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How to Manage a Successful
Open Access Service in
Addition to the Demands of a
Primary Role
Grace O'Brien & Dr. Ruth O'Hara
Maynooth
University
• Maynooth University
• 25km from Dublin
• FTE of c. 15,000, 16% postgraduate (2022/2023)
• Small but fastest growing university in Ireland
Overview
OPEN ACCESS IN
MAYNOOTH
UNIVERSITY
MANAGING
TRANSFORMATIVE
AGREEMENTS
DATA COLLECTION
AND UTILISATION
WHAT WE HAVE
LEARNED
About Us
Ruth O’Hara
Collections & Content Librarian
• Resource description
• Collection review and service development
Grace O’Brien
Electronic Resources Librarian
• Manage the electronic resources
lifecycle: trials, acquisitions, licensing,
usage, renewals
• Improve discoverability, resolve access
& authentication issues
Key Relationships
IReL
US
Digital
Programmes
and
Information
Systems
Librarian
Research Data
Management
Librarian
Research
Support
Librarian
• ACM Open (Association for Computing
Machinery)
• ACS (American Chemical Society
• AIP (American Institute of Physics)
• APA (American Psychological Association)
• BMJ (British Medical Association Journals)
• CUP (Cambridge University Press)
• The Company of Biologists
• Electrochemical Society
• Elsevier (ScienceDirect)
• Emerald
• IEEE
• IOP (Institute of Physics)
• Microbiology Society
• OPG (Optica Publishing
Group)
• OUP (Oxford University
Press)
• PLOS
• RUP (Rockefeller
University Press)
• RIA (Royal Irish Academy)
• Royal Society
• Royal Society of Chemistry
• Sage
• SCOAP3
• Springer Nature: Springer
Compact
• Taylor & Francis
• Wiley
Key Relationships
IReL
US
Digital
Programmes
and
Information
Systems
Librarian
Research Data
Management
Librarian
Research
Support
Librarian
Creative Commons License Chooser
https://chooser-beta.creativecommons.org/
Growth
of Transformative
Agreements
• Growth of Transformative Agreements in Ireland
• Growth in the use of Transformative Agreements in Maynooth
• 20% uptake in APCs in 2023
• *2024 data up to date as of 03/04/2024
Managing
Maynooth's Open
Access Service
• Impact of growth of Transformative
Agreements on our service
• Not our primary role
• 1.5 people
• Requires a lot of flexibility
• "Workflows for transformative agreements
are not without problems and administrative
burdens. …...The multiplicity of article types,
publisher dashboards, funder policies and
author statuses means that staff need to
be adept at making judgements, and that it is
difficult to achieve consistency even within a
single institution.” Catherine Sharp, head of
OA services, UCL" (Brayman et al, 2024)
Tips on How to Manage the Service
Create a designated Open Access email
Create
Point users to a LibGuide or website
Point
Creative Commons License Chooser
Use
Do Handover
Do
Well-known Issues
• No two deals are the same
• “….TAs have improved workflows, but
variations in offers, processes and
systems between TAs mean that TA
management continues to be resource
intensive for institutions, requiring
specialised staff and financial
management.” (Brayman et al, 2024)
• Approvers workflow
• Terminology
• Number of APCs
Less Well-known
Issues
• Time Travel: Retroactive
approvals
• Deal Start Dates
• Articles that were not OA
• Authors moving institutions
Less Well-known Issues: Infighting
The Strange Case of Professor Doyle and Professor Flynn
Our tale of woe begins in a bustling university on the fringes of Dublin.
Professor Doyle who no longer worked at the university wanted to publish an
article using one of the pots of gold, nowadays known as transformative
agreements. However, the publisher informed the Librarians that the Professor
must still work at the university at the time of publication.
The Librarians wrote a letter to Professor Doyle to tell him the bad news. They
had noticed that Professor Flynn, a co-author, was still employed by the
university, they suggested that Professor Flynn become the corresponding
author and that way Professor Doyle could receive a pot of gold after all.
This made Professor Doyle very angry, who insisted that he must remain
the corresponding author. He declared that he would rather hide his article away
in a castle, behind a paywall, rather than have his name removed as
corresponding author.
Professor Flynn tried to reason with Professor Doyle and explained how doing
this would prevent all the townspeople and those in the surrounding kingdom
from reading the article. The Librarians assured Professor Doyle that although
he would no longer be corresponding author, he would remain listed as first
author. But it was of no use. Professor Doyle would not listen.
From that day forth there was bad blood between Professor Doyle and
Professor Flynn and to this day the article remains locked away, and only read
by a few souls inside the castle.
Less Well-known Issues: Affiliation
• "Managing APCs on behalf of individual
academics is challenging because the
Library is stepping into the middle of the
publisher-author relationship and attempting
to be an intermediary for one part of that
relationship – payment."
