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technical features
recycling: community consultation


       ROLE OF COMMUNITY
 PARTICIPATION AND PARTNERSHIPS:
   THE VIRGINIA PIPELINE SCHEME
                                                    G B Keremane, J McKay
Abstract
The Virginia Pipeline Scheme in Adelaide is
one of the largest high quality water
recycling schemes in the world and the first
of its type in Australia. This paper focuses
on this scheme and illustrates the role of
community participation and partnerships
in successful implementation of the scheme.
It also looks at the role of the initial
developers and the factors, which created
this public partnership, and the current
perceptions of the present day users of the
scheme.

Introduction
In a situation where competition for high
quality freshwater is manifold, reclaimed
water is increasingly being recognised as a       Figure 1. Layout of the Virginia Pipeline Scheme and its distribution network.
new and reliable water source, without
compromising public health. Nevertheless,
while developing successful and sustainable       the decline of water levels in the aquifers of   Since then, the VPS has provided reclaimed
wastewater irrigation schemes, water              the northern Adelaide plains. Each year          water for irrigation in the Northern
managers, planners, and policymakers often        groundwater resources provides about 14-         Adelaide plains, some 35 kms north of
encounter difficulties, particularly              18 GL of water for irrigation in the Virginia    Adelaide. It supplies highly treated
management problems.                              region which is beyond the sustainable           reclaimed water to approximately 250
                                                  limits of supply (Kracman et al. 2001;           growers operating within an area of 200
Management problems arise due to
                                                  Pritchard and Richardson, 2005). In order        square kilometres.
coordination complexity resulting from
                                                  to supplement the declining groundwater
varying roles and responsibilities and                                                             The proposal for developing the VPS was
                                                  supplies, prior to the Virginia Pipeline
overlapping concerns among the public                                                              visualised when SA Water, as part of its
                                                  Scheme, many growers used Class ‘C’
agencies managing the resources                   reclaimed water to irrigate their crops by       Environment Improvement Program,
(MacDonald and Dyack 2004). Similarly,            pumping from the Bolivar wastewater              constructed a $30 million
wastewater collection, treatment, and its         treatment plant out-fall channel. Growers        filtration/disinfection plant (DAFF) to treat
usage span a wide range of interests at           were thus aware of the potential this new        effluent from the Bolivar wastewater
different levels of administration.               source had to offer towards meeting the          treatment plant, producing Class A
Therefore, the success and long-term              growing demand for water supplies.               reclaimed water that could be used for
sustainability of any reuse scheme largely
                                                  This realisation by the growers and driven       irrigation in the region. The Water
depends on the institutional organisation,
enhanced community participation, and                                                              Reticulation Services Virginia (WRSV), a
well-designed partnerships.                         Enhanced community                             private company, gained a contract to access
                                                                                                   the output from the treatment plant, and
The paper illustrates the role of community        participation and well-
participation and partnerships in developing                                                       further signed up clients for the water and
a successful and sustainable reuse scheme. It       designed partnerships                          built the water distribution system. Thus,
also looks at the factors that created this                                                        VPS is a co-operative undertaking of SA
partnership, and the perceptions of the                 led to success.                            Water, Water Reticulation Systems Virginia
present day users of reclaimed water in the                                                        (WRSV) - a private company and the
Virginia Irrigation Area, South Australia.        by the environmental, economic and social        Virginia Irrigation Association (VIA) -
                                                  factors has led to the commissioning of the      representing market gardeners and other
Background                                        Virginia Pipeline Scheme (VPS) in 1999           irrigators. Figure 1 provides the schematic
Overuse of the groundwater resources to           (Kelly and Stevens, 2000; Thomas 2006).          layout of the VPS and its distribution
irrigate the horticultural crops resulted in                                                       network.

29 NOVEMBER 2006                 Journal of the Australian Water Association
technical features
recycling: community consultation

The Study                                         Table 1. Distribution of the respondents across different ethnic groups.
The design adopted for this study was ‘Case
                                                  Group                                   Total number of farms visited                  Total Respondents
Study’, a research strategy that focuses on
understanding the dynamics present within         Non-English speaking                                 120                                       91
single settings (Eisenhardt, 1989).               English speaking                                      45                                       37
Household interviews were conducted to            Total                                              165 (65)                                 128 (51)
gather information and key informant
                                                  Note: Figures in parentheses are percentages of the total number (252) of irrigators using reclaimed water.
interviews augmented the information.
Structured questionnaires were used for the
household interviews using a mix of              collective efforts and partnerships. So, what            Around seven per cent believed that
question types: multiple choices, numeric        factors prompted the partnerships or                     community interest to use reclaimed water
open end, and agreement scales.                  motivated the growers for collective action?             for irrigation was the important reason.
                                                 Generally, whenever individuals face                     About six per cent rated encouragement by
An initial exploration survey revealed that
                                                 problems unsolvable on their own they tend               water authorities as the important reason.
the irrigators associated with VPS
                                                 to come together to find solutions. This                 However, these are only the irrigators’
comprised Greek, Italian, Australian,
                                                 means, when there is a widely                            perception. Apart from the factors perceived
Vietnamese, and Cambodian communities.
                                                 acknowledged crisis i.e. a crisis that                   by the respondents, increasing public
In order to interview irrigators with non-
                                                 multiple groups acknowledge as affecting                 concerns about the environmental damages
English speaking background, interpreters
                                                 their core interests; collective action is               caused by discharge of highly nutrient rich
were recruited on the bases of command
                                                 possible (OECD, 2003). Collective action                 effluents into the ocean accompanied by
over Vietnamese, Khmer and English
                                                 therefore becomes an immediate necessity                 some government initiatives such as
language, as well as relevant knowledge of
                                                 rather than a choice. According to Wade                  Building Better Cities were also
the survey methods and study theme. In
                                                 (1979), “where water is problematic for                  instrumental.
