Download to read offline
![OPEN ACCESS
What is Open Access?
accessible
without costs for the reader
«Open access […] literature is digital, online, free of charge,
and free of most copyright and licensing restrictions.»
(Peter Suber, 2012)
possibility to reuse
3
•
•
•
•
•
•
Download
Copy
Distribute
Print
Search
…](https://image.slidesharecdn.com/infoveranstaltunggessmtec-131125082058-phpapp01/85/Open-Access-and-New-Forms-of-Publishing-in-Economics-Social-Sciences-and-the-Humanities-3-320.jpg)
![JOURNAL PRICES
Source: Bosch, Stephen and Kittie Henderson. «The Winds of Change. Periodicals Price
Survey 2013.» Library Journal 21 July 2013. URL:
http://lj.libraryjournal.com/2013/04/publishing/the-winds-of-change-periodicals-price-survey2013 [18.11.2013]
8](https://image.slidesharecdn.com/infoveranstaltunggessmtec-131125082058-phpapp01/85/Open-Access-and-New-Forms-of-Publishing-in-Economics-Social-Sciences-and-the-Humanities-8-320.jpg)
![PROFIT MARGINS
IN SCIENTIFIC PUBLISHING
40.00%
35.00%
30.00%
25.00%
20.00%
15.00%
10.00%
5.00%
0.00%
Source: http://de.slideshare.net/cirasella/open-access-which-side-are-you-on-oa-week-2013
[22.11.2013]
9](https://image.slidesharecdn.com/infoveranstaltunggessmtec-131125082058-phpapp01/85/Open-Access-and-New-Forms-of-Publishing-in-Economics-Social-Sciences-and-the-Humanities-9-320.jpg)
![OPEN ACCESS MANDATES
Quelle: http://www.sherpa.ac.uk/news/2012-12-12-JULIET-Upgrade.html [17.12.2012]
39](https://image.slidesharecdn.com/infoveranstaltunggessmtec-131125082058-phpapp01/85/Open-Access-and-New-Forms-of-Publishing-in-Economics-Social-Sciences-and-the-Humanities-38-320.jpg)
![COPYRIGHT – SELF-ARCHIVING
“ETH Zurich requires of staff and postgraduate students to post
electronic copies of any research papers [ …] into the institutional
repository ETH E-Collection, if there are no legal objections.”
• Publishers usually allow some sort of
self-archiving
• Where to look it up?
• Copyright Transfer Agreement
• SHERPA/RoMEO Database
41](https://image.slidesharecdn.com/infoveranstaltunggessmtec-131125082058-phpapp01/85/Open-Access-and-New-Forms-of-Publishing-in-Economics-Social-Sciences-and-the-Humanities-40-320.jpg)
Uploaded byBarbara Hirschmann
Open Access and New Forms of Publishing in Economics, Social Sciences and the Humanities
The document summarizes key topics around open access publishing in economics, social sciences, and humanities. It discusses traditional publication models and rising journal costs, and outlines two main open access models - green open access using repositories and gold open access by publishing in open access journals. While open access increases visibility and reuse of research, questions remain around financial sustainability and transitioning fully from traditional subscription models.
