FEDERALISM Wilson Chapter 3 AP Government - Mr. Cambou
Objectives Explain the differences between federal and centralized systems of government Show how competing political interests at the Const. Convention led to the adoption of a federal system that was not clearly defined. Outline the ways in which national and state powers have been interpreted by the courts Distinguish between categorical and block grants
Federalism Definition: Constitutional division of power between the national government and state governments.  Both get their power from a Constitution, not each other.
Reasons for Federalism in US Unitary system  (central govt. not Constitution delegates power) was undesirable Confederate structure undesirable Allows for unity, but not uniformity (allows differences among the states) More suitable to large nation More likely to check tyranny (ie Shay’s rebellion) Encourages experimentation Keeps govt. closer to the people - multiple points of access for citizens
The Founding A bold plan to protect personal liberty People control the government and will balance power between the state and federal govts. 10th amendment limits power of the fed govt. Elastic Clause - Article 1 - All laws “necessary and proper” - Emphasized national supremacy- used to grant new powers (change the Constitution)
Historical Developments Supreme Court speaks: McCulloch vs. Maryland (1819) National bank was necessary and proper States cannot tax a federal bank - national powers were supreme Nullification - states can declare acts of federal government unconstitutional. Court ruled against this. Dual Federalism (through 1937) States and Federal govt. remained supreme in their own spheres Powers and policies were distinct to their layer of government - like a layered cake
Historical Developments Cooperative (“Marble Cake”) federalism Since 1937 Mingling of responsibilities; share powers National government powers should be interpreted broadly New Federalism (Nixon, Reagan) Power back to states Use of Block grants States’ exert more control - Initiative, Referendum and Recall; Police powers
Structure of American Federalism National Powers (Delegated) Expressed or enumerated Implied (importance of elastic clause) Inherent (necessary as a national govt.) State Powers (Reserved- Amendment 10) - Establishing voting requirements, running elections, licensing professionals) Concurrent Powers (Shared) - taxing, borrowing, establishing court system) National Supremacy (Article 6) Obligations of National Government Obligations of State Government
Federal- State Relationships P. Diddy summed it up best - its all about the Benjamins! Growth of federal government has necessitated the funding of local government for the purpose of administering federally funded programs - Dollar amounts have consistently risen over the last several decades, though the % of federal expenditures have varied
Federal-State Relations Why was federal money so attractive to the states? - Availability and political gains Purposes of Federal grants: Reduces federal bureaucracy Supplies local govt. with funds Establishes federal standards Equalizes reources among rich and poor states
Types of Grants CATEGORICAL-  For specific programs (roads, housing, airports) BLOCK  - Granted to support a collection of general programs = more state leeway in spending (104th Congress favored) REVENUE SHARING  - General grants of money to states to spend as they please (Nixon and Reagan favored)
CASE STUDY:  Welfare Reform of 1996 Welfare block grants replaced welfare categorical grants Federal “strings” attached (very few): No funds to recipients who had not worked in past 2 years No funds to recipients who had received fed. $ for more than 5 years States must spend at least 75% of what they had previously spent on welfare
MANDATES A federal order imposed upon states: Americans with disabilities act Environmental Acts Individuals with Disabilities in Education Act Purpose is to meet a goal of the federal  govt.
MANDATES Impact on States: Financial burden (unfunded mandates) Federal intrusiveness Heavy penalties Federal blackmail (don’t comply in one area, funds withheld in another) Excessive power of Federal government
Devolution Revolution Push by the Republican Congress of 1994 (104th) to pass federal functions on to the states. Central to the “Contract with America” Promised: -restrictions on unfunded mandates more block grants Continue the “New Federalism” of Nixon that was favored by Reagan, and the Bushes.
The Results Clinton declared the “end of big government” Welfare Reform bill Repeal of 55 mph speed limit Restrictions on unfunded mandates More block grants Bush Tax cuts
However, National criteria for state-issued drivers’ licenses National registration of mutual funds More national food safety standards More national crimes  Patriot Act No Child Left Behind
Finally What is better? Decentralist (states’ rights approach) Vs. Centralist (nationalist approach)

Federalism

  • 1.
    FEDERALISM Wilson Chapter3 AP Government - Mr. Cambou
  • 2.