addition, the questionnaire was translated
from English into Vietnamese and Khmer           virtually all irrigators, the irrigators tend to         The theory of collective action
by professional translators to facilitate the    form a corporate body to deal with                       Collective action is mostly discussed in
interview process and in some cases, allow       common irrigation and cultivation                        relation to the ‘tragedy of the commons’
the respondents to mark the document on          problems. The individual not only gets an                (Hardin,1968) and much of the world is
their own.                                       identity but also security in the process of             dependent upon resources that are subject
When the WRSV was approached for the             collective action”. That was the case with               to the possibility of a tragedy of the
list of irrigators associated with the VPS, it   the inception of VPS where people                        commons (Ostrom 1992). Although,
was difficult to obtain the list because of      organised collectively in order to find                  overcoming the tragedy of the commons is
some formal obligations of the water             solution to the water scarcity crisis in the             not an easy task, there is a growing
company. Therefore, a snowball sampling          region caused by depleting groundwater                   consensus among commons scholars that
technique was employed to identify the           resources (Kracman, 2001; Thomas, 2006).                 collective, community–based regulation
respondents who were using reclaimed             Respondents were asked to mention the                    holds out the best prospects for efficient
water from the scheme. In total 165 farms        most important reason that prompted                      management of resources (Ostrom 2000).
were visited out of which 128 irrigators         development of the Virginia pipeline.                    The concept of collective action has,
responded. This accounted for around 51          Figure 2 illustrates their responses.                    therefore, emerged as a response to deal
per cent of the total number of irrigators       Around 53 per cent of the respondents                    with the tragedy of the commons.
associated with VPS (Table 1). Those not         reported groundwater depletion as the most               The phrase ‘collective action’ refers to
responding were either not interested in the     important reason followed by 32 per cent                 activities that require the coordination of
study or not available during the repeated       quoting the price of the mains water.                    efforts by two or more individuals (Agarwal
visits made to their farms. Simple tabular
analysis with aid of frequencies and
percentages was used to arrive at the results.
Results and Discussion
According to Agarwal and Ostrom (1999),
through collective action, enhanced
community participation, and well-
designed partnerships, it is possible to
coordinate individual’s activities; develop
rules for resource use; sanction violators and
mobilise the necessary cash, labour, or
material resources. This study attempts to
capture the perceptions of present day
users’ about community participation,
collective action and partnerships along
with the factors responsible for
implementing the VPS.
Factors prompting implementation of the
scheme
As mentioned earlier, VPS is the result of       Figure 2. Irrigators’ perception of reasons prompting development of the VPS.
technical features
recycling: community consultation

and Ostrom 1999). Individuals associate
themselves for a collective action with an         Table 2. Irrigators’ perception about collective action and cooperation.
objective to face the uncertainties and to         Statements                                                     Agree        Neutral       Disagree
search for solutions wherever possible. The
commons literature has ample evidences of          People in the community will cooperate when there is
                                                   water supply problem                                          75 (59)       18 (14)       35 (27)
collective regulation for natural resources
management (White and Runge 1995; Lam              Most people in the community are willing to help when
                                                   in need                                                      101 (79)       23 (18)        4 (3)
1996; Ostrom 1992; 2000).
                                                   This community has prospered in the last five years           97 (76)       28 (22)        3 (2)
The study used 11-point Likert scale items
as a measure of collective action and              I feel accepted as a member of this community                 99 (77)       26 (20)        3 (2)
cooperation within the community. To               Note: Figures in parentheses are percentage of the total sample (N=128).
assess the irrigators’ perception regarding
collective action and also participation,        community, almost 60 per cent agreed with               2005). This also demonstrates a high level
respondents were asked to agree or disagree      the proposition. When asked whether                     of trust among the members of the
with the scale items and the results are         people who do not participate in communal               community.
presented in Table 2 and Table 3.                activities are criticised, more than 60 per             Further, since different agencies are
More than 75 per cent of the respondents         cent disagreed with the proposition. About              involved in the functioning of the VPS,
agreed that ‘most people in the community        making fair contribution towards                        trust in these agencies also plays an
are willing to help when in need’. When          communal activities around 42 per cent of               important role in deciding about
asked about their perception on community        the respondents thought that everyone in                participation in the scheme. Respondents
prosperity over the last five years, around      the community makes a fair contribution.                were asked about their level of trust in the
76 per cent believed that the community          The term ‘contribution’ here meant                      agencies- government, EPA, health services
has prospered because of cooperation             contributing in terms of money or kind.                 and the water company. Figure 3 depicts
among the community members. Keeping             Almost an equal percentage of respondents               the level of trust irrigators have in various
in mind the variations in cultural               remained neutral. Around 75 per cent of                 agencies.
background and ethnicities, the                  the respondents agreed that the community               Irrigators had either complete trust or some
respondents were asked if they felt accepted     has prospered in the last five years.                   level of trust in these agencies to perform
as a member of one community. More than          Chi-square (χ2) estimates were calculated to            their duties effectively. Around 58 per cent
70 per cent agreed that they felt accepted.      test whether irrigators’ perception about               of the respondents had complete trust in
It was observed during the survey that most      collective action and participation varied              the government agencies while another 16
of the respondents were engaged in farming       with age, education level, or ethnicity. The            per cent had some level of trust. Regarding
in Virginia for more than 10 years without       estimates were not significant affirming that           the water company, more than 55 per cent
any problems. This supports the perception       irrigators’ perception was similar across               had complete trust while around 26 per
of irrigators’ that they felt accepted by the    different age group, education level, and               cent more had some level of trust. About
community. When specifically asked about         ethnicity.                                              trust in other associated agencies like the
cooperating during a water crisis, about 59
                                                 Trust and solidarity                                    EPA and the Health department, more
per cent agreed that people cooperate in
                                                                                                         than 40 per cent had complete trust.
such situations. A considerable percentage       It is evident from the success of the scheme
                                                                                                         However, percentage of respondents who
of people remained neutral (marked five on       that despite different ethnicity and cultural
                                                                                                         were indifferent is considerable, particularly
the scale) in response to this proposition.      backgrounds the irrigators have
                                                                                                         with respect to EPA and Department of
As observed during the survey, one possible      demonstrated a high degree of networking.
