SlideShare a Scribd company logo

Bankauditin it env

•Download as PPT, PDF•
•
Dr Vijay Pithadia Director
Dr Vijay Pithadia Director

The document discusses the changes to the bank audit environment due to the increased use of information technology. Key aspects that auditors must now consider include evaluating IT security controls, understanding different banking software systems like partial branch automation and core banking solutions, assessing the impact of IT on internal controls and audit procedures, and ensuring compliance with auditing standards for IT environments. The auditor's role has expanded and they must now have knowledge of IT systems, security risks, and how to audit in an electronic environment.

TechnologyBusiness
1 of 46
Bank Audit in IT Environment ,[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Mom, When is my Happy Download Day?
How many times have I told you! You were not downloaded. You were born…
[object Object],Information Technology has completely changed the way, we lead our lives.
Everyday one trillion dollars worth of money is transacted over the global networks. Money equal to 200 per cent of India’s GDP over a whole year moves over the global financial networks in a single day. ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object]
Banking Applications Today ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Partial Branch Automation Software ,[object Object],[object Object],[object Object],[object Object]
Total Branch Automation Solution ,[object Object],[object Object],[object Object],[object Object],[object Object]
Core Banking Solution: ,[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],Physical Environment Vs e-Environment
[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on internal control
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on Audit
[object Object],[object Object],[object Object],[object Object],[object Object],Impact of Information systems on Audit
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Potential Risk Areas in computerised environment
[object Object],[object Object],[object Object],Advantages over manual system
[object Object],[object Object],[object Object],[object Object],Challenges
[object Object],[object Object],AAS 29
[object Object],[object Object],[object Object],[object Object],[object Object],AAS 29
[object Object],[object Object],[object Object],Controls in Information System Environment
[object Object],[object Object],Application Controls
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Lock Guard Security: Scenario
Information Security Risk in a Bank Networked Domain / Intranet Internal Threats Through : Employees / Vendors/ Ex-Employees etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction etc INCREASING RISK Environmental / Physical Threats E.g. Fire / Storms/ Earthquake Manual TBA CBS External Threats Through: Hackers/ competitors / criminals etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction / social engineering etc
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],[object Object],[object Object],[object Object],[object Object],Important Security Control Aspects
[object Object],Thanks for being nice & giving a patient hearing

Recommended

Extended External Reporting (EER) Assurance
Extended External Reporting (EER) AssuranceExtended External Reporting (EER) Assurance
Extended External Reporting (EER) AssuranceInternational Federation of Accountants
 
Quality Management Resources: Expectations for Firms and Engagement Partners
Quality Management Resources: Expectations for Firms and Engagement PartnersQuality Management Resources: Expectations for Firms and Engagement Partners
Quality Management Resources: Expectations for Firms and Engagement PartnersInternational Federation of Accountants
 
Mentoring: The IFAC Perspective
Mentoring: The IFAC PerspectiveMentoring: The IFAC Perspective
Mentoring: The IFAC PerspectiveInternational Federation of Accountants
 
Compliance framework
Compliance frameworkCompliance framework
Compliance frameworkManoj Agarwal
 
Managing Regulatory Compliance
Managing Regulatory ComplianceManaging Regulatory Compliance
Managing Regulatory ComplianceMitchell Manning Sr.
 
D1 security and risk management v1.62
D1 security and risk management v1.62D1 security and risk management v1.62
D1 security and risk management v1.62AlliedConSapCourses
 
19600 compliance management system guidelines
19600 compliance management system guidelines19600 compliance management system guidelines
19600 compliance management system guidelinesNimonik
 
Survey results - Centrally vs Locally managed compliance
Survey results - Centrally vs Locally managed complianceSurvey results - Centrally vs Locally managed compliance
Survey results - Centrally vs Locally managed complianceNimonik
 

Recommended

Extended External Reporting (EER) Assurance
Extended External Reporting (EER) AssuranceExtended External Reporting (EER) Assurance
Extended External Reporting (EER) AssuranceInternational Federation of Accountants
 
