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Mitigating the Menace of Urban Flooding in
Uttar Pradesh through Spatial Planning
- a case of Lucknow
Prof. Subodh Shankar FITP
Former Chief Architect Planner, Uttar Pradesh Housing & Development Board
subodh.arch@gmail.com
Urban Flooding
 UF is significantly different from rural flooding as urbanization leads to developed catchments
significantly increasing the flood peaks. Consequently, flooding occurs very quickly due to faster flow
times. As urban areas are densely populated and people living in vulnerable areas suffer due to flooding,
sometimes resulting in loss of life. It is not only the event of flooding but the secondary effect of exposure
to infection also has its toll in terms of human suffering, loss of livelihood and, in extreme cases, loss of
life- NDMA
 Urban flooding is the inundation of land or property in a built environment, particularly in more densely
populated areas (like cities), caused by rainfall overwhelming the capacity of drainage systems
 UF can further be defined as ‘the submergence of usually dry areas by a large amount of water that
comes from sudden excessive rainfall, an overflowing river or lake, melting snow or an exceptionally high
tide’
 In other words, the flooding of land or property in a built environment, especially in densely populated
cities where rainfall exceeds drainage systems’ capacity, is known as urban flooding
Flood Scenario of India
 India is one of the most flood prone
countries in the world.
 The principal reasons for flood lie in the
very nature of natural ecological systems
in this country, namely, the monsoon, the
highly silted river systems and the steep
and highly erodible mountains, particularly
those of the Himalayan ranges
 The average rainfall in India is 1150 mm
 23 of the 36 States and UT in the country
are subject to floods and 40 million
hectares of land
 1/8 of the country’s geographical area is
prone to floods.
Urban Flooding Issues : India
 Dense Urbanization - Open spaces marginalized
 Reduction of the percolation capacity of land
 Short Duration heavy rainfall
 Unsustainable storm water drainage systems- age old
 Shrinking water bodies
 Encroachments along and on the natural wet lands and water channels
 Inadequate urban planning and infrastructure
 Estimated revenue loss per annum 10-15 thousand crore (SBI report 2023)
Flood Scenario of
Uttar Pradesh
 Annual rainfall in the state ranges from 600–2,000
mm
 90 % rainfall occurs during monsoon : July -
September
 Floods a recurring problem- east more prone
 Fatalities and heavy damage to crops & property
 24 % of national flooded area lies in UP
 Ghaghara, Sharda, Gandak, Rapti are main
culprits
 11 % (27 lakh Ha. ) of State area gets affected
annually.
 Annual loss of around 432 crores.
Lucknow
 Situated in the central Gangetic plain and forms a
part of Sai-Gomti sub-basin.
 Population of 2.8 million ( 2011 census)
 Eleventh most populous city of India
 Area:349 square kilometers
 Density: 8,100 persons per sq. km.
 Terrain: Almost flat with a depression in north-
eastern part.( MSL 123.5 – 110.0 m.)
 The general slope is from north and North-west to
south and south-east.
 Gomti flows in the heart of the city from north-west
to south east
 The drainage of Gomti river is mainly through
Haidar canal and Kukrail nala.
Lucknow Floods
Lucknow is located on both sides of the banks
of the Gomti River
2 major water channels namely Kukrail and
Haider canal drain city’s storm water into
the river
It has a history of being affected by floods
due to:
 heavy rainfall,
 river overflow,
 breaches in the embankments
and;
 blockage of the natural and manmade
drainage systems due to encroachments
and clogging.
 Backflow
Major floods-Lucknow
 1923: This is one of the earliest recorded disastrous floods in the city's history. Heavy rainfall – overflow of Gomti, low-lying areas badly
affected; Property, crops, and infrastructure badly damaged: forced many people to take shelter in higher places; also disrupted the
communication and transportation systems, and posed a threat to public health and safety.
