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© www.sbwgovernance.co.uk
effective
governance
chair
election
The Elbow’s Guide to Governor Elections
Here we look at the governor (and trustee)
elections. These can happen at any time of
the year.
Before we go on there are a few things
which are really important;
• The clerk plays a key role in the
process,
• You cannot automatically assume
that the existing chair or vice chair
can continue without election or the
flip side of this that they want to
carry on,
• Elections are part of the democratic
process,
• Only those who are eligible can
stand and only those who are
eligible can vote.
This guide is for guidance – when in doubt
ask.
What type of governors are elected?
This is straightforward;
− The chair and vice chair
− Parent governors
− Staff governors
The other governors are appointed eg
foundation governors from the diocese or
co-opted governors by the board. They are
not elected. Staff governors include anyone
who is employed at the school as a teacher
or as any other member of the school’s
staff.
1
Source of cartoon – internet search. The Elbow
does not own the copyright.
Who can be the chair or vice chair?
Again, this is straightforward anyone can be
in these roles except the headteacher, the
governors who are staff eg co-opted
governors, the staff governor(s) and
associate members. Parent governors can
be chairs. If you are an academy please
check your articles of association carefully
as this will outline who can and cannot be
the chair and so forth. In a maintained
school the regulations are here.
The role of chair should go to the person
who is best suited for the role and who has
the requisite skills. Boards need to give
thought to their own leadership succession
and begin to plan change early. One way to
do this is by encouraging governors to
chair committees for example. Being a chair
should be a positive choice and is a very
rewarding role but can be hard work.
1
2
© www.sbwgovernance.co.uk
effective
governance
chair
election
When to hold elections
At academy trust board level the election
for chair and vice chair must take place
annually. In a maintained school most
boards hold an election every year.
Remember that the chair or vice-chair may
resign from being so at any time during
their period of office by giving notice, in
writing, to the clerk.
Other governor elections can take place at
any time throughout the year. Again, keep
your clerk informed – it is always useful to
know who should be at the meeting and in
what capacity.
You can re-elect the same chair and vice
chair as many times as they are willing to
stand and they remain the right person for
the role. The National Governance
Association recommend that no one serves
in one school for more than 6 years but this
is merely a suggestion.
How to hold elections – the chair and vice
chair
Whichever way you elect someone to these
positions it should be done fairly and
transparently and the clerk should be
involved at all stages. These positions must
be officially appointed and it must be noted
in the minutes. You need to be clear about
the length of the term of office and set this
in advance not after you have elected
someone so everyone knows where they
stand.
There are a few important issues you need
to think about, again for transparency’s
sake;
− Nominations really ought to be
made in advance – electing ‘on the
hoof’ so to speak is not always a
good idea. Send your nominations
to the clerk.
− If you have no clerk then for the
purposes of this election you
should nominate a governor to
chair the meeting after first
ascertaining that they do not wish
to stand. You will need to ensure
that the minutes reflect this
decision.
− Candidates can self nominate and
you need to decide in advance
whether candidates are proposed
and seconded. You can also decide,
in advance, whether the candidates
need to be present at the election –
after all we all of us have
emergencies when we cannot
attend a meeting.
− You can be chair of more than one
school – some boards see this as a
strength. If your chair chairs in more
than one setting it is acceptable to
ask them about their capacity.
At the meeting
It is good practice to ask those who have
been nominated and confirmed that they
are willing to stand to leave the room as
this vote/discussion/ballot takes place. The
candidates should also have given some
explanation as to why they wish to
stand/re-stand. It should not be an
automatic process. Governors may wish to
ask the candidates questions about
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© www.sbwgovernance.co.uk
effective
governance
chair
election
knowledge, skills, capacity and impact if
they have been in the role before etc.
Equally boards need to be clear about what
they expect from the chair. The clerk will be
leading this element of the meeting as you
have no chair. Any discussion around the
decision making is confidential. All
decisions made must be a majority decision
even if there is only one candidate.
If the decision is tied you should ask the
candidates to speak again and another
vote/ballot held. It is really good practice to
try and reach a consensus. Remember the
candidates will not be in the room and that
your discussions are confidential.
The successful candidate then takes the
chair and runs the same election process
for the vice chair.
Who can vote?
All governors have the right to vote
including the candidates, the headteacher
and staff. Associate members cannot vote
because they are not governors. This is an
important distinction. Remember that you
are restricted from voting in any decision
on a board if you have a financial or
pecuniary interest in the outcome.
Parent governors
If there is a parent governor vacancy, you
must try and fill this through an election
process.
In a maintained school all parents or carers
of registered pupils at the school at the
time of a parent governor election are
eligible to become parent governors,
unless they are:
• An elected member of the local
authority (LA) or
• Paid to work in the school for more
than 500 hours in any consecutive
12 month period (at the time of
election or appointment).
