1. JASPAL SINGH
Mobile: 7207856941//7899902421
E-mail: jaspal_jassi77@rediffmail.com
OBJECTIVE
To obtain a responsible and leading role in
the growth oriented organization to utilize my skills and knowledge in AML, KYC, Risk Management /
Compliance, People management, client On boarding with a growth oriented organization, preferably in
Banking or financial industry.
KEY SKILLS
Knowledge in AML, KYC, Transactions Monitoring and Quality assurance for UK customers including:
Anti Money Laundering: As a Senior Quality Assurance Analyst, performing a quality check on the
alerts processed by the Level1 and Level2 (MLRO) Operation staff of UK Retail CAMP. Verify CDD
& EDD on the customer to know the beneficial owners, customer profile, source and utilization of
funds. Doing CTC(Check the Checker-Quality check) for UK retail Camp Quality department.
Ensuring that the Quality team has properly investigated and appropriate feedback was provided to
Operation as per regulatory and procedural requirement.
Training: Conduct Quality Calibrations across the sites to identify and overcome the process related gaps.
Quality Meets to coach Operations and Quality team. Provide floor support for new hires to meet their
learning curve target.
CAREER GRAPH
March 2013 to till date: HSBC Electronic Data Processing (India) Private Ltd as Senior Quality Assurance
Analyst-Transaction Monitoring-UK Retail CAMP (Customer Activity Monitoring Program).
Responsibilities:
Savings bank from reputational risk and operational risk by performing extensive CDD and EDD on
existing and new customers as the first line of defense.
As Senior Quality Assurance Analyst ensuring that the production team has properly investigated and
narrated the alerted transactions of retail banking customers (UK) and ensuring compliance requirements is
validated with set accuracy and legal standards.
Categorize error in feedback, material error and high decisioning error depending on the quality
procedures. Provide appropriate action as per quality standard/meets the requirement as per procedures.
Performing enhance due diligence and conducting profile checks and monitoring transactions for various
modes like wire transfers, checks, cash etc. Also, verifying source or destination of funds and to detect any
suspicious activity, cautionary flag, pattern or trend that indicates illegal activity or fraud.
Meeting all regulatory(NCA, HMRC) requirements to protect the bank from any fines and penalties.
2. As Level2 (Case management) investigator using additional applications (World check, Nor-com, Global
payment services etc.) to mitigate the risk associated with the case escalated by Level1 investigator. Or
further escalate the case to Level3 investigator in case UAR (Unusual Activity Report) needs to be filed.
Additional responsibilities:
Weekly conducting calibration calls and Quality hours with vendors (TCS - Chennai, WIPRO - Pune) and
Vizag production teams to help them improve their quality percentage and volumes.
Providing floor support and accredit for newly Global Standards trainees.
Allocation of alerts to team members and maintaining MIS.
Highlights:
Selected and trained in Level 2 (MLRO- Money Laundering Risk Officer) processing, which includes
performing quality check for Level 2 Investigation Executive.
Worked in processes like Hong Kong CAMP, HBME SCDM (Security, Compliance and Data matching-
Middle East) and UK Retail CAMP (Operations).
Maintaining consistent 100% quality target throughout the process.
Achievements:
Nominated for Relationship manager for vendors (Wipro -Pune, TCS- Chennai,Hyderabad)
Selected for “Train the Trainer Program” held in Hyderabad and successfully completed Global Standards
Training (an initiative taken by the Group across globe to deter, detect and protect banks from any financial
crime).
Was part of the UK Retail Camp production team that won the Global Business Alignment Award for 2013.
PREVIOUS ASSIGNMENTS
Area manager - Net Ambit Insurance brokers Pvt. Ltd) (Bhubaneswar- Orissa)
Area Manager - SMC Insurance Brokers Pvt. Ltd (Bhubaneswar-Orissa).
Center Manager - Reliance Money Limited (Rourkela - Orissa).
Sales Manager - Bajaj Allianz Life Insurance Co. Ltd (Rourkela - Orissa).
EDUCATIONAL QUALIFICATION
Master’s in Business Administration (Marketing), from Fakir Mohan University, Balasore in 2009.
B. Com from Ispat College, Sambalpur University, Rourkela, Orissa in 2001
PGDCA Module from ET & T, Rourkela in 2006. Well conversant with DOS, Windows, MS-Office 2007.
PERSONAL DETAILS
Date of Birth : 25th
November 1977
Linguistic abilities : English, Hindi, Punjabi, Oriya & Bengali.
Work Address : Hexagon Building, Visakhapatnam-530017
Home Address : House 15, Ground floor, OM Shakti Nilayam, 27th
Main, 7th
Cross, VGS Colony,
Opp Ashirwad building, Ejipura, Vivek Nagar post, Bangalore-560047, Karnataka, India.
