Authority Control in dPanther:
Use Controlled Vocabularies for Names
Zhonghua Du
Metadata and Cataloging Services Librarian
Florida International University Libraries
-- Metadata Authorities Workshop of the dPanther Users’ Group
July 7, 2015
Outline
1) Review the concept of authority control
2) Look into the authority control in dPanther
3) Discuss name authority control
1) Authority Control
The definition of authority control
 Establish unique forms of terms—names, subjects, and
titles
 Maintain these terms to keep them consistent
 Use established terms as headings in the metadata
records of the library catalog/digital database
The significance of authority control
 Disambiguate the items with similar or identical
headings
 Different authors can be distinguished from each other
 Two different authors published under the same name
 Collocate materials that logically belong together
but which present themselves differently
 One person published under different names
Help provide accurate and effective service to
users
 Users will get the information they need
 Users won’t get unrelated information or miss any information
The example of authority control
Without authority control, the
database will have many headings
from many different resources
Twain, Mark
Twain, mark
Twain, Marek, 1835-1910
Twain, Mark, 1835-1910
Twain, Mark. 1835-1910
Make Tuwen, 1835-1910
…
With authority control, the database
will have only one proper heading
Twain, Mark, 1835-1910
Authority record of Mark Twain from LC/NAF
Name used in
Latin resources
Name used in
Chinese resources
Name used in
other
language
resources
2) Authority Control in dPanther
dPanther introduction
 Is a Florida International University digital repository
 Hosts digital collections of cultural, historical, scholarly,
educational, and community resources
 Includes rare books, manuscripts, maps, photographs,
and oral histories
Metadata fields in dPanther
Title
Resource Type
Physical Description
Language
Identifier
Holding Location
Source Institution
Author/Creator
Publisher
Publication Place
Publication Date
Subject
Geographic Coverage
Coordinates
Abstract
Note
Aggregations
Genre
…
Metadata fields that can use authority file
Field Type Authority File
Creator Personal Name
Corporate Name
Conference Name
LC/NAF
Authority control in dPanther
 dPanther has already applied authority control,
but can be improved
Authority control in dPanther
--dPanther homepage
Authority control in dPanther
--dPanther collections example
Authority control in dPanther: 1
-- With authority control
Author facets
Collocated all his work under the authorized heading
Authority control in dPanther: 2
-- Without authority control
Inconsistent headings – multiple
forms of the same name
3) Name Authority Control in dPanther using
LC/NAF
LC/NAF
(The Library of Congress/NACO Authority File)
 Is one of controlled vocabularies currently used in
dPanther
 Is widely used across the world
 Includes different types of names
 Personal names, Corporate names, Conference names, Geographic
names, Uniform titles, Series titles, etc.
 Is created and maintained by the LC and NACO
members
Access LC/NAF
 OCLC client
 The OCLC authority file contains records received from the
Library of Congress (LC) and records added by Name Authority
Cooperative Program (NACO) participants.
 VIAF (Virtual International Authority File):
https://viaf.org/
 combines multiple name authority files including LC/NAF into a
single name authority service
 Library of Congress Authorities:
http://authorities.loc.gov/
Search LC/NAF : 1
– Search interface of OCLC Client
 names can be searched by: personal names, corporate
names, geographic names, conference names, etc.
Search LC/NAF : 2
– Search interface of VIAF
 Can search by all headings or by personal names,
corporate names, geographic names individually
Search LC/NAF : 3
– Search interface of LC Authorities
 Search by name authority headings for all types
of names.
Read Authority records: personal name
Read Authority records: LC authority
record prefixes
 LC assigns authority record control numbers (LCCNs) to all
authority records. The control number consists of an alphabetic
prefix plus eight or ten digits. The alphabetic prefix indicates
which system created the authority record
System Assigned Prefix(es)
British Library nb - for name headings
LC n - for name headings
OCLC no - for name headings
RLIN nr - for name headings
Read authority record: Personal name
Authorized heading coded
in 100 or labeled as
personal name heading
Authorized heading coded
in 100 or labeled as
personal name heading
Read authority record: corporate name
Authorized corporate nameAuthorized corporate name in
110 field
Improve authority control in dPanther -1
Inconsistent with the
authorized heading
Improve authority control in dPanther -2
Incorrect
usage of the
heading
Correct type of the heading
But Inconsistent with the
authorized heading
Improve authority control in dPanther -3
Improve authority control in dPanther -3
Authority records

Authority Control Part 1

  • 1.
