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NOVEMBER 2015
STRATEGIC
NOTE
20
Impact of Perceived
Electoral Fraud on
Haitian Voter’s Beliefs
about Democracy
Athena R. Kolbe, Nicole I. Cesnales, Marie N. Puccio, Robert Muggah
Index
Abstract	
Introduction	
Methodology	
Fielding	
Findings	
Concluding Reflections	
References
1
2
4
5
7
14
15
Cover photo A charred ballot from Haiti´s 2015 presidential elections. Photo AP.
1
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
Impact of Perceived
Electoral Fraud on
Haitian Voter’s Beliefs
about Democracy
Athena R. Kolbe, Nicole I. Cesnales, Marie N. Puccio, Robert Muggah
Abstract
Haiti’s presidential elections in October 2015 were reportedly marred by voting
irregularities and fraud. The results issued by the Provisional Electoral Council
in early November are contested, with the country again gripped by widespread
protest, organized violence and targeted killings. An Igarapé Institute research team
administered household surveys with voters from 135 polling stations before and after
the election to assess attitudes about the electoral process. The findings suggest an
incompatibility between the declared result and the voting patterns of Haitian citizens.
They also indicate the corrosive effects of electoral corruption on citizen attitudes and
faith in the democratic process.
2
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
Introduction	
On October 25, 2015, Haiti held its first round of voting for the country’s presidential
election. After an August legislative election marred by flagrant violence and voter
intimidation at the polls, it was not at all certain whether a presidential election would
take place. In addition to voting for president, citizens were electing members of
Parliament. Haiti’s parliament was dissolved last January amid a political crisis.
National police made dozens of arrests of people suspected of fraud, but the violence
that had marked the August elections was mostly absent in late October. The calm
was short-lived. Even before the presidential election results were announced,
allegations surfaced of serious fraud and irregularities in the voting process.
In order to measure whether elections were free and fair, an Igarape Institute team
of American, Canadian and Haitian researchers interviewed voters at 135 polling
locations across the country. The goal was to assess their experiences and attitudes
about democracy and community organizing. Two days before the election results
were announced, eight presidential candidates, including Jude Célestin and
Moïse Jean-Charles, issued a statement alleging fraud and irregularities. After the
Provisional Electoral Council (CEP) released their tally of the election results on 5th,
the capital rapidly descended into protest with mass street marches, targeted killings
of political party activists, and organized violence by armed groups. Allegations of
fraud continued after the CEP’s announcement with large marches protesting the
alleged fraud in all of Haiti’s major cities and in many rural areas.
After the CEP’s announcement of the election results, the Igarape Institute team
contacted the original sample and re-interviewed 88.9% (n=1,834) of them to
determine changes in attitudes about the election itself, as well as attitudes about
democracy and the importance and role of voting in a democracy.
Key findings from this study include:
•   Nearly 40 per cent of respondents said they voted for Jude Cèlestin while
roughly a third chose Moïse Jean Charles and 20 per cent chose Maryse
Narcisse. Jovenel Moïse, who represented the incumbent political party and
was identified by the CEP as the candidate with the most votes, was named by
just 6 per cent of the voters interviewed as their choice for president.
•   Candidate choice was tied to both geographic region and income with
Moïse Jean Charles being most commonly chosen for President by voters
in the Nord, Nord-Ouest, and Nord-Est departments and Jovenel Moïse
garnering most of his support from voters whose incomes were in the highest
25% percentile.
3
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
•   During interviews conducted right after voting, survey participants
expressed agreement with statements about the importance of voting in a
democracy. About two thirds of voters said that it was completely or somewhat
true that voting determines who leads the country. Similarly, nearly three
quarters of voters said it was somewhat or completely true that “my vote
counts”.
•   Attitudes about voting and democracy appear to be adversely affected by
the experiences and perception of fraud and voter intimidation. After election
results were announced, voters were significantly less likely to say that it was
true that “in a democracy voting is important because it determines who leads
the country”; this was correlated to both experiences of fraud and to the voter’s
stated presidential choice.
•   Though fraud was not as widely reported by voters on election day,
intimidation of voter’s was common with nearly a third of all voters stating they
completely disagreed with the statement, “Today’s election was free. There
was no intimidation of voters at the polls.” Incidences of fraud were observed
by research team members at 12 polling locations with the most common type
of fraud being ballot box stuffing by party observers.
Timeline of Election Events in 2015
August 9 – First-round Legislative Elections, in which nearly 2,000 candidates
competed for 199 seats in the Chamber of Deputies and 20 Senate seats
October 25 – First-round Presidential Elections and second-round legislative elections
November 3 – Eight presidential candidates, including Jude Célestin and
Moïse Jean-Charles, issued a signed letter to the Provisional Electoral Council
(CEP) asking members to appoint a five-member independent commission to
do a deeper scrutiny of the ballot sheets to address the allegations of fraud and
irregularities prior to publishing the results.
November 5 – Provisional Electoral Counsel (CEP) announces preliminary election
results showing the ruling-party’s Jovenel Moise in first place, followed by Jude
Celestin and Moise Jean Charles
November 6 – Seven presidential candidates write to the CEP, again calling for an
independent commission and labeling the announced results “unacceptable”
November 12 – Jaccéus Joseph, the sole member of the CEP who didn’t
endorse the election results, speaks out publically for the first time, saying he
couldn’t accept the results because the vote tabulation center “could have
done more” to check for fraud
December 27 – Proposed date for presidential runoff election
4
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
Haiti’s Election by the Numbers
54 – Presidential candidates approved by the CEP for inclusion in the October 25th election
2 – Presidential hopefuls who will be included in the December 27 runoff elections
6am – Time polling places were scheduled to be opened to voters
72 – Number of hours after the CEP announced election results during which
candidates have a right to file a challenge of count with the National Electoral
Complaints and Challenges Bureau (BCEN)
2 – Candidates who filed legal challenges to the elections charging widespread fraud
$30 million – Amount the U.S. government gave to support the Haitian elections this year
5.8 million – Number of registered voters
15,000 – Number of policemen and United Nations peacekeeping force members
deployed to prevent violence during on Election Day
1,538,393 – Number of valid votes cast in the October 25th election
120,066 – Number of votes invalidated for fraud and other irregularities
22,238 – Number of voters who choose none of the 54 candidates
490 – Number of polling locations where where votes were thrown out due to fraud
915,675 – Number of accreditation passes that were handed out to political-party
monitors and observers allowing them to enter the polling place and stand next to
people to observe as they voted
Methodology
Sampling
A multistage process was applied to sample communal sections, households, and main
respondents. The sample was drawn from all ten of Haiti’s geographic departments
with representation of urban, suburban and rural areas. The most current population
figures for Haiti nationally are from 2012 based on projections from the national census
and published by the Institut Haitienne de Statistique et d’Informatique, or IHSI.1
These
figures were used to calculate the study’s sample size. The number of individuals who
would be sampled from each department was determined by population density. A
weighted random sample of communal sections was generated in SPSS.
1 See IHSI (2012).
5
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
The second phase of sampling involved the random selection of polling places within
each communal section. A random GPS coordinate within the communal section was
generated and a research team member was sent to the location. Residents were
asked which polling place was used by residents of the location. The research team
then visited the polling location and confirmed with officials that it did serve the area
location randomly selected during GPS sampling. A total of 135 polling places were
selected for inclusion in the study.
Fielding
The team approached individuals as they came to vote. Voters were selected randomly using
a Kish number table with every nth voter being approached. An informed consent process
was completed and the voter was given a card with more information about the survey
and instructions to show the card to the research team upon exiting the polling location. A
research team member handwrote the time on the card before handing it to the voter and
then recorded the time when the voter completed voting. This process documented the time
that individuals stood in line or waited to be assisted in the voting process.
