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Collaborative Safety, LLC
www.collaborative-safety.com
Keeping individuals with disabilities safe has continuously increased in complexity from pressures
to provide quality care while responding to complex behavioral and medical needs. While the
quality of care has widely improved, there has been an asynchronous evolution of safety and
quality methods to remain compatible with this increase in complexity.
When failure occurs, the common response of care providers is to use reactionary approaches
such as disciplining or firing employees, writing new policies, or retraining staff. These approaches
have poor results when it comes to improving and making the system safer. In fact, they may
have an opposite effect. Using reactionary approaches, evidence suggests agencies may
decrease safety because true accounts of how the system operates and how it can be improved
are kept underground. Employees are less likely to account for how things may go wrong and are
less likely to share how these issues can be avoided in the future because of fear they may be
disciplined or even fired. These reactionary approaches are detrimental to staff. Burnout, turnover,
secondary trauma, and decreased engagement are all concerns for provider agencies. In
addition to the cost of hiring and retraining staff, work outcomes are also affected.
Disability services could be considered one of the most
complex systems to work within.
Disability Services Overview
1
The field of disability services must evolve from outdated models of safety commonly used today.
Current models of safety engage employees in safety related efforts, establish comprehensive
approaches to analyzing adverse events, and promptly act upon identified areas of improvement.
These models have been championed by safety critical industries such as aviation, healthcare,
nuclear power, and most recetly child welfare. The industries that use these updated models of
safety depart from surface level understandings of how systems fail and seek out the complex
interplay of systemic factors. When typical underlying systemic factors are addressed, provider
agencies can begin to make critical advancements in promoting safe outcomes for persons
served, families, and employees. In order to promote the shift to a systemic and proactive culture
of safety, agencies need to be supported to make three key transitions:
From a culture of blame to a culture of accountability
From continuously applying quick fixes to addressing underlying systemic issues
From seeing employees as a problem to control to a solution to harness
1
2
3
2
The Three Transitions
1
Towards a Culture of
Accountability
The terms blame and accountability are
too often conflated. When agencies
blame and punish workers, they falsely
believe that the agency and its
employees are being accountable for
their actions. Years of research have
shown that blame may decrease
accountability, since it inhibits the ability
of the organization to learn and improve.
Accountability engages frontline workers
to be a part of the solution by providing
their experience of how adverse events
may have occurred and how they can
be avoided in the future. Additionally, the
agency is accountable to make
improvements and to focus efforts and
resources on becoming a more resilient
and reliable organization.
3
Towards addressing
underlying systemic issues
In the wake of failure, it is tempting for
agencies to use quick fixes such as firing
employees, adding new policy, or
retraining staff. This leaves agencies with
the false impression that a problem has
been resolved. However, agencies are still
left with the systemic constraints and
influences that contributed to an adverse
event. This is commonly seen as treating
symptoms instead of the source of the
illness. Instead, agencies need to track and
address the underlying systemic factors
that are present in many adverse events
and are likely to be present in the future.
Towards seeing people as
the solution
Common approaches to improvement
whether following a critical incident, or not,
typically target individual staff within an
organization through new policies, training,
work-aids, or compliance. These approaches
often make work more difficult through
excessive tasks and increased complexity.
Science and practice show that staff are a
source of success, not failure. Enhancing
safety is achieved through removing barriers
and providing supportive systems for staff to
achieve organizational outcomes.
Additionally, understanding where these
enhancements can be added is informed by
providing staff with a platform to share their
knowledge and experience in a safe way.
2
3
Collaborative Safety Model
The primary scientific base for the model is founded in Safety Science which is commonly
championed in industries such as aviation, healthcare, and nuclear power. This body of science
engages disciplines such as human factors engineering, systems engineering, organizational
management, psychology, sociology, and anthropology. Furthering this unique blend of
sciences is the integration of Behavior Analysis, Forensic Interviewing, and Trauma Informed
Care into the Collaborative Safety model. The integration of Behavior Analysis science into the
model supports understanding how staff make decisions in an organizational setting as well as
understanding how managers and supervisor’s shape employee performance to achieve
successful outcomes.
