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COMMENTS ON THE
INTERSECTION OF ARCHITECTURE
AND MICROBIOLOGY
William P. Bahnfleth, Ph.D., P.E., FASHRAE
Indoor Environment Center, The Pennsylvania State University
Josh Billings (1818 – 1885)
                                                 It ain't ignorance
                                                  causes so much
                                                  trouble; it's folks
                                                  knowing so much that
                                                  ain't so.




    Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Substandard indoor air quality is a widespread
and costly problem.




  Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Healthcare and productivity costs
    (Fisk, W. How IEQ Affects Health, Productivity. ASHRAE J., May 2000)


Source of Productivity     Potential Annual Health Benefits from               Savings,   Savings,
Gain                       Feasible Improvements in IAQ/IEQ                    $Billion   $Billion
                                                                               (1996)     (2012)

Reduced Respiratory        16 - 37 Million Avoided Cases of                    6 - 14     9 - 21
Illness                    Common Cold or Influenza
Reduced Allergies and      8% - 25% Decrease in Symptoms within                1- 4       1- 6
Asthma                     53 Million Allergy Sufferers and 16
                           Million Asthmatics
Reduced Sick Building      20% - 50% Reduction in SBS Health                   10 - 30    15 - 44
Syndrome Symptoms          Symptoms Experienced Frequently at
                           Work by ~15 Million Workers
Productivity Gain from                                                         20 - 160   30 - 237
Lighting/ Thermal
Improvements
                Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Put another way…
   The value of the health and productivity of the
    occupants of a building can be more than an order
    of magnitude greater than the cost of the energy it
    consumes
   Annual energy cost: $1 - $3/ft2
   Annual functional costs: $80 - $600/ft2




         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
There are limits to what the architectural design
and research communities can accomplish
within their disciplines




  Sloan Foundation - Microbiology of the Built Environment   5/31/2012
What we know about IAQ on a
practical level
   Factors that are correlated with perceived air
    quality and air quality problems
     Dampness

     Ventilation rate
     Building materials and other sources

     Indoor air chemistry

   Not enough known to prescribe specific control
    levels for most contaminants and for mixtures of
    many interacting contaminants

         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
State of knowledge is reflected in
methods
   Source control
     Remove   known hazards
     Local exhaust for sources that cannot be removed

   Task ventilation and general ventilation – dilute
    everything
   Non-specific particulate filtration – inorganic,
    viable and non-viable organic
   Moisture control – prevent mold growth
   Hope we haven’t missed anything
         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Standard of Care for Air Quality
   Acceptable Indoor Air - Air in which there are no known
    contaminants at harmful concentrations as determined by
    cognizant authorities and with which a substantial majority
    (80% or more) of the people exposed do not express
    dissatisfaction.
    ~ASHRAE Standard 62.1-2010

   Methods –
       Dilution ventilation
       Particulate filtration
       Material selection
       Maintenance

            Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Comfort vs. Sensory Load &Ventilation

                                                    1 olf sensory load
                                                    (1 sedentary adult)




                                                Note definition of class A
                                                ventilation – 10 L/s-olf




  Fanger, P. O. (2008) “Perceived Air Quality and Ventilation Requirements” in Indoor Air
  Quality Handbook, J. Spengler, J. McCarthy and J. Samet eds.
       Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Sick Building Syndrome Symptoms vs.
Ventilation Rate




                            …and observe ~12% increase in SBS symptoms per 1ºC above 22.5ºC

  Source: W. Fisk, A Mirer, M. Mendell. 2009. Quantitative relationship of
  sick building syndrome symptoms with ventilation rates. Indoor Air
        Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Productivity vs. Ventilation Rate




 Source: Seppänen, O. and W. Fisk. 2006. Some Quantitative Relations between Indoor
 Environmental Quality and Work Performance or Health. HVAC&R Research.
          Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Infection Probability vs. Ventilation
   Wells-Riley is a widely example                     P = proportion of new disease
    of a model for infection risk                        cases among susceptibles
                                                         i = number of infectors
              ipqt  
                                                     