After exiting the polling place the voter was invited to sit for a short time with the
enumerator and complete a survey. The survey instrument was created collaboratively
with Haitian researchers participating in all phases of the survey design including sampling
methodology, survey protocol development and survey creation. Survey questions were
translated into Haitian Creole and then back-translated into English to assure accurate
thought-for-thought translation. Survey questions were orally administered by a team of
university-educated Haitians with extensive experience in survey research. Responses were
recorded on tablets using iSurvey a dedicated software application designed for use on
ipads, ipods, and iphones.
Prior to fielding all team members participated in 20 hours of training on research ethics,
the study methodology, and the survey instrument. Fielding took place on October 25,
2015 with follow up interviews beginning the evening of November 5th and concluding
the evening of November 10th. In total, 98.8 per cent of individuals (n=2,039) approached
to participate in the study were eligible with remainder excluded because they didn’t
vote, they were observed committing election fraud, they were unable to communicate
sufficiently, or they were an election observer for a political party or an election official.2
Of
the remaining voters, 96.5 per cent (n=1,991) agreed to participate in the study. The margin
of error for this survey is +/- 2.29%
2 Four individuals didn’t vote because they lacked identification and were turned away. Five didn’t vote because the wait to vote
was too long. Another two didn’t vote for other reasons. Two individuals were excluded because they were observed by the
research team as engaging in voter fraud by voting and then returning to vote again. Another two voters were excluded because
they had disabilities that prevented them from communicating sufficiently with the research team. Ten individuals were excluded
because they were election officials or were wearing badges identifying themselves as political party observers. It should
be noted that fraud by non-selected voters was identified at 12 polling places by the enumeration team; in ten of these cases
the fraud consisted of the same people voting multiple times, in one location a party observer was witnessed handling voter’s
boxes, and at the last location an official allowed a party observer to vote “by proxy” for individuals whose voter’s cards he had
presented to the official.
6
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
The interview took approximately 15 minutes. The survey included questions about voting
attitudes, community involvement, opinions about political issues and the government,
and experiences with state agents. In addition to questions about voting and political
participation, sections of three other surveys instruments were included: the World
Values Survey, the United Nations Rule of Law Indicators Public Opinion Survey, and the
Vanderbilt University’s Latin American Public Opinion Project.
Some 1,968 (95.3 per cent) of the selected participants completed the entire baseline
interview. Before leaving, they were asked if the research team could contact them for a
follow up interview after the election results were made public. Of all study participants,
94 per cent (n=1,940) agreed (with 1.4 per cent, n=28 declining a follow-up interview).
Those who agreed to do a follow up interviewer were asked three personal identifier
questions3
and additional contact information.4
Respondents also helped locate their
home using maps and satellite photographs.
Three hours after the election results were announced by the Provisional Electoral Council
on Thursday, November 5th, research team members began calling study participants
and re-interviewing them via phone. Personal identifier questions, and well as the name
and birthday of the respondent, were asked and verified to assure that the person doing
the follow up interview was the same as the person who was initially interviewed. In 102
cases the respondents lacked the minimum of three points of contact and were visited at
their home by a research team member for the follow up interview.
All other interviews took place by phone, sometimes after contact via email or social
media and often after repeated phone calls to family members, neighbors, and friends.
Individuals who could not be located after an in-person home visit or 12 attempts at
contact via phone, email, or through social media were coded as non-responders. No
other household member or individual was interviewed in their place. In the end, 94.5 per
cent (n=1,834) of those who agreed to follow up contact were located and interviewed.
This comprised 88.9 per cent of the original sample, which is within the norm for response
rates in national surveys of Haitian adults.
Data was cleaned and analyzed using SPSS v.22. During the initial analysis, while
enumerators were still in the field, data was analyzed for plausibility. For instance, year
of birth was compared to the age and the total number of household members was
compared to the number of adults plus the number of children in the household. During
cleaning, data was also checked for entry errors.
3 These questions were “What was the name of your first boyfriend/girlfriend?”, “What is your favorite food?” and “What is the
name of your mother’s mother?”.
4 Specifically, they were asked to give their first name, birthday, and contact information to the enumerators for a follow up
survey. Contact information included the respondent’s cell phone number and address, email address, the cell phone numbers
of five family members/friends/neighbors, and contact information on social media such as WhatsApp, Skype, Facebook, or a
similar application.
7
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
Findings
Voter Demographics
Demographic information was collected at the beginning of each interview. Slightly
more than half of all voters were female, which mirrors the general population. The
average household size was 5.6 individuals (SD: 4.2) which is within the norm for
Haiti. However there was some difference between the demographics of voters and
the demographics of the general population. The unweighted mean age of voters
was 35.88 years (SD: 10.177) which is somewhat older than the general population.5
The income of respondents was compared to the income quartiles of the general
population; voters were more likely to be poor with 40.4 per cent from the lowest
quartile (n=778), 20 per cent (n=771) from the second lowest quartile, 12.8 per cent
(n=247) from the second highest quartile, and 6.8 per cent (n=6.4) from the highest
quartile.6
Figure 1. Who did you vote for in the election?
When asked who they voted for in the presidential election, the results did not reflect
those reported by the CEP on November 5, 2015. The CEP reported that Jovenel
Moïse was the front-runner with more than a third of the vote followed by Jude
Célestin. Survey respondents, however, were much more likely to state that they
5 The weighted mean age was 36.06 (SD: 10.33) which is still higher than expected. Both weighted and unweighted results for
key variables are included in this report to facilitate the evaluation and use of this data by readers. Additional analysis and exact
figures of summarized results are available from the authors upon request.
6 When weighted the income of respondents put 38.7% in the lowest quartile, 41.2% in the second lowest, 13.3% in the second
highest quartile, and 6.8% in the highest quartile.
37.5 37.5
30.6 30.8
19.4 19.8
6.3 6.56.1 5.5
WEIGHTED UNWEIGHTED
Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other
8
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
voted for Moïse Jean Charles or Maryse Narcisse, and less likely to vote for Jovenel
Moïse, than was reflected in the numbers released by CEP (Figure 1).
Presidential choice was correlated to both income levels and geographic department.
Higher income voters were more likely to choose Jovenel Moïse while lower income
individuals were more likely to say they voted for Moïse Jean Charles or Maryse
Narcisse. There was no statistically significant relationship between voting for Jude
Célestin and either income or geographic department; he was a popular choice for
voters across the socioeconomic and geographic spectrum. Moïse Jean Charles
garnered most of his support from rural areas (55% of those voted for him). Though
Jude Célestin was the most common presidential choice in all communal section
population density types, he had an equal (weighted) per centage of the vote in rural
areas when compared to Moïse Jean Charles (Figure 2).
Figure 2. Voter Choice by Population Density of Communal Section
Free and Fair Elections
Additional survey questions asked participants if the elections were free (“there was
no intimidation of voters at the polls”) and/or fair (“there was no fraud”). Respondents
endorsed each statement as either “completely true”, “somewhat true”, or “not at all
true”. During interviews right after voting, survey respondents reported some fraud,
mostly in the form of election observers and political party monitors ballot box stuffing
or placing multiple votes (Figures 7 and 9). Though fraud was not as widely reported
by voters on Election Day, intimidation of voter’s was common with nearly a third of
all voters stating they completely disagreed with the statement “Today’s election was
free. There was no intimidation of voters at the polls” (see Figure 3).
Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other
Sparse (rural)
Moderate
Dense (urban)
0% 10% 30% 50% 70% 90%20% 40% 60% 80% 100%
9
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
When asked a few weeks later survey respondents were more likely to say there had
been intimidation of voters at the polls and that fraud had taken place (figures 6 and
8).7
However, there was no statistically significant difference to the survey item “How
true is it that ‘I personally witnessed or experienced intimidation at the polls’.” (Figures
5 and 6) This indicates that respondents were not conflating their own experiences
of voter intimidation but rather that they heard about incidents of voter intimidation
from others, which colored their perspective of the extent and severity of this problem
during the October 25th elections.
