Techniques and Tools for Collaborative Thermal and 
Mechanical Modeling of 3D Ics 
Kamal Karimanal 
Cielution LLC
About Cielution 
© Cielution
Cielution Product Pipeline 
CielSpot™ 
• Package Thermal Modeling 
• Package Compact Model 
Generation 
CielSpot-CTM™ 
• Thermally Aware IC Layout 
o Traditional Packages 
o 3D Stacked Assemblies 
CielMech™ 
• Thermo-Mechanical 
Analysis of Assembly 
o Warpage Mitigation 
o Packaging Yield 
Enhancement 
o Interconnect Reliability
Cielution Services 
Expertise Areas 
• Thermal and Mechanical Simulation 
• Chip, Package Board and System Level 
Engineering. 
Tools Expertise 
• ANSYS, Icepak, Fluent, CFX, 
Flotherm 
Business Model 
• Fixed Cost Fixed Time Projects 
• Best suited for when a clearly defined 
problem statement exists 
• Suited for Scripting and Automation 
Projects 
• ANSYS APDL, Fluent UDF, Icepak 
Macro, Desktop & Web based UI 
development. • Hourly rate 
• Suited to situations when the problem 
statement is likely to evolve. 
• For temporary resource crunch 
situations 
• Open to On & Off customer site options 
© Cielution
Motivation for Thermo-Mechanical Simulation 
3D IC roadmap has introduces brand new 
Thermal and Mechanical challenges. 
Test Chip & Test vehicle programs effective, but 
expensive 
• May not offer information for root cause identification 
Thermo Mechanical modeling is an effective filter 
before finalizing test vehicle design and testing 
plans. 
Hence, appropriate engineering simulation tools, 
methodologies and capabilities will empower 
modeling professionals as well as other 
technologists enabling 3D IC technology. 
(c) Cielution LLC
Mechanical Stress Modeling of 
3D ICs 
(c) Cielution LLC
High Level Classification of Mechanical Simulation Drivers 
Assembly Process Technology Development 
• Warpage assessment & feasibility of assembly 
• New process evaluation 
o CUF? NUF? MUF? Thermo Compression? • Material choices & related process temperature implications 
Package Design 
• Implications of the following: 
o Encapsulation, substrate and stiffener dimensions 
o Material Choice 
Yield 
• Low K Dielectric failure assessment 
• Delamination Risk During Processing 
Long term Reliability 
• Solder Joint Reliability 
• Underfil delamination mitigation 
• Board Level Reliability of interconnects (Shock/Drop) 
TSV/Device level Mobility impact study 
(c) Cielution LLC
Warpage – A major Assembly Challenge 
Thinned Wafer/chip 
Warpage Estimation 
Techniques 
• Stoney Equation 
o 50 um thick silicon is not 
much thicker than the Front 
and Back Side RDL Films 
(~5 to 10 um each). Validity 
of Stoney equation is 
questionable. 
