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An Update on
GAO’s Technology Assessment Program


                 Naba Barkakati, Ph.D.

           Chief Technologist and Co-Director
     Center for Science, Technology, and Engineering
      U.S. Government Accountability Office (GAO)
       441 G St NW, Washington, DC 20548 USA
                   barkakatin@gao.gov


                   www.gao.gov
Technology Assessment in USA

•   Started with the Technology Assessment Act of 1972, which resulted in
    the Office of Technology Assessment (OTA) that operated from 1973
    to 1995.
•   In 2002, GAO was asked to pilot technology assessments and in 2007
    asked to make it a permanent function in GAO.
•   GAO defines TA as the thorough and balanced analysis of significant
    primary, secondary, indirect, and delayed interactions of a
    technological innovation with society, the environment, and the
    economy and the present and foreseen consequences and effects of
    those interactions.
•   GAO sees TA as a mechanism to inform and improve decision making
    by policy-makers. TAs focus on analyzing the values and trade-offs of
    various technologies for a specific intended use and presenting them in
    a public policy context that can be used by the Congressional process.
                                                                       Page 2
GAO’s Technology Assessment Work

                   • GAO has conducted TA over the past
                     several years assessing impact of
                     using technology for specific
                     programs.

                   • Since 2002, GAO conducted 5 pilot
                     technology assessments in areas
                     such as biometrics, cyber security,
                     wildland fires, cargo security, and
                     explosives detection.

                   • In 2011, GAO conducted two
                     technology assessments: one on
                     climate engineering technologies and
                     another on neutron detection
                     technologies.
                                                      Page 3
Updates on GAO’s TA Program

• Developing a guide for “Designing Technology Assessments” that
  will identify and evaluate a range of design and methodological
  options available for conducting technology assessments.

• Developing guidance to improve internal processes for
  conducting technology assessments within GAO’s Quality
  Assurance Framework.

• Continuing to conduct Technology Assessments – new request to
  assess technologies for efficient water use in energy production,
  agriculture, and residential use.

                                                               Page 4
Designing Technology Assessment –
Work in Progress




     Defining TA scope   Framing TA Methods
                                              Page 5
GAO Technology Assessment Reports

TECHNOLOGY ASSESSMENT: Using Biometrics for Border Security, GAO-03-174, November 15,
   2002

TECHNOLOGY ASSESSMENT: Cybersecurity for Critical Infrastructure Protection, GAO-04-321,
   May 28, 2004

TECHNOLOGY ASSESSMENT: Protecting Structures and Improving Communications during
   Wildland Fires, GAO-05-380, April 26, 2005

TECHNOLOGY ASSESSMENT: Securing the Transport of Cargo Containers, [For Official Use
   Only], January 14, 2006

TECHNOLOGY ASSESSMENT: Explosives Detection Technology to Protect Passenger Rail,
   GAO-10-898, July 28, 2010

TECHNOLOGY ASSESSMENT: Climate Engineering: Technical Status, Future Directions, and
   Potential Responses, GAO-11-71, July 28, 2011

TECHNOLOGY ASSESSMENT: Neutron Detectors: Alternatives to Using Helium-3, GAO-11-753,
   September 29, 2011


                                                                                   Page 6
Contact Information


         For questions or comments, please contact:

             Nabajyoti (“Naba”) Barkakati, Ph.D.
              Chief Technologist and Co-Director
                     Phone: 202-512-4499
               Email: BarkakatiN@gao.gov

                  Timothy Persons, Ph.D.
                Chief Scientist and Co-Director
                    Phone: 202-512-6522
                Email: PersonsT@gao.gov

                                                      Page 7
On the Web
Web site: http://www.gao.gov/

Contact
Chuck Young, Managing Director, Public Affairs, youngc1@gao.gov
(202) 512-4800, U.S. Government Accountability Office
441 G Street NW, Room 7149, Washington, D.C. 20548 USA

Copyright
This is a work of the U.S. government and is not subject to copyright
protection in the United States. The published product may be reproduced and
distributed in its entirety without further permission from GAO. However,
because this work may contain copyrighted images or other material,
permission from the copyright holder may be necessary if you wish to
reproduce this material separately.