                                                                                                         Health. This may be due the lack of
reason for this could be that most               Absence of this would have raised
                                                                                                         awareness among the irrigators regarding
respondents were new to the scheme.              problems. This is in contrast to the
                                                                                                         the role of these agencies in relation to the
Overall, the responses and observations          argument regarding collective action that
                                                                                                         scheme.
made during the survey imply that the            division of irrigators by cultural and/or
community has a strong sense of                  other social differences affects their capacity         The chi-square estimates for age group
cooperation and is community orientated.         to communicate with one another (Tang,                  (χ2=18.11) and ethnicity (χ2=41.78) in case
                                                 1992). Therefore, the findings of this study            of trust in water company were significant
Mere presence of a crisis does not always
                                                 while contradicting previous studies suggest            implying that irrigators’ with English
bring out collective action, participation of
                                                 that relatively heterogeneous community                 speaking background and in the young and
all the actors involved is equally important.
                                                 groups can be effective at provision of                 middle age groups had more trust. Similar
Participation is a broad term with many
                                                 irrigation services (Kurian and Dietz,                  results were obtained in case of trust in the
variations in its meaning and interpretation.
However, in its narrowest sense,
participation can be defined in terms of
nominal membership, while in the broadest         Table 3. Irrigators’ perception about statements regarding participation.
sense it can be defined as a process in which     Statements                                                     Agree        Neutral       Disagree
people voice and influence in decision-
making (White 1996). Here, the focus is           I have worked with others in the past for the benefit of
‘community participation’ and to examine          the community                                                 76 (59)       40 (31)        12 (9)
the extent of community participation the         Most likely, the people who do not participate in
study proposed three statements to the            communal activities are criticised.                           14 (11)       34 (27)       80 (63)
irrigators (Table 3).                             Everyone in the community makes a fair contribution to
                                                  communal activities                                           54 (42)       53 (41)       21 (16)
    Respondents, when asked if they worked
with others for the benefit of the                Note: Figures in parentheses are percentage of the total sample (N=128)


31 NOVEMBER 2006                Journal of the Australian Water Association
technical features
recycling: community consultation

health department where the estimates for
age (χ2=23.82) and ethnic groups
(χ2=71.32) were significant, implying
English speaking background and young -
middle age groups had more trust in the
health department.
Partnerships
Apart from collective action and
community participation, ‘well designed
public-private partnerships’ is also a factor
responsible for the success and
sustainability of VPS.
In the context of water sector, public-
private partnerships refer to ‘public entity
entering into a contractual agreement with
the private sector to take over some or all
of its activities related to water
management’ (OECD 2003). Generally,
public-private partnerships (PPPs)
promoted within the water sector are
concession-based contracts in which a            Figure 3. Irrigator’s level of trust in different agencies associated with the scheme.
private firm obtains from the government
the right to provide a particular service
under conditions of significant market
                                                 implementation of any reclaimed water            to SA Water in 2018 as per the terms of
power (Kerf et al. 1995 cited in Braadbaart
                                                 irrigation schemes. Acquiring funds is           agreement (Menzies, 2001).
2005). Such contracts come in three
                                                 another important obstacle since financing       In the present case, Government agencies
families namely: franchise contracts,
                                                 a reuse scheme is normally a complex task.       contributed nearly half the capital funds.
concession contracts and the build-operate-
transfer (BOT) contracts (Braadbaart,            Legal and policy issues were addressed           The total cost of the project ($55million),
2005). The Virginia pipeline is built on the     effectively because South Australia has a        including the DAFF Plant and the
BOT model.                                       favourable regulatory and policy regime for      reticulation system, was shared between the
                                                 wastewater reuse. The government policy          Commonwealth Government ($10.8
Under the BOT form of partnership,
                                                 ‘to phase out all sewerage discharges to the
capital investment, designing, building and                                                       million), which contributed from the
                                                 marine environment where it is
operating the scheme is the responsibility                                                        Building Better Cities funds, Landcare
                                                 economically and environmentally
of the private sector while the responsibility                                                    ($574,000), private investors ($7 million),
                                                 sustainable’ has significantly influenced the
of setting performance standards, asset                                                           SA government ($7 million), Horticulture
                                                 development of water reuse programs in
ownership, user fee collection, and                                                               Australia Limited ($ 700,000) and the
                                                 South Australia (Thiyagarajah 2005). The
oversight of performance and fees rests with                                                      remainder from SA Water. Regarding the
                                                 inclusion of reclaimed water in the South
the public agencies. This means, “in a BOT                                                        social issues, which is mostly addressing the
                                                 Australian Government’s State Water Plan
project, a private company is given                                                               community concerns about using reclaimed
                                                 2000 demonstrates the State’s commitment
concession to build and operate a facility                                                        water the VPS has clear and effective water
                                                 to wastewater reuse projects. Above all, the
that would normally be built and operated
                                                 state has several regulatory controls that       management plans. An Irrigation
by the government” (UNIDO, 1996 cited
                                                 need to be complied with before                  Management Plan (IMP) is developed by
in Braadbaart 2005). In the present case,
                                                 implementation of the scheme like                the WRSV to ensure that the irrigation of
SA water (public agency) is responsible for
                                                 comprehensive reclaimed water guidelines;        the agricultural land is sustainable. The
setting performance standards, asset
                                                 Water Resources Act; approval of the Public      Environment Protection Agency (EPA) is
ownership, user fee collection and,
                                                 and Environmental Health Service, and            responsible for approving and reviewing the
oversight of performance and fees. The
                                                 approval of Environment Protection               IMPs on an annual basis and ensuring that
WRSV (private company) is responsible for
                                                 Authority (EPA).                                 it complies with all the environmental
capital investment, designing and building
and operating the scheme. However, it had        The remaining financial, institutional and       legislations. The irrigation association
some financial assistance from the SA water      social issues were addressed through             (VIA) representing the
and Federal government funds from the            contractual agreements between the               community/irrigators manages an
Build Better Cities Program.                     stakeholders – SA Water, VIA, and the
                                                                                                  education programme for growers in
                                                 WRSV. As a part of the contractual
Impediments encountering                                                                          relation to water reuse. This programme
                                                 agreement, SA water constructed the DAFF
implementation of reuse scheme                   water treatment plant. The WRSV built            aims to educate the irrigators about the
Successful development of reuse schemes          the distribution system and delivers water       impact of the enhanced nutrient levels on
always encounters various impediments.           to dams on individual growers’ properties,       soils and natural groundwater by use of
Most of these are due to lack of                 from which they pump the water into their        reclaimed water. It also closely monitors
institutional organisation and community         own irrigation systems. The supply               the effects of the reclaimed water on the
reluctance to use this resource. Legal,          contracts with the irrigators are with the       soils. To inform the public, all properties
policy, institutional and social impediments     water company who owns the scheme at             using reclaimed water have signs on fencing
occupy a prominent place during the              present and will transfer the whole scheme       reading ‘Reclaimed water – do not drink’.