7 Intimidation was defined for survey respondents as “when a person uses threatening words or gestures to try to prevent you
from voting or to try to force you to vote a particular way. In addition to threats, intimidation can also include someone physically
blocking you form accessing the election box, someone taking your ballot from you without your permission to take your vote
away, or someone threatening you with a weapon. In this survey we are only looking at intimidation that happened here at the
polling location, not while you were traveling here or in another place. Also we are just referring to intimidation by officials such
as police, people who work for the government, election observers, soldiers or employees of MINUSTAH [the UN Mission in
Haiti], and the political party officials or monitors who are here at this location today. Only consider these types of intimidation
when you give your response. Do not consider intimidation in another place, intimidation with words that were not threats, or
intimidation by people who are not officials or authorities, such as intimidation by a family member, friend, or another voter.” This
narrow definition of intimidation was chosen because it was the most conservative; other forms of intimidation, such as having
an election monitor look over one’s shoulder while they voted (something that was widely complained about by Haitian voters on
radio call-in shows in the days after the election) may have also impacted voter behavior though it is not captured by this study.
Official police Twitter account shows a person arrested with 15 electoral cards.
10
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
1 = Completely true; 2 = Somewhat true; 3 = Not at all true	
FollowUpInterview
Gender of Voter
Who did you choose when you voted for
president?
Geographic Department
Communal Section Population Density Type
All Voters
Women
Men
Jude Célestin
Moïse Jean Charles
Maryse Narcisse
Jovenel Moïse
Other
Artibonite
Centre
Grand’Anse
Nippes
Nord
Nord-Est
Nord-Ouest
Ouest
Sud-Est
Sud
Densely Populated (urban)
Moderately Populated
Sparsely Populated (rural)
Mean
2.08
2.14
2.01
1.98
2.17
2.10
2.11
2.13
1.94
1.75
1.89
1.89
2.52
2.27
2.49
2.02
2.12
1.91
2.12
1.64
2.28
SD
.903
.887
.930
.902
.915
.959
1.020
1.019
.932
.889
.938
.971
.842
.990
.879
.982
.969
.945
.901
.830
.888
Figure 4. Weighted Responses to Likert Scale Questions: How true is it that “The
October 25th election was free. There was no intimidation of voters at the polls.”?
Figure 3. Weighted Responses to Likert Scale Questions: How true is it that “Today’s
election was free. There was no intimidation of voters at the polls.”?
1 = Completely true; 2 = Somewhat true; 3 = Not at all true	
Baseline
Gender of Voter
Who did you choose when you voted for
president?
Geographic Department
Communal Section Population Density Type
All Voters
Women
Men
Jude Célestin
Moïse Jean Charles
Maryse Narcisse
Jovenel Moïse
Other
Artibonite
Centre
Grand’Anse
Nippes
Nord
Nord-Est
Nord-Ouest
Ouest
Sud-Est
Sud
Densely Populated (urban)
Moderately Populated
Sparsely Populated (rural)
Mean
1.88
1.92
1.84
1.81
1.99
1.84
1.79
1.91
1.58
1.53
1.52
1.55
2.31
2.21
2.37
1.93
1.98
1.79
1.79
1.65
2.05
SD
.834
.832
.847
.083
.844
.867
.966
.958
.743
.709
.699
.716
.939
.942
.908
.907
.890
.764
.840
.769
.850
11
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
1 = Completely true; 2 = Somewhat true; 3 = Not at all true	
FollowUpInterview
Gender of Voter
Who did you choose when you voted for
president?
Geographic Department
Communal Section Population Density Type
All Voters
Women
Men
Jude Célestin
Moïse Jean Charles
Maryse Narcisse
Jovenel Moïse
Other
Artibonite
Centre
Grand’Anse
Nippes
Nord
Nord-Est
Nord-Ouest
Ouest
Sud-Est
Sud
Densely Populated (urban)
Moderately Populated
Sparsely Populated (rural)
Mean
2.45
2.43
2.48
2.53
2.35
2.44
2.65
2.39
2.79
2.79
2.86
2.75
1.88
2.09
1.94
2.32
2.40
2.75
2.48
2.66
2.33
SD
.874
.898
.863
.846
.936
.924
.827
.996
.655
.649
.540
.694
1.031
1.052
1.105
.990
.962
.642
.895
.768
.919
Figure 6. Weighted Responses to Likert Scale Questions: How true is it “During the
October 25th election I personally witnessed or experienced intimidation at the polls”?
Figure 5. Weighted Responses to Likert Scale Questions: How true is it “Today I
personally witnessed or experienced intimidation at the polls”?
1 = Completely true; 2 = Somewhat true; 3 = Not at all true	
Baseline
Gender of Voter
Who did you choose when you voted for
president?
Geographic Department
Communal Section Population Density Type
All Voters
Women
Men
Jude Célestin
Moïse Jean Charles
Maryse Narcisse
Jovenel Moïse
Other
Artibonite
Centre
Grand’Anse
Nippes
Nord
Nord-Est
Nord-Ouest
Ouest
Sud-Est
Sud
Densely Populated (urban)
Moderately Populated
Sparsely Populated (rural)
Mean
2.43
2.41
2.46
2.48
2.34
2.44
2.65
2.39
2.75
2.80
2.82
2.73
1.87
2.06
1.89
2.33
2.37
2.71
2.48
2.64
2.30
SD
.883
.905
.871
.875
.937
.922
.814
.986
.668
.639
.607
.713
1.029
1.043
1.080
.984
.967
.691
.892
.782
.928
12
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
Figure 7. Weighted Responses at Baseline to How true is it “As far as I can see, this
election is fair, there is no fraud.”
Figure 7. Weighted Responses at Follow Up to How true is it “The October 25th
election was fair; there was no fraud.”
Figure 9. What kind of fraud did you witness today?
2%
2%
2.7%
0.8%
0.5%
0.1%
16%
8%
89%
82%
95.9%
Completely true
Completely true
Didn’t witness any fraud
Somewhat true
Somewhat true
Monitor/Observer voting
multiple times or proxy voting
Voter turned away by election
official without just cause
Not true
Not true
Voter allowed to return and
vote again
Another kind of fraud
13
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
Attitudes about Voting and Democracy
Attitudes about voting and democracy appear to be adversely affected by the
experiences and perception of fraud and voter intimidation. Just after voting, survey
participants expressed confidence that their vote counted and that voting is important
in a democracy because it determines who leads the country. However, people who
experienced or witnessed intimidation or fraud at the polls were much less likely to
endorse these statements as true. Similarly, after election results were announced,
voters (with the notable exception of those who said they voted for Jovenel Moïse)
were significantly less likely to say that it was true that “in a democracy voting is
important because it determines who leads the country”. They were also less likely to
say it was true that “in a democracy my vote counts.”
There was a statistically significant relationship with (1) who a person voted for, (2)
whether they personally witnessed or experienced fraud or intimidation at the polls,
and (3) the income level with the voter’s responses during the follow-up interviews.
Those who experienced or witnessed fraud or intimidation at the polls were less likely
to say that it was true that voting determines who leads the country and to say it was
true that their vote counted. Voters who selected Jovenel Moïse and those from the
highest income quartiles expressed the most confidence that their vote counted,
though there was no statistically significant correlation between beliefs that voting
determines who leads the country and choice of Jovenel Moïse for president or being
from the highest income quartile. Individuals who voted for Moïse Jean Charles,
Maryse Narcisse, or one of the minor party candidates (listed as “other” in this report)
most often expressed a lack of confidence that their vote counted and that voting
determines who leads the country.
