov        GIM 10 Sponsored projects  research strategy   APPROVALSResearchEXPERIENCE PRINCIPAL INVESTIGATOR  budget justification  Students  application Ready to Submit  Grant  SPONSOR  SCIENCE  Human Subjects  SPAERC  Explanation  SFI
Today’s Agenda Forms B changes Top Grants.gov & NIH submission errors  UW Business process  Performance site GIM 19 - UW Deadlines OSP is your research administration partner New NIH requirement for RCR (Responsible Conduct of Research) Q&A
Restructured NIH Forms B
Introduction NIH restructured application forms and instructions are required for deadlines after 1/25/2010 Competition ID New form applies to nearly all types of applications R, T, D, K, U, SC, G, P, Fellowships Read the RPA or program announcement carefully Applies to both new and resubmissions New forms are available on Grants.gov
Forms B – General Info Applications submitted with the old forms will be delayed  Validation will not pass at Grants.gov submission Summary of changes can be found at http://enhancing-peer-review.nih.gov/docs/application_changes.pdf School of Medicine checklist for restructured application instructions
Short Summary of Changes Research plan reformatted & reduced to 12 pages or less Facilities & Resources have modified requirements Biosketch now begins with a personal statement
1. Research Strategy - NEW Restructured Research Plan attachments OLD – 3 sections Background & significance Preliminary studies/progress report Research design & methods NEW – Research Strategy with 3 parts Significance Innovation Approach
Research Strategy Single PDF file Significance Innovation Approach contains overall research description and 2 sub-sections Preliminary studies for new applications Progress Report for renewal/revised applications List of publications moves to section 5.5.5 Reduced to 12 pages maximum for R01
2. Facilities and Other Resources Requirements Describe how scientific environment will contribute to probability of project success Early Stage Investigators (ESI) must describe  institutional investment in the success of the investigator This section is located: SF424  R&R Other Project Info PHS 398  Resources Format page
3. Biographical Sketch Part A = NEW personal statement Parts ABC become BCD No more than 15 publications Selections based on how recent the publication, importance to the field of research, and/or relevance to the application 4 page limit (no change)
Handout Table of Forms B Page Limits Checklist for Preparing a Submission-Ready Application Distributed today Posted to the OSP website
Top Grants.gov Submission Errors Application requirements not met Budget miscalculations (e.g. rates, exclusions, dates, totals match to 424) Dates do not match between periods/forms Budget totals do not match across all forms Invalid / inconsistent / missing data(e.g. federal id, budget, resource or data sharing, match to 424, Co-PI for NIH)
Top NIH Submission Errors Co-PI role used by mistake (use co-investigator instead) Documents not in PDF format Miscalculation of effort (use person months not percentage of effort) eRA Commons user profile errors ,[object Object]
Degrees,[object Object]
NIH  Help NIH eRA Commons –  http://commons.era.hin.gov/commons Avoid Common Errors -  http://era.nih.gov/ElectronicReceipt/avoiding_errors.htm SF424 User Guide - http://grants.nih.gov/grants/funding/424/#inst
Review Process May Take Longer We anticipate: Large number of submissions nationally More error reports from Grants.gov and eRA Commons  Therefore: Proposals received only by the 2 day deadline may very likely not make it through submission process Waivers will not be approved for proposals that miss the 2 day advance deadline unless they fall under the GIM 19 Guidelines
SAGE Grant Runner  Supports NIH R01, R03, R21 with modular budgets Forms B incorporated SAGE Budget (preparation tool) Auto-populates salaries and rates; calculates totals Import #s to eGC1 Budget page & attaches excel spreadsheet Help features are available throughout SAGE Click the <help icon> to view additional information regarding Grant Runner functionality
UW Training Options Grants.gov Training Register on-line Two classes offered January 13th and 14th How to Prepare a Basic Budget – coming soon OSP Learning page http://www.washington.edu/research/main.php?page=ospLearning
OSP Business Process
Performance Site Sponsor forms request the primary performance site This data may be used to calculate F&A rate Therefore- Use locations in the F&A Rate Agreement (GIM 13) List multiple locations if split rates are used Enter performance site on the R&R Project/ Performance Site Location(s) form page
Performance Site Locations
Deadlines - Important for successful submission! Application Due to OSP – GIM 19: ,[object Object]
5 working days prior to submission deadline with all proposal components completedIncludes the science (Research Strategy).