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Naba barkakati, gao technology assessment, dupont summit dec7, 2012

  • 1. An Update on GAO’s Technology Assessment Program Naba Barkakati, Ph.D. Chief Technologist and Co-Director Center for Science, Technology, and Engineering U.S. Government Accountability Office (GAO) 441 G St NW, Washington, DC 20548 USA barkakatin@gao.gov www.gao.gov
  • 2. Technology Assessment in USA • Started with the Technology Assessment Act of 1972, which resulted in the Office of Technology Assessment (OTA) that operated from 1973 to 1995. • In 2002, GAO was asked to pilot technology assessments and in 2007 asked to make it a permanent function in GAO. • GAO defines TA as the thorough and balanced analysis of significant primary, secondary, indirect, and delayed interactions of a technological innovation with society, the environment, and the economy and the present and foreseen consequences and effects of those interactions. • GAO sees TA as a mechanism to inform and improve decision making by policy-makers. TAs focus on analyzing the values and trade-offs of various technologies for a specific intended use and presenting them in a public policy context that can be used by the Congressional process. Page 2
  • 3. GAO’s Technology Assessment Work • GAO has conducted TA over the past several years assessing impact of using technology for specific programs. • Since 2002, GAO conducted 5 pilot technology assessments in areas such as biometrics, cyber security, wildland fires, cargo security, and explosives detection. • In 2011, GAO conducted two technology assessments: one on climate engineering technologies and another on neutron detection technologies. Page 3
  • 4. Updates on GAO’s TA Program • Developing a guide for “Designing Technology Assessments” that will identify and evaluate a range of design and methodological options available for conducting technology assessments. • Developing guidance to improve internal processes for conducting technology assessments within GAO’s Quality Assurance Framework. • Continuing to conduct Technology Assessments – new request to assess technologies for efficient water use in energy production, agriculture, and residential use. Page 4
  • 5. Designing Technology Assessment – Work in Progress Defining TA scope Framing TA Methods Page 5
  • 6. GAO Technology Assessment Reports TECHNOLOGY ASSESSMENT: Using Biometrics for Border Security, GAO-03-174, November 15, 2002 TECHNOLOGY ASSESSMENT: Cybersecurity for Critical Infrastructure Protection, GAO-04-321, May 28, 2004 TECHNOLOGY ASSESSMENT: Protecting Structures and Improving Communications during Wildland Fires, GAO-05-380, April 26, 2005 TECHNOLOGY ASSESSMENT: Securing the Transport of Cargo Containers, [For Official Use Only], January 14, 2006 TECHNOLOGY ASSESSMENT: Explosives Detection Technology to Protect Passenger Rail, GAO-10-898, July 28, 2010 TECHNOLOGY ASSESSMENT: Climate Engineering: Technical Status, Future Directions, and Potential Responses, GAO-11-71, July 28, 2011 TECHNOLOGY ASSESSMENT: Neutron Detectors: Alternatives to Using Helium-3, GAO-11-753, September 29, 2011 Page 6
  • 7. Contact Information For questions or comments, please contact: Nabajyoti (“Naba”) Barkakati, Ph.D. Chief Technologist and Co-Director Phone: 202-512-4499 Email: BarkakatiN@gao.gov Timothy Persons, Ph.D. Chief Scientist and Co-Director Phone: 202-512-6522 Email: PersonsT@gao.gov Page 7
  • 8. On the Web Web site: http://www.gao.gov/ Contact Chuck Young, Managing Director, Public Affairs, youngc1@gao.gov (202) 512-4800, U.S. Government Accountability Office 441 G Street NW, Room 7149, Washington, D.C. 20548 USA Copyright This is a work of the U.S. government and is not subject to copyright protection in the United States. The published product may be reproduced and distributed in its entirety without further permission from GAO. However, because this work may contain copyrighted images or other material, permission from the copyright holder may be necessary if you wish to reproduce this material separately.

Editor's Notes

  1. This slide relates to the award-winning TA report from 2011.
  2. Adapted from I2TA (http://i2ta.org/en/definition_of_TA.html).