 1960: Heavy downpour in the month of October led to the overflow of the Gomti River. Although after the 1923 flood, the Butler palace area
was protected by the construction of a marginal embankment, however, as water spilled through two breaches, water inundated the low-lying
areas. The flood submerged almost half of the city under several feet of water. It was one of the worst floods in Lucknow's history. Due to poor
drainage system of the city the water level dropped very slowly,
 1971 : This flood occurred in the month of September. Similar to 1960 flood, it was also caused by two breaches in the embankment of the
Gomti River. The breaches were caused by the high-water level of the river, which was about two meters above the danger mark. The flood
submerged many parts of the city under one to 1.2 meters of water, affecting the main shopping area, some residential areas, and the zoological
garden.
 2008 : It was also caused by the overflow of the Gomti River after heavy rainfall. The flood submerged several parts of the city, affecting more
than a lakh people and killing at least 15. The flood situation was worsened by the inadequate drainage system of the city, which could not cope
with the runoff from the urban areas. The encroachment of floodplains and wetlands by illegal constructions also reduced the natural capacity of
the river to absorb excess water.
 2021: This flood was a recent calamity that affected Lucknow and its surrounding districts. The flood was caused by continuous rainfall for
several days, which increased the water level of the Gomti River, disrupting natural drainage. Due to heavy encroachments and clogging of the
natural and the manmade drainage system the water outflow was badly affected.
Flood Scenario of Lucknow
Gomti River at Lucknow
Kukrail River/Nala?
28 km. long Kukrail River/ Nala, originates
from the Kukrail Forest in village Dasaul.
Once upon a time it was extremely clean and
people used to take bath in to it but now it
has turned into a Nala collecting refuse from
the adjacent residential areas. Km. of its
length is affected by encroachments.
Now, governments plans to revive its glory by
developing picnic spots on the lines of
Sabarmati River front development.
Haider Canal
 Built by Nawab Wazir of Awadh, Ghazi-ud-din
Haider Ali, between 1814 and 1827,
 The Canal was supposed to pass through
Lucknow for irrigation purposes, connecting
the river Gomti to the river Ganga.
 However, the dream project came to a halt
due to a lack of scientific inputs
 The canal now plays the role of a drain,
carrying the city's waste and dumping it into
Gomti river
Vanishing of Lakes and Ponds
 According to a survey conducted by
Lucknow Municipal Corporation (LMC),
there were around 964 ponds in the city in
1952.
 The number declined to 494 in 2006.
 Majority of which are unidentifiable due to
reclamation.
 The study further revealed that around
128 ponds were fully encroached by big
habitations along the banks , 133 were
lost to the housing projects of LDA . 32 to
UPHDB projects, 18 ponds were lost to
roads construction while 4-5 ponds were
engulfed by the railway projects in last 20
years
Current issues with Natural Water Bodies in Lucknow
S. No.
Name of the Ponds/ Water
Tanks
Ownershi
p
Current Issues
1. Khaika Talab LMC Polluted, Sewage fed, Depleted water recharging, Cattle
Wallowing, Foul Smell
1. Haiwat Mau Mawaiya Lake LMC Sewage fed Lake, Cattle wallowing, Open Defecation in
the surrounding, Cloths washing, Encroachments
1. Aurangabad Talab LDA Sewage Discharge, Encroachment, Waste Dumping in the
Lake
1. Amausi Lake at Nadarganj Industrial Area LMC Siltation in the Lake, Gets dry in Summer Season
1. Buttler Palace Lake LDA Sewage Discharge, Solid waste Discharge, Siltation and
Sedimentation
1. Kathauta Lake, Chinhat LDA Sedimentation and Encroachment
1. Jamuna Lake LDA Sewage Discharge, Dumping of C&D and Slaughter House
Waste, Cattle Wallowing
1. Chiraunda Ka Talab LMC Sewage Discharge, Solid Waste Dumping, Encroachment
in the fringe area
1. Moti Jheel LMC Sewage Discharge, Solid Waste Dumping, Encroachment
in the fringe area
1. Tikat Rai Talab LMC Sewage Discharge, Solid Waste Dumping, Encroachment
in the fringe area
Soft to Hard Land transformation of Lucknow in the last 25 years
Categories of Land Transformation Area Sq.km Percentage
Agriculture to built-up land 76.37 62.98
Plantation to built- up land 01.69 01.40
Wetlands to built -up area 01.45 01.19
Waste land to built- up area 01.17 00.96
Rural to built- up area 02.93 02.42
Forest area to built -up area 00.39 00.32
Water body to built- up area 0.74 00.61
Land under transformation 36.52 30.12
Total 121.26 100.00
Source: International Journal of Water Resources and Environmental Engineering Vol. 5(2), pp. 67-76,
February, 2013: 10.5897/IJWREE11.142 ISSN 1991-637X ©2013
Way Ahead ?