    Authority Control indPanther: Use Controlled Vocabularies for Names Zhonghua Du Metadata and Cataloging Services Librarian Florida International University Libraries -- Metadata Authorities Workshop of the dPanther Users’ Group July 7, 2015
  • 2.
    Outline 1) Review theconcept of authority control 2) Look into the authority control in dPanther 3) Discuss name authority control
  • 3.
  • 4.
    The definition ofauthority control  Establish unique forms of terms—names, subjects, and titles  Maintain these terms to keep them consistent  Use established terms as headings in the metadata records of the library catalog/digital database
  • 5.
    The significance ofauthority control  Disambiguate the items with similar or identical headings  Different authors can be distinguished from each other  Two different authors published under the same name  Collocate materials that logically belong together but which present themselves differently  One person published under different names Help provide accurate and effective service to users  Users will get the information they need  Users won’t get unrelated information or miss any information
  • 6.
    The example ofauthority control Without authority control, the database will have many headings from many different resources Twain, Mark Twain, mark Twain, Marek, 1835-1910 Twain, Mark, 1835-1910 Twain, Mark. 1835-1910 Make Tuwen, 1835-1910 … With authority control, the database will have only one proper heading Twain, Mark, 1835-1910
  • 7.
    Authority record ofMark Twain from LC/NAF Name used in Latin resources Name used in Chinese resources Name used in other language resources
  • 8.
  • 9.
    dPanther introduction  Isa Florida International University digital repository  Hosts digital collections of cultural, historical, scholarly, educational, and community resources  Includes rare books, manuscripts, maps, photographs, and oral histories
  • 10.
    Metadata fields indPanther Title Resource Type Physical Description Language Identifier Holding Location Source Institution Author/Creator Publisher Publication Place Publication Date Subject Geographic Coverage Coordinates Abstract Note Aggregations Genre …
  • 11.
    Metadata fields thatcan use authority file Field Type Authority File Creator Personal Name Corporate Name Conference Name LC/NAF
  • 12.
    Authority control indPanther  dPanther has already applied authority control, but can be improved
  • 13.
    Authority control indPanther --dPanther homepage
  • 14.
    Authority control indPanther --dPanther collections example
  • 15.
    Authority control indPanther: 1 -- With authority control Author facets Collocated all his work under the authorized heading
  • 16.
    Authority control indPanther: 2 -- Without authority control Inconsistent headings – multiple forms of the same name
  • 17.
    3) Name AuthorityControl in dPanther using LC/NAF
  • 18.
    LC/NAF (The Library ofCongress/NACO Authority File)  Is one of controlled vocabularies currently used in dPanther  Is widely used across the world  Includes different types of names  Personal names, Corporate names, Conference names, Geographic names, Uniform titles, Series titles, etc.  Is created and maintained by the LC and NACO members
  • 19.
    Access LC/NAF  OCLCclient  The OCLC authority file contains records received from the Library of Congress (LC) and records added by Name Authority Cooperative Program (NACO) participants.  VIAF (Virtual International Authority File): https://viaf.org/  combines multiple name authority files including LC/NAF into a single name authority service  Library of Congress Authorities: http://authorities.loc.gov/
  • 20.
    Search LC/NAF :1 – Search interface of OCLC Client  names can be searched by: personal names, corporate names, geographic names, conference names, etc.
  • 21.
    Search LC/NAF :2 – Search interface of VIAF  Can search by all headings or by personal names, corporate names, geographic names individually
  • 22.
    Search LC/NAF :3 – Search interface of LC Authorities  Search by name authority headings for all types of names.
  • 23.
  • 24.
    Read Authority records:LC authority record prefixes  LC assigns authority record control numbers (LCCNs) to all authority records. The control number consists of an alphabetic prefix plus eight or ten digits. The alphabetic prefix indicates which system created the authority record System Assigned Prefix(es) British Library nb - for name headings LC n - for name headings OCLC no - for name headings RLIN nr - for name headings
  • 25.
    Read authority record:Personal name Authorized heading coded in 100 or labeled as personal name heading Authorized heading coded in 100 or labeled as personal name heading
  • 26.
    Read authority record:corporate name Authorized corporate nameAuthorized corporate name in 110 field
  • 27.
    Improve authority controlin dPanther -1 Inconsistent with the authorized heading
  • 28.
    Improve authority controlin dPanther -2 Incorrect usage of the heading Correct type of the heading But Inconsistent with the authorized heading
  • 29.
  • 30.
    Improve authority controlin dPanther -3 Authority records