Quality Management Resources: Expectations for Firms and Engagement Partners
Quality Management Resources: Expectations for Firms and Engagement PartnersQuality Management Resources: Expectations for Firms and Engagement Partners
Quality Management Resources: Expectations for Firms and Engagement PartnersInternational Federation of Accountants
 
Mentoring: The IFAC Perspective
Mentoring: The IFAC PerspectiveMentoring: The IFAC Perspective
Mentoring: The IFAC PerspectiveInternational Federation of Accountants
 
Compliance framework
Compliance frameworkCompliance framework
Compliance frameworkManoj Agarwal
 
Managing Regulatory Compliance
Managing Regulatory ComplianceManaging Regulatory Compliance
Managing Regulatory ComplianceMitchell Manning Sr.
 
D1 security and risk management v1.62
D1 security and risk management v1.62D1 security and risk management v1.62
D1 security and risk management v1.62AlliedConSapCourses
 
19600 compliance management system guidelines
19600 compliance management system guidelines19600 compliance management system guidelines
19600 compliance management system guidelinesNimonik
 
Survey results - Centrally vs Locally managed compliance
Survey results - Centrally vs Locally managed complianceSurvey results - Centrally vs Locally managed compliance
Survey results - Centrally vs Locally managed complianceNimonik
 
PAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System softwarePAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System softwareMantala
 
Key considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systemsKey considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systemsPECB
 
COSO 2013: What you need to know
COSO 2013: What you need to knowCOSO 2013: What you need to know
COSO 2013: What you need to knowjennyhollingworth
 
[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?browzcompliance
 
Data analytics and audit coverage guide
Data analytics and audit coverage guideData analytics and audit coverage guide
Data analytics and audit coverage guideAstalapulosListestos
 
EHS Audit Overview
EHS Audit OverviewEHS Audit Overview
EHS Audit OverviewJames Charles
 
Continuous Auditing
Continuous AuditingContinuous Auditing
Continuous AuditingTianli Xie
 
Understanding IT Governance and Risk Management
Understanding IT Governance and Risk ManagementUnderstanding IT Governance and Risk Management
Understanding IT Governance and Risk Managementjiricejka
 
Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301PECB
 
Continuous auditing
Continuous auditingContinuous auditing
Continuous auditingacc626tan
 
Bayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance AnalystBayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance AnalystBayo Omisore.
 
Successful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's PerspectiveSuccessful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's PerspectiveAntea Group
 
Osha Manager Role
Osha Manager RoleOsha Manager Role
Osha Manager RoleMuhammad Akhlaq Khan
 
Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001Nimonik
 
Accountability Corbit Overview 06262007
Accountability Corbit Overview 06262007Accountability Corbit Overview 06262007
Accountability Corbit Overview 06262007Humberto Bruno Pontes Silva
 
BCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking ReportBCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking ReportNQA
 
Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)Narudom Roongsiriwong, CISSP
 
How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?PECB
 
COSP Safety Accountability
COSP Safety Accountability COSP Safety Accountability
COSP Safety Accountability Heatherawarens
 
Audit
AuditAudit
Auditsaira nusrat
 
Bank branch audit
Bank branch auditBank branch audit
Bank branch auditsathyananda prabhu
 
Statutory Bank Branch Audit
Statutory Bank Branch Audit Statutory Bank Branch Audit
Statutory Bank Branch Audit khemkavivek
 

More Related Content

What's hot

PAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System softwarePAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System softwareMantala
 
Key considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systemsKey considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systemsPECB
 
COSO 2013: What you need to know
COSO 2013: What you need to knowCOSO 2013: What you need to know
COSO 2013: What you need to knowjennyhollingworth
 
[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?browzcompliance
 
Data analytics and audit coverage guide
Data analytics and audit coverage guideData analytics and audit coverage guide
Data analytics and audit coverage guideAstalapulosListestos
 
Continuous Auditing
Continuous AuditingContinuous Auditing
Continuous AuditingTianli Xie
 
Understanding IT Governance and Risk Management
Understanding IT Governance and Risk ManagementUnderstanding IT Governance and Risk Management
Understanding IT Governance and Risk Managementjiricejka
 
Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301PECB
 
Continuous auditing
Continuous auditingContinuous auditing
Continuous auditingacc626tan
 
Bayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance AnalystBayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance AnalystBayo Omisore.
 