12noon 2 working days prior to submission deadline with Ready To Submit=Yes on the eGC1,[object Object]
Ready to Submit When am I really ready to submit? ,[object Object]
All COMPLETED sponsor required forms attached
IRB or IACUC studies/protocol approval dates or JIT
Attached paperwork for subcontracts or consultants
Research plan and budget is attached in FINAL form
Attachments are in correct format
IDC rate is in accordance with GIM 13

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Preparing for the February 5th Deadline

  • 1. Using the Restructured Grants.gov Application (Forms B) and Preparing for the February 5th Deadline January 2010 Adobe Forms B &the Feb 5 Deadline
  • 2. Grant SCIENCE GIM 19 SPONSOR Two day deadline NSF Explanation Contract eGC1 Introduction coversheet SubContracts GIM 13 application research Grants.gov 10 Day Rule export control Help Desk Protocol EXPERIENCE BUDGET Indirect Cost Rate scope of work Grants.gov GIM 10 research strategy APPROVALS national institutes of health Office of Research IDC Research Administration “Expertise in all aspects of research administration is critical to facilitate and support cutting edge scientific discovery at the University of Washington” budget justification Compliance PRINCIPAL INVESTIGATORAdv Budgets Advance BudgetseGC1 Introduction coversheet Scope of Work SAGE Indirect Cost Rate research 5 Day Deadlineexport control LEARN Grants.gov Protocol GIM 13 BUDGET Contract COST SHARING Grants.gov GIM 10 Sponsored projects research strategy APPROVALSResearchEXPERIENCE PRINCIPAL INVESTIGATOR budget justification Students application Ready to Submit Grant SPONSOR SCIENCE Human Subjects SPAERC Explanation SFI
  • 3. Today’s Agenda Forms B changes Top Grants.gov & NIH submission errors UW Business process Performance site GIM 19 - UW Deadlines OSP is your research administration partner New NIH requirement for RCR (Responsible Conduct of Research) Q&A
  • 5. Introduction NIH restructured application forms and instructions are required for deadlines after 1/25/2010 Competition ID New form applies to nearly all types of applications R, T, D, K, U, SC, G, P, Fellowships Read the RPA or program announcement carefully Applies to both new and resubmissions New forms are available on Grants.gov
  • 6. Forms B – General Info Applications submitted with the old forms will be delayed Validation will not pass at Grants.gov submission Summary of changes can be found at http://enhancing-peer-review.nih.gov/docs/application_changes.pdf School of Medicine checklist for restructured application instructions
  • 7. Short Summary of Changes Research plan reformatted & reduced to 12 pages or less Facilities & Resources have modified requirements Biosketch now begins with a personal statement
  • 8. 1. Research Strategy - NEW Restructured Research Plan attachments OLD – 3 sections Background & significance Preliminary studies/progress report Research design & methods NEW – Research Strategy with 3 parts Significance Innovation Approach
  • 9. Research Strategy Single PDF file Significance Innovation Approach contains overall research description and 2 sub-sections Preliminary studies for new applications Progress Report for renewal/revised applications List of publications moves to section 5.5.5 Reduced to 12 pages maximum for R01
  • 10. 2. Facilities and Other Resources Requirements Describe how scientific environment will contribute to probability of project success Early Stage Investigators (ESI) must describe institutional investment in the success of the investigator This section is located: SF424  R&R Other Project Info PHS 398  Resources Format page
  • 11. 3. Biographical Sketch Part A = NEW personal statement Parts ABC become BCD No more than 15 publications Selections based on how recent the publication, importance to the field of research, and/or relevance to the application 4 page limit (no change)
  • 12. Handout Table of Forms B Page Limits Checklist for Preparing a Submission-Ready Application Distributed today Posted to the OSP website
  • 13. Top Grants.gov Submission Errors Application requirements not met Budget miscalculations (e.g. rates, exclusions, dates, totals match to 424) Dates do not match between periods/forms Budget totals do not match across all forms Invalid / inconsistent / missing data(e.g. federal id, budget, resource or data sharing, match to 424, Co-PI for NIH)
  • 14.