Lake revival in Lucknow
Respecting the Existing Contours
 All Urban Development Project must
respect the existing contours
 Thus detailed contour plans be got
prepared before undertaking any UD
project.
 The concept of “ Earth Balancing” be
revisited by Engineering Partners.
* Picture: Zaha Hadid’S Beko Masterplan in Belgrade
Cluster Planning
versus
Linear Planning
 Generally housing layouts are prepared on
the cluster or linear pattern.
 It has been observed that closed cluster
planning obstructs the free flow of rain
water while the linear pattern, if directed
towards the natural flow direction,
facilitates the free flow of water.
 Glancing at these planning patterns gives a
fair idea of the actual situation.
Sponge City
 A city that is designed to passively absorb,
clean and use rainfall in an ecologically
friendly way that reduces dangerous and
polluted runoff.
 Associated techniques for sponge cities
include permeable roads, rooftop gardens,
rainwater harvesting, rain gardens, green
spaces and blue areas such as ponds and
lakes.
 The idea of a sponge city is to make cities
more permeable so as to hold and use the
water which falls upon it.
Conclusion & Recommendations
1. Detailed hydrological surveys be conducted before undertaking any further urban development
2. Local Master Plans must clearly demarcate areas fit and unfit for human habitation.
3. The detailed layout plans of urban development schemes must respect the existing contours and drainage
pattern
4. Linear planning pattern (as compared to cluster) is preferable as it facilitates increased outflow of rain water
5. High Rise constructions be encouraged to make available more permeable open spaces
6. The local municipal administration must ensure saving of existing ponds and other water bodies and also try to
restore the lost water bodies
7. Existing drainage system must be revamped to meet the challenges of excessive rain fall expected due to
global warming and climate change
8. Transformation of porous land to impervious be minimized
9. Existing water channels be made free from encroachments and unauthorized occupation
10. The existing water bodies be periodically desilted
11. Plan and Design all Urban Developments based on the principles of “Sponge City”
12. Develop New Towns
References
I. Government of India, 30 Apr 2022: Flood Hazard Atlas of Uttar Pradesh - A Geospatial Approach
II. Purnima Sharma and Karunesh Shukla, International Journal of Renewable Energy and Environmental Engineering, ISSN 2348-0157,
Vol. 03, No. 02, April 2015: Integrated Drainage Management Plan for Urban Flooding: A Case Study of Lucknow City, Uttar Pradesh,
India
III. Uttar Pradesh Disaster Management Authority (UPDMA) publication titled ‘उत्तर प्रदेश जनहानन क
े आंकड़ ं क
े आधार पर जनपदवार आपदा
ज खिम प्र फाइल’
IV. Town & Country Planning Organisation, GOI: March 2020: Dynamics of Peri-Urban Areas: Prospects and Challenges of Sustainable
Development – a Case Study of Lucknow
V. https://en.wikipedia.org/wiki/Floods_in_Lucknow
VI. International Journal of Water Resources and Environmental Engineering Vol. 5(2), pp. 67-76, February, 2013:
10.5897/IJWREE11.142 ISSN 1991-637X ©2013
VII. LMC: Revised CDP for Lucknow- Vol.1: January 2015
Thanks

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Mitigating the Menace of Urban Flooding in Uttar Pradesh through Spatial Planning- a case of Lucknow