Figure 10. Weighted Survey Responses at Baseline & Follow up Regarding the Role
of Voting in a Democracy
Completely true Somewhat true Not true
Baseline: My vote counts
Follow up: Voting determines who leads
Baseline: Voting determines who leads
Follow up: My vote counts
0% 20% 40% 60% 80% 100%
14
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
Concluding Reflections
This study is not without limitations. Most notably, our study design relies on self-
reported data. Therefore, social desirability bias threatens the interpretation of our
results. For example, fear of violence may have contributed to participants over-
reporting or under-reporting witnessing fraud in the election process.8
Additionally,
caution should be exercised in interpreting differences between individual voters
and generalizing to the entire electorate in Haiti. Future surveys of voters should
incorporate validated, culturally appropriate social desirability scales to minimize the
effects of this threat.
In Haiti, political party monitors (“mandataires”) are allowed inside voting areas
to observe the vote and to sign off on the count at the end of the day. According
to Pierre Louis Opont, the CEP distributed more than 916,000 passes to political
parties to distribute to mandataires. These individuals were excluded from the study.
However, mandataires, in addition to be being paid or volunteer political party
organizers in their community are also voters. It is possible that the exclusion of
mandataries from the data set impacted our findings.
Furthermore, our design did not permit for the systematic collection of data by the
research team on the election fraud they witnessed. While respondents report low
levels of witnessed fraud, actual instances of fraud may be higher. Future research
should consider incorporating methods of observation of the election polling locations
to measure this phenomenon. Finally, our survey assessed voter opinions, not voter
intent to act upon their opinions. Because of historical and cultural contexts some
respondents may hold pre-existing perceptions of ingrained fraud in the electoral
process that influenced their reported beliefs. While voters may have not have
actually witnessed such fraud in this election, it is important to recognize that these
perceptions exist among the majority of participants.
Nevertheless, Haiti’s experience as an emerging democracy has been wrought with
challenges and the latest presidential election is no exception. However, it is now
possible to learn about what is actually happening at the polls using robust social
science research methods. This added layer of transparency allows for comparisons
between individual experiences with the election and what is being reported in the media.
Furthermore, it is possible to examine reported governmental election results with the
same amount of scrutiny what would be applied in any other democratic country.
The focus of this report is on perceptions of the voting process and corruption more
specifically. In order to increase the confidence of citizens in the electoral process,
8 See Paulhus (1984).
15
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
it is essential to reduce irregularities and fraud. Experience with corruption fuels
widespread perceptions that an individual’s vote does not impact election outcomes.
In a culture where rumors rapidly spread rapidly and can magnify tensions, future
elections must be as transparent and integrate neutral monitoring processes. Both
international and domestic participants in the Haitian electoral process must work
towards a higher standard of assuring voter rights. Ultimately, the voter is the true
judge of electoral efficacy and improving voter confidence in the electoral process is
a positive step for Haitian democracy.
	
References
Charles, J. (2015) “CEP holdout breaks silence as election protests grow in Haiti”
Miami Herald, November 12, http://www.miamiherald.com/news/nation-world/world/
americas/haiti/article44461698.html
Fuchs-Schündeln, N. and Schündeln, M. (2015) On the endogeneity of political
preferences: Evidence from individual experience with democracy. Science,
347(6226), 1145-1148.
IHSI (2012) Population Totale, Population de 18 Ans et Plus Menages et Densities
Estimes en 2012. Port-au-Prince: Institut Haïtien de Statistique et d’Informatique.
Korson, C. (2015) Framing Peace: The Role of Media, Perceptions, and United
Nations Peacekeeping Operations in Haiti and Côte d’Ivoire. Geopolitics, 20 (2), 354-
380.
Paulhus, D. L. (1984) Two-component models of socially desirable responding.
Journal of Personality and Social Psychology, 46 (3), 598—609.
United States Department of State (2015) State Dept. Fact Sheet on US Aid to Haiti.
Washington DC: State Department.
16
Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy
Other Strategic Notes by
Igarapé Institute
Strategic Note 19 - A Força de uma Trajetória: O Brasil e as operações de
paz da ONU (1948-2015)
Eduarda Passarelli Hamann (October 2015)
Strategic Note 18 - Implementing UNSC Resolution 1325 in Brazil:
surmounting challenges and promoting equality
Renata A. Giannini, Mariana Lima and Pérola Pereira (October 2015)
Strategic Note 17 - A Reforma do Conselho de Segurança da ONU: visão de
mundo e narrativas do Brasil
Eduarda Passarelli Hamann (May 2015)
Strategic Note 16 - Break Your Bones: mortality and morbidity associated
with Haiti’s Chikungunya epidemic
Athena R. Kolbe, Augusta Herman and Robert Muggah (July 2014)
Strategic Note 15 - New Technologies for Improving Old Public Security
Challenges in Nairobi
Mads Frilander, Jamie Lundine, David Kutalek and Luchetu Likaka (June 2014)
Strategic Note 14 - O Despertar da América Latina: uma revisão do novo debate
sobre politica de drogas
Ilona Szabó de Carvalho (February 2014)
Strategic Note 13 - The Changing Face of Technology Use in Pacified
Communities
Graham Denyer Willis, Robert Muggah, Justin Kossyln and Felipe Leusin (February 2014)
Strategic Note 12 - A Inserção de Civis Brasileiros no Sistema ONU:
oportunidades e desafios
Renata Avelar Giannini (January 2014)
Strategic Note 11 - A Diáspora Criminal: o alastramento transnacional do
crime organizado e as medidas para conter sua expansão
Juan Carlos Garzón Vergara (November 2013)
17
IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015
Strategic Note 10 - Smarter Policing: tracking the influence of new
information technology in Rio de Janeiro
Graham Denyer Willis, Robert Muggah, Justin Kosslyn and Felipe Leusin (November 2013)
Strategic Note 9 - Is Tourism Haiti’s Magic Bullet? An Empirical Treatment of
Haiti’s Tourism Potential
Athena R. Kolbe, Keely Brookes and Robert Muggah (June 2013)
Strategic Note 8 - Violencia, Drogas y Armas ¿Otro Futuro Posible?
Ilona Szabó de Carvalho, Juan Carlos Garzón and Robert Muggah (July 2013)
Strategic Note 7 - A Promoção Da Paz No Contexto Pós-2015: o papel das
potências emergentes
Robert Muggah, Ivan Campbell, Eduarda Hamann, Gustavo Diniz and Marina Motta
(February 2013)
Strategic Note 6 - After the Storm: Haiti’s coming food crisis
Athena Kolbe, Marie Puccio and Robert Muggah (December 2012)
Strategic Note 5 - Brazil’s Experience in Unstable Settings
Eduarda Passarelli Hamann and Iara Costa Leite (November 2012)
Strategic Note 4 - Cooperação Técnica Brasileira
Iara Costa Leite and Eduarda Passarelli Hamann (September 2012)
Strategic Note 3 - A Experiência do Brasil em Contextos Instáveis
Eduarda Passarelli Hamann and Iara Costa Leite (August 2012)
Strategic Note 2 - The Economic Costs of Violent Crime in Urban Haiti (Aug
2011 - Jul 2012)
Athena R. Kolbe, Robert Muggah and Marie N. Puccio (August 2012)
Strategic Note 1 - Haiti’s Urban Crime Wave? Results from Monthly Households
Surveys (Aug 2011 - Feb 2012)
Athena R. Kolbe and Robert Muggah (March 2012)
The Igarapé Institute is an independent think and do tank devoted to evidence-based
policy and action on complex social challenges in Brazil, Latin America, and Africa. The
Institute’s goal is to stimulate debate, foster connections and trigger action to address
security and development. Based in the South, the Igarapé Institute undertakes
diagnostics, generates awareness, and designs solutions with public and private
partners, often with the use of new technologies. Key areas of focus include citizen
security, drug policy and international cooperation. The Institute is based in Rio de
Janeiro, with personnel across Brazil, Colombia and Mexico. It is supported by bilateral
agencies, foundations, international organizations and private donors.
