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Duncan Giddens
June 2015
iDepend
A tool for
Choosing
Interventions
A
B
C
Business value chain
Business
Skills and
knowledge
Technology
CustomersSuppliers
Natural
environment
Shareholders
/ financiers
Citizens,
civic/
community
groups,
media
Other
businesses/
trade
groups
Products and
services
Requirements
Products and
services
Requirements
Investment &
returns
Sectoral
cooperation &
competition
Influences on business environmental performance
Source: Draft Instrument Selection
Guide, Defra 2013
Reputational
pressure &
stakeholder
involvement
Sustainable
resource/
ecosystem service
use constraints
Regulatory model
Choose
intervention(s)
Evaluate
intervention(s)
Desired state or
outcome
Use
intervention(s)
How do you use choose the right interventions?
How can iDepend help?
Inspections
Guidance
Recognition and rewards
Management Systems
Standards
Sanctions
Financial incentives
Advice
1. Model approach for choosing interventions
2. iDepend Modelling Tool
3. User guide to help choose interventions for
environmental regulation
4. Resources on Regulatory Evidence Network (REN)
Choosing Interventions Toolkit
What is the Issue?:
current, desired, what
needs to change?
Who is the target
business
community?:
Identify; Assess;
Segment into
groups
What
interventions are
available?
Currently used,
what else is
available? what
suits each business
group?
Who can deliver
interventions?
What are your remit,
powers etc? Which
other delivery
agents might be
used?
Preferred
interventions and
delivery agents for
each business
group:
Choosing
Appropriate
Interventions
Possible Interventions
Model for choosing interventions
1. Cloud based and intuitive
• On the internet, easy to use and free of charge
• Anyone can access the basic tool
• IMPEL members have additional features
2. Dependency modelling tool
• Define goals to be achieved
• Assemble dependencies
• Identify critical dependencies (‘risks’)
• Likelihood of achieving the goals
3. Aid to decision making
• Improves understanding and visibility of issues
• Enables different interventions to be compared
• Allows models to be developed and shared with other users
• Stores information and provides an audit trail
iDepend Modelling Tool
External influences
incentives good
business behaviour
Several
Interventions
are available
Delivery
agents
available
Let’s see this in a dependency model
Desired state. Eg
environmental or
regulatory
outcome
Businesses
behaviour
and response
is favourable
How do you decide what is most important?
Environmental
management system
effective in assuring
compliance
Regulatory
tools fit for
purpose
Training given
to regulator’s
staff
Compliance
rules clear
and
understood
Expectations
for EMS
communicated
to staff
Internal audits
carried out by
company
Compliance
checked and
acted on
Strong
political
support
Use of EMS
cost effective
for regulator
Operator
willing and
competent
Regulator
willing and
competent
Regulatory
process for
using EMS
clear
Training given
to operator’s
staff
Regulator‘s
management
committed to
using EMS
Build a dependency model to
show critical dependencies
GOAL
Environmental
management systems
are effective in assuring
compliance
Operator willing
and competent to
use EMS
Regulator willing
and competent to
use EMS
1st
order dependencies 2nd
order dependencies 3rd
order dependencies
Compliance
checked and
acted on
Regulatory
process for using
EMS clear and
understood
Regulator’s
management
committed to
using EMS
Compliance rules
for EMS clear and
understood Training given to
operator’s staff
Internal audits
carried out
Management act
on audit results
Expectations
communicated to
operator’s staff
Regulatory tools fit
for purpose
Strong political
support
Use of EMS cost
effective for
regulator
Training given to
regulator’s staff
Predict how an intervention might improve the chances
of achieving your goal
1. Regulatory Evidence Network (point of access, user guide and
webinar):
https://connect.innovateuk.org/web/evidence/idepend
2. Final IMPEL report:
http://impel.eu/projects/choosing-appropriate-interventions-phase-3.
3. iDepend resources - http://www.cambrensis.org
4. Lead contact - duncan.giddens@environment-agency.gov.uk.
Useful links and information

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iDepend Modelling Tool

  • 1. Duncan Giddens June 2015 iDepend A tool for Choosing Interventions A B C
  • 3. Business Skills and knowledge Technology CustomersSuppliers Natural environment Shareholders / financiers Citizens, civic/ community groups, media Other businesses/ trade groups Products and services Requirements Products and services Requirements Investment & returns Sectoral cooperation & competition Influences on business environmental performance Source: Draft Instrument Selection Guide, Defra 2013 Reputational pressure & stakeholder involvement Sustainable resource/ ecosystem service use constraints
  • 5. How do you use choose the right interventions? How can iDepend help? Inspections Guidance Recognition and rewards Management Systems Standards Sanctions Financial incentives Advice
  • 6. 1. Model approach for choosing interventions 2. iDepend Modelling Tool 3. User guide to help choose interventions for environmental regulation 4. Resources on Regulatory Evidence Network (REN) Choosing Interventions Toolkit
  • 7. What is the Issue?: current, desired, what needs to change? Who is the target business community?: Identify; Assess; Segment into groups What interventions are available? Currently used, what else is available? what suits each business group? Who can deliver interventions? What are your remit, powers etc? Which other delivery agents might be used? Preferred interventions and delivery agents for each business group: Choosing Appropriate Interventions Possible Interventions Model for choosing interventions
  • 8. 1. Cloud based and intuitive • On the internet, easy to use and free of charge • Anyone can access the basic tool • IMPEL members have additional features 2. Dependency modelling tool • Define goals to be achieved • Assemble dependencies • Identify critical dependencies (‘risks’) • Likelihood of achieving the goals 3. Aid to decision making • Improves understanding and visibility of issues • Enables different interventions to be compared • Allows models to be developed and shared with other users • Stores information and provides an audit trail iDepend Modelling Tool
  • 9. External influences incentives good business behaviour Several Interventions are available Delivery agents available Let’s see this in a dependency model Desired state. Eg environmental or regulatory outcome Businesses behaviour and response is favourable
  • 10. How do you decide what is most important? Environmental management system effective in assuring compliance Regulatory tools fit for purpose Training given to regulator’s staff Compliance rules clear and understood Expectations for EMS communicated to staff Internal audits carried out by company Compliance checked and acted on Strong political support Use of EMS cost effective for regulator Operator willing and competent Regulator willing and competent Regulatory process for using EMS clear Training given to operator’s staff Regulator‘s management committed to using EMS
  • 11. Build a dependency model to show critical dependencies GOAL Environmental management systems are effective in assuring compliance Operator willing and competent to use EMS Regulator willing and competent to use EMS 1st order dependencies 2nd order dependencies 3rd order dependencies Compliance checked and acted on Regulatory process for using EMS clear and understood Regulator’s management committed to using EMS Compliance rules for EMS clear and understood Training given to operator’s staff Internal audits carried out Management act on audit results Expectations communicated to operator’s staff Regulatory tools fit for purpose Strong political support Use of EMS cost effective for regulator Training given to regulator’s staff
  • 12. Predict how an intervention might improve the chances of achieving your goal
  • 13.
  • 14. 1. Regulatory Evidence Network (point of access, user guide and webinar): https://connect.innovateuk.org/web/evidence/idepend 2. Final IMPEL report: http://impel.eu/projects/choosing-appropriate-interventions-phase-3. 3. iDepend resources - http://www.cambrensis.org 4. Lead contact - duncan.giddens@environment-agency.gov.uk. Useful links and information