5
Systemic Reviews
A central artifact of the Collaborative Safety Model are Systemic Reviews. Collaborative Safety
supports disability services agencies to develop Systemic Reviews that are uniquely different than
current approaches standardly used within these systems. These Systemic Reviews depart from
surface level descriptions of events that typically place blame on to front line workers and instead
uses systemic analysis to understand how decisions, initiatives, resource allocations deeper within
an organization and outside of it can surface in the outcomes experienced in everyday work.
Organizational Alignment
The Collaborative Safety model supports disability services agencies to develop a culture of
safety throughout the organization, establishing necessary shared values and education. To
achieve this, Collaborative Safety employs organizational alignment throughout the organization
and systems. This is achieved through a unique set of Institutes and Orientations designed for
executives, managers, supervisors, frontline staff, and external stakeholders vital to supporting the
agency and system’s transition to a culture of safety.
Integration into Everyday Operations
In addition to the Institutes and Orientations, Collaborative Safety provides advanced practical
training to specialized positions within the workforce to embed safety science principles and
approaches into everyday work and currently existing processes and structures. By embedding
these principles into structural processes of the agency as well as the broader system, artifacts
are created that reflect the values central to a culture of safety.
Sustainability and Evaluation
To support effective culture change, Collaborative Safety prioritizes the establishment of
processes and supports that are sustainable. Disability services agencies are constantly
managing change and the Collaborative Safety Model is designed to withstand that change.
Evaluating culture change and model effectiveness is greatly important. Evaluation methods and
strategies are specifically developed in collaboration with partner agencies to analyze culture
change and its impact on key organizational metrics.
6
6
7
8
9
10
5
4
3
2
1
Improved outcomes from a system dedicated towards improving the
reliability and safety of provided services
A robust and proactive response to critical incidents
A responsive system dedicated to learning
Increased trust in the provision of care
Increased staff engagement
Improved staff morale
Improvements in employee retention
Increased accountability
Improved systems in place
Increased public trust
Overview of Agency Outcomes
Moving towards a new model for handling critical incidents could have a profound effect
on the way staff perceive their role in the agency. Moving away from a blame based view,
is a critical first step towards improving resilience in the workforce.
Institute Attendee

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Disabilty Services Overview

  • 2. Keeping individuals with disabilities safe has continuously increased in complexity from pressures to provide quality care while responding to complex behavioral and medical needs. While the quality of care has widely improved, there has been an asynchronous evolution of safety and quality methods to remain compatible with this increase in complexity. When failure occurs, the common response of care providers is to use reactionary approaches such as disciplining or firing employees, writing new policies, or retraining staff. These approaches have poor results when it comes to improving and making the system safer. In fact, they may have an opposite effect. Using reactionary approaches, evidence suggests agencies may decrease safety because true accounts of how the system operates and how it can be improved are kept underground. Employees are less likely to account for how things may go wrong and are less likely to share how these issues can be avoided in the future because of fear they may be disciplined or even fired. These reactionary approaches are detrimental to staff. Burnout, turnover, secondary trauma, and decreased engagement are all concerns for provider agencies. In addition to the cost of hiring and retraining staff, work outcomes are also affected. Disability services could be considered one of the most complex systems to work within. Disability Services Overview 1
  • 3. The field of disability services must evolve from outdated models of safety commonly used today. Current models of safety engage employees in safety related efforts, establish comprehensive approaches to analyzing adverse events, and promptly act upon identified areas of improvement. These models have been championed by safety critical industries such as aviation, healthcare, nuclear power, and most recetly child welfare. The industries that use these updated models of safety depart from surface level understandings of how systems fail and seek out the complex interplay of systemic factors. When typical underlying systemic factors are addressed, provider agencies can begin to make critical advancements in promoting safe outcomes for persons served, families, and employees. In order to promote the shift to a systemic and proactive culture of safety, agencies need to be supported to make three key transitions: From a culture of blame to a culture of accountability From continuously applying quick fixes to addressing underlying systemic issues From seeing employees as a problem to control to a solution to harness 1 2 3 2