Design and layout:
ISSN 2359-0998
Raphael Durão - Storm Design
www.igarape.org.br
Rua Conde de Irajá, 370
Botafogo, Rio de Janeiro – RJ – Brasil - 22271-020
Tel/Fax: +55 (21) 3496-2114
contato@igarape.org.br
facebook.com/institutoigarape
twitter.com/igarape_org

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How Perceived Electoral Fraud Impacts Beliefs in Democracy

  • 1. NOVEMBER 2015 STRATEGIC NOTE 20 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Athena R. Kolbe, Nicole I. Cesnales, Marie N. Puccio, Robert Muggah
  • 3. 1 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Athena R. Kolbe, Nicole I. Cesnales, Marie N. Puccio, Robert Muggah Abstract Haiti’s presidential elections in October 2015 were reportedly marred by voting irregularities and fraud. The results issued by the Provisional Electoral Council in early November are contested, with the country again gripped by widespread protest, organized violence and targeted killings. An Igarapé Institute research team administered household surveys with voters from 135 polling stations before and after the election to assess attitudes about the electoral process. The findings suggest an incompatibility between the declared result and the voting patterns of Haitian citizens. They also indicate the corrosive effects of electoral corruption on citizen attitudes and faith in the democratic process.
  • 4. 2 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Introduction On October 25, 2015, Haiti held its first round of voting for the country’s presidential election. After an August legislative election marred by flagrant violence and voter intimidation at the polls, it was not at all certain whether a presidential election would take place. In addition to voting for president, citizens were electing members of Parliament. Haiti’s parliament was dissolved last January amid a political crisis. National police made dozens of arrests of people suspected of fraud, but the violence that had marked the August elections was mostly absent in late October. The calm was short-lived. Even before the presidential election results were announced, allegations surfaced of serious fraud and irregularities in the voting process. In order to measure whether elections were free and fair, an Igarape Institute team of American, Canadian and Haitian researchers interviewed voters at 135 polling locations across the country. The goal was to assess their experiences and attitudes about democracy and community organizing. Two days before the election results were announced, eight presidential candidates, including Jude Célestin and Moïse Jean-Charles, issued a statement alleging fraud and irregularities. After the Provisional Electoral Council (CEP) released their tally of the election results on 5th, the capital rapidly descended into protest with mass street marches, targeted killings of political party activists, and organized violence by armed groups. Allegations of fraud continued after the CEP’s announcement with large marches protesting the alleged fraud in all of Haiti’s major cities and in many rural areas. After the CEP’s announcement of the election results, the Igarape Institute team contacted the original sample and re-interviewed 88.9% (n=1,834) of them to determine changes in attitudes about the election itself, as well as attitudes about democracy and the importance and role of voting in a democracy. Key findings from this study include: •   Nearly 40 per cent of respondents said they voted for Jude Cèlestin while roughly a third chose Moïse Jean Charles and 20 per cent chose Maryse Narcisse. Jovenel Moïse, who represented the incumbent political party and was identified by the CEP as the candidate with the most votes, was named by just 6 per cent of the voters interviewed as their choice for president. •   Candidate choice was tied to both geographic region and income with Moïse Jean Charles being most commonly chosen for President by voters in the Nord, Nord-Ouest, and Nord-Est departments and Jovenel Moïse garnering most of his support from voters whose incomes were in the highest 25% percentile.
  • 5. 3 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 •   During interviews conducted right after voting, survey participants expressed agreement with statements about the importance of voting in a democracy. About two thirds of voters said that it was completely or somewhat true that voting determines who leads the country. Similarly, nearly three quarters of voters said it was somewhat or completely true that “my vote counts”. •   Attitudes about voting and democracy appear to be adversely affected by the experiences and perception of fraud and voter intimidation. After election results were announced, voters were significantly less likely to say that it was true that “in a democracy voting is important because it determines who leads the country”; this was correlated to both experiences of fraud and to the voter’s stated presidential choice. •   Though fraud was not as widely reported by voters on election day, intimidation of voter’s was common with nearly a third of all voters stating they completely disagreed with the statement, “Today’s election was free. There was no intimidation of voters at the polls.” Incidences of fraud were observed by research team members at 12 polling locations with the most common type of fraud being ballot box stuffing by party observers. Timeline of Election Events in 2015 August 9 – First-round Legislative Elections, in which nearly 2,000 candidates competed for 199 seats in the Chamber of Deputies and 20 Senate seats October 25 – First-round Presidential Elections and second-round legislative elections November 3 – Eight presidential candidates, including Jude Célestin and Moïse Jean-Charles, issued a signed letter to the Provisional Electoral Council (CEP) asking members to appoint a five-member independent commission to do a deeper scrutiny of the ballot sheets to address the allegations of fraud and irregularities prior to publishing the results. November 5 – Provisional Electoral Counsel (CEP) announces preliminary election results showing the ruling-party’s Jovenel Moise in first place, followed by Jude Celestin and Moise Jean Charles November 6 – Seven presidential candidates write to the CEP, again calling for an independent commission and labeling the announced results “unacceptable” November 12 – Jaccéus Joseph, the sole member of the CEP who didn’t endorse the election results, speaks out publically for the first time, saying he couldn’t accept the results because the vote tabulation center “could have done more” to check for fraud December 27 – Proposed date for presidential runoff election
  • 6. 4 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Haiti’s Election by the Numbers 54 – Presidential candidates approved by the CEP for inclusion in the October 25th election 2 – Presidential hopefuls who will be included in the December 27 runoff elections 6am – Time polling places were scheduled to be opened to voters 72 – Number of hours after the CEP announced election results during which candidates have a right to file a challenge of count with the National Electoral Complaints and Challenges Bureau (BCEN) 2 – Candidates who filed legal challenges to the elections charging widespread fraud $30 million – Amount the U.S. government gave to support the Haitian elections this year 5.8 million – Number of registered voters 15,000 – Number of policemen and United Nations peacekeeping force members deployed to prevent violence during on Election Day 1,538,393 – Number of valid votes cast in the October 25th election 120,066 – Number of votes invalidated for fraud and other irregularities 22,238 – Number of voters who choose none of the 54 candidates 490 – Number of polling locations where where votes were thrown out due to fraud 915,675 – Number of accreditation passes that were handed out to political-party monitors and observers allowing them to enter the polling place and stand next to people to observe as they voted Methodology Sampling A multistage process was applied to sample communal sections, households, and main respondents. The sample was drawn from all ten of Haiti’s geographic departments with representation of urban, suburban and rural areas. The most current population figures for Haiti nationally are from 2012 based on projections from the national census and published by the Institut Haitienne de Statistique et d’Informatique, or IHSI.1 These figures were used to calculate the study’s sample size. The number of individuals who would be sampled from each department was determined by population density. A weighted random sample of communal sections was generated in SPSS. 1 See IHSI (2012).