o Errors ~ 30 to 50% have 
been observed for 50 
micron thick wafers with 5 
micron thick films (Stoney 
compared to FEA) 
• FEA Simulation 
R, radius of curvature 
Film Stress, s 
tSi 
tf 
2 1 
f Si ' 
Stoney s Formula 
(c) Cielution LLC 
t 
si 
t R 
E 
f 
  
Chip Stacking Case Study 
(c) Cielution LLC
Stack up Description 
Logic Die 
(23mmX16mm) 
Substrate 
FSRDL Films 
BSRDL Films 
4X4 Memory 
Stacks (10X6.5) 
(c) Cielution LLC 
Memory Chips 
Underfill Regions 
Logic Die
3D Assembly Flow I: D2D 
Step 1: Mem Stack to Logic 
(@ reflow Temperature 230 C) 
Step 2: Capillary Underfill Step 3: Chip Stack to Substrate 
(@ reflow Temperature 230 C) 
Step 4: Capillary Underfill Step 5: Overmolding or Lid Attach 
(c) Cielution LLC
Warpage Evolution for D2D Flow
Assembly Flow II: P2D 
Step 1: Mem Stack to Logic 
(@ reflow Temperature 230 C) 
Step 2: Capillary Underfill Step 3: Memory Stack Attach 
(c) Cielution LLC 
Step 4: Capillary Underfill Step 5: Overmolding
Warpage Evolution for P2D Flow
CielMech™ for Thermo- 
Mechanical Modeling 
Automation 
(c) Cielution LLC
CielMech: High Level Workflow 
Stack Info 
CielMech™ 
Package 
Info 
Process Info 
Automated Geometry, 
Meshing & Problem Setup 
Automated Reports, Images 
& custom Post Processing 
(c) Cielution LLC 
Intelligent Solver Controls 
Solve in ANSYS 
Access to Model in the ANSYS native format
Case Study - Thermal Simulation 
of 3D SOCs 
(c) Cielution LLC
3D Stack on interposer 
4 Stacked Dies(8X6) 
Logic 2(22x16) 
Interposer (36x24) 
(c) Cielution LLC 
Substrate (40 X 28) 
All Dimensions in mm
Packaging & Cooling Scenario 
h = 25 W/sq.m/K, Tamb=20C 
Power Distribution Scenario A (total 
Power=12.7W) 
(c) Cielution LLC 
1 W 
1 W 
1 W 
1 W 
2 W
Temperature Profile for II-a 
(c) Cielution LLC
Power Profile II-B (total Power=12.7W) 
1 W 
1 W 
2 W 
(c) Cielution LLC 
1 W 
1 W
Power Profile for II b 
Temperature increased by 26% due to hot spot proximity 
(c) Cielution LLC
Moral? 
Heat distribution plays an important role in chip temperature rise. 
Hot spot proximity between chips produce unintended consequences 
after heterogeneous integration. 
• This is a new twist which will obsolete the existing thermal management 
methodologies based on qja 
Predicted temperature from thermal model are highly sensitive to: 
• Packaging, Heat sinking, 3D layout of stacked chips, orthotropic nature of 
laminates, and interconnect arrays. 
Above sensitivities can only be captured by thermal models using 3D 
numerical discretization. 
• Spreading and t/KA resistance formulation based approaches have 
inherent assumptions which tend to introduce unknown uncertainties. 
However, the fast turn around & automation needed by IC design flow 
can only be addressed by effective compact models. 
(c) Cielution LLC
A Boundary Condition Dependent Compact Model for 3D IC packages 
[DT] = [C] * [Q] 
• [DT] - Distribution of temperature rise over ambient (T rise 
vector) 
• [C] – Coefficient Matrix 
• [Q] – Power (heat distribution) vector. 
Linear superposition based compact modeling 
approaches for non uniform heat loads are well 
documented: 
• Linear Superposition Speeds Thermal Modeling (Part I & Part 
II), Stout, R., Power Electronics Technology, January 2007. 
• Karimanal, K.,Chip-Package Thermal Co-Simulation 
Technique for Thermally Aware Chip Design (Itherm, 2010) 
• Park, J. H. et al. “fast thermal analysis of vertically integrated 
circuits (3-d ICs)using power blurring method”, (ASME 
Interpack 09) 
(c) Cielution LLC
CielSpot – A 3D IC Package 
Focused Thermal Modeling 
Software As A Service (SAAS) 
(c) Cielution LLC
CielSpot: High Level Workflow 
Stack Info 
CielSpot™ 
Package 
Info 
Material Properties 
Automated Geometry, 
Meshing & Problem Setup Automated Thermal Snapshots 
& Temperature data 
Compact Thermal 
Model 
(c) Cielution LLC 
Intelligent Solver Controls 
Solve in 
Commercial 
Thermal Solver 
Access to Model in the commercial solver’’s native format
CielSpot Usage: Compact for Fast Solve Without CFD/FEA 
Pmap for Chip 1 
Pmap for Chip 2 
Pmap for Chip 2 
… 
Etc… 
Input Data: CTM CielSpot CTM 
Automated Thermal 
Snapshots & 
Temperature data 
(c) Cielution LLC
Collaborative Thermal Modeling using CielSpot™ 
OSAT Proprietary Details. Need Third Party Solver 
Packaging CielSpot 
Org. 