              V                                    p = breathing rate
P  1  exp                                         q = rate of production of
            v   f  d 
                                                         infectious particles by infector
                                                         t = time infectors and
                          
                                                     
                                                       susceptibles share a space or
                                                         ventilation system
   Relates probability of infection                    V = indoor air volume
    to infectious source strength
    and ventilation rate                                 = air change rate, real or
                                                         effective (v = ventilation, f =
   Can be generalized using                             filter, d = deposition)
    equivalent ventilation rate



           Sloan Foundation - Microbiology of the Built Environment   5/31/2012
An ethical dilemma?
   Engineers, in the fulfillment of their professional
    duties, shall:
     Hold paramount the safety, health, and welfare of the
      public.
     Perform services only in areas of their competence...
    ~NSPE Code of Ethics, Fundamental Canons 1 and 2

   What if the safety, health, and welfare of the
    public depends on things outside the competence
    of the architect and engineer?

         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Important gaps in practical knowledge can be
addressed by the tools and perspectives of
microbiology

Microbiologists and building scientists need to
collaborate so we work on the right problems and
collect the right data


  Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Needed
   More than description of the existing indoor
    microbiome and how it differs from outdoors
   Effect of interventions done in the name of
    improving IAQ
   Exposure pathways and relationship between
    exposure and health/productivity




        Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Elements of an integrated analysis
   Energy simulation
     Thermal
     Equipment performance

   Air (and contaminant)
    flow modeling
     Multizone (e.g. CONTAM)
     CFD

   IAQ performance
    modeling
   Economic analysis

         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Studies directed at integrated design:
Fisk, et al., effect of economizer
   Fisk, W., D. Faulkner, O. Seppänen, J. Huang. 2005.
    Economic Benefits of an Economizer System:
    Energy Savings and Reduced Sick Leave. ASHRAE
    Transactions 111(2).
   Combines energy modeling with Wells-Riley based
    sick leave analysis for two-story office in
    Washington DC.



         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Fisk, et al. results




      Health benefit is 3 – 8 times greater than energy savings
     Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Studies directed at integrated design:
Lee, et al., In-duct UVGI vs. filters
   Lee, B., W. Bahnfleth, and K. Auer. 2009. Life-cycle cost
    simulation of in-duct ultraviolet germicidal irradiation
    systems. Proceedings of Building Simulation 2009, the
    11th International Building Performance Simulation
    Association Conference and Exhibition, July 2009,
    Glasgow, Scotland.
   Energy analysis, Wells-Riley based sick-leave analysis,
    life-cycle cost analysis of UVGI air disinfection
    compared with equivalent (MERV 12) filter
   Office building in New York City
         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Lee, et al. scenarios
   Base HVAC system (minimum OA, MERV 6) + UVGI downstream of
    cooling coil
   Base HVAC system + UVGI upstream of cooling coil
   Base HVAC system + filtration equivalent to UVGI (MERV 12)




         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Lee, et al. energy and energy cost
results




     Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Lee, et al. life cycle cost results, without
productivity impact - $/m2 ($/ft2)




 In this case, showed that UVGI was less expensive than filtration than filtration
 for same performance and one UVGI location was substantially better than the
 other
          Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Lee, et al., annual productivity benefit




    85% UVGI or additional MERV 12 filtration reduce relative risk by
    50 – 55%, savings are ~20 – 100 times cost




      Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Studies directed at integrated design:
Johansson – Life cycle optimization
   Johansson, D. 2009. The life cycle costs of indoor
    climate systems in dwellings and offices taking into
    account system choice, airflow rate, health and
    productivity. Building and Environment (44):368-
    376.
   PhD dissertation – cost-optimal system and
    ventilation rate selection based on equipment,
    energy, health/productivity cost


         Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Johansson – representative result: optimal
ventilation vs. salary in an office




     Conclusion: The more money you make, the better the air quality
     you get…especially if you have energy saving HVAC controls!
     Sloan Foundation - Microbiology of the Built Environment   5/31/2012
UVC irradiation of cooling coils




Good germs or bad germs?



