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Dr. Olivier Ecker - Regional Symposium on Sustainable Food Systems (FAO)
1.
2. Leveraging Social Protection Policies and Programs for
Promoting Healthy Diets and Improved Nutrition
The Global Perspective
Olivier Ecker
Senior Research Fellow
International Food Policy Research Institute (IFPRI), Washington, DC
3. Link to HLPE framework of food systems for diets and nutrition
Social protection
policies and programs
Source: HLPE (2017): “Nutrition and Food
Systems.” CFS.
4. What do we mean by “social protection”?
• Social protection is generally understood to encompass three types of public
interventions: (1) social safety nets, (2) state-contingent insurance, and (3) social-
sector policies.
• Social safety nets (SSNs) are targeted, noncontributory programs and policies (i.e.,
interventions) that transfer resources to poor households that are deprived due to
their income or social, physical, or nutritional status.
• SSN interventions include cash transfers through welfare payments, in-kind
transfers and voucher programs, emergency response assistance (e.g., food aid),
school feeding programs, public works schemes, and subsidies, quotas, and
conditions for products that are consumed or produced primarily by poor populations.
Source: Based on Drime & Yosef (2016): “Reducing Risk, Strengthening Resilience: Social Protection and Nutrition.” In: Gillespie et al.: Nourishing Millions: Stories of Change in Nutrition. IFPRI.
5. Why do we care about “nutrition-sensitive” social protection?
• Income growth has significant—yet modest—effects on reducing undernutrition and micronutrient
deficiencies.
• The Copenhagen Consensus workshops (in 2004, 2008, 2012) illustrate that nutrition interventions have
high rates of economic return.1
• The 2013 Lancet series on Child and Maternal Nutrition estimated that scaling-up 10 proven effective
nutrition-specific interventions would reduce child stunting globally by 20%.2
• This would be a major improvement but does not go far enough. There is a need for interventions that
address the underlying determinants of malnutrition, incl. nutrition-sensitive social protection.
• SSNs can be utilized as well as enhanced to improve nutrition.
• Globally, 1.9 billion people receive some form of SSN assistance.3
• SSN interventions provide resources to beneficiaries and create or change (economic) incentives to
which their (food) consumption responds, potentially improving—or worsening—dietary quality.
Source: 1 Lomborg (2004, 2009): Global Crises, Global Solutions, 1st and 2nd Editions. Cambridge Univ. Press. Lomborg (2013): Global Problems, Smart Solutions: Costs and Benefits. Cambridge Univ. Press.
2 The Lancet (2013): “Maternal and Child Nutrition” Series.
3 Alderman (2016): “Leveraging Social Protection Programs for Improved Nutrition.” World Bank.
6. Mechanisms by which social safety nets can improve nutrition
• SSNs are generally targeted to the poor, who are often food and nutrition insecure.
• Transfers increase household resources and thus the purchase of necessities.
• Many SSN interventions (esp. subsidies and vouchers) reduce the price of specific
food items, making them more affordable.
• SSN interventions often influence households’ preference for spending additional
funds on food (e.g., by empowering women).
• Some SSN programs provide incentives to use key health services.
• SSN programs can include features designed to promote behavior change.
• SSN interventions can serve as delivery platforms for nutrition-specific interventions
(e.g., micronutrient fortification), contributing to scale, coverage, and effectiveness.
Source: Based on presentation by Alderman: “Key Steps for Nutrition-Sensitive Social Protection.” World Bank; March 2017.
7. Indicative pathways from social protection to nutrition
Source: Adjusted from Alderman (2016): “Leveraging Social Protection Programs for Improved Nutrition.” World Bank.
