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Recognising your
starting points
IHPSR Presentation 5
www.hpsa-africa.org
@hpsa_africa
www.slideshare.net/hpsa_africa
Introduction to Health Policy and
Systems Research
Multiple perspectives of
researchers
Different disciplines, different questions, different
methodological leanings: management, anthropology,
psychology, economics, public health/epidemiology …
How do your ‘lenses’ affect your view?
Because HPSR is
multidisciplinary…
• HPSR as multidiscipline vs field (e.g. ‘public health’)
• HPSR = real world issues, creative new ways of thinking
outside the box
• Often requires stepping outside comfort zones
• Multidisciplinary, interdisciplinary, transdisciplinary
– becoming ‘undisciplined’
– reaching ‘adequacy’
• A LOT of mixed methods and multidisciplinary teamwork –
so critically important to understand different perspectives
Machine-like
organisations that
can be controlled
from the top through
rules and incentives
Complex social and
political phenomena,
constructed through
human perception
and action
What are health systems?
Understandings of
knowledge
• What is the nature of the social and political reality to be
investigated?
• What exists of which we might acquire knowledge?
– there are a set of facts out there to be gathered (there
is one reality, truth); vs
– truths and facts are dependent on different actors’
viewpoints
• Such understandings influence what questions you ask
and what role you think researchers can and should play
Paradigms of knowledge
• Single vs multiple realities? Reality ‘out there’ vs socially constructed?
• Is knowledge generated only by observation of facts and/or by
meanings people make of reality and how they make it?
• Research as analysis of facts vs as generation of working hypotheses?
• Researcher influence over subject of investigation?
• Which research strategies and methods? What is the role of theory?
How to generalise?
Positivism Critical
realism
Relativism
(Interpretivism/C
onstructivism)
What is the nature of the social
reality being investigated?
Epidemiology/Clinical
science
There are a set of facts
to be gathered (one
reality)
Social science
Reality is constructed
by actors drawing on
their contexts (different
parallel realities)
Positivism Relativism
Epistemological self-diagnosis
A totally unscientific self-diagnosis …
this is not a test – try to be honest with yourself
Q1 Which do you trust more?
‘hard science’ or ‘soft science’?
A. Hard science
B. Both/either/it depends
C. Soft science
Q2 Is there such a thing as ‘truth’?
A. I can’t decide
B. No (no truth or many truths)
C. Yes
Q3 Is knowledge discovered or
created?
A. Knowledge is discovered
B. Both / I can’t decide
C. Knowledge is created
Q4 Can we have knowledge of
a single reality that is independent
of the knower?
A. Yes
B. No
C. Sometimes
Q5 What is the role of the HPS
researcher?
A. Truth gatherer
B. Interpreter
C. Meaning maker
Scoring yourself
Q1 A= 1 B=2 C=3
Q2 A= 2 B=3 C=1
Q3 A=1 B=2 C=3
Q4 A=1 B=3 C=2
Q5 A=1 B=2 C=3
Scoring yourself
(in our totally unscientific study)
1-6 = heading towards positivism
6-11 = couldn’t decide … hovering …
or a critical realist
11-15 = heading towards constructivism
Ontology Epistemology Methodology Methods Sources
What’s
out there
to know?
What &
how can
we know
about it?
How can
we go
about
acquiring
that
knowledge
?
Which
precise
procedures
can we use
to acquire
it? Which
data can
we
collect?
Why/what do you want to do?
If you want to:
• test an intervention > positivism
• measure impacts or understandings > positivism
• understand a phenomenon > relativism
• understand perceptions of particular actors >
relativism
• act in a situation to improve it > critical framework
Knowledge
paradigm
-------------------------------------------------------------------------
Positivism Critical realism Relativism (interpretivism /
social constructionism)
Types of questions
addressed
Is the policy or intervention
(cost)-effective?
What works for whom
under which
conditions?
How do actors experience and
understand different types of
interventions or policies?
What are the social processes,
including power relations,
influencing actors’
understandings and
experiences?
Related disciplinary
perspectives
Epidemiology
Welfare economics
Political science (rational choice
theory)
Policy analysis
Organisational studies
Anthropology
Sociology
Political science (sociological
institutionalism)
Key research
approaches
and methods
Deductive: Hypothesis driven
Measurement through surveys,
use of archival and other
data records
Statistical analysis,
Qualitative data collected
through, for example,
semi-structured interviews
and interviewing
procedures
Deductive and inductive
(theory testing and
building)
Multiple data collection
methods including
review of
documents, range
of interviewing
methods,
observation
Inductive
(maybe theory building and/or testing)
Multiple data collection methods
including in-depth interviewing
(individuals and groups),
documentary review but also
participant observation or life
histories, for example.
Gilson et al. 2011
Relevance for HPSR?