                                                                     Journal of the Australian Water Association         NOVEMBER 2006 32
technical features
recycling: community consultation

Conclusions                                          Kelly, J. and Stevens, D. (2000) From problem
                                                         to profit. Water, 27 (5):39-41.
Development of successful and sustainable            Kracman, B., Martin, R., and Sztajnbok, P.
water reuse projects will definitely provide             (2001) The Virginia Pipeline: Australia’s
solutions to water scarcity problems.                    largest water recycling project. Water Science
However, we cannot overlook the                          and Technology, 43(1): 35-42.
impediments encountering implementation              Kurian, M. and Dietz, T. (2005) How pro-poor
                                                         are participatory watershed management
of any reuse scheme. Experiences from the                projects? – An Indian case study, Research
VPS suggest that community participation,                Report 92. International Water Management
well-designed partnerships, and favourable               Institute, Colombo, Sri Lanka.
regulatory and policy regime are very much           Lam, W. (1996) ‘Improving the performance of
important in implementing a successful and               small-scale irrigation systems: the effects of
sustainable reuse scheme. Further, by                    technological investments and governance
                                                         structure on irrigation performance in Nepal’.
providing knowledge and information on                   World Development, 24 (8): 1301-1315.
the current best practices and                       MacDonald, D. H. and Dyack, B. (2004)
communicating this information in a form                 Exploring the institutional impediments to
that is understandable to the different                  conservation and water reuse –National
stakeholder groups, it is possible to                    issues. CSIRO Land and Water Client
implement sustainable reuse schemes.                     Report.
                                                     Menzies, Tom (2001) The $ 52 m model. The
Acknowledgments                                          Source, April 2001, Issue 13, pp.9.
                                                     Organization for Economic Co-operation and
The authors express their gratitude towards              Development (2003) Public-Private
the University of South Australia and CRC                Partnerships in the Urban Water Sector.
for Irrigation Futures (CRC IF) for                      OECD Policy Brief, April 2003.
supporting this work. The authors thank              Ostrom, E. (1992). Crafting institutions for self-
Bui, Huynh Thanh Nguyen; Le, Thi Thanh                   governing irrigation systems. ICS press. San
                                                         Francisco, CA.
Tra; Nguyen, Van Tuong; Pham, Thu Van
                                                     Ostrom, E. (2000) Reformulating the commons.
and Chy, Ty for their help in translation                Swiss Political Science Review, 6 (1), pp. 29-
and conducting the survey. The authors                   52.
thank Satya G. N. for helping create the
map and finally the participants for their
                                                     Pritchard J. and Richardson S. (2005) Northern
                                                         Adelaide Plains: Analysis of trends in the
                                                                                                          Editorial Submissions -
time and cooperation.                                    groundwater conditions. Research and                Technical Papers
                                                         Environment Management Pty Ltd for North
                                                                                                          Water journal welcomes the submission of
The Authors                                              Adelaide and Barossa Catchment Water
                                                         Management Board, Kent Town, South               papers equivalent to 3,000-4,000 words
Ganesh B. Keremane is a PhD student at                   Australia.                                       (allowing for graphics) relating to all areas of
the University of South Australia. He is a           Tang, S. Y. (1992) Institutions and Collective       the water cycle and water business to be
President’s Scholarship holder and CRC for               Action: Self-Governance in Irrigation, San       published in the journal. Topical stories of up
Irrigation Futures Scholar and this paper is             Francisco, ICS press.                            to 2,000 words may also be accepted.
based on his PhD research work. Email:               Thiyagarajah, R. A. (2005) Sustainable
                                                                                                          All submissions of papers intended for the main
ganesh.keremane@unisa.edu.au. Jennifer                   wastewater reuse through private sector
                                                         participation - The Adelaide experience          body of the journal should be emailed to the
McKay is Professor of Business Law and                   [online]. ADB. http:// www.adb.org/              Technical Editor, bswinton@bigpond.net.au
Director of the Centre for Comparative                   Documents/Events/2005/                           and https://zeus.econ.umd.edu/wj (Editorial
Water Policies and Laws, University of                   Sanitation-Wastewater-Management/                Express). Shorter news items should be emailed
South Australia. Email:                                  paper-thiyagarajah.pdf [accessed 28 March        to jsage@awa.asn.au. A submitted paper will be
Jennifer.Mckay@unisa.edu.au                              2006]                                            tabled at a monthly Journal Committee
                                                     Thomas, R. (2006) Reuse in South Australia in        meeting where, if appropriate, it will be
References                                               Daryl Stevens (Ed) Growing crops with
                                                                                                          assigned to referees. Their comments will be
                                                         reclaimed wastewater, CSIRO Publishing,
Agarwal, A. and Ostrom, E (1999) Collective              Victoria, Australia.                             passed back to the principal author. If accepted
   action, property rights, and devolution of                                                             and after any comments have been dealt with,
   forest and protected area management. Paper       Wade, H. R. (1979) The Social Response to
                                                         Irrigation: an Indian Case Study. Journal of     the final paper can be emailed with the text in
   presented at Workshop on Collective Action,
                                                         Development Studies, 16(1): 3-26.                MS Word but with high resolution graphics
   Property Rights, and Devolution of Natural
   Resources Management, Puerto Azul, the            White, A., T and Runge, F. C. (1995) The             (300 dpi tiff, jpg or eps files) as separate files.