Successful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's PerspectiveSuccessful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's PerspectiveAntea Group
 
Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001Nimonik
 
BCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking ReportBCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking ReportNQA
 
Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)Narudom Roongsiriwong, CISSP
 
How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?PECB
 
COSP Safety Accountability
COSP Safety Accountability COSP Safety Accountability
COSP Safety Accountability Heatherawarens
 

What's hot (19)

PAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System softwarePAWS - Pentana Audit Work System software
PAWS - Pentana Audit Work System software
 
Key considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systemsKey considerations for an appropriate scope for all management systems
Key considerations for an appropriate scope for all management systems
 
COSO 2013: What you need to know
COSO 2013: What you need to knowCOSO 2013: What you need to know
COSO 2013: What you need to know
 
[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?[Webinar] Contractor Management: What is the Return on Investment (ROI)?
[Webinar] Contractor Management: What is the Return on Investment (ROI)?
 
Data analytics and audit coverage guide
Data analytics and audit coverage guideData analytics and audit coverage guide
Data analytics and audit coverage guide
 
EHS Audit Overview
EHS Audit OverviewEHS Audit Overview
EHS Audit Overview
 
Continuous Auditing
Continuous AuditingContinuous Auditing
Continuous Auditing
 
Understanding IT Governance and Risk Management
Understanding IT Governance and Risk ManagementUnderstanding IT Governance and Risk Management
Understanding IT Governance and Risk Management
 
Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301Leveraging Gap Assessments and Internal Audits in ISO 22301
Leveraging Gap Assessments and Internal Audits in ISO 22301
 
Continuous auditing
Continuous auditingContinuous auditing
Continuous auditing
 
Bayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance AnalystBayo Omisore, IT Auditor-Compliance Analyst
Bayo Omisore, IT Auditor-Compliance Analyst
 
Successful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's PerspectiveSuccessful EHS Auditing Insights from a Client's Perspective
Successful EHS Auditing Insights from a Client's Perspective
 
Osha Manager Role
Osha Manager RoleOsha Manager Role
Osha Manager Role
 
Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001Legal Register / Compliance Obligations ISO 14001
Legal Register / Compliance Obligations ISO 14001
 
Accountability Corbit Overview 06262007
Accountability Corbit Overview 06262007Accountability Corbit Overview 06262007
Accountability Corbit Overview 06262007
 
BCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking ReportBCI ISO 22301 Benchmarking Report
BCI ISO 22301 Benchmarking Report
 
Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)Business continuity & disaster recovery planning (BCP & DRP)
Business continuity & disaster recovery planning (BCP & DRP)
 
How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?How to Determine the Root Cause Analysis Techniques in a Management System?
How to Determine the Root Cause Analysis Techniques in a Management System?
 
COSP Safety Accountability
COSP Safety Accountability COSP Safety Accountability
COSP Safety Accountability
 

Viewers also liked

Statutory Bank Branch Audit
Statutory Bank Branch Audit Statutory Bank Branch Audit
Statutory Bank Branch Audit khemkavivek
 
Basic Internal Auditing Presentation
Basic Internal Auditing PresentationBasic Internal Auditing Presentation
Basic Internal Auditing PresentationVernon Benjamin
 
Bank audit slideshare
Bank audit slideshareBank audit slideshare
Bank audit slidesharePriti Parab
 

Viewers also liked (8)

Audit
AuditAudit
Audit
 
Bank branch audit
Bank branch auditBank branch audit
Bank branch audit
 
Statutory Bank Branch Audit
Statutory Bank Branch Audit Statutory Bank Branch Audit
Statutory Bank Branch Audit
 
Presentation - Overview of Bank Audit
Presentation - Overview of Bank AuditPresentation - Overview of Bank Audit
Presentation - Overview of Bank Audit
 
Bank audit
Bank auditBank audit
Bank audit
 
Basic Internal Auditing Presentation
Basic Internal Auditing PresentationBasic Internal Auditing Presentation
Basic Internal Auditing Presentation
 
