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Investigating an Interoperable Multi-Band A/G
       Aeronautical Communications Standard

                       Rich Leung
                 The MITRE Corporation

                  2009 ICNS Conference
                     May 14, 2009


                                           © 2009 The MITRE Corporation. All rights reserved.
1
                                                         Document Number: F043-B09-005
Introduction
History
    •     Future Communications Study (FCS), a joint study performed by FAA and EUROCONTROL to
          identify “a Future Globally Interoperable Communications System”
    •     Variety of digital communication technologies were investigated for their capability to
          supply data communication in the L-band (960 – 1024 MHz)


Motivation
    •     WRC-07 to make 112 – 117.975 MHz for Aeronautical Mobile Communication that follows
          ICAO standard
    •     FAA’s desire to maintain operations in VHF band for aeronautical A/G communications
    •     FCS roadmap alludes to far-term planning for flexible voice communications – including
          networked voice capabilities in VHF band


As a result, MITRE:
    •     Selected B-AMC since it was one of leading technology candidate from FCS
    •     Investigated feasibility of implementing Broadband Aeronautical Mobile Communications
          (B-AMC) in VHF band
    •     Determined potential of B-AMC in supporting networked voice communications


2                                                                            © 2009 The MITRE Corporation. All rights reserved.
                                                                                           Document Number: F043-B09-005
B-AMC Features
Broadband Aeronautical Mobile Communication (B-AMC) system
• System Architecture
    –           OFDM = Orthogonal Frequency-Division Multiplexing
            –     Multiple subcarriers w/ QPSK or other modulation
                     » Spectrally efficient
                     » Multipath resistance
                     » Non-constant envelope reduces power efficiency

    –           Frequency Division Duplex (FDD)
            –     Information are sent on dedicated Forward (FL) or Reverse Link (RL) channel pair
            –     Frequencies are separated by at least 5% of the nominal RF frequency (e.g., Using 136 MHz as nominal frequency,
                  requires a 6-7 MHz separation)


• Other parameters
        –        Band of Operation                            L-band (960 – 1024 MHz)
        –        Multiple Access                              Frequency Division Duplex (FDD)
        –        Size of FFT (total num. of subcarriers)      NC = 64
        –        Channel Bandwidth                            667 kHz
        –        Symbols per Data Frame                       NS = 54
        –        Subcarrier spacing (data only)               ∆f = 10.416 kHz = (500 kHz / 48)
        –        Symbol Duration (w/ Guard)                   TOG = 120 µs

3                                                                                                         © 2009 The MITRE Corporation. All rights reserved.
                                                                                                                        Document Number: F043-B09-005
Translating to a Different Frequency
                             “How are things different?”


    • Different RF environments
      – Different distortions to overcome
         • Doppler effects
         • Multipath spreads
      – Coexistence with other systems



    • Different frequency resources available
      – Finite spectrum; so availability of sufficient spectral resources
        depends on capacity needs and frequency re-use factor




4                                                                © 2009 The MITRE Corporation. All rights reserved.
                                                                               Document Number: F043-B09-005
RF Environment

    • Environmental noise can limit range
       – L-band has negligible environmental noise, while VHF has LARGE noise factor
    • Path loss is greater at L-band than VHF
       – Loss (dB) ~ 20 Log (frequency)
       – Ex. L-band: 20 Log (1024 MHz) = 60dB; compared with
               VHF: 20 Log (137 MHz) = 43dB
    • Ultimately, these effects largely cancel out each other
                                          L-B an d (10 24 M H z)   V HF (1 37 M H z)
             En v io rnm enta l N oise    Little                   20 d B
             Pa th L oss (free s pa ce)   144 .0 2 dB              12 6.55 dB
             M a rgin                     9.91 dB                  10 .0 5 dB
             T x Po w er                  10 w atts                14 .5 w atts (a vg.)


                                  Similar in values. Therefore, attributes differences even out



5                                                                                                 © 2009 The MITRE Corporation. All rights reserved.
                                                                                                                Document Number: F043-B09-005
RF Environment (cont.)