   Philippines, 21-25 June.                              Emergence and Evolution of Collective            Authors should be mindful that Water Journal
Braadbaart, O. (2005) Privatizing water and              Action: Lessons from Watershed                   is published in a 3 column ‘magazine’ format
   wastewater in developing countries: assessing         Management in Haiti. World Development,
                                                         23(10): 1683-1698.
                                                                                                          rather than the full-page format of Word
   the 1990s, experiments. Water Policy, 7: 329-                                                          documents. Graphics should be set up so that
   344.                                              White, S (1996) Depoliticizing development:
                                                         The uses and abuses of participation.            they will still be clearly legible when reduced to
Eisenhardt, K. M. (1989) Building theories from                                                           two-column size (about 12cm wide). Tables
   case study research. The Academy of                   Development in Practice, 6(1): 6-15.
   Management Review, 14(4):532-550.
                                                                                                          and figures need to be numbered with the
Hamilton, A. J., and et al. (2005) Position of the
                                                                                                          appropriate reference in the text e.g. see Figure
   Australian Horticultural Industry with                                                                 1, not just placed in the text with a (see below)
   Respect to the Use of Reclaimed Water,                                                                 reference as they may end up anywhere on the
   Agricultural Water Management 71(3):181-                                                               page when typeset.
   209.                                                                                                   See index page 2 for more details on this and
Hardin, G. (1968) The Tragedy of the                                                                      other editorial submissions.
   Commons. Science, 162: 1243-1248.


33 NOVEMBER 2006                    Journal of the Australian Water Association

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Irrigation futures - Role of community participation and partnerships

  • 1. technical features recycling: community consultation ROLE OF COMMUNITY PARTICIPATION AND PARTNERSHIPS: THE VIRGINIA PIPELINE SCHEME G B Keremane, J McKay Abstract The Virginia Pipeline Scheme in Adelaide is one of the largest high quality water recycling schemes in the world and the first of its type in Australia. This paper focuses on this scheme and illustrates the role of community participation and partnerships in successful implementation of the scheme. It also looks at the role of the initial developers and the factors, which created this public partnership, and the current perceptions of the present day users of the scheme. Introduction In a situation where competition for high quality freshwater is manifold, reclaimed water is increasingly being recognised as a Figure 1. Layout of the Virginia Pipeline Scheme and its distribution network. new and reliable water source, without compromising public health. Nevertheless, while developing successful and sustainable the decline of water levels in the aquifers of Since then, the VPS has provided reclaimed wastewater irrigation schemes, water the northern Adelaide plains. Each year water for irrigation in the Northern managers, planners, and policymakers often groundwater resources provides about 14- Adelaide plains, some 35 kms north of encounter difficulties, particularly 18 GL of water for irrigation in the Virginia Adelaide. It supplies highly treated management problems. region which is beyond the sustainable reclaimed water to approximately 250 limits of supply (Kracman et al. 2001; growers operating within an area of 200 Management problems arise due to Pritchard and Richardson, 2005). In order square kilometres. coordination complexity resulting from to supplement the declining groundwater varying roles and responsibilities and The proposal for developing the VPS was supplies, prior to the Virginia Pipeline overlapping concerns among the public visualised when SA Water, as part of its Scheme, many growers used Class ‘C’ agencies managing the resources reclaimed water to irrigate their crops by Environment Improvement Program, (MacDonald and Dyack 2004). Similarly, pumping from the Bolivar wastewater constructed a $30 million wastewater collection, treatment, and its treatment plant out-fall channel. Growers filtration/disinfection plant (DAFF) to treat usage span a wide range of interests at were thus aware of the potential this new effluent from the Bolivar wastewater different levels of administration. source had to offer towards meeting the treatment plant, producing Class A Therefore, the success and long-term growing demand for water supplies. reclaimed water that could be used for sustainability of any reuse scheme largely This realisation by the growers and driven irrigation in the region. The Water depends on the institutional organisation, enhanced community participation, and Reticulation Services Virginia (WRSV), a well-designed partnerships. Enhanced community private company, gained a contract to access the output from the treatment plant, and The paper illustrates the role of community participation and well- participation and partnerships in developing further signed up clients for the water and a successful and sustainable reuse scheme. It designed partnerships built the water distribution system. Thus, also looks at the factors that created this VPS is a co-operative undertaking of SA partnership, and the perceptions of the led to success. Water, Water Reticulation Systems Virginia present day users of reclaimed water in the (WRSV) - a private company and the Virginia Irrigation Area, South Australia. by the environmental, economic and social Virginia Irrigation Association (VIA) - factors has led to the commissioning of the representing market gardeners and other Background Virginia Pipeline Scheme (VPS) in 1999 irrigators. Figure 1 provides the schematic Overuse of the groundwater resources to (Kelly and Stevens, 2000; Thomas 2006). layout of the VPS and its distribution irrigate the horticultural crops resulted in network. 29 NOVEMBER 2006 Journal of the Australian Water Association