  • 1. Mitigating the Menace of Urban Flooding in Uttar Pradesh through Spatial Planning - a case of Lucknow Prof. Subodh Shankar FITP Former Chief Architect Planner, Uttar Pradesh Housing & Development Board subodh.arch@gmail.com
  • 2. Urban Flooding  UF is significantly different from rural flooding as urbanization leads to developed catchments significantly increasing the flood peaks. Consequently, flooding occurs very quickly due to faster flow times. As urban areas are densely populated and people living in vulnerable areas suffer due to flooding, sometimes resulting in loss of life. It is not only the event of flooding but the secondary effect of exposure to infection also has its toll in terms of human suffering, loss of livelihood and, in extreme cases, loss of life- NDMA  Urban flooding is the inundation of land or property in a built environment, particularly in more densely populated areas (like cities), caused by rainfall overwhelming the capacity of drainage systems  UF can further be defined as ‘the submergence of usually dry areas by a large amount of water that comes from sudden excessive rainfall, an overflowing river or lake, melting snow or an exceptionally high tide’  In other words, the flooding of land or property in a built environment, especially in densely populated cities where rainfall exceeds drainage systems’ capacity, is known as urban flooding
  • 3. Flood Scenario of India  India is one of the most flood prone countries in the world.  The principal reasons for flood lie in the very nature of natural ecological systems in this country, namely, the monsoon, the highly silted river systems and the steep and highly erodible mountains, particularly those of the Himalayan ranges  The average rainfall in India is 1150 mm  23 of the 36 States and UT in the country are subject to floods and 40 million hectares of land  1/8 of the country’s geographical area is prone to floods.
  • 4. Urban Flooding Issues : India  Dense Urbanization - Open spaces marginalized  Reduction of the percolation capacity of land  Short Duration heavy rainfall  Unsustainable storm water drainage systems- age old  Shrinking water bodies  Encroachments along and on the natural wet lands and water channels  Inadequate urban planning and infrastructure  Estimated revenue loss per annum 10-15 thousand crore (SBI report 2023)
  • 5. Flood Scenario of Uttar Pradesh  Annual rainfall in the state ranges from 600–2,000 mm  90 % rainfall occurs during monsoon : July - September  Floods a recurring problem- east more prone  Fatalities and heavy damage to crops & property  24 % of national flooded area lies in UP  Ghaghara, Sharda, Gandak, Rapti are main culprits  11 % (27 lakh Ha. ) of State area gets affected annually.  Annual loss of around 432 crores.
  • 6. Lucknow  Situated in the central Gangetic plain and forms a part of Sai-Gomti sub-basin.  Population of 2.8 million ( 2011 census)  Eleventh most populous city of India  Area:349 square kilometers  Density: 8,100 persons per sq. km.  Terrain: Almost flat with a depression in north- eastern part.( MSL 123.5 – 110.0 m.)  The general slope is from north and North-west to south and south-east.  Gomti flows in the heart of the city from north-west to south east  The drainage of Gomti river is mainly through Haidar canal and Kukrail nala.