    • Coexistence with other systems
      – L-band: DMEs




                          Figure: L-band Channel Plan




      – VHF band: VORs, Legacy ATS & AOC
                                                                            137
    112 MHz         118


              VOR            Legacy ATS & AOC



6                                                       © 2009 The MITRE Corporation. All rights reserved.
                                                                      Document Number: F043-B09-005
Available VHF Resources

    • Systems currently in VHF band
        – Air Traffic Services (ATS) and Airline Operational Communications (AOC)
        – VHF Omnidirectional Range (VOR)
        – VDL-2 (data communications)
    • Obtaining available resources for transition to B-AMC in VHF band
        – Divest or retune fractions of VORs
        – Repack ATS portion of the VHF spectrum
              • Shown to be feasible based on simulations

                                                                                                       137
                                                                                                       137
    112 MHz                 118                                132


                B-AMC                                            B-AMC                    Data
                                                                                          Data
                                      Legacy ATS & AOC & AOC
                                              Legacy ATS
        VOR
        VOR VOR                                                                          Comm
                  FL                                               RL


                                                                     2 MHz
                    2 MHz
                    2 MHz
                                                                        © 2009 The MITRE Corporation. All rights reserved.
7
                                                                                      Document Number: F043-B09-005
Frequency Planning

                                                                                                                             137
    112 MHz                      118                                              132


                       B-AMC                                                         B-AMC                     Data
                      1234
         VOR                                     Legacy ATS & AOC                                              Comm
                         FL                                                            RL


                                                                                        2 MHz
                         2 MHz




      • To maximize usage of a limited amount of spectrum
              – 4-cell frequency reuse pattern is the minimum number of cells required to
                  •   Avoid cochannel interference
                  •   Maximize bandwidth


                                                         2
                                                     1       3
                                                 2       4       2
                                           1         3       1       3
                                                 4       2       4
                                                     1       3
                                                         4
8                                                                                        © 2009 The MITRE Corporation. All rights reserved.
                                                                                                       Document Number: F043-B09-005
Fitting into VHF band
    • A 4-cell reuse pattern requires 4 unique frequencies per FL and RL
    • Channel Bandwidth in VHF becomes 500 kHz = 2 MHz / 4 channels per FL
      (or RL)
       – Which is 75% of L-Band’s Channel Bandwidth (667 kHz)


    • Parameter adjustments to accommodate the reduced Channel
      Bandwidth in VHF:
       – Reduce subcarriers spacing by a factor of 0.25, while preserving B-AMC’s
         structure (e.g., same number of subcarriers)
                   Parameters              L-Band        VHF

                   Subcarrier Spacing      10.416 kHz    7.813 kHz

                   Channel Bandwidth       667 kHz       500 kHz

                   Occupied Bandwidth      500 kHz       375 kHz

                   Symbol Duration         120 µs        160 µs

                   Channel Data Rates      711 kbps      533 kbps
9                                                                    © 2009 The MITRE Corporation. All rights reserved.
                                                                                   Document Number: F043-B09-005
VHF B-AMC Voice Capacity

     Analysis of Digital Voice over B-AMC
     As reference case, used:
         – AMBE-ATC-10 Codec (4.8 kbps)
         – 20 ms voice frames
         – IPv4/UDP/RTP
         – No compression techniques

                    Modulation        Data Rates                # Voice        Busy
                                                                Channels per   Channel(s)*
                                                                Cell
                    BPSK                    151 kbps                 8               0.53

                    QPSK                    302 kbps                 16              0.27

                    16-QAM                  605 kbps                 32              0.13

                    64-QAM                  907 kbps                 48              0.09

                   * Based on traffic analysis of current systems




10                                                                                           © 2009 The MITRE Corporation. All rights reserved.
                                                                                                           Document Number: F043-B09-005
Summary
     • B-AMC is very similar to the L-DACS1 system that operates in a FDD
       configuration and utilizes OFDM modulation


     • MITRE postulated how B-AMC might fit into the VHF band


     • B-AMC could offer a common communication platform which
       caters to different frequency bands, thereby enabling
       interoperability between U.S. and Europe


     • Possible next step
        – Investigate feasibility of implementing other systems in the VHF band
          such as L-DACS2




11                                                                 © 2009 The MITRE Corporation. All rights reserved.
                                                                                 Document Number: F043-B09-005
THANK YOU

     Any Questions?


12                    © 2009 The MITRE Corporation. All rights reserved.
                                    Document Number: F043-B09-005
Disclaimer

     This is the copyrighted work of The MITRE Corporation and was produced for the
     U.S. Government under Contract Number DTFA01-01-C-00001 and is subject to
     Federal Aviation Administration Acquisition Management System Clause 3.5-13,
     Rights in Data-General, Alt. III and Alt. IV (Oct. 1996). No use other than that
     granted to the U.S. Government, or to those acting on behalf of the U.S.
     Government, under that Clause is authorized without the express written
     permission of The MITRE Corporation. For further information, please contact The
     MITRE Corporation, Contract Office, 7515 Colshire Drive, McLean, VA 22102, (703)
     983-6000.