              Sloan Foundation - Microbiology of the Built Environment   5/31/2012
Sloan Foundation’s approach is the
right one
   (A) carefully reasoned and systematic
    understanding of the forces of nature and society,
    when applied inventively and wisely, can lead to a
    better world for all.
    ~Alfred P. Sloan Foundation web site

   In the built environment
     Understanding   Science
     Application  Architecture/Engineering


         Sloan Foundation - Microbiology of the Built Environment   5/31/2012

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Comments on the Intersection of Architecture and Microbiology

  • 1. COMMENTS ON THE INTERSECTION OF ARCHITECTURE AND MICROBIOLOGY William P. Bahnfleth, Ph.D., P.E., FASHRAE Indoor Environment Center, The Pennsylvania State University
  • 2. Josh Billings (1818 – 1885)  It ain't ignorance causes so much trouble; it's folks knowing so much that ain't so. Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 3. Substandard indoor air quality is a widespread and costly problem. Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 4. Healthcare and productivity costs (Fisk, W. How IEQ Affects Health, Productivity. ASHRAE J., May 2000) Source of Productivity Potential Annual Health Benefits from Savings, Savings, Gain Feasible Improvements in IAQ/IEQ $Billion $Billion (1996) (2012) Reduced Respiratory 16 - 37 Million Avoided Cases of 6 - 14 9 - 21 Illness Common Cold or Influenza Reduced Allergies and 8% - 25% Decrease in Symptoms within 1- 4 1- 6 Asthma 53 Million Allergy Sufferers and 16 Million Asthmatics Reduced Sick Building 20% - 50% Reduction in SBS Health 10 - 30 15 - 44 Syndrome Symptoms Symptoms Experienced Frequently at Work by ~15 Million Workers Productivity Gain from 20 - 160 30 - 237 Lighting/ Thermal Improvements Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 5. Put another way…  The value of the health and productivity of the occupants of a building can be more than an order of magnitude greater than the cost of the energy it consumes  Annual energy cost: $1 - $3/ft2  Annual functional costs: $80 - $600/ft2 Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 6. There are limits to what the architectural design and research communities can accomplish within their disciplines Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 7. What we know about IAQ on a practical level  Factors that are correlated with perceived air quality and air quality problems  Dampness  Ventilation rate  Building materials and other sources  Indoor air chemistry  Not enough known to prescribe specific control levels for most contaminants and for mixtures of many interacting contaminants Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 8. State of knowledge is reflected in methods  Source control  Remove known hazards  Local exhaust for sources that cannot be removed  Task ventilation and general ventilation – dilute everything  Non-specific particulate filtration – inorganic, viable and non-viable organic  Moisture control – prevent mold growth  Hope we haven’t missed anything Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 9. Standard of Care for Air Quality  Acceptable Indoor Air - Air in which there are no known contaminants at harmful concentrations as determined by cognizant authorities and with which a substantial majority (80% or more) of the people exposed do not express dissatisfaction. ~ASHRAE Standard 62.1-2010  Methods –  Dilution ventilation  Particulate filtration  Material selection  Maintenance Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 10. Comfort vs. Sensory Load &Ventilation 1 olf sensory load (1 sedentary adult) Note definition of class A ventilation – 10 L/s-olf Fanger, P. O. (2008) “Perceived Air Quality and Ventilation Requirements” in Indoor Air Quality Handbook, J. Spengler, J. McCarthy and J. Samet eds. Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 11. Sick Building Syndrome Symptoms vs. Ventilation Rate …and observe ~12% increase in SBS symptoms per 1ºC above 22.5ºC Source: W. Fisk, A Mirer, M. Mendell. 2009. Quantitative relationship of sick building syndrome symptoms with ventilation rates. Indoor Air Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 12. Productivity vs. Ventilation Rate Source: Seppänen, O. and W. Fisk. 2006. Some Quantitative Relations between Indoor Environmental Quality and Work Performance or Health. HVAC&R Research. Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 13. Infection Probability vs. Ventilation  Wells-Riley is a widely example  P = proportion of new disease of a model for infection risk cases among susceptibles i = number of infectors   ipqt      V    p = breathing rate P  1  exp      q = rate of production of v   f  d  infectious particles by infector t = time infectors and      susceptibles share a space or ventilation system  Relates probability of infection  V = indoor air volume to infectious source strength and ventilation rate   = air change rate, real or effective (v = ventilation, f =  Can be generalized using filter, d = deposition) equivalent ventilation rate Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 14. An ethical dilemma?  