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Regional Conference:
                           ‘Fighting Corruption in Education 
                           in Eastern Europe and Central Asia’

                           Bratislava, 24‐25 November 2011




               Measuring corruption: the 
            potentials of quantitative surveys
                       Jacques Hallak and Muriel Poisson



                                            © IIEP‐UNESCO




                                                                              2


                     Monitoring corrupt practices


                   Combining different approaches :
                      Objective: public expenditure tracking surveys 
                      (PETS) and quantitative service delivery surveys 
                      (QSDS)
                      Subjective: perception of service delivery (report 
                      cards)
                           )




Hallak & Poisson                                                      © IIEP‐UNESCO




                                                                                      1
3
                      Fact finding versus perception

              I. Fact finding        
            Objective data (MoE/
                    Institutions)                 • Organizational (management,      
                                                    central & local level)
                       PETS                       • Human resources (‘ghost’ teachers, 
                                                    absenteeism, recruitment)
              II. ‘Perception’                    • Financing (financial statements of 
                                                    an activity/entity, budget, fund 
              Subjective data
                                                    raising)
           (Teachers/Student)
           (T h /S d )
                                                  • Procurement (tendering)



                   Participatory 
                   assessment
Hallak & Poisson                                                              © IIEP‐UNESCO




                                                                                        4


               1. Definition of Public Expenditure 
                    Tracking Surveys (PETS)
         Objective: 
           j

                   To locate and measure leakages and identify causes to 
                   propose remedies
                   Initiated in Uganda in 1996
                   Since then, several dozens of PETS implemented 
                   worldwide: Albania, Cambodia, Ghana, Macedonia, 
                   Mongolia, Namibia, Papua New Guinea, Peru, Tanzania, 
                   Zambia, etc.


Hallak & Poisson                                                              © IIEP‐UNESCO




                                                                                              2
5


                   PETS: leakage of non‐wage funds
                   PETS: leakage of non‐

       Country             Year       Fund           Sample         Leakage
       Peru                2001       Utilities          100            30 %
       Vietnam             2005       Non wage         4 prov.         13‐19%
       Zambia              2001       Discr. grt         182            76 %
                                                                 Source: World Bank.




Hallak & Poisson                                                               © IIEP‐UNESCO




                                                                                       6

                      2. Definition of Quantitative 
                      2. Definition of Quantitative 
                    Service Delivery Surveys (QSDS)
         Objectives:

                   To examine the efficiency of public spending in education; 
                   e.g. availability of textbooks per pupil in the classroom
                   To analyze the various dimensions of service delivery on 
                   the frontline (schools); e.g. number of teaching hours per 
                   week
                   Implemented in Bangladesh, Ecuador, India, Indonesia, 
                   Peru, etc., often in combination with a PETS



Hallak & Poisson                                                               © IIEP‐UNESCO




                                                                                               3
7

                       QSDS: correlation of teacher 
                       absenteeism in 5 countries 1 
                                                                 Nber of countries
                                                                 Corr. +    Corr. ‐
                                      Age                           2         0
         Salaries                     Education level               2         0
                                      School director               2         0
                                      Supervision                   0         3
         Control and discipline
                                      Involvment in PTA             1         2
                                      Infrastructure quality        1         4
         Working conditions           Isolation                     1         1
                                      Multigrade classes            1         1
                                      Local recruitment             0         0
         Intrinsic motivation         Tenure                        0         0
                                      Continuous training           1         1
         Contractual status           Teacher contract              2         0
                                                                 (sur 4)
         1 Bangladesh, Ecuador, India, Indonesia, Peru




Hallak & Poisson                                                            © IIEP‐UNESCO




                                                                                      8


                        3. Definition of report cards
                     Objectives:
                            To provide quantitative feedback on user 
                            perceptions and knowledge on the quality, 
                            adequacy and efficiency of public services
                            To exact public accountability through the 
                            extensive media coverage and civil society 
                            advocacy that accompanies the process
                            Implemented in countries worldwide 
                            (Latin America, USA, Bangladesh, etc.)




Hallak & Poisson                                                            © IIEP‐UNESCO




                                                                                            4
Report card: comparative study                              9


                             by PREAL




Hallak & Poisson                                                       © IIEP‐UNESCO




                                                                               10


                    4. Key issues: Who can do it?

                     Roles of MOE officials and of entities in charge of 
                     data collection
                     Universities, research centres?
                     National institute of statistics?
                     NGOs?
                     Local or international consultants?
                     Capacity building objectives?
                     Who does the analysis?