  • 7. Lucknow Floods Lucknow is located on both sides of the banks of the Gomti River 2 major water channels namely Kukrail and Haider canal drain city’s storm water into the river It has a history of being affected by floods due to:  heavy rainfall,  river overflow,  breaches in the embankments and;  blockage of the natural and manmade drainage systems due to encroachments and clogging.  Backflow
  • 8. Major floods-Lucknow  1923: This is one of the earliest recorded disastrous floods in the city's history. Heavy rainfall – overflow of Gomti, low-lying areas badly affected; Property, crops, and infrastructure badly damaged: forced many people to take shelter in higher places; also disrupted the communication and transportation systems, and posed a threat to public health and safety.  1960: Heavy downpour in the month of October led to the overflow of the Gomti River. Although after the 1923 flood, the Butler palace area was protected by the construction of a marginal embankment, however, as water spilled through two breaches, water inundated the low-lying areas. The flood submerged almost half of the city under several feet of water. It was one of the worst floods in Lucknow's history. Due to poor drainage system of the city the water level dropped very slowly,  1971 : This flood occurred in the month of September. Similar to 1960 flood, it was also caused by two breaches in the embankment of the Gomti River. The breaches were caused by the high-water level of the river, which was about two meters above the danger mark. The flood submerged many parts of the city under one to 1.2 meters of water, affecting the main shopping area, some residential areas, and the zoological garden.  2008 : It was also caused by the overflow of the Gomti River after heavy rainfall. The flood submerged several parts of the city, affecting more than a lakh people and killing at least 15. The flood situation was worsened by the inadequate drainage system of the city, which could not cope with the runoff from the urban areas. The encroachment of floodplains and wetlands by illegal constructions also reduced the natural capacity of the river to absorb excess water.  2021: This flood was a recent calamity that affected Lucknow and its surrounding districts. The flood was caused by continuous rainfall for several days, which increased the water level of the Gomti River, disrupting natural drainage. Due to heavy encroachments and clogging of the natural and the manmade drainage system the water outflow was badly affected.
  • 10. Gomti River at Lucknow
  • 11. Kukrail River/Nala? 28 km. long Kukrail River/ Nala, originates from the Kukrail Forest in village Dasaul. Once upon a time it was extremely clean and people used to take bath in to it but now it has turned into a Nala collecting refuse from the adjacent residential areas. Km. of its length is affected by encroachments. Now, governments plans to revive its glory by developing picnic spots on the lines of Sabarmati River front development.
  • 12. Haider Canal  Built by Nawab Wazir of Awadh, Ghazi-ud-din Haider Ali, between 1814 and 1827,  The Canal was supposed to pass through Lucknow for irrigation purposes, connecting the river Gomti to the river Ganga.  However, the dream project came to a halt due to a lack of scientific inputs  The canal now plays the role of a drain, carrying the city's waste and dumping it into Gomti river
  • 13. Vanishing of Lakes and Ponds  According to a survey conducted by Lucknow Municipal Corporation (LMC), there were around 964 ponds in the city in 1952.  The number declined to 494 in 2006.  Majority of which are unidentifiable due to reclamation.  The study further revealed that around 128 ponds were fully encroached by big habitations along the banks , 133 were lost to the housing projects of LDA . 32 to UPHDB projects, 18 ponds were lost to roads construction while 4-5 ponds were engulfed by the railway projects in last 20 years