Bank Audit Process
Bank Audit ProcessBank Audit Process
Bank Audit Process
 
Bank audit slideshare
Bank audit slideshareBank audit slideshare
Bank audit slideshare
 

Similar to Bankauditin it env

Information systems and its components iii
Information systems and its components iiiInformation systems and its components iii
Information systems and its components iiiAshish Desai
 
Auditing In Computer Environment Presentation
Auditing In Computer Environment PresentationAuditing In Computer Environment Presentation
Auditing In Computer Environment PresentationEMAC Consulting Group
 
Auditing in a computer environment copy
Auditing in a computer environment copyAuditing in a computer environment copy
Auditing in a computer environment copySaleh Rashid
 
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.gueste080564
 
Technology Controls in Business - End User Computing
Technology Controls in Business - End User ComputingTechnology Controls in Business - End User Computing
Technology Controls in Business - End User Computingguestc1bca2
 
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.renetta
 
Chapter 4 : Auditing and the information technology environment
Chapter 4 : Auditing and the information technology environmentChapter 4 : Auditing and the information technology environment
Chapter 4 : Auditing and the information technology environmentKugendranMani
 
CONTROL AND AUDIT
CONTROL AND AUDITCONTROL AND AUDIT
CONTROL AND AUDITRos Dina
 
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docxLynellBull52
 
Information 2nd lesson
Information 2nd lessonInformation 2nd lesson
Information 2nd lessonAnne ndolo
 
Sushant edp
Sushant edpSushant edp
Sushant edpzalak007
 
Computer Assisted Audit Techniques (CAATS) - IS AUDIT
Computer Assisted Audit Techniques (CAATS) - IS AUDITComputer Assisted Audit Techniques (CAATS) - IS AUDIT
Computer Assisted Audit Techniques (CAATS) - IS AUDITShahzeb Pirzada
 
Computerized Environment
Computerized EnvironmentComputerized Environment
Computerized EnvironmentVadivelM9
 
How much does it cost to be Secure?
How much does it cost to be Secure?How much does it cost to be Secure?
How much does it cost to be Secure?mbmobile
 
Advantages of Electronic Permit System.pdf
Advantages of Electronic Permit System.pdfAdvantages of Electronic Permit System.pdf
Advantages of Electronic Permit System.pdfOlivia Wilson
 

Similar to Bankauditin it env (20)

Bankauditin it env
Bankauditin it envBankauditin it env
Bankauditin it env
 
Chapter 6
Chapter 6Chapter 6
Chapter 6
 
Information systems and its components iii
Information systems and its components iiiInformation systems and its components iii
Information systems and its components iii
 
Auditing In Computer Environment Presentation
Auditing In Computer Environment PresentationAuditing In Computer Environment Presentation
Auditing In Computer Environment Presentation
 
Auditing in a computer environment copy
Auditing in a computer environment copyAuditing in a computer environment copy
Auditing in a computer environment copy
 
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
 
Technology Controls in Business - End User Computing
Technology Controls in Business - End User ComputingTechnology Controls in Business - End User Computing
Technology Controls in Business - End User Computing
 
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
The Use of Spreadsheets: As it relates to Section 404 of the Sarbanes-Oxley Act.
 
Chapter 4 : Auditing and the information technology environment
Chapter 4 : Auditing and the information technology environmentChapter 4 : Auditing and the information technology environment
Chapter 4 : Auditing and the information technology environment
 
IT System & Security Audit
IT System & Security AuditIT System & Security Audit
IT System & Security Audit
 
Bcbsc136
Bcbsc136Bcbsc136
Bcbsc136
 
Audit and Assurance
Audit and AssuranceAudit and Assurance
Audit and Assurance
 
CONTROL AND AUDIT
CONTROL AND AUDITCONTROL AND AUDIT
CONTROL AND AUDIT
 
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx
· Processed on 09-Dec-2014 901 PM CST · ID 488406360 · Word .docx
 
Information 2nd lesson
Information 2nd lessonInformation 2nd lesson
Information 2nd lesson
 
Sushant edp
Sushant edpSushant edp
Sushant edp
 
Computer Assisted Audit Techniques (CAATS) - IS AUDIT
Computer Assisted Audit Techniques (CAATS) - IS AUDITComputer Assisted Audit Techniques (CAATS) - IS AUDIT
Computer Assisted Audit Techniques (CAATS) - IS AUDIT
 
Computerized Environment
Computerized EnvironmentComputerized Environment
Computerized Environment
 
How much does it cost to be Secure?
How much does it cost to be Secure?How much does it cost to be Secure?
How much does it cost to be Secure?
 