If you are in an academy you will need to
check your Articles of Association.
Maintained schools should refer to any
guidance provided by their LA (parent
governor elections are a LA function
specifically delegated to the headteacher).
Don’t forget that you need to ensure that
the election process is run properly as it
could be open to challenge.
Staff Governors
Again, the staff governor needs to be
elected via an election process. You do
need to remember that having more than
1/3rd
staff on the board. This is stated in the
guidance for maintained schools Annex B1
of this. Some Local Governing Boards for
example can have more than one staff
governor. This will be set out in the Articles
of Association. Your clerk will know.
Role of the Clerk
Running elections is not always easy
especially if there are a number of
candidates or equally if there are none.
Some top tips include
Make sure that
• only eligible governors vote,
• that the candidates are eligible to
stand as chair,
4
© www.sbwgovernance.co.uk
effective
governance
chair
election
• that you have agreed the length of
the term of office before the
election,
• that everyone has equal chance to
speak, including the candidates. It
is not a popularity contest.
• election is an item on the agenda,
• that you have given adequate
notice that the election will be
taking place eg a minimum of 7
days,
• if you have new governors at the
meeting and they do not know the
candidates make sure that
introductions take place,
• that you keep any ballot papers in
a secure place – there is no time
limit on this but it would be
reasonable to keep them for at
least a term in case there is are any
governors not present at the
meeting for whatever reason who
• may wish to challenge the process
for whatever reason,
• you minute clearly the successful
governor and if proposed and
seconded who this was,
• that the term of office is
agreed/confirmed before the
election.
Succession Planning
Regulation 7 of the maintained school
regulations says where the chair is absent
from any meeting or there is at the time a
vacancy in the office of the chair, the vice-
chair is to act as chair for all purposes.
Sometimes vice chairs don’t think they have
the confidence or skills to be chair but they
probably do. There is free DfE funded
training and development available for
leading governors and you can find out
more here.
Sources of Information
Constitution of maintained school
regulations
http://www.legislation.gov.uk/uksi/2013/1
624/contents/made
National Governance Association
You may find the NGA Chair’s Handbook a
useful read.
www.nga.org.uk
DfE Model Articles of Association
academy model memorandum and articles
of association
About The Elbow
The Clerk’s Elbow is a National Leader of
Governance, academy trustee, and
independent clerk in the primary sector and
has over 15 years of governance
experience. She blogs regularly on clerking
and governance and all points in between.
The Elbow is a passionate believer in the
importance of good clerking and the power
of good governance and doesn’t mind
saying so; and in fact does so often. She is
always learning.
If you are so inclined, please follow her on
Twitter @thesarkyclerk or @dogpaws23
Thank you for reading…
September 2018

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Guide to governor elections

  • 1. 1 © www.sbwgovernance.co.uk effective governance chair election The Elbow’s Guide to Governor Elections Here we look at the governor (and trustee) elections. These can happen at any time of the year. Before we go on there are a few things which are really important; • The clerk plays a key role in the process, • You cannot automatically assume that the existing chair or vice chair can continue without election or the flip side of this that they want to carry on, • Elections are part of the democratic process, • Only those who are eligible can stand and only those who are eligible can vote. This guide is for guidance – when in doubt ask. What type of governors are elected? This is straightforward; − The chair and vice chair − Parent governors − Staff governors The other governors are appointed eg foundation governors from the diocese or co-opted governors by the board. They are not elected. Staff governors include anyone who is employed at the school as a teacher or as any other member of the school’s staff. 1 Source of cartoon – internet search. The Elbow does not own the copyright. Who can be the chair or vice chair? Again, this is straightforward anyone can be in these roles except the headteacher, the governors who are staff eg co-opted governors, the staff governor(s) and associate members. Parent governors can be chairs. If you are an academy please check your articles of association carefully as this will outline who can and cannot be the chair and so forth. In a maintained school the regulations are here. The role of chair should go to the person who is best suited for the role and who has the requisite skills. Boards need to give thought to their own leadership succession and begin to plan change early. One way to do this is by encouraging governors to chair committees for example. Being a chair should be a positive choice and is a very rewarding role but can be hard work. 1
  • 2. 2 © www.sbwgovernance.co.uk effective governance chair election When to hold elections At academy trust board level the election for chair and vice chair must take place annually. In a maintained school most boards hold an election every year. Remember that the chair or vice-chair may resign from being so at any time during their period of office by giving notice, in writing, to the clerk. Other governor elections can take place at any time throughout the year. Again, keep your clerk informed – it is always useful to know who should be at the meeting and in what capacity. You can re-elect the same chair and vice chair as many times as they are willing to stand and they remain the right person for the role. The National Governance Association recommend that no one serves in one school for more than 6 years but this is merely a suggestion. How to hold elections – the chair and vice chair Whichever way you elect someone to these positions it should be done fairly and transparently and the clerk should be involved at all stages. These positions must be officially appointed