  • 7. 5 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 The second phase of sampling involved the random selection of polling places within each communal section. A random GPS coordinate within the communal section was generated and a research team member was sent to the location. Residents were asked which polling place was used by residents of the location. The research team then visited the polling location and confirmed with officials that it did serve the area location randomly selected during GPS sampling. A total of 135 polling places were selected for inclusion in the study. Fielding The team approached individuals as they came to vote. Voters were selected randomly using a Kish number table with every nth voter being approached. An informed consent process was completed and the voter was given a card with more information about the survey and instructions to show the card to the research team upon exiting the polling location. A research team member handwrote the time on the card before handing it to the voter and then recorded the time when the voter completed voting. This process documented the time that individuals stood in line or waited to be assisted in the voting process. After exiting the polling place the voter was invited to sit for a short time with the enumerator and complete a survey. The survey instrument was created collaboratively with Haitian researchers participating in all phases of the survey design including sampling methodology, survey protocol development and survey creation. Survey questions were translated into Haitian Creole and then back-translated into English to assure accurate thought-for-thought translation. Survey questions were orally administered by a team of university-educated Haitians with extensive experience in survey research. Responses were recorded on tablets using iSurvey a dedicated software application designed for use on ipads, ipods, and iphones. Prior to fielding all team members participated in 20 hours of training on research ethics, the study methodology, and the survey instrument. Fielding took place on October 25, 2015 with follow up interviews beginning the evening of November 5th and concluding the evening of November 10th. In total, 98.8 per cent of individuals (n=2,039) approached to participate in the study were eligible with remainder excluded because they didn’t vote, they were observed committing election fraud, they were unable to communicate sufficiently, or they were an election observer for a political party or an election official.2 Of the remaining voters, 96.5 per cent (n=1,991) agreed to participate in the study. The margin of error for this survey is +/- 2.29% 2 Four individuals didn’t vote because they lacked identification and were turned away. Five didn’t vote because the wait to vote was too long. Another two didn’t vote for other reasons. Two individuals were excluded because they were observed by the research team as engaging in voter fraud by voting and then returning to vote again. Another two voters were excluded because they had disabilities that prevented them from communicating sufficiently with the research team. Ten individuals were excluded because they were election officials or were wearing badges identifying themselves as political party observers. It should be noted that fraud by non-selected voters was identified at 12 polling places by the enumeration team; in ten of these cases the fraud consisted of the same people voting multiple times, in one location a party observer was witnessed handling voter’s boxes, and at the last location an official allowed a party observer to vote “by proxy” for individuals whose voter’s cards he had presented to the official.
  • 8. 6 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy The interview took approximately 15 minutes. The survey included questions about voting attitudes, community involvement, opinions about political issues and the government, and experiences with state agents. In addition to questions about voting and political participation, sections of three other surveys instruments were included: the World Values Survey, the United Nations Rule of Law Indicators Public Opinion Survey, and the Vanderbilt University’s Latin American Public Opinion Project. Some 1,968 (95.3 per cent) of the selected participants completed the entire baseline interview. Before leaving, they were asked if the research team could contact them for a follow up interview after the election results were made public. Of all study participants, 94 per cent (n=1,940) agreed (with 1.4 per cent, n=28 declining a follow-up interview). Those who agreed to do a follow up interviewer were asked three personal identifier questions3 and additional contact information.4 Respondents also helped locate their home using maps and satellite photographs. Three hours after the election results were announced by the Provisional Electoral Council on Thursday, November 5th, research team members began calling study participants and re-interviewing them via phone. Personal identifier questions, and well as the name and birthday of the respondent, were asked and verified to assure that the person doing the follow up interview was the same as the person who was initially interviewed. In 102 cases the respondents lacked the minimum of three points of contact and were visited at their home by a research team member for the follow up interview. All other interviews took place by phone, sometimes after contact via email or social media and often after repeated phone calls to family members, neighbors, and friends. Individuals who could not be located after an in-person home visit or 12 attempts at contact via phone, email, or through social media were coded as non-responders. No other household member or individual was interviewed in their place. In the end, 94.5 per cent (n=1,834) of those who agreed to follow up contact were located and interviewed. This comprised 88.9 per cent of the original sample, which is within the norm for response rates in national surveys of Haitian adults. Data was cleaned and analyzed using SPSS v.22. During the initial analysis, while enumerators were still in the field, data was analyzed for plausibility. For instance, year of birth was compared to the age and the total number of household members was compared to the number of adults plus the number of children in the household. During cleaning, data was also checked for entry errors. 3 These questions were “What was the name of your first boyfriend/girlfriend?”, “What is your favorite food?” and “What is the name of your mother’s mother?”. 4 Specifically, they were asked to give their first name, birthday, and contact information to the enumerators for a follow up survey. Contact information included the respondent’s cell phone number and address, email address, the cell phone numbers of five family members/friends/neighbors, and contact information on social media such as WhatsApp, Skype, Facebook, or a similar application.
  • 9. 7 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 Findings Voter Demographics Demographic information was collected at the beginning of each interview. Slightly more than half of all voters were female, which mirrors the general population. The average household size was 5.6 individuals (SD: 4.2) which is within the norm for Haiti. However there was some difference between the demographics of voters and the demographics of the general population. The unweighted mean age of voters was 35.88 years (SD: 10.177) which is somewhat older than the general population.5 The income of respondents was compared to the income quartiles of the general population; voters were more likely to be poor with 40.4 per cent from the lowest quartile (n=778), 20 per cent (n=771) from the second lowest quartile, 12.8 per cent (n=247) from the second highest quartile, and 6.8 per cent (n=6.4) from the highest quartile.6 Figure 1. Who did you vote for in the election? When asked who they voted for in the presidential election, the results did not reflect those reported by the CEP on November 5, 2015. The CEP reported that Jovenel Moïse was the front-runner with more than a third of the vote followed by Jude Célestin. Survey respondents, however, were much more likely to state that they 5 The weighted mean age was 36.06 (SD: 10.33) which is still higher than expected. Both weighted and unweighted results for key variables are included in this report to facilitate the evaluation and use of this data by readers. Additional analysis and exact figures of summarized results are available from the authors upon request. 6 When weighted the income of respondents put 38.7% in the lowest quartile, 41.2% in the second lowest, 13.3% in the second highest quartile, and 6.8% in the highest quartile. 37.5 37.5 30.6 30.8 19.4 19.8 6.3 6.56.1 5.5 WEIGHTED UNWEIGHTED Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other
  • 10. 8 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy voted for Moïse Jean Charles or Maryse Narcisse, and less likely to vote for Jovenel Moïse, than was reflected in the numbers released by CEP (Figure 1). Presidential choice was correlated to both income levels and geographic department. Higher income voters were more likely to choose Jovenel Moïse while lower income individuals were more likely to say they voted for Moïse Jean Charles or Maryse Narcisse. There was no statistically significant relationship between voting for Jude Célestin and either income or geographic department; he was a popular choice for voters across the socioeconomic and geographic spectrum. Moïse Jean Charles garnered most of his support from rural areas (55% of those voted for him). Though Jude Célestin was the most common presidential choice in all communal section population density types, he had an equal (weighted) per centage of the vote in rural areas when compared to Moïse Jean Charles (Figure 2). Figure 2. Voter Choice by Population Density of Communal Section Free and Fair Elections Additional survey questions asked participants if the elections were free (“there was no intimidation of voters at the polls”) and/or fair (“there was no fraud”). Respondents endorsed each statement as either “completely true”, “somewhat true”, or “not at all true”. During interviews right after voting, survey respondents reported some fraud, mostly in the form of election observers and political party monitors ballot box stuffing or placing multiple votes (Figures 7 and 9). Though fraud was not as widely reported by voters on Election Day, intimidation of voter’s was common with nearly a third of all voters stating they completely disagreed with the statement “Today’s election was free. There was no intimidation of voters at the polls” (see Figure 3). Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other Sparse (rural) Moderate Dense (urban) 0% 10% 30% 50% 70% 90%20% 40% 60% 80% 100%
  • 11. 9 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 When asked a few weeks later survey respondents were more likely to say there had been intimidation of voters at the polls and that fraud had taken place (figures 6 and 8).7 However, there was no statistically significant difference to the survey item “How true is it that ‘I personally witnessed or experienced intimidation at the polls’.” (Figures 5 and 6) This indicates that respondents were not conflating their own experiences of voter intimidation but rather that they heard about incidents of voter intimidation from others, which colored their perspective of the extent and severity of this problem during the October 25th elections. 7 Intimidation was defined for survey respondents as “when a person uses threatening words or gestures to try to prevent you from voting or to try to force you to vote a particular way. In addition to threats, intimidation can also include someone physically blocking you form accessing the election box, someone taking your ballot from you without your permission to take your vote away, or someone threatening you with a weapon. In this survey we are only looking at intimidation that happened here at the polling location, not while you were traveling here or in another place. Also we are just referring to intimidation by officials such as police, people who work for the government, election observers, soldiers or employees of MINUSTAH [the UN Mission in Haiti], and the political party officials or monitors who are here at this location today. Only consider these types of intimidation when you give your response. Do not consider intimidation in another place, intimidation with words that were not threats, or intimidation by people who are not officials or authorities, such as intimidation by a family member, friend, or another voter.” This narrow definition of intimidation was chosen because it was the most conservative; other forms of intimidation, such as having an election monitor look over one’s shoulder while they voted (something that was widely complained about by Haitian voters on radio call-in shows in the days after the election) may have also impacted voter behavior though it is not captured by this study. Official police Twitter account shows a person arrested with 15 electoral cards.