• Such understandings influence the questions you ask and
the role you think researchers can and should play
• Spelling out your assumptions and intuitions allows appropriate
critique and comparisons with others (reflexivity)
• HPSR as an emerging multidisciplinary ‘field’
– have to work to understand each other, to develop shared
approaches
– BUT can work together to generate different and valuable
ideas about same phenomenon, so supporting usefulness
of research
Given its multiple perspectives,
HPSR embraces …
• Complex causality
• Generalisation via statistical and analytic
approaches
• Knowledge generation and learning as a
process of active engagement between
researchers and various policy actors,
including through the research process itself
Copyright
Funding
You are free:
To Share – to copy, distribute and transmit the work
To Remix – to adapt the work
Under the following conditions:
Attribution You must attribute the work in the manner
specified by the author or licensor (but not in any way that
suggests that they endorse you or your use of the work).
Non-commercial You may not use this work for commercial
purposes.
Share Alike If you alter, transform, or build upon this work,
you may distribute the resulting work but only under the same
or similar license to this one.
Other conditions
For any reuse or distribution, you must make clear to
others the license terms of this work.
Nothing in this license impairs or restricts the authors’
moral rights.
Nothing in this license impairs or restricts the rights of
authors whose work is referenced in this document.
Cited works used in this document must be cited following
usual academic conventions.
Citation of this work must follow normal academic
conventions. Suggested citation:
Introduction to Health Policy and Systems Research,
course presentation, Presentation 5. Copyright
CHEPSAA (Consortium for Health Policy & Systems
Analysis in Africa) 2014, www.hpsa-africa.org
www.slideshare.net/hpsa_africa
This document is an output from a project funded by the European Commission (EC) FP7-Africa (Grant no.
265482). The views expressed are not necessarily those of the EC.
The CHEPSAA partners
University of Dar Es Salaam
Institute of Development Studies
University of the Witwatersrand
Centre for Health Policy
University of Ghana
School of Public Health, Department of
Health Policy, Planning and Management
University of Leeds
Nuffield Centre for International Health and
Development
University of Nigeria Enugu
Health Policy Research Group & the
Department of Health Administration and
Management
London School of Hygiene and
Tropical Medicine
Health Economics and Systems Analysis
Group, Depart of Global Health & Dev.
Great Lakes University of Kisumu
Tropical Institute of Community Health and
Development
Karolinska Institutet
Health Systems and Policy Group,
Department of Public Health Sciences
University of Cape Town
Health Policy and Systems Programme,
Health Economics Unit
Swiss Tropical and Public Health
Institute
Health Systems Research Group
University of the Western Cape
School of Public Health

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Recognising your starting points

  • 1. Recognising your starting points IHPSR Presentation 5 www.hpsa-africa.org @hpsa_africa www.slideshare.net/hpsa_africa Introduction to Health Policy and Systems Research
  • 2. Multiple perspectives of researchers Different disciplines, different questions, different methodological leanings: management, anthropology, psychology, economics, public health/epidemiology … How do your ‘lenses’ affect your view?
  • 3. Because HPSR is multidisciplinary… • HPSR as multidiscipline vs field (e.g. ‘public health’) • HPSR = real world issues, creative new ways of thinking outside the box • Often requires stepping outside comfort zones • Multidisciplinary, interdisciplinary, transdisciplinary – becoming ‘undisciplined’ – reaching ‘adequacy’ • A LOT of mixed methods and multidisciplinary teamwork – so critically important to understand different perspectives
  • 4. Machine-like organisations that can be controlled from the top through rules and incentives Complex social and political phenomena, constructed through human perception and action What are health systems?
  • 5. Understandings of knowledge • What is the nature of the social and political reality to be investigated? • What exists of which we might acquire knowledge? – there are a set of facts out there to be gathered (there is one reality, truth); vs – truths and facts are dependent on different actors’ viewpoints • Such understandings influence what questions you ask and what role you think researchers can and should play
  • 6. Paradigms of knowledge • Single vs multiple realities? Reality ‘out there’ vs socially constructed? • Is knowledge generated only by observation of facts and/or by meanings people make of reality and how they make it? • Research as analysis of facts vs as generation of working hypotheses? • Researcher influence over subject of investigation? • Which research strategies and methods? What is the role of theory? How to generalise? Positivism Critical realism Relativism (Interpretivism/C onstructivism)
  • 7. What is the nature of the social reality being investigated? Epidemiology/Clinical science There are a set of facts to be gathered (one reality) Social science Reality is constructed by actors drawing on their contexts (different parallel realities) Positivism Relativism
  • 8. Epistemological self-diagnosis A totally unscientific self-diagnosis … this is not a test – try to be honest with yourself
  • 9. Q1 Which do you trust more? ‘hard science’ or ‘soft science’? A. Hard science B. Both/either/it depends C. Soft science
  • 10. Q2 Is there such a thing as ‘truth’? A. I can’t decide B. No (no truth or many truths) C. Yes
  • 11. Q3 Is knowledge discovered or created? A. Knowledge is discovered B. Both / I can’t decide C. Knowledge is created
  • 12. Q4 Can we have knowledge of a single reality that is independent of the knower? A. Yes B. No C. Sometimes
  • 13. Q5 What is the role of the HPS researcher? A. Truth gatherer B. Interpreter C. Meaning maker
  • 14. Scoring yourself Q1 A= 1 B=2 C=3 Q2 A= 2 B=3 C=1 Q3 A=1 B=2 C=3 Q4 A=1 B=3 C=2 Q5 A=1 B=2 C=3
  • 15. Scoring yourself (in our totally unscientific study) 1-6 = heading towards positivism 6-11 = couldn’t decide … hovering … or a critical realist 11-15 = heading towards constructivism
  • 16. Ontology Epistemology Methodology Methods Sources What’s out there to know? What & how can we know about it? How can we go about acquiring that knowledge ? Which precise procedures can we use to acquire it? Which data can we collect?