Targeting
e.g.,poverty,1,000-dayperiod,women
Quotas, conditions
Cash transfers
(CCT, UCT)
Public works
In-kind transfers,
vouchers
School feeding
Emergency response
assistance
Subsidies
Policies | programs
Prices
Income
Preferences
Knowledge
Behavior
Socialnormsandvalues
Food purchase
quantity, quality
Health service use
Child care
NUTRITIONAL
STATUS
Pathways Mediators Outcome
8. Evidence on nutritional impact of social protection is sobering.
• Neither SSN policies nor SSN programs have delivered improvements in nutrition
commensurate with their successes in reducing poverty.1
• Meta-analysis of cash transfer programs (mainly in Latin America) show little impact on
children’s height.2
• The path from increased household resources to improved nutritional status of individuals
(esp. children) is not direct.
• Increased household income does not guarantee access to quality health services,
improvements in sanitation, or nutrition-relevant behavioral change.
• Knowledge about child care is one of the pillars of good nutrition, but is not intrinsic to
programs designed to transfer income.1
• Moreover, food subsidies and cash and in-kind transfers can have negative nutritional impacts,
such as increasing overweight/obesity (in Egypt, Mexico, USA).3,4,5
Source: 1 Presentation by Alderman: “Key Steps for Nutrition-Sensitive Social Protection.” World Bank; March 2017.
2 Manley et al. (2013): “How Effective are Cash Transfers at Improving Nutritional Status?” World Development 48, 133-155.
3 Ecker et al. (2016): Nutrition and Economic Development: Exploring Egypt’s Exceptionalism and the Role of Food Subsidies. IFPRI.
4 Leroy et al. (2013): “Cash and In-Kind Transfers Lead to Excess Weight Gain in a Population of Women with a High Prevalence of Overweight in Rural Mexico.” Journal of Nutrition 143, 378-383.
5 Chen et al. (2005): “Effects of Food Stamp Participation on Body Weight and Obesity.” American Journal of Agricultural Economics 87, 1167-1173.
9. Evidence on consumption effects of social protection is encouraging.
• Poor households spend most of any additional income on food (Engel’s law).1
• Compared with general income increases, food-oriented transfers (even without
conditions) nudge consumers to devote more of the additional income to food
purchases (in Colombia, Ecuador, Mexico, Nicaragua, USA).2,3
• Linking behavior change communication (BCC) with (cash or in-kind) transfers
increases household dietary quality and reduces the risk of overweight/obesity
associated with income growth (in Mexico).4,5
• By providing financial incentives, conditional cash transfers (CCTs) work to increase
use by the poor of those key health services upon which the cash transfer is
conditioned.6
Source: 1 Engel (1851). “"Die vorherrschenden Gewerbezweige in den Gerichtsämtern mit Beziehung auf die Productions- und Consumtionsverhältnisse des Königreichs Sachsen.” Zeitschrift des Königlich Sächsischen Statistischen Bureaus
3, 153-182.
2 Attanasio et al. (2012): “Food and Cash Transfers: Evidence from Colombia.” Economic Journal 122, 92-124.
3 Beatty & Tuttle (2015): “Expenditure Response to Increases in In-Kind Transfers: Evidence from the Supplemental Nutrition Assistance Program.” American Journal of Agricultural Economics 97, 390-404.
4 Leroy et al. (2010): “Cash and In-Kind Transfers in Poor Rural Communities in Mexico Increase Household Fruit, Vegetable, and Micronutrient Consumption but Also Lead to Excess Energy Consumption.” Journal of Nutrition 140,
612-617.
5 Leroy et al. (2014): “Maternal Education Mitigates the Negative Effects of Higher Income on the Double Burden of Child Stunting and Maternal Overweight in Rural Mexico.” Journal of Nutrition 144, 765-770.
6 Lagarde et al. (2007): “Conditional Cash Transfers for Improving Uptake of Health Interventions in Low- and Middle-Income Countries: A Systematic Review.” JAMA 298, 1900-1910.
10. Linkages to nutrition agenda remain untapped.
• Existing SSNs’ lack of success in improving diets and reducing malnutrition points to the need
for reforms and greater nutrition sensitivity.