     The contents of this material reflect the views of the author and/or the Director of
     the Center for Advanced Aviation System Development, and do not necessarily
     reflect the views of the Federal Aviation Administration (FAA) or Department of
     Transportation (DOT). Neither the FAA nor the DOT makes any warranty or
     guarantee, or promise, expressed or implied, concerning the content or accuracy
     of the views expressed herein.

     Approved for Public Release; Distribution Unlimited. Case Number: 09-1775

     ©2009 The MITRE Corporation. As such, the Government retains a nonexclusive,
     royalty-free right to publish or reproduce this document, or to allow others to do
     so, for “Government Purposes Only”.

13                                                                         © 2009 The MITRE Corporation. All rights reserved.
                                                                                         Document Number: F043-B09-005
Back-up




            70-100 nmi

                                             35-65 nmi




                                   Terminal Environment
     En Route Environment
                                        6,000 - 18,000 ft.
        24,000 - 45,000 ft.




14                                                       © 2009 The MITRE Corporation. All rights reserved.
                                                                       Document Number: F043-B09-005

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B AMC Presentation (Icns 2009) V Final [13 May2009]

  • 1. Investigating an Interoperable Multi-Band A/G Aeronautical Communications Standard Rich Leung The MITRE Corporation 2009 ICNS Conference May 14, 2009 © 2009 The MITRE Corporation. All rights reserved. 1 Document Number: F043-B09-005
  • 2. Introduction History • Future Communications Study (FCS), a joint study performed by FAA and EUROCONTROL to identify “a Future Globally Interoperable Communications System” • Variety of digital communication technologies were investigated for their capability to supply data communication in the L-band (960 – 1024 MHz) Motivation • WRC-07 to make 112 – 117.975 MHz for Aeronautical Mobile Communication that follows ICAO standard • FAA’s desire to maintain operations in VHF band for aeronautical A/G communications • FCS roadmap alludes to far-term planning for flexible voice communications – including networked voice capabilities in VHF band As a result, MITRE: • Selected B-AMC since it was one of leading technology candidate from FCS • Investigated feasibility of implementing Broadband Aeronautical Mobile Communications (B-AMC) in VHF band • Determined potential of B-AMC in supporting networked voice communications 2 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 3. B-AMC Features Broadband Aeronautical Mobile Communication (B-AMC) system • System Architecture – OFDM = Orthogonal Frequency-Division Multiplexing – Multiple subcarriers w/ QPSK or other modulation » Spectrally efficient » Multipath resistance » Non-constant envelope reduces power efficiency – Frequency Division Duplex (FDD) – Information are sent on dedicated Forward (FL) or Reverse Link (RL) channel pair – Frequencies are separated by at least 5% of the nominal RF frequency (e.g., Using 136 MHz as nominal frequency, requires a 6-7 MHz separation) • Other parameters – Band of Operation L-band (960 – 1024 MHz) – Multiple Access Frequency Division Duplex (FDD) – Size of FFT (total num. of subcarriers) NC = 64 – Channel Bandwidth 667 kHz – Symbols per Data Frame NS = 54 – Subcarrier spacing (data only) ∆f = 10.416 kHz = (500 kHz / 48) – Symbol Duration (w/ Guard) TOG = 120 µs 3 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 4. Translating to a Different Frequency “How are things different?” • Different RF environments – Different distortions to overcome • Doppler effects • Multipath spreads – Coexistence with other systems • Different frequency resources available – Finite spectrum; so availability of sufficient spectral resources depends on capacity needs and frequency re-use factor 4 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 5. RF Environment • Environmental noise can limit range – L-band has negligible environmental noise, while VHF has LARGE noise factor • Path loss is greater at L-band than VHF – Loss (dB) ~ 20 Log (frequency) – Ex. L-band: 20 Log (1024 MHz) = 60dB; compared with VHF: 20 Log (137 MHz) = 43dB • Ultimately, these effects largely cancel out each other L-B an d (10 24 M H z) V HF (1 37 M H z) En v io rnm enta l N oise Little 20 d B Pa th L oss (free s pa ce) 144 .0 2 dB 12 6.55 dB M a rgin 9.91 dB 10 .0 5 dB T x Po w er 10 w atts 14 .5 w atts (a vg.) Similar in values. Therefore, attributes differences even out 5 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 6. RF Environment (cont.) • Coexistence with other systems – L-band: DMEs Figure: L-band Channel Plan – VHF band: VORs, Legacy ATS & AOC 137 112 MHz 118 VOR Legacy ATS & AOC 6 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 7. Available VHF Resources • Systems currently in VHF band – Air Traffic Services (ATS) and Airline Operational Communications (AOC) – VHF Omnidirectional Range (VOR) – VDL-2 (data communications) • Obtaining available resources for transition to B-AMC in VHF band – Divest or retune fractions of VORs – Repack ATS portion of the VHF spectrum • Shown to be feasible based on simulations 137 137 112 MHz 118 132 B-AMC B-AMC Data Data Legacy ATS & AOC & AOC Legacy ATS VOR VOR VOR Comm FL RL 2 MHz 2 MHz 2 MHz © 2009 The MITRE Corporation. All rights reserved. 7 Document Number: F043-B09-005
  • 8. Frequency Planning 137 112 MHz 118 132 B-AMC B-AMC Data 1234 VOR Legacy ATS & AOC Comm FL RL 2 MHz 2 MHz • To maximize usage of a limited amount of spectrum – 4-cell frequency reuse pattern is the minimum number of cells required to • Avoid cochannel interference • Maximize bandwidth 2 1 3 2 4 2 1 3 1 3 4 2 4 1 3 4 8 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 9. Fitting into VHF band • A 4-cell reuse pattern requires 4 unique frequencies per FL and RL • Channel Bandwidth in VHF becomes 500 kHz = 2 MHz / 4 channels per FL (or RL) – Which is 75% of L-Band’s Channel Bandwidth (667 kHz) • Parameter adjustments to accommodate the reduced Channel Bandwidth in VHF: – Reduce subcarriers spacing by a factor of 0.25, while preserving B-AMC’s structure (e.g., same number of subcarriers) Parameters L-Band VHF Subcarrier Spacing 10.416 kHz 7.813 kHz Channel Bandwidth 667 kHz 500 kHz Occupied Bandwidth 500 kHz 375 kHz Symbol Duration 120 µs 160 µs Channel Data Rates 711 kbps 533 kbps 9 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 10. VHF B-AMC Voice Capacity Analysis of Digital Voice over B-AMC As reference case, used: – AMBE-ATC-10 Codec (4.8 kbps) – 20 ms voice frames – IPv4/UDP/RTP – No compression techniques Modulation Data Rates # Voice Busy Channels per Channel(s)* Cell BPSK 151 kbps 8 0.53 QPSK 302 kbps 16 0.27 16-QAM 605 kbps 32 0.13 64-QAM 907 kbps 48 0.09 * Based on traffic analysis of current systems 10 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 11. Summary • B-AMC is very similar to the L-DACS1 system that operates in a FDD configuration and utilizes OFDM modulation • MITRE postulated how B-AMC might fit into the VHF band • B-AMC could offer a common communication platform which caters to different frequency bands, thereby enabling interoperability between U.S. and Europe • Possible next step – Investigate feasibility of implementing other systems in the VHF band such as L-DACS2 11 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 12. THANK YOU Any Questions? 12 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 13. Disclaimer This is the copyrighted work of The MITRE Corporation and was produced for the U.S. Government under Contract Number DTFA01-01-C-00001 and is subject to Federal Aviation Administration Acquisition Management System Clause 3.5-13, Rights in Data-General, Alt. III and Alt. IV (Oct. 1996). No use other than that granted to the U.S. Government, or to those acting on behalf of the U.S. Government, under that Clause is authorized without the express written permission of The MITRE Corporation. For further information, please contact The MITRE Corporation, Contract Office, 7515 Colshire Drive, McLean, VA 22102, (703) 983-6000. The contents of this material reflect the views of the author and/or the Director of the Center for Advanced Aviation System Development, and do not necessarily reflect the views of the Federal Aviation Administration (FAA) or Department of Transportation (DOT). Neither the FAA nor the DOT makes any warranty or guarantee, or promise, expressed or implied, concerning the content or accuracy of the views expressed herein. Approved for Public Release; Distribution Unlimited. Case Number: 09-1775 ©2009 The MITRE Corporation. As such, the Government retains a nonexclusive, royalty-free right to publish or reproduce this document, or to allow others to do so, for “Government Purposes Only”. 13 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005
  • 14. Back-up 70-100 nmi 35-65 nmi Terminal Environment En Route Environment 6,000 - 18,000 ft. 24,000 - 45,000 ft. 14 © 2009 The MITRE Corporation. All rights reserved. Document Number: F043-B09-005