Compact Model Library 
Package Details & 
Typical Heatsinking 
Scenarios 
Package A 
Package C 
(c) Cielution LLC 
Fabless 
Customer 
Power Map 
for Each Chip 
Package B 
CielSpot 
CTM™ 
Application Proprietary Details. Don’t Need Third Party Solver 
Data Cannot be 
Reverse Engineered
Demo of CielSpot for Compact 
Model Extraction 
(c) Cielution LLC
Demo of CielSpot CTM for Quick 
Estimation of Temperature 
Distribution 
(c) Cielution LLC
Package used for Validation 
Copper Lid 
Logic Die (25X15X0.4) 2 X two layer memory 
Substrate Stacks (9.5X11X0.05) 
(c) Cielution LLC
Validation of Compact 
Modeling Methodology 
(c) Cielution LLC
Packaging & Cooling Scenario I 
Heat Sink 
Copper Heat Spreader 
(c) Cielution LLC 
PCB 
Package housing 
3D IC stack
Validation Results 
FEA (ANSYS) Prediction of Temperature 
Distribution on Memory-I 
CielSpot-CTM Prediction of 
Temperature Distribution on Memory-I 
(c) Cielution LLC
Distribution of Errors 
Predicted Temperature Rise_vs. Error 
1.50% 
1.00% 
0.50% 
0.00% 
-0.50% 
-1.00% 
-1.50% 
50 55 60 65 70 75 
Predicted Temperature 
Error % 
(c) Cielution LLC
Conclusions 
Demonstrated Methodologies for Thermal and 
Mechanical Modeling of 3D ICs 
• Need for Automation and Collaboration addressed 
with IC packaging focused interface products to 
ANSYS 
o CielSpot™ 
o CielSpot-CTM™ 
o CielMech™ 
Validated CielSpot-CTM against detailed model 
• Less than 1% Errors in peak temperature prediction 
Compared D2D and P2D process flows using 
CielMech 
• Warpage evolution is controllable by various knobs 
o FS & BS film material & process 
o MC and substrate design parameters and material choice 
o Underfill cure temperature and material choice

Cielution imaps short_presentation_public

  • 1.
    Techniques and Toolsfor Collaborative Thermal and Mechanical Modeling of 3D Ics Kamal Karimanal Cielution LLC
  • 2.
  • 3.
    Cielution Product Pipeline CielSpot™ • Package Thermal Modeling • Package Compact Model Generation CielSpot-CTM™ • Thermally Aware IC Layout o Traditional Packages o 3D Stacked Assemblies CielMech™ • Thermo-Mechanical Analysis of Assembly o Warpage Mitigation o Packaging Yield Enhancement o Interconnect Reliability
  • 4.
    Cielution Services ExpertiseAreas • Thermal and Mechanical Simulation • Chip, Package Board and System Level Engineering. Tools Expertise • ANSYS, Icepak, Fluent, CFX, Flotherm Business Model • Fixed Cost Fixed Time Projects • Best suited for when a clearly defined problem statement exists • Suited for Scripting and Automation Projects • ANSYS APDL, Fluent UDF, Icepak Macro, Desktop & Web based UI development. • Hourly rate • Suited to situations when the problem statement is likely to evolve. • For temporary resource crunch situations • Open to On & Off customer site options © Cielution
  • 5.
    Motivation for Thermo-MechanicalSimulation 3D IC roadmap has introduces brand new Thermal and Mechanical challenges. Test Chip & Test vehicle programs effective, but expensive • May not offer information for root cause identification Thermo Mechanical modeling is an effective filter before finalizing test vehicle design and testing plans. Hence, appropriate engineering simulation tools, methodologies and capabilities will empower modeling professionals as well as other technologists enabling 3D IC technology. (c) Cielution LLC
  • 6.