  • 4. The Three Transitions 1 Towards a Culture of Accountability The terms blame and accountability are too often conflated. When agencies blame and punish workers, they falsely believe that the agency and its employees are being accountable for their actions. Years of research have shown that blame may decrease accountability, since it inhibits the ability of the organization to learn and improve. Accountability engages frontline workers to be a part of the solution by providing their experience of how adverse events may have occurred and how they can be avoided in the future. Additionally, the agency is accountable to make improvements and to focus efforts and resources on becoming a more resilient and reliable organization. 3
  • 5. Towards addressing underlying systemic issues In the wake of failure, it is tempting for agencies to use quick fixes such as firing employees, adding new policy, or retraining staff. This leaves agencies with the false impression that a problem has been resolved. However, agencies are still left with the systemic constraints and influences that contributed to an adverse event. This is commonly seen as treating symptoms instead of the source of the illness. Instead, agencies need to track and address the underlying systemic factors that are present in many adverse events and are likely to be present in the future. Towards seeing people as the solution Common approaches to improvement whether following a critical incident, or not, typically target individual staff within an organization through new policies, training, work-aids, or compliance. These approaches often make work more difficult through excessive tasks and increased complexity. Science and practice show that staff are a source of success, not failure. Enhancing safety is achieved through removing barriers and providing supportive systems for staff to achieve organizational outcomes. Additionally, understanding where these enhancements can be added is informed by providing staff with a platform to share their knowledge and experience in a safe way. 2 3
  • 6. Collaborative Safety Model The primary scientific base for the model is founded in Safety Science which is commonly championed in industries such as aviation, healthcare, and nuclear power. This body of science engages disciplines such as human factors engineering, systems engineering, organizational management, psychology, sociology, and anthropology. Furthering this unique blend of sciences is the integration of Behavior Analysis, Forensic Interviewing, and Trauma Informed Care into the Collaborative Safety model. The integration of Behavior Analysis science into the model supports understanding how staff make decisions in an organizational setting as well as understanding how managers and supervisor’s shape employee performance to achieve successful outcomes. 5
  • 7. Systemic Reviews A central artifact of the Collaborative Safety Model are Systemic Reviews. Collaborative Safety supports disability services agencies to develop Systemic Reviews that are uniquely different than current approaches standardly used within these systems. These Systemic Reviews depart from surface level descriptions of events that typically place blame on to front line workers and instead uses systemic analysis to understand how decisions, initiatives, resource allocations deeper within an organization and outside of it can surface in the outcomes experienced in everyday work. Organizational Alignment The Collaborative Safety model supports disability services agencies to develop a culture of safety throughout the organization, establishing necessary shared values and education. To achieve this, Collaborative Safety employs organizational alignment throughout the organization and systems. This is achieved through a unique set of Institutes and Orientations designed for executives, managers, supervisors, frontline staff, and external stakeholders vital to supporting the agency and system’s transition to a culture of safety. Integration into Everyday Operations In addition to the Institutes and Orientations, Collaborative Safety provides advanced practical training to specialized positions within the workforce to embed safety science principles and approaches into everyday work and currently existing processes and structures. By embedding these principles into structural processes of the agency as well as the broader system, artifacts are created that reflect the values central to a culture of safety. Sustainability and Evaluation To support effective culture change, Collaborative Safety prioritizes the establishment of processes and supports that are sustainable. Disability services agencies are constantly managing change and the Collaborative Safety Model is designed to withstand that change. Evaluating culture change and model effectiveness is greatly important. Evaluation methods and strategies are specifically developed in collaboration with partner agencies to analyze culture change and its impact on key organizational metrics. 6
  • 8. 6 7 8 9 10 5 4 3 2 1 Improved outcomes from a system dedicated towards improving the reliability and safety of provided services A robust and proactive response to critical incidents A responsive system dedicated to learning Increased trust in the provision of care Increased staff engagement Improved staff morale Improvements in employee retention Increased accountability Improved systems in place Increased public trust Overview of Agency Outcomes Moving towards a new model for handling critical incidents could have a profound effect on the way staff perceive their role in the agency. Moving away from a blame based view, is a critical first step towards improving resilience in the workforce. Institute Attendee