  • 2. technical features recycling: community consultation The Study Table 1. Distribution of the respondents across different ethnic groups. The design adopted for this study was ‘Case Group Total number of farms visited Total Respondents Study’, a research strategy that focuses on understanding the dynamics present within Non-English speaking 120 91 single settings (Eisenhardt, 1989). English speaking 45 37 Household interviews were conducted to Total 165 (65) 128 (51) gather information and key informant Note: Figures in parentheses are percentages of the total number (252) of irrigators using reclaimed water. interviews augmented the information. Structured questionnaires were used for the household interviews using a mix of collective efforts and partnerships. So, what Around seven per cent believed that question types: multiple choices, numeric factors prompted the partnerships or community interest to use reclaimed water open end, and agreement scales. motivated the growers for collective action? for irrigation was the important reason. Generally, whenever individuals face About six per cent rated encouragement by An initial exploration survey revealed that problems unsolvable on their own they tend water authorities as the important reason. the irrigators associated with VPS to come together to find solutions. This However, these are only the irrigators’ comprised Greek, Italian, Australian, means, when there is a widely perception. Apart from the factors perceived Vietnamese, and Cambodian communities. acknowledged crisis i.e. a crisis that by the respondents, increasing public In order to interview irrigators with non- multiple groups acknowledge as affecting concerns about the environmental damages English speaking background, interpreters their core interests; collective action is caused by discharge of highly nutrient rich were recruited on the bases of command possible (OECD, 2003). Collective action effluents into the ocean accompanied by over Vietnamese, Khmer and English therefore becomes an immediate necessity some government initiatives such as language, as well as relevant knowledge of rather than a choice. According to Wade Building Better Cities were also the survey methods and study theme. In (1979), “where water is problematic for instrumental. addition, the questionnaire was translated from English into Vietnamese and Khmer virtually all irrigators, the irrigators tend to The theory of collective action by professional translators to facilitate the form a corporate body to deal with Collective action is mostly discussed in interview process and in some cases, allow common irrigation and cultivation relation to the ‘tragedy of the commons’ the respondents to mark the document on problems. The individual not only gets an (Hardin,1968) and much of the world is their own. identity but also security in the process of dependent upon resources that are subject When the WRSV was approached for the collective action”. That was the case with to the possibility of a tragedy of the list of irrigators associated with the VPS, it the inception of VPS where people commons (Ostrom 1992). Although, was difficult to obtain the list because of organised collectively in order to find overcoming the tragedy of the commons is some formal obligations of the water solution to the water scarcity crisis in the not an easy task, there is a growing company. Therefore, a snowball sampling region caused by depleting groundwater consensus among commons scholars that technique was employed to identify the resources (Kracman, 2001; Thomas, 2006). collective, community–based regulation respondents who were using reclaimed Respondents were asked to mention the holds out the best prospects for efficient water from the scheme. In total 165 farms most important reason that prompted management of resources (Ostrom 2000). were visited out of which 128 irrigators development of the Virginia pipeline. The concept of collective action has, responded. This accounted for around 51 Figure 2 illustrates their responses. therefore, emerged as a response to deal per cent of the total number of irrigators Around 53 per cent of the respondents with the tragedy of the commons. associated with VPS (Table 1). Those not reported groundwater depletion as the most The phrase ‘collective action’ refers to responding were either not interested in the important reason followed by 32 per cent activities that require the coordination of study or not available during the repeated quoting the price of the mains water. efforts by two or more individuals (Agarwal visits made to their farms. Simple tabular analysis with aid of frequencies and percentages was used to arrive at the results. Results and Discussion According to Agarwal and Ostrom (1999), through collective action, enhanced community participation, and well- designed partnerships, it is possible to coordinate individual’s activities; develop rules for resource use; sanction violators and mobilise the necessary cash, labour, or material resources. This study attempts to capture the perceptions of present day users’ about community participation, collective action and partnerships along with the factors responsible for implementing the VPS. Factors prompting implementation of the scheme As mentioned earlier, VPS is the result of Figure 2. Irrigators’ perception of reasons prompting development of the VPS.
  • 3. technical features recycling: community consultation and Ostrom 1999). Individuals associate themselves for a collective action with an Table 2. Irrigators’ perception about collective action and cooperation. objective to face the uncertainties and to Statements Agree Neutral Disagree search for solutions wherever possible. The commons literature has ample evidences of People in the community will cooperate when there is water supply problem 75 (59) 18 (14) 35 (27) collective regulation for natural resources management (White and Runge 1995; Lam Most people in the community are willing to help when in need 101 (79) 23 (18) 4 (3) 1996; Ostrom 1992; 2000). This community has prospered in the last five years 97 (76) 28 (22) 3 (2) The study used 11-point Likert scale items as a measure of collective action and I feel accepted as a member of this community 99 (77) 26 (20) 3 (2) cooperation within the community. To Note: Figures in parentheses are percentage of the total sample (N=128). assess the irrigators’ perception regarding collective action and also participation, community, almost 60 per cent agreed with 2005). This also demonstrates a high level respondents were asked to agree or disagree the proposition. When asked whether of trust among the members of the with the scale items and the results are people who do not participate in communal community. presented in Table 2 and Table 3. activities are criticised, more than 60 per Further, since different agencies are More than 75 per cent of the respondents cent disagreed with the proposition. About involved in the functioning of the VPS, agreed that ‘most people in the community making fair contribution towards trust in these agencies also plays an are willing to help when in need’. When communal activities around 42 per cent of important role in deciding about asked about their perception on community the respondents thought that everyone in participation in the scheme. Respondents prosperity over the last five years, around the community makes a fair contribution. were asked about their level of trust in the 76 per cent believed that the community The term ‘contribution’ here meant agencies- government, EPA, health services has prospered because of cooperation contributing in terms of money or kind. and the water company. Figure 3 depicts among the community members. Keeping Almost an equal percentage of respondents the level of trust irrigators have in various in mind the variations in cultural remained neutral. Around 75 per cent of agencies. background and ethnicities, the the respondents agreed that the community Irrigators had either complete trust or some respondents were asked if they felt accepted has prospered in the last five years. level of trust in these agencies to perform as a member of one community. More than Chi-square (χ2) estimates were calculated to their duties effectively. Around 58 per cent 70 per cent agreed that they felt accepted. test whether irrigators’ perception about of the respondents had complete trust in It was observed during the survey that most collective action and participation varied the government agencies while another 16 of the respondents were engaged in farming with age, education level, or ethnicity. The per cent had some level of trust. Regarding