    Mechanical Stress Modelingof 3D ICs (c) Cielution LLC
  • 7.
    High Level Classificationof Mechanical Simulation Drivers Assembly Process Technology Development • Warpage assessment & feasibility of assembly • New process evaluation o CUF? NUF? MUF? Thermo Compression? • Material choices & related process temperature implications Package Design • Implications of the following: o Encapsulation, substrate and stiffener dimensions o Material Choice Yield • Low K Dielectric failure assessment • Delamination Risk During Processing Long term Reliability • Solder Joint Reliability • Underfil delamination mitigation • Board Level Reliability of interconnects (Shock/Drop) TSV/Device level Mobility impact study (c) Cielution LLC
  • 8.
    Warpage – Amajor Assembly Challenge Thinned Wafer/chip Warpage Estimation Techniques • Stoney Equation o 50 um thick silicon is not much thicker than the Front and Back Side RDL Films (~5 to 10 um each). Validity of Stoney equation is questionable. o Errors ~ 30 to 50% have been observed for 50 micron thick wafers with 5 micron thick films (Stoney compared to FEA) • FEA Simulation R, radius of curvature Film Stress, s tSi tf 2 1 f Si ' Stoney s Formula (c) Cielution LLC t si t R E f   
  • 9.
    Chip Stacking CaseStudy (c) Cielution LLC
  • 10.
    Stack up Description Logic Die (23mmX16mm) Substrate FSRDL Films BSRDL Films 4X4 Memory Stacks (10X6.5) (c) Cielution LLC Memory Chips Underfill Regions Logic Die
  • 11.
    3D Assembly FlowI: D2D Step 1: Mem Stack to Logic (@ reflow Temperature 230 C) Step 2: Capillary Underfill Step 3: Chip Stack to Substrate (@ reflow Temperature 230 C) Step 4: Capillary Underfill Step 5: Overmolding or Lid Attach (c) Cielution LLC
  • 12.
  • 13.
    Assembly Flow II:P2D Step 1: Mem Stack to Logic (@ reflow Temperature 230 C) Step 2: Capillary Underfill Step 3: Memory Stack Attach (c) Cielution LLC Step 4: Capillary Underfill Step 5: Overmolding
  • 14.
  • 15.
    CielMech™ for Thermo- Mechanical Modeling Automation (c) Cielution LLC
  • 16.
    CielMech: High LevelWorkflow Stack Info CielMech™ Package Info Process Info Automated Geometry, Meshing & Problem Setup Automated Reports, Images & custom Post Processing (c) Cielution LLC Intelligent Solver Controls Solve in ANSYS Access to Model in the ANSYS native format
  • 17.
    Case Study -Thermal Simulation of 3D SOCs (c) Cielution LLC
  • 18.
    3D Stack oninterposer 4 Stacked Dies(8X6) Logic 2(22x16) Interposer (36x24) (c) Cielution LLC Substrate (40 X 28) All Dimensions in mm
  • 19.
    Packaging & CoolingScenario h = 25 W/sq.m/K, Tamb=20C Power Distribution Scenario A (total Power=12.7W) (c) Cielution LLC 1 W 1 W 1 W 1 W 2 W
  • 20.
    Temperature Profile forII-a (c) Cielution LLC
  • 21.
    Power Profile II-B(total Power=12.7W) 1 W 1 W 2 W (c) Cielution LLC 1 W 1 W
  • 22.
    Power Profile forII b Temperature increased by 26% due to hot spot proximity (c) Cielution LLC
  • 23.