Advantages of Electronic Permit System.pdf
Advantages of Electronic Permit System.pdfAdvantages of Electronic Permit System.pdf
Advantages of Electronic Permit System.pdf
 

More from Dr Vijay Pithadia Director

Lecture 3 pay for performance and financial incentives
Lecture 3 pay for performance and financial incentivesLecture 3 pay for performance and financial incentives
Lecture 3 pay for performance and financial incentivesDr Vijay Pithadia Director
 

More from Dr Vijay Pithadia Director (20)

Lecture 6 training development
Lecture 6 training developmentLecture 6 training development
Lecture 6 training development
 
Lecture 5 interviewing candidates
Lecture 5 interviewing candidatesLecture 5 interviewing candidates
Lecture 5 interviewing candidates
 
Lecture 4 employee testing and selection
Lecture 4 employee testing and selectionLecture 4 employee testing and selection
Lecture 4 employee testing and selection
 
Lecture 2 job aanalysis
Lecture 2 job aanalysisLecture 2 job aanalysis
Lecture 2 job aanalysis
 
Lecture 1 introduction to hrm dessler
Lecture 1 introduction to hrm desslerLecture 1 introduction to hrm dessler
Lecture 1 introduction to hrm dessler
 
Performance management
Performance managementPerformance management
Performance management
 
Hr dev performanceappraisal
Hr dev performanceappraisalHr dev performanceappraisal
Hr dev performanceappraisal
 
Dessler hrm12e ppt_11
Dessler hrm12e ppt_11Dessler hrm12e ppt_11
Dessler hrm12e ppt_11
 
Lecture 3 pay for performance and financial incentives
Lecture 3 pay for performance and financial incentivesLecture 3 pay for performance and financial incentives
Lecture 3 pay for performance and financial incentives
 
Session plan
Session planSession plan
Session plan
 
Seminar presentation
Seminar presentationSeminar presentation
Seminar presentation
 
Processing cooperatives
Processing cooperativesProcessing cooperatives
Processing cooperatives
 
New microsoft office word document
New microsoft office word documentNew microsoft office word document
New microsoft office word document
 
History of the cooperative movement
History of the cooperative movementHistory of the cooperative movement
History of the cooperative movement
 
Dairy cooperatives
Dairy cooperativesDairy cooperatives
Dairy cooperatives
 
Cooperative
CooperativeCooperative
Cooperative
 
Consumer cooperative
Consumer cooperativeConsumer cooperative
Consumer cooperative
 
Capitalism and socialism
Capitalism and socialismCapitalism and socialism
Capitalism and socialism
 
Banking cooperative
Banking cooperativeBanking cooperative
Banking cooperative
 
Assignment 1
Assignment 1Assignment 1
Assignment 1
 

Recently uploaded

SQL Database Design For Developers at php[tek] 2024
SQL Database Design For Developers at php[tek] 2024SQL Database Design For Developers at php[tek] 2024
SQL Database Design For Developers at php[tek] 2024Scott Keck-Warren
 
Streamlining Python Development: A Guide to a Modern Project Setup
Streamlining Python Development: A Guide to a Modern Project SetupStreamlining Python Development: A Guide to a Modern Project Setup
Streamlining Python Development: A Guide to a Modern Project SetupFlorian Wilhelm
 
AI as an Interface for Commercial Buildings
AI as an Interface for Commercial BuildingsAI as an Interface for Commercial Buildings
AI as an Interface for Commercial BuildingsMemoori
 