(Ashworth, Mccutcheon, & Roy 2014)
• How we confirm affiliation with Maynooth
• “Some publishers’dashboards provide
insufficient metadata, requiring us to liaise
with authors to obtain accepted manuscripts
or ask further questions before we can
approve a paper…….” Catherine Sharp,
head of OA services, UCL (Brayman et
al, 2024)
• Retired staff members, previous students
• Rejecting an article
Check University
People Finder
Check Library
Services Platform
Check with
Department
Approve/Reject
Contact Author
if rejecting
How to Reject an Article
Dear [Name] ,
Unfortunately, we could not approve your article to be published open access via the Maynooth University agreement.
[Publisher name] are very clear that the corresponding author must be a current staff member or student
at the time the article was accepted for [publication/submission].
We checked with the department, who advised us that you are no longer affiliated with Maynooth.
If you wanted to avail of the agreement you would need to ask a current MU staff member or
student to be the corresponding author instead or see if you could avail of an agreement at your new institution.
Please do not hesitate to contact us with any queries.
Kind regards,
[Grace/Ruth]
Open Access Team
Keep Track of Each Deal
Data Collection
Number of APCs
approved
Number of queries
received from authors
Hours worked
Tips on Engagement
USE SOCIAL MEDIA REPLY PROMPTLY
TO QUERIES
GO THE EXTRA
MILE
TALK AT
UNIVERSITY
EVENTS
REACH OUT TO
COLLEAGUES
Some Final Thoughts
SUCCESS IS A DOUBLE-
EDGED SWORD
BE REALISTIC ABOUT
WHAT YOU CAN
ACHIEVE
PUT THE DATA YOU
HAVE COLLECTED TO
GOOD USE
Thank You
GET IN TOUCH WITH
US!
GRACE.OBRIEN@MU.IE RUTH.OHARA@MU.IE @OHARARU
References
• Ashworth, S., Mccutcheon, V. and Roy, L., 2014. Managing open access: the
first year of managing RCUK and Wellcome Trust OA funding at the
University of Glasgow Library. Insights: the UKSG journal, 27(3), p.282-
286.DOI: https://doi.org/10.1629/2048-7754.175
• Brayman, K., Devenney, A., Dobson, H., Marques, M. & Vernon, A (2024).
“A Review of Transitional Agreements in the UK.” Zenodo, Retrieved on
13.03.204 at https://doi.org/10.5281/zenodo.10787392.
• Creative Commons License Chooser. Retrieved on
13.10.2023: https://chooser-beta.creativecommons.org/
• Images retrieved from creative commons, deviantart, flickr & open clip art.
• Image of the Russell Library taken by Alan Monahan. Retrieved on
20.10.2023: https://1.bp.blogspot.com/-iOfJxWK9kdw/XoH8lO2oUEI/
• Research Consulting (2014) Counting the Costs of Open Access: The
Estimated Cost of UK Research Organisations of Achieving Compliance with
Open Access Mandates in 2013/14. Retrieved on 13.03.2024
at http://www.researchconsulting.co.uk/wp-
content/uploads/2014/11/Research-Consulting-Counting-the-Costs-of-OA-
Final.pdf

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UKSG 2024 - How to Manage a Successful Open Access Service in Addition to the Demands of a Primary Role.

  • 1. How to Manage a Successful Open Access Service in Addition to the Demands of a Primary Role Grace O'Brien & Dr. Ruth O'Hara
  • 2. Maynooth University • Maynooth University • 25km from Dublin • FTE of c. 15,000, 16% postgraduate (2022/2023) • Small but fastest growing university in Ireland
  • 4. About Us Ruth O’Hara Collections & Content Librarian • Resource description • Collection review and service development Grace O’Brien Electronic Resources Librarian • Manage the electronic resources lifecycle: trials, acquisitions, licensing, usage, renewals • Improve discoverability, resolve access & authentication issues
  • 6. • ACM Open (Association for Computing Machinery) • ACS (American Chemical Society • AIP (American Institute of Physics) • APA (American Psychological Association) • BMJ (British Medical Association Journals) • CUP (Cambridge University Press) • The Company of Biologists • Electrochemical Society • Elsevier (ScienceDirect) • Emerald • IEEE • IOP (Institute of Physics) • Microbiology Society • OPG (Optica Publishing Group) • OUP (Oxford University Press) • PLOS • RUP (Rockefeller University Press) • RIA (Royal Irish Academy) • Royal Society • Royal Society of Chemistry • Sage • SCOAP3 • Springer Nature: Springer Compact • Taylor & Francis • Wiley
  • 8.