Engineers, in the fulfillment of their professional duties, shall:  Hold paramount the safety, health, and welfare of the public.  Perform services only in areas of their competence... ~NSPE Code of Ethics, Fundamental Canons 1 and 2  What if the safety, health, and welfare of the public depends on things outside the competence of the architect and engineer? Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 15. Important gaps in practical knowledge can be addressed by the tools and perspectives of microbiology Microbiologists and building scientists need to collaborate so we work on the right problems and collect the right data Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 16. Needed  More than description of the existing indoor microbiome and how it differs from outdoors  Effect of interventions done in the name of improving IAQ  Exposure pathways and relationship between exposure and health/productivity Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 17. Elements of an integrated analysis  Energy simulation  Thermal  Equipment performance  Air (and contaminant) flow modeling  Multizone (e.g. CONTAM)  CFD  IAQ performance modeling  Economic analysis Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 18. Studies directed at integrated design: Fisk, et al., effect of economizer  Fisk, W., D. Faulkner, O. Seppänen, J. Huang. 2005. Economic Benefits of an Economizer System: Energy Savings and Reduced Sick Leave. ASHRAE Transactions 111(2).  Combines energy modeling with Wells-Riley based sick leave analysis for two-story office in Washington DC. Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 19. Fisk, et al. results Health benefit is 3 – 8 times greater than energy savings Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 20. Studies directed at integrated design: Lee, et al., In-duct UVGI vs. filters  Lee, B., W. Bahnfleth, and K. Auer. 2009. Life-cycle cost simulation of in-duct ultraviolet germicidal irradiation systems. Proceedings of Building Simulation 2009, the 11th International Building Performance Simulation Association Conference and Exhibition, July 2009, Glasgow, Scotland.  Energy analysis, Wells-Riley based sick-leave analysis, life-cycle cost analysis of UVGI air disinfection compared with equivalent (MERV 12) filter  Office building in New York City Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 21. Lee, et al. scenarios  Base HVAC system (minimum OA, MERV 6) + UVGI downstream of cooling coil  Base HVAC system + UVGI upstream of cooling coil  Base HVAC system + filtration equivalent to UVGI (MERV 12) Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 22. Lee, et al. energy and energy cost results Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 23. Lee, et al. life cycle cost results, without productivity impact - $/m2 ($/ft2) In this case, showed that UVGI was less expensive than filtration than filtration for same performance and one UVGI location was substantially better than the other Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 24. Lee, et al., annual productivity benefit 85% UVGI or additional MERV 12 filtration reduce relative risk by 50 – 55%, savings are ~20 – 100 times cost Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 25. Studies directed at integrated design: Johansson – Life cycle optimization  Johansson, D. 2009. The life cycle costs of indoor climate systems in dwellings and offices taking into account system choice, airflow rate, health and productivity. Building and Environment (44):368- 376.  PhD dissertation – cost-optimal system and ventilation rate selection based on equipment, energy, health/productivity cost Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 26. Johansson – representative result: optimal ventilation vs. salary in an office Conclusion: The more money you make, the better the air quality you get…especially if you have energy saving HVAC controls! Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 27. UVC irradiation of cooling coils Good germs or bad germs? Sloan Foundation - Microbiology of the Built Environment 5/31/2012
  • 28. Sloan Foundation’s approach is the right one  (A) carefully reasoned and systematic understanding of the forces of nature and society, when applied inventively and wisely, can lead to a better world for all. ~Alfred P. Sloan Foundation web site  In the built environment  Understanding  Science  Application  Architecture/Engineering Sloan Foundation - Microbiology of the Built Environment 5/31/2012