  • 14. Current issues with Natural Water Bodies in Lucknow S. No. Name of the Ponds/ Water Tanks Ownershi p Current Issues 1. Khaika Talab LMC Polluted, Sewage fed, Depleted water recharging, Cattle Wallowing, Foul Smell 1. Haiwat Mau Mawaiya Lake LMC Sewage fed Lake, Cattle wallowing, Open Defecation in the surrounding, Cloths washing, Encroachments 1. Aurangabad Talab LDA Sewage Discharge, Encroachment, Waste Dumping in the Lake 1. Amausi Lake at Nadarganj Industrial Area LMC Siltation in the Lake, Gets dry in Summer Season 1. Buttler Palace Lake LDA Sewage Discharge, Solid waste Discharge, Siltation and Sedimentation 1. Kathauta Lake, Chinhat LDA Sedimentation and Encroachment 1. Jamuna Lake LDA Sewage Discharge, Dumping of C&D and Slaughter House Waste, Cattle Wallowing 1. Chiraunda Ka Talab LMC Sewage Discharge, Solid Waste Dumping, Encroachment in the fringe area 1. Moti Jheel LMC Sewage Discharge, Solid Waste Dumping, Encroachment in the fringe area 1. Tikat Rai Talab LMC Sewage Discharge, Solid Waste Dumping, Encroachment in the fringe area
  • 15. Soft to Hard Land transformation of Lucknow in the last 25 years Categories of Land Transformation Area Sq.km Percentage Agriculture to built-up land 76.37 62.98 Plantation to built- up land 01.69 01.40 Wetlands to built -up area 01.45 01.19 Waste land to built- up area 01.17 00.96 Rural to built- up area 02.93 02.42 Forest area to built -up area 00.39 00.32 Water body to built- up area 0.74 00.61 Land under transformation 36.52 30.12 Total 121.26 100.00 Source: International Journal of Water Resources and Environmental Engineering Vol. 5(2), pp. 67-76, February, 2013: 10.5897/IJWREE11.142 ISSN 1991-637X ©2013
  • 17. Lake revival in Lucknow
  • 18. Respecting the Existing Contours  All Urban Development Project must respect the existing contours  Thus detailed contour plans be got prepared before undertaking any UD project.  The concept of “ Earth Balancing” be revisited by Engineering Partners. * Picture: Zaha Hadid’S Beko Masterplan in Belgrade
  • 19. Cluster Planning versus Linear Planning  Generally housing layouts are prepared on the cluster or linear pattern.  It has been observed that closed cluster planning obstructs the free flow of rain water while the linear pattern, if directed towards the natural flow direction, facilitates the free flow of water.  Glancing at these planning patterns gives a fair idea of the actual situation.
  • 20. Sponge City  A city that is designed to passively absorb, clean and use rainfall in an ecologically friendly way that reduces dangerous and polluted runoff.  Associated techniques for sponge cities include permeable roads, rooftop gardens, rainwater harvesting, rain gardens, green spaces and blue areas such as ponds and lakes.  The idea of a sponge city is to make cities more permeable so as to hold and use the water which falls upon it.
  • 21. Conclusion & Recommendations 1. Detailed hydrological surveys be conducted before undertaking any further urban development 2. Local Master Plans must clearly demarcate areas fit and unfit for human habitation. 3. The detailed layout plans of urban development schemes must respect the existing contours and drainage pattern 4. Linear planning pattern (as compared to cluster) is preferable as it facilitates increased outflow of rain water 5. High Rise constructions be encouraged to make available more permeable open spaces 6. The local municipal administration must ensure saving of existing ponds and other water bodies and also try to restore the lost water bodies 7. Existing drainage system must be revamped to meet the challenges of excessive rain fall expected due to global warming and climate change 8. Transformation of porous land to impervious be minimized 9. Existing water channels be made free from encroachments and unauthorized occupation 10. The existing water bodies be periodically desilted 11. Plan and Design all Urban Developments based on the principles of “Sponge City” 12. Develop New Towns
  • 22. References I. Government of India, 30 Apr 2022: Flood Hazard Atlas of Uttar Pradesh - A Geospatial Approach II. Purnima Sharma and Karunesh Shukla, International Journal of Renewable Energy and Environmental Engineering, ISSN 2348-0157, Vol. 03, No. 02, April 2015: Integrated Drainage Management Plan for Urban Flooding: A Case Study of Lucknow City, Uttar Pradesh, India III. Uttar Pradesh Disaster Management Authority (UPDMA) publication titled ‘उत्तर प्रदेश जनहानन क े आंकड़ ं क े आधार पर जनपदवार आपदा ज खिम प्र फाइल’ IV. Town & Country Planning Organisation, GOI: March 2020: Dynamics of Peri-Urban Areas: Prospects and Challenges of Sustainable Development – a Case Study of Lucknow V. https://en.wikipedia.org/wiki/Floods_in_Lucknow VI. International Journal of Water Resources and Environmental Engineering Vol. 5(2), pp. 67-76, February, 2013: 10.5897/IJWREE11.142 ISSN 1991-637X ©2013 VII. LMC: Revised CDP for Lucknow- Vol.1: January 2015