    Moral? Heat distributionplays an important role in chip temperature rise. Hot spot proximity between chips produce unintended consequences after heterogeneous integration. • This is a new twist which will obsolete the existing thermal management methodologies based on qja Predicted temperature from thermal model are highly sensitive to: • Packaging, Heat sinking, 3D layout of stacked chips, orthotropic nature of laminates, and interconnect arrays. Above sensitivities can only be captured by thermal models using 3D numerical discretization. • Spreading and t/KA resistance formulation based approaches have inherent assumptions which tend to introduce unknown uncertainties. However, the fast turn around & automation needed by IC design flow can only be addressed by effective compact models. (c) Cielution LLC
  • 24.
    A Boundary ConditionDependent Compact Model for 3D IC packages [DT] = [C] * [Q] • [DT] - Distribution of temperature rise over ambient (T rise vector) • [C] – Coefficient Matrix • [Q] – Power (heat distribution) vector. Linear superposition based compact modeling approaches for non uniform heat loads are well documented: • Linear Superposition Speeds Thermal Modeling (Part I & Part II), Stout, R., Power Electronics Technology, January 2007. • Karimanal, K.,Chip-Package Thermal Co-Simulation Technique for Thermally Aware Chip Design (Itherm, 2010) • Park, J. H. et al. “fast thermal analysis of vertically integrated circuits (3-d ICs)using power blurring method”, (ASME Interpack 09) (c) Cielution LLC
  • 25.
    CielSpot – A3D IC Package Focused Thermal Modeling Software As A Service (SAAS) (c) Cielution LLC
  • 26.
    CielSpot: High LevelWorkflow Stack Info CielSpot™ Package Info Material Properties Automated Geometry, Meshing & Problem Setup Automated Thermal Snapshots & Temperature data Compact Thermal Model (c) Cielution LLC Intelligent Solver Controls Solve in Commercial Thermal Solver Access to Model in the commercial solver’’s native format
  • 27.
    CielSpot Usage: Compactfor Fast Solve Without CFD/FEA Pmap for Chip 1 Pmap for Chip 2 Pmap for Chip 2 … Etc… Input Data: CTM CielSpot CTM Automated Thermal Snapshots & Temperature data (c) Cielution LLC
  • 28.
    Collaborative Thermal Modelingusing CielSpot™ OSAT Proprietary Details. Need Third Party Solver Packaging CielSpot Org. Compact Model Library Package Details & Typical Heatsinking Scenarios Package A Package C (c) Cielution LLC Fabless Customer Power Map for Each Chip Package B CielSpot CTM™ Application Proprietary Details. Don’t Need Third Party Solver Data Cannot be Reverse Engineered
  • 29.
    Demo of CielSpotfor Compact Model Extraction (c) Cielution LLC
  • 30.
    Demo of CielSpotCTM for Quick Estimation of Temperature Distribution (c) Cielution LLC
  • 31.
    Package used forValidation Copper Lid Logic Die (25X15X0.4) 2 X two layer memory Substrate Stacks (9.5X11X0.05) (c) Cielution LLC
  • 32.
    Validation of Compact Modeling Methodology (c) Cielution LLC
  • 33.
    Packaging & CoolingScenario I Heat Sink Copper Heat Spreader (c) Cielution LLC PCB Package housing 3D IC stack
  • 34.
    Validation Results FEA(ANSYS) Prediction of Temperature Distribution on Memory-I CielSpot-CTM Prediction of Temperature Distribution on Memory-I (c) Cielution LLC
  • 35.
    Distribution of Errors Predicted Temperature Rise_vs. Error 1.50% 1.00% 0.50% 0.00% -0.50% -1.00% -1.50% 50 55 60 65 70 75 Predicted Temperature Error % (c) Cielution LLC
  • 36.
    Conclusions Demonstrated Methodologiesfor Thermal and Mechanical Modeling of 3D ICs • Need for Automation and Collaboration addressed with IC packaging focused interface products to ANSYS o CielSpot™ o CielSpot-CTM™ o CielMech™ Validated CielSpot-CTM against detailed model • Less than 1% Errors in peak temperature prediction Compared D2D and P2D process flows using CielMech • Warpage evolution is controllable by various knobs o FS & BS film material & process o MC and substrate design parameters and material choice o Underfill cure temperature and material choice