Are Multi-Cloud and Serverless Good or Bad?
Are Multi-Cloud and Serverless Good or Bad?Are Multi-Cloud and Serverless Good or Bad?
Are Multi-Cloud and Serverless Good or Bad?Mattias Andersson
 
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptx
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptxMaking_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptx
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptxnull - The Open Security Community
 
Human Factors of XR: Using Human Factors to Design XR Systems
Human Factors of XR: Using Human Factors to Design XR SystemsHuman Factors of XR: Using Human Factors to Design XR Systems
Human Factors of XR: Using Human Factors to Design XR SystemsMark Billinghurst
 
Pigging Solutions in Pet Food Manufacturing
Pigging Solutions in Pet Food ManufacturingPigging Solutions in Pet Food Manufacturing
Pigging Solutions in Pet Food ManufacturingPigging Solutions
 
Build your next Gen AI Breakthrough - April 2024
Build your next Gen AI Breakthrough - April 2024Build your next Gen AI Breakthrough - April 2024
Build your next Gen AI Breakthrough - April 2024Neo4j
 
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)Bun (KitWorks Team Study 노별마루 발표 2024.4.22)
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)Wonjun Hwang
 
Understanding the Laravel MVC Architecture
Understanding the Laravel MVC ArchitectureUnderstanding the Laravel MVC Architecture
Understanding the Laravel MVC ArchitecturePixlogix Infotech
 
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...Integration and Automation in Practice: CI/CD in Mule Integration and Automat...
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...Patryk Bandurski
 
Connect Wave/ connectwave Pitch Deck Presentation
Connect Wave/ connectwave Pitch Deck PresentationConnect Wave/ connectwave Pitch Deck Presentation
Connect Wave/ connectwave Pitch Deck PresentationSlibray Presentation
 
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks..."LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...Fwdays
 
Unleash Your Potential - Namagunga Girls Coding Club
Unleash Your Potential - Namagunga Girls Coding ClubUnleash Your Potential - Namagunga Girls Coding Club
Unleash Your Potential - Namagunga Girls Coding ClubKalema Edgar
 
Designing IA for AI - Information Architecture Conference 2024
Designing IA for AI - Information Architecture Conference 2024Designing IA for AI - Information Architecture Conference 2024
Designing IA for AI - Information Architecture Conference 2024Enterprise Knowledge
 
Beyond Boundaries: Leveraging No-Code Solutions for Industry Innovation
Beyond Boundaries: Leveraging No-Code Solutions for Industry InnovationBeyond Boundaries: Leveraging No-Code Solutions for Industry Innovation
Beyond Boundaries: Leveraging No-Code Solutions for Industry InnovationSafe Software
 
Key Features Of Token Development (1).pptx
Key Features Of Token Development (1).pptxKey Features Of Token Development (1).pptx
Key Features Of Token Development (1).pptxLBM Solutions
 

Recently uploaded (20)

SQL Database Design For Developers at php[tek] 2024
SQL Database Design For Developers at php[tek] 2024SQL Database Design For Developers at php[tek] 2024
SQL Database Design For Developers at php[tek] 2024
 
Streamlining Python Development: A Guide to a Modern Project Setup
Streamlining Python Development: A Guide to a Modern Project SetupStreamlining Python Development: A Guide to a Modern Project Setup
Streamlining Python Development: A Guide to a Modern Project Setup
 
AI as an Interface for Commercial Buildings
AI as an Interface for Commercial BuildingsAI as an Interface for Commercial Buildings
AI as an Interface for Commercial Buildings
 
DMCC Future of Trade Web3 - Special Edition
DMCC Future of Trade Web3 - Special EditionDMCC Future of Trade Web3 - Special Edition
DMCC Future of Trade Web3 - Special Edition
 
Are Multi-Cloud and Serverless Good or Bad?
Are Multi-Cloud and Serverless Good or Bad?Are Multi-Cloud and Serverless Good or Bad?
Are Multi-Cloud and Serverless Good or Bad?
 