Hallak & Poisson                                                       © IIEP‐UNESCO




                                                                                       5
11


                                   Conclusion
               To get a reliable diagnosis of supply, need to combine 
               different types of surveys:
                   •   PETS
                   •   QSDS
                   •   Report cards
                   •   Perception surveys
                   •   Others
               Need to combine the results of various surveys 
                                                           y
               (households, tests, etc.)




Hallak & Poisson                                                    © IIEP‐UNESCO




                                                                                    6

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Measuring Corruption the potential of quantitative surveys

  • 1. Regional Conference: ‘Fighting Corruption in Education  in Eastern Europe and Central Asia’ Bratislava, 24‐25 November 2011 Measuring corruption: the  potentials of quantitative surveys Jacques Hallak and Muriel Poisson © IIEP‐UNESCO 2 Monitoring corrupt practices Combining different approaches : Objective: public expenditure tracking surveys  (PETS) and quantitative service delivery surveys  (QSDS) Subjective: perception of service delivery (report  cards) ) Hallak & Poisson © IIEP‐UNESCO 1
  • 2. 3 Fact finding versus perception I. Fact finding         Objective data (MoE/ Institutions) • Organizational (management,       central & local level) PETS • Human resources (‘ghost’ teachers,  absenteeism, recruitment) II. ‘Perception’  • Financing (financial statements of  an activity/entity, budget, fund  Subjective data raising) (Teachers/Student) (T h /S d ) • Procurement (tendering) Participatory  assessment Hallak & Poisson © IIEP‐UNESCO 4 1. Definition of Public Expenditure  Tracking Surveys (PETS) Objective:  j To locate and measure leakages and identify causes to  propose remedies Initiated in Uganda in 1996 Since then, several dozens of PETS implemented  worldwide: Albania, Cambodia, Ghana, Macedonia,  Mongolia, Namibia, Papua New Guinea, Peru, Tanzania,  Zambia, etc. Hallak & Poisson © IIEP‐UNESCO 2
  • 3. 5 PETS: leakage of non‐wage funds PETS: leakage of non‐ Country Year Fund Sample Leakage Peru 2001 Utilities 100 30 % Vietnam 2005 Non wage 4 prov. 13‐19% Zambia 2001 Discr. grt 182 76 % Source: World Bank. Hallak & Poisson © IIEP‐UNESCO 6 2. Definition of Quantitative  2. Definition of Quantitative  Service Delivery Surveys (QSDS) Objectives: To examine the efficiency of public spending in education;  e.g. availability of textbooks per pupil in the classroom To analyze the various dimensions of service delivery on  the frontline (schools); e.g. number of teaching hours per  week Implemented in Bangladesh, Ecuador, India, Indonesia,  Peru, etc., often in combination with a PETS Hallak & Poisson © IIEP‐UNESCO 3
  • 4. 7 QSDS: correlation of teacher  absenteeism in 5 countries 1  Nber of countries Corr. + Corr. ‐ Age 2 0 Salaries  Education level 2 0 School director 2 0 Supervision 0 3 Control and discipline Involvment in PTA 1 2 Infrastructure quality 1 4 Working conditions Isolation 1 1 Multigrade classes 1 1 Local recruitment 0 0 Intrinsic motivation Tenure 0 0 Continuous training 1 1 Contractual status Teacher contract 2  0 (sur 4) 1 Bangladesh, Ecuador, India, Indonesia, Peru Hallak & Poisson © IIEP‐UNESCO 8 3. Definition of report cards Objectives: To provide quantitative feedback on user  perceptions and knowledge on the quality,  adequacy and efficiency of public services To exact public accountability through the  extensive media coverage and civil society  advocacy that accompanies the process Implemented in countries worldwide  (Latin America, USA, Bangladesh, etc.) Hallak & Poisson © IIEP‐UNESCO 4
  • 5. Report card: comparative study  9 by PREAL Hallak & Poisson © IIEP‐UNESCO 10 4. Key issues: Who can do it? Roles of MOE officials and of entities in charge of  data collection Universities, research centres? National institute of statistics? NGOs? Local or international consultants? Capacity building objectives? Who does the analysis? Hallak & Poisson © IIEP‐UNESCO 5
  • 6. 11 Conclusion To get a reliable diagnosis of supply, need to combine  different types of surveys: • PETS • QSDS • Report cards • Perception surveys • Others Need to combine the results of various surveys  y (households, tests, etc.) Hallak & Poisson © IIEP‐UNESCO 6