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Open Access and New Forms of Publishing in Economics, Social Sciences and the Humanities
- 1. OPEN ACCESS ANDNEW FORMS OF PUBLISHING IN ECONOMICS, SOCIAL SCIENCES AND THE HUMANITIES Information event organised by D-MTEC, D-GESS & ETH-Bibliothek ETH Zurich, 25 November 2013 Barbara Hirschmann, E-Publishing Office, ETH-Bibliothek 1
- 2. OPEN ACCESS: STATEMENTS, QUESTIONSAND FEARS «We are in the hands of the publishers.» (Umfrage ETH-Bibliothek, 2012) Why should I publish open access? How does peer review go together with With open access copyright is in danger. open access? Who pays for an open access publication? Who is responsible for quality control in open access publications? How can an open access publications reach a good reputation? «Es darf nicht zum Zwang werden, man sollte die Wahl haben.» (Umfrage ETH-Bibliothek, 2012) 2 «Ein Artikel muss im Web of Science zitiert werden, sonst ist es verlorene Literatur.» (Umfrage ETH-Bibliothek, 2012)
- 3. OPEN ACCESS What isOpen Access? accessible without costs for the reader «Open access […] literature is digital, online, free of charge, and free of most copyright and licensing restrictions.» (Peter Suber, 2012) possibility to reuse 3 • • • • • • Download Copy Distribute Print Search …
- 4. TRADITIONAL PUBLICATION CYCLE Author (asrecipient) Author (as producer) Library Publisher Bookseller / Library Supplier 4
- 5. TRADITIONAL PUBLICATION CYCLE Paidby taxpayer Author (as recipient) Author (as producer) peer review delivery Paid by taxpayer selection & acquistion 5 Library Publisher Bookseller / Library Supplier layout, copy-editing distribution
- 6. THE SERIALS CRISIS AnnualUS journal price increases compared to Consumer Price Index (CPI). Source: http://allenpress.com/system/files/pdfs/library/2012_AP_JPS.pdf 6
- 7. JOURNAL PRICES Impact Factor: 1.3 Journal ofapplied polymer science $ = $ Impact Factor: 31,2 Science $ = $ Impact Factor: 1.54 Journal of non-crystalline solids $ 7 $
- 8. JOURNAL PRICES Source: Bosch,Stephen and Kittie Henderson. «The Winds of Change. Periodicals Price Survey 2013.» Library Journal 21 July 2013. URL: http://lj.libraryjournal.com/2013/04/publishing/the-winds-of-change-periodicals-price-survey2013 [18.11.2013] 8
- 9. PROFIT MARGINS IN SCIENTIFICPUBLISHING 40.00% 35.00% 30.00% 25.00% 20.00% 15.00% 10.00% 5.00% 0.00% Source: http://de.slideshare.net/cirasella/open-access-which-side-are-you-on-oa-week-2013 [22.11.2013] 9
- 10. RESOURCES AND DOCUMENTSHELD BY THE ETH-BIBLIOTHEK Journals electronic format current, printed format Databases 14 600 5 380 145 Books, reference works e-Books 105 000 printed papers (monographs and 2 887 000 bound volumes) Dissertations, reports documents ETH E-Collection reports and microfiches 28 000 2 213 000 Maps incl. plans 403 000 … … … 11
- 11. USAGE OF PRODUCTSOF THE ETH-BIBLIOTHEK Usage of products ETH-Bibliothek 2001 – 2012 4,000,000 Loans (printed documents) 3,750,000 Document delivery 3,500,000 subito, FIZ 3,250,000 Accesses library website Accesses databases 3,000,000 Accesses licensed electronic journals 2,750,000 Accesses ETH E-Collection (PDF downloads) 2,500,000 Accesses e-books 2,250,000 2,000,000 1,750,000 1,500,000 1,250,000 1,000,000 750,000 500,000 250,000 0 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 12
- 12. ACQUISITIONS BUDGET OFTHE ETH-BIBLIOTHEK 9% 3% 14% journals (online and print) databases 13% 60% e-books monographs and serials other 13
- 13. OPEN ACCESS • Away out of the serials crisis? • A way out of library budget problems? • Solve copyright restriction problems? 14
- 14. OPEN ACCESS • • • • • • • • • • 15 Increased visibilityand higher citation rates Fast, toll-free access to information Good findability via search engines All the benefits of digital documents Promotes international and interdisciplinary cooperation Greater research efficiency through early discussion of results Authors retain copyright Open access to publicly-funded research results Long-term document availability Benefits in networked, IT-supported work environments