  • 12. 10 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy 1 = Completely true; 2 = Somewhat true; 3 = Not at all true FollowUpInterview Gender of Voter Who did you choose when you voted for president? Geographic Department Communal Section Population Density Type All Voters Women Men Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other Artibonite Centre Grand’Anse Nippes Nord Nord-Est Nord-Ouest Ouest Sud-Est Sud Densely Populated (urban) Moderately Populated Sparsely Populated (rural) Mean 2.08 2.14 2.01 1.98 2.17 2.10 2.11 2.13 1.94 1.75 1.89 1.89 2.52 2.27 2.49 2.02 2.12 1.91 2.12 1.64 2.28 SD .903 .887 .930 .902 .915 .959 1.020 1.019 .932 .889 .938 .971 .842 .990 .879 .982 .969 .945 .901 .830 .888 Figure 4. Weighted Responses to Likert Scale Questions: How true is it that “The October 25th election was free. There was no intimidation of voters at the polls.”? Figure 3. Weighted Responses to Likert Scale Questions: How true is it that “Today’s election was free. There was no intimidation of voters at the polls.”? 1 = Completely true; 2 = Somewhat true; 3 = Not at all true Baseline Gender of Voter Who did you choose when you voted for president? Geographic Department Communal Section Population Density Type All Voters Women Men Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other Artibonite Centre Grand’Anse Nippes Nord Nord-Est Nord-Ouest Ouest Sud-Est Sud Densely Populated (urban) Moderately Populated Sparsely Populated (rural) Mean 1.88 1.92 1.84 1.81 1.99 1.84 1.79 1.91 1.58 1.53 1.52 1.55 2.31 2.21 2.37 1.93 1.98 1.79 1.79 1.65 2.05 SD .834 .832 .847 .083 .844 .867 .966 .958 .743 .709 .699 .716 .939 .942 .908 .907 .890 .764 .840 .769 .850
  • 13. 11 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 1 = Completely true; 2 = Somewhat true; 3 = Not at all true FollowUpInterview Gender of Voter Who did you choose when you voted for president? Geographic Department Communal Section Population Density Type All Voters Women Men Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other Artibonite Centre Grand’Anse Nippes Nord Nord-Est Nord-Ouest Ouest Sud-Est Sud Densely Populated (urban) Moderately Populated Sparsely Populated (rural) Mean 2.45 2.43 2.48 2.53 2.35 2.44 2.65 2.39 2.79 2.79 2.86 2.75 1.88 2.09 1.94 2.32 2.40 2.75 2.48 2.66 2.33 SD .874 .898 .863 .846 .936 .924 .827 .996 .655 .649 .540 .694 1.031 1.052 1.105 .990 .962 .642 .895 .768 .919 Figure 6. Weighted Responses to Likert Scale Questions: How true is it “During the October 25th election I personally witnessed or experienced intimidation at the polls”? Figure 5. Weighted Responses to Likert Scale Questions: How true is it “Today I personally witnessed or experienced intimidation at the polls”? 1 = Completely true; 2 = Somewhat true; 3 = Not at all true Baseline Gender of Voter Who did you choose when you voted for president? Geographic Department Communal Section Population Density Type All Voters Women Men Jude Célestin Moïse Jean Charles Maryse Narcisse Jovenel Moïse Other Artibonite Centre Grand’Anse Nippes Nord Nord-Est Nord-Ouest Ouest Sud-Est Sud Densely Populated (urban) Moderately Populated Sparsely Populated (rural) Mean 2.43 2.41 2.46 2.48 2.34 2.44 2.65 2.39 2.75 2.80 2.82 2.73 1.87 2.06 1.89 2.33 2.37 2.71 2.48 2.64 2.30 SD .883 .905 .871 .875 .937 .922 .814 .986 .668 .639 .607 .713 1.029 1.043 1.080 .984 .967 .691 .892 .782 .928
  • 14. 12 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Figure 7. Weighted Responses at Baseline to How true is it “As far as I can see, this election is fair, there is no fraud.” Figure 7. Weighted Responses at Follow Up to How true is it “The October 25th election was fair; there was no fraud.” Figure 9. What kind of fraud did you witness today? 2% 2% 2.7% 0.8% 0.5% 0.1% 16% 8% 89% 82% 95.9% Completely true Completely true Didn’t witness any fraud Somewhat true Somewhat true Monitor/Observer voting multiple times or proxy voting Voter turned away by election official without just cause Not true Not true Voter allowed to return and vote again Another kind of fraud
  • 15. 13 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 Attitudes about Voting and Democracy Attitudes about voting and democracy appear to be adversely affected by the experiences and perception of fraud and voter intimidation. Just after voting, survey participants expressed confidence that their vote counted and that voting is important in a democracy because it determines who leads the country. However, people who experienced or witnessed intimidation or fraud at the polls were much less likely to endorse these statements as true. Similarly, after election results were announced, voters (with the notable exception of those who said they voted for Jovenel Moïse) were significantly less likely to say that it was true that “in a democracy voting is important because it determines who leads the country”. They were also less likely to say it was true that “in a democracy my vote counts.” There was a statistically significant relationship with (1) who a person voted for, (2) whether they personally witnessed or experienced fraud or intimidation at the polls, and (3) the income level with the voter’s responses during the follow-up interviews. Those who experienced or witnessed fraud or intimidation at the polls were less likely to say that it was true that voting determines who leads the country and to say it was true that their vote counted. Voters who selected Jovenel Moïse and those from the highest income quartiles expressed the most confidence that their vote counted, though there was no statistically significant correlation between beliefs that voting determines who leads the country and choice of Jovenel Moïse for president or being from the highest income quartile. Individuals who voted for Moïse Jean Charles, Maryse Narcisse, or one of the minor party candidates (listed as “other” in this report) most often expressed a lack of confidence that their vote counted and that voting determines who leads the country. Figure 10. Weighted Survey Responses at Baseline & Follow up Regarding the Role of Voting in a Democracy Completely true Somewhat true Not true Baseline: My vote counts Follow up: Voting determines who leads Baseline: Voting determines who leads Follow up: My vote counts 0% 20% 40% 60% 80% 100%
  • 16. 14 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Concluding Reflections This study is not without limitations. Most notably, our study design relies on self- reported data. Therefore, social desirability bias threatens the interpretation of our results. For example, fear of violence may have contributed to participants over- reporting or under-reporting witnessing fraud in the election process.8 Additionally, caution should be exercised in interpreting differences between individual voters and generalizing to the entire electorate in Haiti. Future surveys of voters should incorporate validated, culturally appropriate social desirability scales to minimize the effects of this threat. In Haiti, political party monitors (“mandataires”) are allowed inside voting areas to observe the vote and to sign off on the count at the end of the day. According to Pierre Louis Opont, the CEP distributed more than 916,000 passes to political parties to distribute to mandataires. These individuals were excluded from the study. However, mandataires, in addition to be being paid or volunteer political party organizers in their community are also voters. It is possible that the exclusion of mandataries from the data set impacted our findings. Furthermore, our design did not permit for the systematic collection of data by the research team on the election fraud they witnessed. While respondents report low levels of witnessed fraud, actual instances of fraud may be higher. Future research should consider incorporating methods of observation of the election polling locations to measure this phenomenon. Finally, our survey assessed voter opinions, not voter intent to act upon their opinions. Because of historical and cultural contexts some respondents may hold pre-existing perceptions of ingrained fraud in the electoral process that influenced their reported beliefs. While voters may have not have actually witnessed such fraud in this election, it is important to recognize that these perceptions exist among the majority of participants. Nevertheless, Haiti’s experience as an emerging democracy has been wrought with challenges and the latest presidential election is no exception. However, it is now possible to learn about what is actually happening at the polls using robust social science research methods. This added layer of transparency allows for comparisons between individual experiences with the election and what is being reported in the media. Furthermore, it is possible to examine reported governmental election results with the same amount of scrutiny what would be applied in any other democratic country. The focus of this report is on perceptions of the voting process and corruption more specifically. In order to increase the confidence of citizens in the electoral process, 8 See Paulhus (1984).