in Virginia for more than 10 years without estimates were not significant affirming that the water company, more than 55 per cent any problems. This supports the perception irrigators’ perception was similar across had complete trust while around 26 per of irrigators’ that they felt accepted by the different age group, education level, and cent more had some level of trust. About community. When specifically asked about ethnicity. trust in other associated agencies like the cooperating during a water crisis, about 59 Trust and solidarity EPA and the Health department, more per cent agreed that people cooperate in than 40 per cent had complete trust. such situations. A considerable percentage It is evident from the success of the scheme However, percentage of respondents who of people remained neutral (marked five on that despite different ethnicity and cultural were indifferent is considerable, particularly the scale) in response to this proposition. backgrounds the irrigators have with respect to EPA and Department of As observed during the survey, one possible demonstrated a high degree of networking. Health. This may be due the lack of reason for this could be that most Absence of this would have raised awareness among the irrigators regarding respondents were new to the scheme. problems. This is in contrast to the the role of these agencies in relation to the Overall, the responses and observations argument regarding collective action that scheme. made during the survey imply that the division of irrigators by cultural and/or community has a strong sense of other social differences affects their capacity The chi-square estimates for age group cooperation and is community orientated. to communicate with one another (Tang, (χ2=18.11) and ethnicity (χ2=41.78) in case 1992). Therefore, the findings of this study of trust in water company were significant Mere presence of a crisis does not always while contradicting previous studies suggest implying that irrigators’ with English bring out collective action, participation of that relatively heterogeneous community speaking background and in the young and all the actors involved is equally important. groups can be effective at provision of middle age groups had more trust. Similar Participation is a broad term with many irrigation services (Kurian and Dietz, results were obtained in case of trust in the variations in its meaning and interpretation. However, in its narrowest sense, participation can be defined in terms of nominal membership, while in the broadest Table 3. Irrigators’ perception about statements regarding participation. sense it can be defined as a process in which Statements Agree Neutral Disagree people voice and influence in decision- making (White 1996). Here, the focus is I have worked with others in the past for the benefit of ‘community participation’ and to examine the community 76 (59) 40 (31) 12 (9) the extent of community participation the Most likely, the people who do not participate in study proposed three statements to the communal activities are criticised. 14 (11) 34 (27) 80 (63) irrigators (Table 3). Everyone in the community makes a fair contribution to communal activities 54 (42) 53 (41) 21 (16) Respondents, when asked if they worked with others for the benefit of the Note: Figures in parentheses are percentage of the total sample (N=128) 31 NOVEMBER 2006 Journal of the Australian Water Association
  • 4. technical features recycling: community consultation health department where the estimates for age (χ2=23.82) and ethnic groups (χ2=71.32) were significant, implying English speaking background and young - middle age groups had more trust in the health department. Partnerships Apart from collective action and community participation, ‘well designed public-private partnerships’ is also a factor responsible for the success and sustainability of VPS. In the context of water sector, public- private partnerships refer to ‘public entity entering into a contractual agreement with the private sector to take over some or all of its activities related to water management’ (OECD 2003). Generally, public-private partnerships (PPPs) promoted within the water sector are concession-based contracts in which a Figure 3. Irrigator’s level of trust in different agencies associated with the scheme. private firm obtains from the government the right to provide a particular service under conditions of significant market implementation of any reclaimed water to SA Water in 2018 as per the terms of power (Kerf et al. 1995 cited in Braadbaart irrigation schemes. Acquiring funds is agreement (Menzies, 2001). 2005). Such contracts come in three another important obstacle since financing In the present case, Government agencies families namely: franchise contracts, a reuse scheme is normally a complex task. contributed nearly half the capital funds. concession contracts and the build-operate- transfer (BOT) contracts (Braadbaart, Legal and policy issues were addressed The total cost of the project ($55million), 2005). The Virginia pipeline is built on the effectively because South Australia has a including the DAFF Plant and the BOT model. favourable regulatory and policy regime for reticulation system, was shared between the wastewater reuse. The government policy Commonwealth Government ($10.8 Under the BOT form of partnership, ‘to phase out all sewerage discharges to the capital investment, designing, building and million), which contributed from the marine environment where it is operating the scheme is the responsibility Building Better Cities funds, Landcare economically and environmentally of the private sector while the responsibility ($574,000), private investors ($7 million), sustainable’ has significantly influenced the of setting performance standards, asset SA government ($7 million), Horticulture development of water reuse programs in ownership, user fee collection, and Australia Limited ($ 700,000) and the South Australia (Thiyagarajah 2005). The oversight of performance and fees rests with remainder from SA Water. Regarding the inclusion of reclaimed water in the South the public agencies. This means, “in a BOT social issues, which is mostly addressing the Australian Government’s State Water Plan project, a private company is given community concerns about using reclaimed 2000 demonstrates the State’s commitment concession to build and operate a facility water the VPS has clear and effective water to wastewater reuse projects. Above all, the that would normally be built and operated state has several regulatory controls that management plans. An Irrigation by the government” (UNIDO, 1996 cited need to be complied with before Management Plan (IMP) is developed by in Braadbaart 2005). In the present case, implementation of the scheme like the WRSV to ensure that the irrigation of SA water (public agency) is responsible for comprehensive reclaimed water guidelines; the agricultural land is sustainable. The setting performance standards, asset Water Resources Act; approval of the Public Environment Protection Agency (EPA) is ownership, user fee collection and, and Environmental Health Service, and responsible for approving and reviewing the oversight of performance and fees. The approval of Environment Protection IMPs on an annual basis and ensuring that WRSV (private company) is responsible for Authority (EPA). it complies with all the environmental capital investment, designing and building and operating the scheme. However, it had The remaining financial, institutional and legislations. The irrigation association some financial assistance from the SA water social issues were addressed through (VIA) representing the and Federal