  • 17. Why/what do you want to do? If you want to: • test an intervention > positivism • measure impacts or understandings > positivism • understand a phenomenon > relativism • understand perceptions of particular actors > relativism • act in a situation to improve it > critical framework
  • 18. Knowledge paradigm ------------------------------------------------------------------------- Positivism Critical realism Relativism (interpretivism / social constructionism) Types of questions addressed Is the policy or intervention (cost)-effective? What works for whom under which conditions? How do actors experience and understand different types of interventions or policies? What are the social processes, including power relations, influencing actors’ understandings and experiences? Related disciplinary perspectives Epidemiology Welfare economics Political science (rational choice theory) Policy analysis Organisational studies Anthropology Sociology Political science (sociological institutionalism) Key research approaches and methods Deductive: Hypothesis driven Measurement through surveys, use of archival and other data records Statistical analysis, Qualitative data collected through, for example, semi-structured interviews and interviewing procedures Deductive and inductive (theory testing and building) Multiple data collection methods including review of documents, range of interviewing methods, observation Inductive (maybe theory building and/or testing) Multiple data collection methods including in-depth interviewing (individuals and groups), documentary review but also participant observation or life histories, for example. Gilson et al. 2011
  • 19. Relevance for HPSR? • Such understandings influence the questions you ask and the role you think researchers can and should play • Spelling out your assumptions and intuitions allows appropriate critique and comparisons with others (reflexivity) • HPSR as an emerging multidisciplinary ‘field’ – have to work to understand each other, to develop shared approaches – BUT can work together to generate different and valuable ideas about same phenomenon, so supporting usefulness of research
  • 20. Given its multiple perspectives, HPSR embraces … • Complex causality • Generalisation via statistical and analytic approaches • Knowledge generation and learning as a process of active engagement between researchers and various policy actors, including through the research process itself
  • 21. Copyright Funding You are free: To Share – to copy, distribute and transmit the work To Remix – to adapt the work Under the following conditions: Attribution You must attribute the work in the manner specified by the author or licensor (but not in any way that suggests that they endorse you or your use of the work). Non-commercial You may not use this work for commercial purposes. Share Alike If you alter, transform, or build upon this work, you may distribute the resulting work but only under the same or similar license to this one. Other conditions For any reuse or distribution, you must make clear to others the license terms of this work. Nothing in this license impairs or restricts the authors’ moral rights. Nothing in this license impairs or restricts the rights of authors whose work is referenced in this document. Cited works used in this document must be cited following usual academic conventions. Citation of this work must follow normal academic conventions. Suggested citation: Introduction to Health Policy and Systems Research, course presentation, Presentation 5. Copyright CHEPSAA (Consortium for Health Policy & Systems Analysis in Africa) 2014, www.hpsa-africa.org www.slideshare.net/hpsa_africa This document is an output from a project funded by the European Commission (EC) FP7-Africa (Grant no. 265482). The views expressed are not necessarily those of the EC.
  • 22. The CHEPSAA partners University of Dar Es Salaam Institute of Development Studies University of the Witwatersrand Centre for Health Policy University of Ghana School of Public Health, Department of Health Policy, Planning and Management University of Leeds Nuffield Centre for International Health and Development University of Nigeria Enugu Health Policy Research Group & the Department of Health Administration and Management London School of Hygiene and Tropical Medicine Health Economics and Systems Analysis Group, Depart of Global Health & Dev. Great Lakes University of Kisumu Tropical Institute of Community Health and Development Karolinska Institutet Health Systems and Policy Group, Department of Public Health Sciences University of Cape Town Health Policy and Systems Programme, Health Economics Unit Swiss Tropical and Public Health Institute Health Systems Research Group University of the Western Cape School of Public Health