    Objectives Explain thedifferences between federal and centralized systems of government Show how competing political interests at the Const. Convention led to the adoption of a federal system that was not clearly defined. Outline the ways in which national and state powers have been interpreted by the courts Distinguish between categorical and block grants
  • 3.
    Federalism Definition: Constitutionaldivision of power between the national government and state governments. Both get their power from a Constitution, not each other.
  • 4.
    Reasons for Federalismin US Unitary system (central govt. not Constitution delegates power) was undesirable Confederate structure undesirable Allows for unity, but not uniformity (allows differences among the states) More suitable to large nation More likely to check tyranny (ie Shay’s rebellion) Encourages experimentation Keeps govt. closer to the people - multiple points of access for citizens
  • 5.
    The Founding Abold plan to protect personal liberty People control the government and will balance power between the state and federal govts. 10th amendment limits power of the fed govt. Elastic Clause - Article 1 - All laws “necessary and proper” - Emphasized national supremacy- used to grant new powers (change the Constitution)
  • 6.
    Historical Developments SupremeCourt speaks: McCulloch vs. Maryland (1819) National bank was necessary and proper States cannot tax a federal bank - national powers were supreme Nullification - states can declare acts of federal government unconstitutional. Court ruled against this. Dual Federalism (through 1937) States and Federal govt. remained supreme in their own spheres Powers and policies were distinct to their layer of government - like a layered cake
  • 7.
    Historical Developments Cooperative(“Marble Cake”) federalism Since 1937 Mingling of responsibilities; share powers National government powers should be interpreted broadly New Federalism (Nixon, Reagan) Power back to states Use of Block grants States’ exert more control - Initiative, Referendum and Recall; Police powers
  • 8.
    Structure of AmericanFederalism National Powers (Delegated) Expressed or enumerated Implied (importance of elastic clause) Inherent (necessary as a national govt.) State Powers (Reserved- Amendment 10) - Establishing voting requirements, running elections, licensing professionals) Concurrent Powers (Shared) - taxing, borrowing, establishing court system) National Supremacy (Article 6) Obligations of National Government Obligations of State Government
  • 9.
    Federal- State RelationshipsP. Diddy summed it up best - its all about the Benjamins! Growth of federal government has necessitated the funding of local government for the purpose of administering federally funded programs - Dollar amounts have consistently risen over the last several decades, though the % of federal expenditures have varied
  • 10.
    Federal-State Relations Whywas federal money so attractive to the states? - Availability and political gains Purposes of Federal grants: Reduces federal bureaucracy Supplies local govt. with funds Establishes federal standards Equalizes reources among rich and poor states
  • 11.
    Types of GrantsCATEGORICAL- For specific programs (roads, housing, airports) BLOCK - Granted to support a collection of general programs = more state leeway in spending (104th Congress favored) REVENUE SHARING - General grants of money to states to spend as they please (Nixon and Reagan favored)
  • 12.
    CASE STUDY: Welfare Reform of 1996 Welfare block grants replaced welfare categorical grants Federal “strings” attached (very few): No funds to recipients who had not worked in past 2 years No funds to recipients who had received fed. $ for more than 5 years States must spend at least 75% of what they had previously spent on welfare
  • 13.
    MANDATES A federalorder imposed upon states: Americans with disabilities act Environmental Acts Individuals with Disabilities in Education Act Purpose is to meet a goal of the federal govt.
  • 14.
    MANDATES Impact onStates: Financial burden (unfunded mandates) Federal intrusiveness Heavy penalties Federal blackmail (don’t comply in one area, funds withheld in another) Excessive power of Federal government
  • 15.
    Devolution Revolution Pushby the Republican Congress of 1994 (104th) to pass federal functions on to the states. Central to the “Contract with America” Promised: -restrictions on unfunded mandates more block grants Continue the “New Federalism” of Nixon that was favored by Reagan, and the Bushes.
  • 16.
    The Results Clintondeclared the “end of big government” Welfare Reform bill Repeal of 55 mph speed limit Restrictions on unfunded mandates More block grants Bush Tax cuts
  • 17.
    However, National criteriafor state-issued drivers’ licenses National registration of mutual funds More national food safety standards More national crimes Patriot Act No Child Left Behind
  • 18.
    Finally What isbetter? Decentralist (states’ rights approach) Vs. Centralist (nationalist approach)