• SSNs—esp. in North Africa, the Near East, and Asia—are still focused on the major nutrition
problems of the past (mainly undernourishment), even though today’s key nutrition challenges
are different (overweight/obesity, non-communicable diseases, micronutrient deficiencies).1
• In many countries, the social protection sector is disconnected from the health/nutrition sector
and generally has a different agenda.
• Some countries (e.g., Mexico, Brazil, Peru, USA) successfully linked social protection to other
development goals (health, nutrition, education, women’s empowerment). Their experiences
may provide important lessons for others.2,3
• Social protection is often intertwined with other government support systems (as in Egypt,
India, Indonesia) such as subsidy and procurement policies for producers (e.g., farmers),
processors (e.g., millers), and outlets (e.g., shop owners).1,2,3
Source: 1 Ecker et al. (2016): Nutrition and Economic Development: Exploring Egypt’s Exceptionalism and the Role of Food Subsidies. IFPRI.
2 Adato & Hoddinott (2010): Conditional Cash Transfers in Latin America. IFPRI.
3 Alderman et al (2017): The 1.5 Billion People Questions: Food, Vouchers, or Cash Transfers? World Bank.
11. General steps for making SSNs nutrition-sensitive
• Understand the nutritional status of the target population and the vulnerable groups within that
population.
• Identify which vulnerable groups can be reached through a specific SSN intervention.
• For each vulnerable group, identify the key nutritional issues and the direct or underlying
causes of those nutritional issues.
• Define nutrition objectives for the SSN intervention.
• Select the nutrition-sensitive programmatic opportunities that are most likely to achieve the
selected nutrition objectives by addressing immediate and underlying determinants of nutrition
or that will improve the enabling environment for nutrition.
• Address the immediate determinants of nutrition while simultaneously addressing the
underlying determinants of nutrition and/or the enabling environment for nutrition.
Source: Based on presentations by Olney et al.: “Making WFP’s Programmes More Nutrition-Sensitive.” WFP; December 2016; and Alderman: “Key Steps for Nutrition-Sensitive Social Protection”, World Bank; March 2017.
12. • Remove or reduce (economic) incentives for nutritionally adverse behavior.
• Target activities to the most vulnerable groups, monitor progress, and adjust if needed.
• Include BCC activities to increase household awareness of health, nutrition, and caregiving
needs and to encourage use of health services.
• Enhance the quality of nutrition-related activities included in the SSN interventions (e.g., health
services in CCTs, micronutrient fortification in in-kind transfers).
• Use school feeding and emergency response programs as delivery platforms for micronutrient
supplementation and deworming campaigns (combined with nutrition and health messaging).
• Scale up in times of crisis in order to reduce the long-term negative impacts of external
shocks.
• Involve independent researchers for rigorous impact evaluation (already during the
intervention design phase) to achieve long-term success.
Source: Based on presentations by Olney et al.: “Making WFP’s Programmes More Nutrition-Sensitive.” WFP; December 2016; and Alderman: “Key Steps for Nutrition-Sensitive Social Protection.” World Bank; March 2017.
Specific steps for making SSNs nutrition-sensitive
13. The future of SSNs: Food, vouchers, or cash transfers?
• Globally, there is a general trend toward cash transfers, and there are good reasons for that:
Basic economic theory
Improved technology for delivery and monitoring
Extensive evidence on impacts
Evidence that the cost of assistance is 13-23% less than with an equivalent food-based transfer
• The path to cash transfers is not linear.
• Recently, even food-based programs have become more integrated with the countries’ social
protection systems, adopted multiple objectives (e.g., poverty reduction, improved nutrition,
support to agriculture), and, on average, improved their performance.
• The fact that a program is food- or cash-based does not necessarily determine performance in
coverage, targeting accuracy, impact, or other dimensions.
• The policy choices available at any given time are not just about optimal strategies, but also, in
part, the legacy of previous policies. Historically, crises have marked critical junctures, opening
political space and generating opportunities for reform.
Source: Alderman et al (2017): The 1.5 Billion People Questions: Food, Vouchers, or Cash Transfers? World Bank.