government funds from the contractual agreements between the community/irrigators manages an Build Better Cities Program. stakeholders – SA Water, VIA, and the education programme for growers in WRSV. As a part of the contractual Impediments encountering relation to water reuse. This programme agreement, SA water constructed the DAFF implementation of reuse scheme water treatment plant. The WRSV built aims to educate the irrigators about the Successful development of reuse schemes the distribution system and delivers water impact of the enhanced nutrient levels on always encounters various impediments. to dams on individual growers’ properties, soils and natural groundwater by use of Most of these are due to lack of from which they pump the water into their reclaimed water. It also closely monitors institutional organisation and community own irrigation systems. The supply the effects of the reclaimed water on the reluctance to use this resource. Legal, contracts with the irrigators are with the soils. To inform the public, all properties policy, institutional and social impediments water company who owns the scheme at using reclaimed water have signs on fencing occupy a prominent place during the present and will transfer the whole scheme reading ‘Reclaimed water – do not drink’. Journal of the Australian Water Association NOVEMBER 2006 32
  • 5. technical features recycling: community consultation Conclusions Kelly, J. and Stevens, D. (2000) From problem to profit. Water, 27 (5):39-41. Development of successful and sustainable Kracman, B., Martin, R., and Sztajnbok, P. water reuse projects will definitely provide (2001) The Virginia Pipeline: Australia’s solutions to water scarcity problems. largest water recycling project. Water Science However, we cannot overlook the and Technology, 43(1): 35-42. impediments encountering implementation Kurian, M. and Dietz, T. (2005) How pro-poor are participatory watershed management of any reuse scheme. Experiences from the projects? – An Indian case study, Research VPS suggest that community participation, Report 92. International Water Management well-designed partnerships, and favourable Institute, Colombo, Sri Lanka. regulatory and policy regime are very much Lam, W. (1996) ‘Improving the performance of important in implementing a successful and small-scale irrigation systems: the effects of sustainable reuse scheme. Further, by technological investments and governance structure on irrigation performance in Nepal’. providing knowledge and information on World Development, 24 (8): 1301-1315. the current best practices and MacDonald, D. H. and Dyack, B. (2004) communicating this information in a form Exploring the institutional impediments to that is understandable to the different conservation and water reuse –National stakeholder groups, it is possible to issues. CSIRO Land and Water Client implement sustainable reuse schemes. Report. Menzies, Tom (2001) The $ 52 m model. The Acknowledgments Source, April 2001, Issue 13, pp.9. Organization for Economic Co-operation and The authors express their gratitude towards Development (2003) Public-Private the University of South Australia and CRC Partnerships in the Urban Water Sector. for Irrigation Futures (CRC IF) for OECD Policy Brief, April 2003. supporting this work. The authors thank Ostrom, E. (1992). Crafting institutions for self- Bui, Huynh Thanh Nguyen; Le, Thi Thanh governing irrigation systems. ICS press. San Francisco, CA. Tra; Nguyen, Van Tuong; Pham, Thu Van Ostrom, E. (2000) Reformulating the commons. and Chy, Ty for their help in translation Swiss Political Science Review, 6 (1), pp. 29- and conducting the survey. The authors 52. thank Satya G. N. for helping create the map and finally the participants for their Pritchard J. and Richardson S. (2005) Northern Adelaide Plains: Analysis of trends in the Editorial Submissions - time and cooperation. groundwater conditions. Research and Technical Papers Environment Management Pty Ltd for North Water journal welcomes the submission of The Authors Adelaide and Barossa Catchment Water Management Board, Kent Town, South papers equivalent to 3,000-4,000 words Ganesh B. Keremane is a PhD student at Australia. (allowing for graphics) relating to all areas of the University of South Australia. He is a Tang, S. Y. (1992) Institutions and Collective the water cycle and water business to be President’s Scholarship holder and CRC for Action: Self-Governance in Irrigation, San published in the journal. Topical stories of up Irrigation Futures Scholar and this paper is Francisco, ICS press. to 2,000 words may also be accepted. based on his PhD research work. Email: Thiyagarajah, R. A. (2005) Sustainable All submissions of papers intended for the main ganesh.keremane@unisa.edu.au. Jennifer wastewater reuse through private sector participation - The Adelaide experience body of the journal should be emailed to the McKay is Professor of Business Law and [online]. ADB. http:// www.adb.org/ Technical Editor, bswinton@bigpond.net.au Director of the Centre for Comparative Documents/Events/2005/ and https://zeus.econ.umd.edu/wj (Editorial Water Policies and Laws, University of Sanitation-Wastewater-Management/ Express). Shorter news items should be emailed South Australia. Email: paper-thiyagarajah.pdf [accessed 28 March to jsage@awa.asn.au. A submitted paper will be Jennifer.Mckay@unisa.edu.au 2006] tabled at a monthly Journal Committee Thomas, R. (2006) Reuse in South Australia in meeting where, if appropriate, it will be References Daryl Stevens (Ed) Growing crops with assigned to referees. Their comments will be reclaimed wastewater, CSIRO Publishing, Agarwal, A. and Ostrom, E (1999) Collective Victoria, Australia. passed back to the principal author. If accepted action, property rights, and devolution of and after any comments have been dealt with, forest and protected area management. Paper Wade, H. R. (1979) The Social Response to Irrigation: an Indian Case Study. Journal of the final paper can be emailed with the text in presented at Workshop on Collective Action, Development Studies, 16(1): 3-26. MS Word but with high resolution graphics Property Rights, and Devolution of Natural Resources Management, Puerto Azul, the White, A., T and Runge, F. C. (1995) The (300 dpi tiff, jpg or eps files) as separate files. Philippines, 21-25 June. Emergence and Evolution of Collective Authors should be mindful that Water Journal Braadbaart, O. (2005) Privatizing water and Action: Lessons from Watershed is published in a 3 column ‘magazine’ format wastewater in developing countries: assessing Management in Haiti. World Development, 23(10): 1683-1698. rather than the full-page format of Word the 1990s, experiments. Water Policy, 7: 329- documents. Graphics should be set up so that 344. White, S (1996) Depoliticizing development: The uses and abuses of participation. they will still be clearly legible when reduced to Eisenhardt, K. M. (1989) Building theories from two-column size (about 12cm wide). Tables case study research. The Academy of Development in Practice, 6(1): 6-15. Management Review, 14(4):532-550. and figures need to be numbered with the Hamilton, A. J., and et al. (2005) Position of the appropriate reference in the text e.g. see Figure Australian Horticultural Industry with 1, not just placed in the text with a (see below) Respect to the Use of Reclaimed Water, reference as they may end up anywhere on the Agricultural Water Management 71(3):181- page when typeset. 209. See index page 2 for more details on this and Hardin, G. (1968) The Tragedy of the other editorial submissions. Commons. Science, 162: 1243-1248. 33 NOVEMBER 2006 Journal of the Australian Water Association