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SUMMERTIME LEARNING COMMUNITY - THE
HEAT IS ON:
       REGULATORY REQUIREMENTS FOR
       DIABETIC RETINOPATHY SCREENING
            IN COMMUNITY CLINICS.
August 22, 12:30 PM Pacific Daylight Time
     Call In Number: 800.747.5150
         Access Code: 9438735

 Jorge Cuadros, OD, PhD
 University of California, Berkeley
 Digital Health
QUESTIONS?


 Please select the “Raise Hand” button on your
  control panel, or send an instant message,
  email, or chat message during the conference
 We will un-mute your line & your question will
  be heard by the presenters & the group
TOPICS:
 HIPAA Requirements
 Credentialing Requirements **
 FQHC’s and Scope of Service **
 Procedures, Processes, and Protocols **
 Telemedicine Consent Forms
 Other Regulatory Requirements: Please let us
  know your thoughts, advice, and questions!

         **Thanks to Missy Nitescu, COO, Northeast Valley Corp. and
                         Karen McNerny, COO, Clinica Sierra Vista
HIPAA BUSINESS AGREEMENTS
   Rationale: to protect the privacy and integrity of
    confidential patient information (PHI).
   Who needs to do it? Clinics, UCB, and EyePACS may wish
    to include with service contracts.
   Features:
       Non-disclosure
       Mitigation
       Make information available to authorized requesters
       Make PHI policies available to authorized requesters
   Sample available at:
    http://www.hhs.gov/ocr/privacy/hipaa/understanding/c
    overedentities/contractprov.html
CREDENTIALING READERS
 Rationale: Credentialing readers – security,
  liability, consistency
 Who gets credentialed?
     UCB   and EyePACS credentials readers:
        Certification test
        Quality assurance
        Proof of liability insurance and licensure for panel
         readers
     JCAHO-certifiedhealth centers (20% of clinics)
     must use their own credentialing process to
     credential EyePACS readers who view their
     encounters.
SCOPE OF SERVICE RECOMMENDATIONS FOR
RETINOPATHY SCREENING (DRS) IN CLINICS:

   Addition of DRS qualifies for a scope of service (aka
    scope of project) change if it directly impacts the
    type, intensity, duration and amount of FQHC/RHC
    services.
   Costs for conducting DRS can be included in scope
    of service change not related to DRS (allowable
    under Medicare Reasonable Cost Principles).
   When adding a non-mandated service (eye care), it is
    required to justify how the additional service will
    result in improved health status for all patients.
   Imaging service vs. eye care service – guidelines are
    unclear.
PROCEDURES, PROCESSES, AND PROTOCOLS

   Rationale –
     Regulatory consistency,
     Guide for case managers,
     Consistent patient care.

 Committee initiates and develops protocols.
 Validation and use of data for research
     IRB
     Disclosures
     Prohibitions
TELEMEDICINE CONSENT FORM
   Patient Rights. It is understood that the patient participating in a telemedicine
    consultation may:
       Request that the participating doctor omit specific details of the history or
         examination that are personally sensitive.
       Limit any physical examination proposed during the telemedicine consultation.

       Request that nonmedical personnel leave the consultant’s location at any time.

       Request that all personnel leave the consultation site in order to have a private
         consultation with the off-site provider.
       Withhold or withdraw consent to this procedure without affecting rights to future
         care or treatment.
       Access all medical information transmitted during this telemedicine
         consultation,
       and obtain copies of this information for a reasonable fee.

   Is this really necessary? – Not Necessary as of May 1, 2011.
OTHER REGULATORY ISSUES:
 Data Backups
 Information systems:
     CCHIT guidelines
     FDA requirements
       510 K
       Title 21 CFR Part 11 (electronic signatures and official
       copies)
 Validation
 Your Thoughts??

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Lc 08-2011-reg requirements

  • 1. SUMMERTIME LEARNING COMMUNITY - THE HEAT IS ON: REGULATORY REQUIREMENTS FOR DIABETIC RETINOPATHY SCREENING IN COMMUNITY CLINICS. August 22, 12:30 PM Pacific Daylight Time Call In Number: 800.747.5150 Access Code: 9438735 Jorge Cuadros, OD, PhD University of California, Berkeley Digital Health
  • 2. QUESTIONS?  Please select the “Raise Hand” button on your control panel, or send an instant message, email, or chat message during the conference  We will un-mute your line & your question will be heard by the presenters & the group
  • 3. TOPICS:  HIPAA Requirements  Credentialing Requirements **  FQHC’s and Scope of Service **  Procedures, Processes, and Protocols **  Telemedicine Consent Forms  Other Regulatory Requirements: Please let us know your thoughts, advice, and questions!  **Thanks to Missy Nitescu, COO, Northeast Valley Corp. and  Karen McNerny, COO, Clinica Sierra Vista
  • 4. HIPAA BUSINESS AGREEMENTS  Rationale: to protect the privacy and integrity of confidential patient information (PHI).  Who needs to do it? Clinics, UCB, and EyePACS may wish to include with service contracts.  Features:  Non-disclosure  Mitigation  Make information available to authorized requesters  Make PHI policies available to authorized requesters  Sample available at: http://www.hhs.gov/ocr/privacy/hipaa/understanding/c overedentities/contractprov.html
  • 5. CREDENTIALING READERS  Rationale: Credentialing readers – security, liability, consistency  Who gets credentialed?  UCB and EyePACS credentials readers:  Certification test  Quality assurance  Proof of liability insurance and licensure for panel readers  JCAHO-certifiedhealth centers (20% of clinics) must use their own credentialing process to credential EyePACS readers who view their encounters.
  • 6. SCOPE OF SERVICE RECOMMENDATIONS FOR RETINOPATHY SCREENING (DRS) IN CLINICS:  Addition of DRS qualifies for a scope of service (aka scope of project) change if it directly impacts the type, intensity, duration and amount of FQHC/RHC services.  Costs for conducting DRS can be included in scope of service change not related to DRS (allowable under Medicare Reasonable Cost Principles).  When adding a non-mandated service (eye care), it is required to justify how the additional service will result in improved health status for all patients.  Imaging service vs. eye care service – guidelines are unclear.
  • 7. PROCEDURES, PROCESSES, AND PROTOCOLS  Rationale –  Regulatory consistency,  Guide for case managers,  Consistent patient care.  Committee initiates and develops protocols.  Validation and use of data for research  IRB  Disclosures  Prohibitions
  • 8. TELEMEDICINE CONSENT FORM  Patient Rights. It is understood that the patient participating in a telemedicine consultation may:  Request that the participating doctor omit specific details of the history or examination that are personally sensitive.  Limit any physical examination proposed during the telemedicine consultation.  Request that nonmedical personnel leave the consultant’s location at any time.  Request that all personnel leave the consultation site in order to have a private consultation with the off-site provider.  Withhold or withdraw consent to this procedure without affecting rights to future care or treatment.  Access all medical information transmitted during this telemedicine consultation,  and obtain copies of this information for a reasonable fee.  Is this really necessary? – Not Necessary as of May 1, 2011.
  • 9. OTHER REGULATORY ISSUES:  Data Backups  Information systems:  CCHIT guidelines  FDA requirements  510 K  Title 21 CFR Part 11 (electronic signatures and official copies)  Validation  Your Thoughts??