- 15. OPEN ACCESS –THE GREEN ROAD Open Access – The Green Road Author (as recipient) Author (as producer) Peer Review Publication in Repository delivery Library selection & acquistion 16 Publisher Bookseller / Library Supplier layout, copy-editing distribution
- 16. OPEN ACCESS –THE GREEN ROAD Usage of products ETH-Bibliothek 2001 – 2012 4,000,000 Loans (printed documents) 3,750,000 Document delivery 3,500,000 subito, FIZ 3,250,000 Accesses library website Accesses databases 3,000,000 Accesses licensed electronic journals 2,750,000 Accesses ETH E-Collection (PDF downloads) 2,500,000 Accesses e-books 2,250,000 2,000,000 1,750,000 1,500,000 1,250,000 1,000,000 750,000 500,000 250,000 0 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 17
- 17. OPEN ACCESS –THE GREEN ROAD Self-Archiving in Open Access repositories Institutional Repository Disciplinary Repository OpenDOAR (Directory of Open Access Repositories) 18
- 18. OPEN ACCESS –THE GREEN ROAD 19
- 19. OPEN ACCESS –THE GREEN ROAD 20
- 20. OPEN ACCESS –THE GREEN ROAD Persistent Identifier Free of charge Disciplinary collection 21
- 21. OPEN ACCESS –THE GREEN ROAD Persistent Identifier (DOI) Long term archiving Free of charge Up-to-date download statistics Metadata transfer to E-Citations When publishing in ETH E-Collection you comply with Open Access mandates of ETH Zurich, SNSF, and the European Commission! 22
- 22. OPEN ACCESS –THE GOLDEN ROAD Publishing in Open Access Journals • Quality Control (Peer Review) • Different funding mechanisms • • 23 Article Processing Charges Author retains Copyright (standard licence: CC-BY)
- 23. OPEN ACCESS –THE GOLDEN ROAD Open Access – The Golden Road 1. Choose a Journal List of OA Journals with impact factor: http://labs.biblioteca.uoc.edu/test/doaj/ 2. Avoid publishing with predatory OA Publishers: – – 24 Beall’s List: http://scholarlyoa.com/publishers/ OASPA: Open Access Scholarly Publishers Association
- 24. OPEN ACCESS –THE GOLDEN ROAD Funding $ 0,- $ 1140,- $ 2500,- • Research Funds • ETH Zurich memberships • Open Access Option («Hybrid Journals»): Not financed by ETH Zurich! e.g. Springer Open Choice, Elsevier Sponsored Articles, Wiley Online Open, …. 25
- 25. OPEN ACCESS –THE GOLDEN ROAD Correlation of APCs with Journal’s Impact Factor Source: Theo Andrew (2012): Gold Open Access: Counting the Costs, http://www.ariadne.ac.uk/issue70/andrew. 26
- 26. OPEN ACCESS –THE GOLDEN ROAD Source: Laakso and Björk BMC Medicine 2012, 10:124 doi:10.1186/1741-7015-10-124 27
- 27. OPEN ACCESS –THE GOLDEN ROAD 18.00% 16.00% 14.00% 12.00% Delayed OA 10.00% Hybrid OA 8.00% In full immediate OA journals 6.00% 4.00% 2.00% 0.00% 2008 2009 2010 2011 Source: based on Laakso and Björk BMC Medicine 2012, 10:124 doi:10.1186/1741-7015-10-124 28
- 28. OPEN ACCESS –THE GOLDEN ROAD Source: Laakso and Björk BMC Medicine 2012, 10:124 doi:10.1186/1741-7015-10-124 29
- 29. OPEN ACCESS –THE GOLDEN ROAD New Publishing Models: Megajournals Source: Davis, Phil: The Rise and Fall of PLOS ONE’s Impact Factor (2012 = 3.730). The scholarly kitchen. URL: http://scholarlykitchen.sspnet.org/2013/06/20/the-rise-andfall-of-plos-ones-impact-factor-2012-3-730/ 30
- 30. OPEN ACCESS –THE GOLDEN ROAD New Publishing Models 31
- 31. OPEN ACCESS –THE GOLDEN ROAD • • Publication of the submitted version as “Discussion Paper” within 3 weeks Review by • • • • • 32 invited referees (classic peer review) Registered readers (open assessment) Published or rejected as “Journal Article” Discussion Paper with all comments remains accessible to the public Journal included in SSCI since 2012
- 32. OPEN ACCESS INTHE HUMANITIES • «Delayed Open Access»: Open Access to Publisher Backlists (books / journals) e.g. retro.seals.ch • Pilot projects with Open Access Book Publishing • Research funder initiatives (DFG, Wellcome Trust, Austrian Science Fund) 33
- 33. OPEN ACCESS @ETH ZURICH The Open Access Movement & ETH 2002 Budapest Open Access Initiative 2003 Berlin Declaration on Open Access to Scientific Knowledge 2006 ETH Zurich signs Berlin Declaration 2008 ETH Zurich adopts Open Access Policy 34
