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Archives on the Web
and users expectations
 towards a convergence
   with Digital Libraries



  Pierluigi Feliciati, University of Macerata (IT)
                   Alessandro Alfier, IBC (IT)
contents


      Why: lack of convergence of Archives on the web
      towards Digital Libraries (DLs)

      What: the quality of Archives on the web:
      present issues
      What: the importance of user studies to evaluate
      effectiveness of archives on the web

      How: Città per gli Archivi project: a case study


2
Why?
                              The lack of convergence
    Digital libraries                      Archives on the web
    User centric                                          Material centric
    Providing access                                    Providing access
    by subject                                      just by “provenance”
    Focused on “aboutness”                           Focused on “ofness”
    Defined by a simple structure       Defined by a multilevel structure
    (horizontal / net setting)                      (hierarchical setting)
    Focused on item level and digital               Focused on different,
    reproductions                                    related descriptions
    Sensitive to human users                   Sensitive to human users
    and web agents (interoperability)           and rarely to web agents
    Use of simple standards                    Use of complex standards
    (i.e. Dublin Core)                                   (EAD and EAC)
3
Why?
    sacerdotal vs. secular archival service
     the displaying of archival descriptions on the Web has a
     heavily different nature from the traditional
     presentation: there is no more mediation

    A traditional sacerdotal approach (users relate with the
       archival information only by archivists’ mediation)



    An emerging secular approach (users relate directly with
                  the archival information)
                       Again, no convergence
                 towards digital libraries methodology
4
Why: input, output and quality
            Input                               Output

                                 Encoded archival information is
Strict application of archival   "intangible“:
standards, made for input                                               Analogical
                                 it is decoded only by oral             enviroment
                                 communication between
                                 archivists and users
Archival information has a
technical nature and it’s        Archival information itself
highly encoded                   assumes the responsibility of its
                                 decoding:
                                                                        Digital
                                 it must work as a “boundary            enviroment (Web)
                                 spanner“, mediating between the
                                 cognitive and intellectual abilities
                                 of users and the nature of the
                                 archives



 The application of archival standards: a        Mediation of archivists in the interstitial
 necessary but not sufficient condition          space between input and output, to enable
                                                 the archival information to be easily usable by
 for the quality of archives on the web
                                                 applying digital libraries best methods
5
What?
            output is not input!

            Archival terminology:
            Language used is too technical
            Archival structure: hierarchic
            browsing guided just by titles

            Archival search: no-intuitive tools

            Archival contents:
            encoded informations

            Archival coverage:
            what may I find?


6
What?
                  quality depends on users

    Quality of a digital service: “the capability of the
    software product to enable specified users to achieve
    specified goals with effectiveness, productivity, safety
    and satisfaction in specified contexts of use.” (ISO/IEC
    9126-1:2001)

    Three core elements in a DL: the content it makes
    available, the services it provides, and the users.
    Understanding the needs, expectations, and
    perception of users, whenever these needs are explicit
    or not, is core to the delivery of a good service.

7
What?
                       methods and solutions

    The North American archivists proposed an inductive
    method: building good archival displays – based on the
    contributions of web design, human-computer
    interaction studies and cognitive psychology – and
    checking them through user studies.

    Programming user study activities inside archival
    portals' projects appears to be more and more a
    necessity in order to guarantee that return on
    investment of projects, whose first profit should be
    users satisfaction.

8
How?
                                      The CPA case study

    Una città per gli archivi (A city for Archives – CPA) is a project
    supported by two bank foundations, with the collaboration of some
    institutions
    Its mission is to improve the preservation, valorization and full
    access for the most important Archives related to the
    contemporary history of the city of Bologna (Italy)
    The huge project started in 2007. 200 archives – with 300.000
    photographic and graphic materials, sound and audiovisual recordings
    in addition to paper documents – have been described using ICT tools.
    70 archivists were involved. 200.000 digital objects.
    A Web portal was developed, to enable users to access the described
    archives and the digital reproductions.
    Export of metadata towards SAN, Culturaitalia, Europeana planned.


9
CPA portal prototype
                 a snapshot




10
How in CPA?
                             Language, structure, search

     Language: not using, as far as possible, the archival jargon for
     the labels of archival descriptions and for search tools; adopting
     terms of common sense and, as far as possible, universally known.