and it must be noted in the minutes. You need to be clear about the length of the term of office and set this in advance not after you have elected someone so everyone knows where they stand. There are a few important issues you need to think about, again for transparency’s sake; − Nominations really ought to be made in advance – electing ‘on the hoof’ so to speak is not always a good idea. Send your nominations to the clerk. − If you have no clerk then for the purposes of this election you should nominate a governor to chair the meeting after first ascertaining that they do not wish to stand. You will need to ensure that the minutes reflect this decision. − Candidates can self nominate and you need to decide in advance whether candidates are proposed and seconded. You can also decide, in advance, whether the candidates need to be present at the election – after all we all of us have emergencies when we cannot attend a meeting. − You can be chair of more than one school – some boards see this as a strength. If your chair chairs in more than one setting it is acceptable to ask them about their capacity. At the meeting It is good practice to ask those who have been nominated and confirmed that they are willing to stand to leave the room as this vote/discussion/ballot takes place. The candidates should also have given some explanation as to why they wish to stand/re-stand. It should not be an automatic process. Governors may wish to ask the candidates questions about
  • 3. 3 © www.sbwgovernance.co.uk effective governance chair election knowledge, skills, capacity and impact if they have been in the role before etc. Equally boards need to be clear about what they expect from the chair. The clerk will be leading this element of the meeting as you have no chair. Any discussion around the decision making is confidential. All decisions made must be a majority decision even if there is only one candidate. If the decision is tied you should ask the candidates to speak again and another vote/ballot held. It is really good practice to try and reach a consensus. Remember the candidates will not be in the room and that your discussions are confidential. The successful candidate then takes the chair and runs the same election process for the vice chair. Who can vote? All governors have the right to vote including the candidates, the headteacher and staff. Associate members cannot vote because they are not governors. This is an important distinction. Remember that you are restricted from voting in any decision on a board if you have a financial or pecuniary interest in the outcome. Parent governors If there is a parent governor vacancy, you must try and fill this through an election process. In a maintained school all parents or carers of registered pupils at the school at the time of a parent governor election are eligible to become parent governors, unless they are: • An elected member of the local authority (LA) or • Paid to work in the school for more than 500 hours in any consecutive 12 month period (at the time of election or appointment). If you are in an academy you will need to check your Articles of Association. Maintained schools should refer to any guidance provided by their LA (parent governor elections are a LA function specifically delegated to the headteacher). Don’t forget that you need to ensure that the election process is run properly as it could be open to challenge. Staff Governors Again, the staff governor needs to be elected via an election process. You do need to remember that having more than 1/3rd staff on the board. This is stated in the guidance for maintained schools Annex B1 of this. Some Local Governing Boards for example can have more than one staff governor. This will be set out in the Articles of Association. Your clerk will know. Role of the Clerk Running elections is not always easy especially if there are a number of candidates or equally if there are none. Some top tips include Make sure that • only eligible governors vote, • that the candidates are eligible to stand as chair,
  • 4. 4 © www.sbwgovernance.co.uk effective governance chair election • that you have agreed the length of the term of office before the election, • that everyone has equal chance to speak, including the candidates. It is not a popularity contest. • election is an item on the agenda, • that you have given adequate notice that the election will be taking place eg a minimum of 7 days, • if you have new governors at the meeting and they do not know the candidates make sure that introductions take place, • that you keep any ballot papers in a secure place – there is no time limit on this but it would be reasonable to keep them for at least a term in case there is are any governors not present at the meeting for whatever reason who • may wish to challenge the process for whatever reason, • you minute clearly the successful governor and if proposed and seconded who this was, • that the term of office is agreed/confirmed before the election. Succession Planning Regulation 7 of the maintained school regulations says where the chair is absent from any meeting or there is at the time a vacancy in the office of the chair, the vice- chair is to act as chair for all purposes. Sometimes vice chairs don’t think they have the confidence or skills to be chair but they probably do. There is free DfE funded training and development available for leading governors and you can find out more here. Sources of Information Constitution of maintained school regulations http://www.legislation.gov.uk/uksi/2013/1 624/contents/made National Governance Association You may find the NGA Chair’s Handbook a useful read. www.nga.org.uk DfE Model Articles of Association academy model memorandum and articles of association About The Elbow The Clerk’s Elbow is a National Leader of Governance, academy trustee, and independent clerk in the primary sector and has over 15 years of governance experience. She blogs regularly on clerking and governance and all points in between. The Elbow is a passionate believer in the importance of good clerking and the power of good governance and doesn’t mind saying so; and in fact does so often. She is always learning. If you are so inclined, please follow her on Twitter @thesarkyclerk or @dogpaws23 Thank you for reading… September 2018