  • 17. 15 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 it is essential to reduce irregularities and fraud. Experience with corruption fuels widespread perceptions that an individual’s vote does not impact election outcomes. In a culture where rumors rapidly spread rapidly and can magnify tensions, future elections must be as transparent and integrate neutral monitoring processes. Both international and domestic participants in the Haitian electoral process must work towards a higher standard of assuring voter rights. Ultimately, the voter is the true judge of electoral efficacy and improving voter confidence in the electoral process is a positive step for Haitian democracy. References Charles, J. (2015) “CEP holdout breaks silence as election protests grow in Haiti” Miami Herald, November 12, http://www.miamiherald.com/news/nation-world/world/ americas/haiti/article44461698.html Fuchs-Schündeln, N. and Schündeln, M. (2015) On the endogeneity of political preferences: Evidence from individual experience with democracy. Science, 347(6226), 1145-1148. IHSI (2012) Population Totale, Population de 18 Ans et Plus Menages et Densities Estimes en 2012. Port-au-Prince: Institut Haïtien de Statistique et d’Informatique. Korson, C. (2015) Framing Peace: The Role of Media, Perceptions, and United Nations Peacekeeping Operations in Haiti and Côte d’Ivoire. Geopolitics, 20 (2), 354- 380. Paulhus, D. L. (1984) Two-component models of socially desirable responding. Journal of Personality and Social Psychology, 46 (3), 598—609. United States Department of State (2015) State Dept. Fact Sheet on US Aid to Haiti. Washington DC: State Department.
  • 18. 16 Impact of Perceived Electoral Fraud on Haitian Voter’s Beliefs about Democracy Other Strategic Notes by Igarapé Institute Strategic Note 19 - A Força de uma Trajetória: O Brasil e as operações de paz da ONU (1948-2015) Eduarda Passarelli Hamann (October 2015) Strategic Note 18 - Implementing UNSC Resolution 1325 in Brazil: surmounting challenges and promoting equality Renata A. Giannini, Mariana Lima and Pérola Pereira (October 2015) Strategic Note 17 - A Reforma do Conselho de Segurança da ONU: visão de mundo e narrativas do Brasil Eduarda Passarelli Hamann (May 2015) Strategic Note 16 - Break Your Bones: mortality and morbidity associated with Haiti’s Chikungunya epidemic Athena R. Kolbe, Augusta Herman and Robert Muggah (July 2014) Strategic Note 15 - New Technologies for Improving Old Public Security Challenges in Nairobi Mads Frilander, Jamie Lundine, David Kutalek and Luchetu Likaka (June 2014) Strategic Note 14 - O Despertar da América Latina: uma revisão do novo debate sobre politica de drogas Ilona Szabó de Carvalho (February 2014) Strategic Note 13 - The Changing Face of Technology Use in Pacified Communities Graham Denyer Willis, Robert Muggah, Justin Kossyln and Felipe Leusin (February 2014) Strategic Note 12 - A Inserção de Civis Brasileiros no Sistema ONU: oportunidades e desafios Renata Avelar Giannini (January 2014) Strategic Note 11 - A Diáspora Criminal: o alastramento transnacional do crime organizado e as medidas para conter sua expansão Juan Carlos Garzón Vergara (November 2013)
  • 19. 17 IGARAPÉ INSTITUTE | STRATEGIC nOTE 20 | NOVEMBER 2015 Strategic Note 10 - Smarter Policing: tracking the influence of new information technology in Rio de Janeiro Graham Denyer Willis, Robert Muggah, Justin Kosslyn and Felipe Leusin (November 2013) Strategic Note 9 - Is Tourism Haiti’s Magic Bullet? An Empirical Treatment of Haiti’s Tourism Potential Athena R. Kolbe, Keely Brookes and Robert Muggah (June 2013) Strategic Note 8 - Violencia, Drogas y Armas ¿Otro Futuro Posible? Ilona Szabó de Carvalho, Juan Carlos Garzón and Robert Muggah (July 2013) Strategic Note 7 - A Promoção Da Paz No Contexto Pós-2015: o papel das potências emergentes Robert Muggah, Ivan Campbell, Eduarda Hamann, Gustavo Diniz and Marina Motta (February 2013) Strategic Note 6 - After the Storm: Haiti’s coming food crisis Athena Kolbe, Marie Puccio and Robert Muggah (December 2012) Strategic Note 5 - Brazil’s Experience in Unstable Settings Eduarda Passarelli Hamann and Iara Costa Leite (November 2012) Strategic Note 4 - Cooperação Técnica Brasileira Iara Costa Leite and Eduarda Passarelli Hamann (September 2012) Strategic Note 3 - A Experiência do Brasil em Contextos Instáveis Eduarda Passarelli Hamann and Iara Costa Leite (August 2012) Strategic Note 2 - The Economic Costs of Violent Crime in Urban Haiti (Aug 2011 - Jul 2012) Athena R. Kolbe, Robert Muggah and Marie N. Puccio (August 2012) Strategic Note 1 - Haiti’s Urban Crime Wave? Results from Monthly Households Surveys (Aug 2011 - Feb 2012) Athena R. Kolbe and Robert Muggah (March 2012)
  • 20. The Igarapé Institute is an independent think and do tank devoted to evidence-based policy and action on complex social challenges in Brazil, Latin America, and Africa. The Institute’s goal is to stimulate debate, foster connections and trigger action to address security and development. Based in the South, the Igarapé Institute undertakes diagnostics, generates awareness, and designs solutions with public and private partners, often with the use of new technologies. Key areas of focus include citizen security, drug policy and international cooperation. The Institute is based in Rio de Janeiro, with personnel across Brazil, Colombia and Mexico. It is supported by bilateral agencies, foundations, international organizations and private donors. Design and layout: ISSN 2359-0998 Raphael Durão - Storm Design
  • 21. www.igarape.org.br Rua Conde de Irajá, 370 Botafogo, Rio de Janeiro – RJ – Brasil - 22271-020 Tel/Fax: +55 (21) 3496-2114 contato@igarape.org.br facebook.com/institutoigarape twitter.com/igarape_org