     Structure: making the browsing among the hierarchical archival
     descriptions as intuitive as possible; implementation of tools
     alternative to hierarchical browsing, such as authority files of access
     keys + subjects

     Search: supporting the immediate approach of users towards the
     documents, not archivists approach towards documentation;
     implementation of an information retrieval engine based on an
     algorithm of natural language, that allows the management of
     synonymies and the ranking of results based on a their semantic
     relevance, inspired to the the general search engines


11
How in CPA?
                                     content and coverage

     Content: from the ICT side: re-embedding of metadata into
     text strings as close as possible to natural language, with the
     CMS supporting automatic retrieving and exctraction of
     metadata;
     From the archival side: giving preference to structured texts,
     to facilitate users decoding even in case of long contents;
     banning the use of archival abbreviations and terms.

     Coverage: maximum clearance on project coverage: paper
     archives, photos ans graphics, sound and audiovisual
     recordings related to the contemporary history of the city of
     Bologna (XIX – XX century), created by public, private and
     religious corporate bodies, persons and families


12
How in CPA?
                         User studies in CPA project
     The CPA Portal is presently in a prototype phase, so
     it’s not possible to investigate real users experience,
     but user studies will be crucial to guarantee this
     service quality: recommendations for present release
     finalisation and for future developments
     Complexe study methods applied (qualitative data):
      ●
          1 focus group with stakeholders (content creators + ICT staff
          + bank foundation staff): +20 people
      ●
          5 focus groups with final users (2 university students groups,
          1 high schools students, 1 archivists + cultural heritage +
          librarians, 1 high school teachers + general public): +60
          people
      ●
          7 experts evaluation (3 archivists, 3 experts on digital CH, 1
          ICT university professor)
13
conclusions
     The web environment undermines the traditional cultural
     mediation between archivists and users
     The web output must be distinguished from the encoded
     input, to let it be decoded and clear; the archivists should
     offer user centric diplays of their contents
     To build up good archival diplays the archivists should
     mediate their descriptive techniques with human-computer
     interaction studies and cognitive psycology, checking
     their prototypes applying user studies
     User studies are crucial to guarantee service efficiency:
     both in the prototype phase (to finalise it) and in the online
     phase (to check users' satisfaction and behaviours)
14
Have any questions?

         pierluigi.feliciati@unimc.it
aalfier@regione.emilia-romagna.it

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Archives and Digital Libraries: User Expectations