- 34. OPEN ACCESS @ETH ZURICH ETH Zurich Open Access Policy (2008) “The ETH Zurich requires of staff and postgraduate students to post electronic copies of any research papers that have been accepted for publication in a peer-reviewed journal (post-prints), theses and other scientific research output (monographs, reports, proceedings, videos etc.), to be made freely available as soon as possible into the institutional repository ETH E-Collection, if there are no legal objections. The ETH Zurich expects authors where possible, to retain their copyright. For detailed information see the rules of the ETH ECollection.” “The ETH Zurich encourages their researchers to publish in a suitable Open Access journal where one exists and will cover a part of the publication costs.” www.library.ethz.ch/open-access 35
- 35. OPEN ACCESS INTHE EU Open Access in FP 7 • • • • FP7: Open-Access pilot Grant agreements in seven areas contain special clause 39 «Open Access» Articles originating from these projects must be deposited to an online repository latest 6 / 12 months after publication (sciences / social sciences & humanities) Article Processing Charges are eligible (limited to duration of project) Open Access in Horizon 2020 • • • 36 From OA pilot in FP7 to OA mandate in Horizon 2020 Possibility for funding of Article Processing Charges after project ends Pilot for Open Research Data
- 36. OPEN ACCESS @SNSF Swiss National Science Foundation • requires its grant recipients to self-archive their publications in peer-reviewed journals on an open-access repository • offers researchers the opportunity to claim publication fees for articles in open-access journals of up to CHF 3’000 as project costs 37
- 37. OPEN ACCESS MANDATES InternationalDevelopments Great Britain • Research Councils UK: direct funding to Universities for financing APCs from 2013 United States: • NIH to withhold grant money to enforce OA policy 38
- 38. OPEN ACCESS MANDATES Quelle:http://www.sherpa.ac.uk/news/2012-12-12-JULIET-Upgrade.html [17.12.2012] 39
- 39. COPYRIGHT – SELF-ARCHIVING •Self-Archiving • What is allowed? • How do I retain my rights? 40
- 40. COPYRIGHT – SELF-ARCHIVING “ETHZurich requires of staff and postgraduate students to post electronic copies of any research papers [ …] into the institutional repository ETH E-Collection, if there are no legal objections.” • Publishers usually allow some sort of self-archiving • Where to look it up? • Copyright Transfer Agreement • SHERPA/RoMEO Database 41
- 41. Which format? • UsuallyPostprint (= author’s manuscript after peer review) When? • Possible embargos between 2 and 24 months Where? • Author’s website • Institutional repository • Disciplinary repository 42
- 42. COPYRIGHT- SELF-ARCHIVING “The ETHZurich expects authors where possible, to retain their copyright.” What does this mean? • Read the publication agreement with great care • Transferring copyright doesn’t have to be all or nothing • Publishing agreements are negotiable • Use the SPARC author addendum 43
- 43. COPYRIGHT - LICENSING CreativeCommons Licences CC BY: Creative Commons Attribution Licence CC BY NC: Creative Commons Attribution Non-Commercial Licence 44
- 44. THE FUTURE OFPUBLISHING A Vision for the future? Björn Brembs, Professor of Neurobiology, University of Regensburg Is a publishing system without journals feasible? • Peer Review? • Prestige? • Impact Factor? Source: http://de.slideshare.net/brembs/some-technical-hurdles-towards-open-science 45
- 45. CHALLENGES REMAIN… • Open Accesspublishing is developing steadily, but slowly • The financial aspects of Gold Open Access are not solved • • • • 46 Can financial savings be achieved? Who will finance additional costs during the “transition period” Can the power of the big publishers be cut down? Green Open Access probably not to become a standard if it does not come with strong enforcement mechanisms
- 46.
Editor's Notes
- #14 So for our main customers – researchers from ETH – it is really important that we keep these journal subscriptions.At the moment we have to use 60 % of our acquisitions budget for journals, but this percentage could be even more in the years to come.