  • 9. Creative Commons License Chooser https://chooser-beta.creativecommons.org/
  • 10. Growth of Transformative Agreements • Growth of Transformative Agreements in Ireland • Growth in the use of Transformative Agreements in Maynooth • 20% uptake in APCs in 2023 • *2024 data up to date as of 03/04/2024
  • 11. Managing Maynooth's Open Access Service • Impact of growth of Transformative Agreements on our service • Not our primary role • 1.5 people • Requires a lot of flexibility • "Workflows for transformative agreements are not without problems and administrative burdens. …...The multiplicity of article types, publisher dashboards, funder policies and author statuses means that staff need to be adept at making judgements, and that it is difficult to achieve consistency even within a single institution.” Catherine Sharp, head of OA services, UCL" (Brayman et al, 2024)
  • 12. Tips on How to Manage the Service Create a designated Open Access email Create Point users to a LibGuide or website Point Creative Commons License Chooser Use Do Handover Do
  • 13. Well-known Issues • No two deals are the same • “….TAs have improved workflows, but variations in offers, processes and systems between TAs mean that TA management continues to be resource intensive for institutions, requiring specialised staff and financial management.” (Brayman et al, 2024) • Approvers workflow • Terminology • Number of APCs
  • 14. Less Well-known Issues • Time Travel: Retroactive approvals • Deal Start Dates • Articles that were not OA • Authors moving institutions
  • 15. Less Well-known Issues: Infighting The Strange Case of Professor Doyle and Professor Flynn Our tale of woe begins in a bustling university on the fringes of Dublin. Professor Doyle who no longer worked at the university wanted to publish an article using one of the pots of gold, nowadays known as transformative agreements. However, the publisher informed the Librarians that the Professor must still work at the university at the time of publication. The Librarians wrote a letter to Professor Doyle to tell him the bad news. They had noticed that Professor Flynn, a co-author, was still employed by the university, they suggested that Professor Flynn become the corresponding author and that way Professor Doyle could receive a pot of gold after all. This made Professor Doyle very angry, who insisted that he must remain the corresponding author. He declared that he would rather hide his article away in a castle, behind a paywall, rather than have his name removed as corresponding author. Professor Flynn tried to reason with Professor Doyle and explained how doing this would prevent all the townspeople and those in the surrounding kingdom from reading the article. The Librarians assured Professor Doyle that although he would no longer be corresponding author, he would remain listed as first author. But it was of no use. Professor Doyle would not listen. From that day forth there was bad blood between Professor Doyle and Professor Flynn and to this day the article remains locked away, and only read by a few souls inside the castle.
  • 16. Less Well-known Issues: Affiliation • "Managing APCs on behalf of individual academics is challenging because the Library is stepping into the middle of the publisher-author relationship and attempting to be an intermediary for one part of that relationship – payment." (Ashworth, Mccutcheon, & Roy 2014) • How we confirm affiliation with Maynooth • “Some publishers’dashboards provide insufficient metadata, requiring us to liaise with authors to obtain accepted manuscripts or ask further questions before we can approve a paper…….” Catherine Sharp, head of OA services, UCL (Brayman et al, 2024) • Retired staff members, previous students • Rejecting an article Check University People Finder Check Library Services Platform Check with Department Approve/Reject Contact Author if rejecting
  • 17. How to Reject an Article Dear [Name] , Unfortunately, we could not approve your article to be published open access via the Maynooth University agreement. [Publisher name] are very clear that the corresponding author must be a current staff member or student at the time the article was accepted for [publication/submission]. We checked with the department, who advised us that you are no longer affiliated with Maynooth. If you wanted to avail of the agreement you would need to ask a current MU staff member or student to be the corresponding author instead or see if you could avail of an agreement at your new institution. Please do not hesitate to contact us with any queries. Kind regards, [Grace/Ruth] Open Access Team
  • 18. Keep Track of Each Deal
  • 19. Data Collection Number of APCs approved Number of queries received from authors Hours worked
  • 20.
  • 21. Tips on Engagement USE SOCIAL MEDIA REPLY PROMPTLY TO QUERIES GO THE EXTRA MILE TALK AT UNIVERSITY EVENTS REACH OUT TO COLLEAGUES
  • 22. Some Final Thoughts SUCCESS IS A DOUBLE- EDGED SWORD BE REALISTIC ABOUT WHAT YOU CAN ACHIEVE PUT THE DATA YOU HAVE COLLECTED TO GOOD USE
  • 23. Thank You GET IN TOUCH WITH US! GRACE.OBRIEN@MU.IE RUTH.OHARA@MU.IE @OHARARU
  • 24. References • Ashworth, S., Mccutcheon, V. and Roy, L., 2014. Managing open access: the first year of managing RCUK and Wellcome Trust OA funding at the University of Glasgow Library. Insights: the UKSG journal, 27(3), p.282- 286.DOI: https://doi.org/10.1629/2048-7754.175 • Brayman, K., Devenney, A., Dobson, H., Marques, M. & Vernon, A (2024). “A Review of Transitional Agreements in the UK.” Zenodo, Retrieved on 13.03.204 at https://doi.org/10.5281/zenodo.10787392. • Creative Commons License Chooser. Retrieved on 13.10.2023: https://chooser-beta.creativecommons.org/ • Images retrieved from creative commons, deviantart, flickr & open clip art. • Image of the Russell Library taken by Alan Monahan. Retrieved on 20.10.2023: https://1.bp.blogspot.com/-iOfJxWK9kdw/XoH8lO2oUEI/ • Research Consulting (2014) Counting the Costs of Open Access: The Estimated Cost of UK Research Organisations of Achieving Compliance with Open Access Mandates in 2013/14. Retrieved on 13.03.2024 at http://www.researchconsulting.co.uk/wp- content/uploads/2014/11/Research-Consulting-Counting-the-Costs-of-OA- Final.pdf