  • 1. Archives on the Web and users expectations towards a convergence with Digital Libraries Pierluigi Feliciati, University of Macerata (IT) Alessandro Alfier, IBC (IT)
  • 2. contents Why: lack of convergence of Archives on the web towards Digital Libraries (DLs) What: the quality of Archives on the web: present issues What: the importance of user studies to evaluate effectiveness of archives on the web How: Città per gli Archivi project: a case study 2
  • 3. Why? The lack of convergence Digital libraries Archives on the web User centric Material centric Providing access Providing access by subject just by “provenance” Focused on “aboutness” Focused on “ofness” Defined by a simple structure Defined by a multilevel structure (horizontal / net setting) (hierarchical setting) Focused on item level and digital Focused on different, reproductions related descriptions Sensitive to human users Sensitive to human users and web agents (interoperability) and rarely to web agents Use of simple standards Use of complex standards (i.e. Dublin Core) (EAD and EAC) 3
  • 4. Why? sacerdotal vs. secular archival service the displaying of archival descriptions on the Web has a heavily different nature from the traditional presentation: there is no more mediation A traditional sacerdotal approach (users relate with the archival information only by archivists’ mediation) An emerging secular approach (users relate directly with the archival information) Again, no convergence towards digital libraries methodology 4
  • 5. Why: input, output and quality Input Output Encoded archival information is Strict application of archival "intangible“: standards, made for input Analogical it is decoded only by oral enviroment communication between archivists and users Archival information has a technical nature and it’s Archival information itself highly encoded assumes the responsibility of its decoding: Digital it must work as a “boundary enviroment (Web) spanner“, mediating between the cognitive and intellectual abilities of users and the nature of the archives The application of archival standards: a Mediation of archivists in the interstitial necessary but not sufficient condition space between input and output, to enable the archival information to be easily usable by for the quality of archives on the web applying digital libraries best methods 5
  • 6. What? output is not input! Archival terminology: Language used is too technical Archival structure: hierarchic browsing guided just by titles Archival search: no-intuitive tools Archival contents: encoded informations Archival coverage: what may I find? 6
  • 7. What? quality depends on users Quality of a digital service: “the capability of the software product to enable specified users to achieve specified goals with effectiveness, productivity, safety and satisfaction in specified contexts of use.” (ISO/IEC 9126-1:2001) Three core elements in a DL: the content it makes available, the services it provides, and the users. Understanding the needs, expectations, and perception of users, whenever these needs are explicit or not, is core to the delivery of a good service. 7
  • 8. What? methods and solutions The North American archivists proposed an inductive method: building good archival displays – based on the contributions of web design, human-computer interaction studies and cognitive psychology – and checking them through user studies. Programming user study activities inside archival portals' projects appears to be more and more a necessity in order to guarantee that return on investment of projects, whose first profit should be users satisfaction. 8
  • 9. How? The CPA case study Una città per gli archivi (A city for Archives – CPA) is a project supported by two bank foundations, with the collaboration of some institutions Its mission is to improve the preservation, valorization and full access for the most important Archives related to the contemporary history of the city of Bologna (Italy) The huge project started in 2007. 200 archives – with 300.000 photographic and graphic materials, sound and audiovisual recordings in addition to paper documents – have been described using ICT tools. 70 archivists were involved. 200.000 digital objects. A Web portal was developed, to enable users to access the described archives and the digital reproductions. Export of metadata towards SAN, Culturaitalia, Europeana planned. 9
  • 10. CPA portal prototype a snapshot 10
  • 11. How in CPA? Language, structure, search Language: not using, as far as possible, the archival jargon for the labels of archival descriptions and for search tools; adopting terms of common sense and, as far as possible, universally known. Structure: making the browsing among the hierarchical archival descriptions as intuitive as possible; implementation of tools alternative to hierarchical browsing, such as authority files of access keys + subjects Search: supporting the immediate approach of users towards the documents, not archivists approach towards documentation; implementation of an information retrieval engine based on an algorithm of natural language, that allows the management of synonymies and the ranking of results based on a their semantic relevance, inspired to the the general search engines 11
  • 12. How in CPA? content and coverage Content: from the ICT side: re-embedding of metadata into text strings as close as possible to natural language, with the CMS supporting automatic retrieving and exctraction of metadata; From the archival side: giving preference to structured texts, to facilitate users decoding even in case of long contents; banning the use of archival abbreviations and terms. Coverage: maximum clearance on project coverage: paper archives, photos ans graphics, sound and audiovisual recordings related to the contemporary history of the city of Bologna (XIX – XX century), created by public, private and religious corporate bodies, persons and families 12
  • 13. How in CPA? User studies in CPA project The CPA Portal is presently in a prototype phase, so it’s not possible to investigate real users experience, but user studies will be crucial to guarantee this service quality: recommendations for present release finalisation and for future developments Complexe study methods applied (qualitative data): ● 1 focus group with stakeholders (content creators + ICT staff + bank foundation staff): +20 people ● 5 focus groups with final users (2 university students groups, 1 high schools students, 1 archivists + cultural heritage + librarians, 1 high school teachers + general public): +60 people ● 7 experts evaluation (3 archivists, 3 experts on digital CH, 1 ICT university professor) 13
  • 14. conclusions The web environment undermines the traditional cultural mediation between archivists and users The web output must be distinguished from the encoded input, to let it be decoded and clear; the archivists should offer user centric diplays of their contents To build up good archival diplays the archivists should mediate their descriptive techniques with human-computer interaction studies and cognitive psycology, checking their prototypes applying user studies User studies are crucial to guarantee service efficiency: both in the prototype phase (to finalise it) and in the online phase (to check users' satisfaction and behaviours) 14
  • 15. Have any questions? pierluigi.feliciati@unimc.it aalfier@regione.emilia-romagna.it

Editor's Notes

  1. Who : digital libraries quality expert and archival-technical coordinator of “CPA project” LASCIARE SOLO COME NOTA CAMBIARE IL TITOLO, “CONTENTS”
  2. CAMBIARE IL TITOLO: WHY (1)
  3. CAMBIARE IL TITOLO: WHY (2 )
  4. CAMBIARE IL TITOLO: WHY (3)
  5. Appunti con reference e risultati ricerca USA
  6. CAMBIARE IL TITOLO: WHAT (2)
  7. CAMBIARE IL TITOLO: WHAT (2)
  8. HOW 2: LANGUAGE, STRUCTURE, SEACHING, CONTENTS IN CPA
  9. HOW 2: LANGUAGE, STRUCTURE, SEACHING, CONTENTS IN CPA
  10. HOW 3: USER STUDIES FOR CPA
  11. CONCLUSIONS
  12. THANK YOU FOR YOUR ATTENTION: ANY QUESTIONS?