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptx
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptxMaking_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptx
Making_way_through_DLL_hollowing_inspite_of_CFG_by_Debjeet Banerjee.pptx
 
Human Factors of XR: Using Human Factors to Design XR Systems
Human Factors of XR: Using Human Factors to Design XR SystemsHuman Factors of XR: Using Human Factors to Design XR Systems
Human Factors of XR: Using Human Factors to Design XR Systems
 
Pigging Solutions in Pet Food Manufacturing
Pigging Solutions in Pet Food ManufacturingPigging Solutions in Pet Food Manufacturing
Pigging Solutions in Pet Food Manufacturing
 
Build your next Gen AI Breakthrough - April 2024
Build your next Gen AI Breakthrough - April 2024Build your next Gen AI Breakthrough - April 2024
Build your next Gen AI Breakthrough - April 2024
 
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)Bun (KitWorks Team Study 노별마루 발표 2024.4.22)
Bun (KitWorks Team Study 노별마루 발표 2024.4.22)
 
Understanding the Laravel MVC Architecture
Understanding the Laravel MVC ArchitectureUnderstanding the Laravel MVC Architecture
Understanding the Laravel MVC Architecture
 
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...Integration and Automation in Practice: CI/CD in Mule Integration and Automat...
Integration and Automation in Practice: CI/CD in Mule Integration and Automat...
 
The transition to renewables in India.pdf
The transition to renewables in India.pdfThe transition to renewables in India.pdf
The transition to renewables in India.pdf
 
Connect Wave/ connectwave Pitch Deck Presentation
Connect Wave/ connectwave Pitch Deck PresentationConnect Wave/ connectwave Pitch Deck Presentation
Connect Wave/ connectwave Pitch Deck Presentation
 
Hot Sexy call girls in Panjabi Bagh 🔝 9953056974 🔝 Delhi escort Service
Hot Sexy call girls in Panjabi Bagh 🔝 9953056974 🔝 Delhi escort ServiceHot Sexy call girls in Panjabi Bagh 🔝 9953056974 🔝 Delhi escort Service
Hot Sexy call girls in Panjabi Bagh 🔝 9953056974 🔝 Delhi escort Service
 
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks..."LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...
"LLMs for Python Engineers: Advanced Data Analysis and Semantic Kernel",Oleks...
 
Unleash Your Potential - Namagunga Girls Coding Club
Unleash Your Potential - Namagunga Girls Coding ClubUnleash Your Potential - Namagunga Girls Coding Club
Unleash Your Potential - Namagunga Girls Coding Club
 
Designing IA for AI - Information Architecture Conference 2024
Designing IA for AI - Information Architecture Conference 2024Designing IA for AI - Information Architecture Conference 2024
Designing IA for AI - Information Architecture Conference 2024
 
Beyond Boundaries: Leveraging No-Code Solutions for Industry Innovation
Beyond Boundaries: Leveraging No-Code Solutions for Industry InnovationBeyond Boundaries: Leveraging No-Code Solutions for Industry Innovation
Beyond Boundaries: Leveraging No-Code Solutions for Industry Innovation
 
Key Features Of Token Development (1).pptx
Key Features Of Token Development (1).pptxKey Features Of Token Development (1).pptx
Key Features Of Token Development (1).pptx
 

Bankauditin it env

  • 1.
  • 2.
  • 3. Mom, When is my Happy Download Day?
  • 4. How many times have I told you! You were not downloaded. You were born…
  • 5.
  • 6.
  • 7.
  • 8.
  • 9.
  • 10.
  • 11.
  • 12.
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29. Information Security Risk in a Bank Networked Domain / Intranet Internal Threats Through : Employees / Vendors/ Ex-Employees etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction etc INCREASING RISK Environmental / Physical Threats E.g. Fire / Storms/ Earthquake Manual TBA CBS External Threats Through: Hackers/ competitors / criminals etc. Reasons: Sabotage / Revenge/ Money Methods: Virus/ Trojan, Denial of service attack / Trap door/ Spoofing/ Destruction / social engineering etc
  • 30.
  • 31.
  • 32.
  • 33.
  • 34.
  • 35.
  • 36.
  • 37.
  • 38.
  • 39.
  • 40.
  • 41.
  • 42.
  • 43.
  • 44.
  • 45.
  • 46.