  • 15.
  • 16. NIH Help NIH eRA Commons – http://commons.era.hin.gov/commons Avoid Common Errors - http://era.nih.gov/ElectronicReceipt/avoiding_errors.htm SF424 User Guide - http://grants.nih.gov/grants/funding/424/#inst
  • 17. Review Process May Take Longer We anticipate: Large number of submissions nationally More error reports from Grants.gov and eRA Commons Therefore: Proposals received only by the 2 day deadline may very likely not make it through submission process Waivers will not be approved for proposals that miss the 2 day advance deadline unless they fall under the GIM 19 Guidelines
  • 18. SAGE Grant Runner Supports NIH R01, R03, R21 with modular budgets Forms B incorporated SAGE Budget (preparation tool) Auto-populates salaries and rates; calculates totals Import #s to eGC1 Budget page & attaches excel spreadsheet Help features are available throughout SAGE Click the <help icon> to view additional information regarding Grant Runner functionality
  • 19. UW Training Options Grants.gov Training Register on-line Two classes offered January 13th and 14th How to Prepare a Basic Budget – coming soon OSP Learning page http://www.washington.edu/research/main.php?page=ospLearning
  • 21. Performance Site Sponsor forms request the primary performance site This data may be used to calculate F&A rate Therefore- Use locations in the F&A Rate Agreement (GIM 13) List multiple locations if split rates are used Enter performance site on the R&R Project/ Performance Site Location(s) form page
  • 23.
  • 24. 5 working days prior to submission deadline with all proposal components completedIncludes the science (Research Strategy).
  • 25.
  • 26.
  • 27. All COMPLETED sponsor required forms attached
  • 28. IRB or IACUC studies/protocol approval dates or JIT
  • 29. Attached paperwork for subcontracts or consultants
  • 30. Research plan and budget is attached in FINAL form
  • 31. Attachments are in correct format
  • 32. IDC rate is in accordance with GIM 13
  • 33. Any required approval waivers grantedThen RTS = YES
  • 34. For the greatest grant success and positive work relationships, adopt a team approach
  • 35. OSP is Your Partner Contact your OSP Administrator if you have questions during the preparation phase Provide context for your questions (i.e., specific sponsor instructions, not your interpretation) Consolidate your questions for the best use of everyone’s time Leave a trail of information breadcrumbs for all reviewers Justify exceptions or complicated arrangements/budgeting Pre-reviews of applications is not standard
  • 36. Help at UW Help Guide – Grant Submission via Grants.gov http://www.washington.edu/research/oris/learning/gg_guide OSP Grants.gov Help Desk UW policy & procedure questions osphelp@uw.edu or 206-685-4362 SAGE Help Desk eGC1, Budget & Grant Runner questions sagehelp@uw.edu or 206-685-8335 Peer Mentors http://www.washington.edu/research/main.php?page=ospMentors
  • 37. Responsible Conduct of Research (RCR) Requirement
  • 38. Training Requirement NIH is requiring a different set of RCR standards for all NIH training grants Face-to-face instruction required Online instruction may additionally be used Notice Number: NOT-OD-10-019 NSF already requires RCR training of students and postdoctoral researchers supported by NSF http://www.washington.edu/research/main.php?page=rcr
  • 39. Presentation Recap Forms B – required for deadlines after 1/25/2010 Top Submission Errors Primary Performance site – GIM 13 GIM 19 – UW deadlines New RCR requirement for NIH training grant Resources Ask your PIs to start working on their personal statement for biosketch early in the process
  • 40. Q & A Discussion Panel Craig Johnson, Administrator - OSP Kim Littlefield, Administrator – OSP Lynne Chronister, Director - OSP