Archival Intelligence: searching archive 
catalogues and finding aids
Who are the ‘Archivally Intelligent’? 
• Expert users of archives can do research successfully within the systems and 
procedures of the archives.” (National Archives UK blog, 2012) 
– They understand archival concepts, such as provenance 2, and ‘speak the language’ of 
archives, using words such as series 3 
– They can use catalogues, indexes and other finding aids 4 or search tools, both online and in 
paper form, to search for records. They can make the mental connections between their 
research topics, the finding aids and the records themselves 
– They understand the referencing system and cite references properly 
– They prepare thoroughly and carefully for research trips 
– If the research path is difficult or complicated, they can persevere and keep going 
– Following the reading room rules is second nature to them 
– When they visit different archives, or use different archives’ websites, they can pick up and 
adjust to variations in how things are done 
• Above all, archivally intelligent users can form a research strategy and carry it 
through
Archival Concepts 
• Respect des fonds 
– 19th century French concept – fonds were the surviving archives of a 
department (fonds) and are kept and retained as one entity. Records 
of different departments were not mixed together (e.g. records from 
different creators with the name of one place aren’t put together, or 
linked by subject – think Dewey). 
• Provenance 
– The original creator of a record 
– Chain of custody and use 
– Records are kept and described so that this context is maintained and 
identified 
• Original Order 
– The order in which records are created and used. Internal and 
external links between records are retained and maintained. May be 
modified by custodians as the records are used, but no other order is 
imposed on them by the archives.
Archival Description 
“Speak the language…” 
–Fonds (UK, US, Canada, Europe) 
–Records Group (US, early Australian practice) 
–Series (Australia 
• Item, file, piece or folder 
• Accession and consignment 
• Function and activity 
See the American Society of Archivists glossary (http:// 
www2.archivists.org/glossary) and the ICA glossary for more terms 
(http://www.ica.org/14282/multilingual-archival-terminology/multilingual-archival- 
terminology.html ).
Archival Description 
• Is hierarchical 
• But also relational 
• Basic description defined by International 
Standards 
– ISAD (G) 
– ISAAR/CPF
Australian Series Registration system 
entities 
CCoonntteexxtt EEnnttiittiieess 
Function Entities 
Function 
Activity 
Agency Entities 
Organisation 
Agency/ Person 
CCoonntteexxtt EEnnttiittiieess 
Record Entities 
Record Series [WAS] 
Item 
Document [SRO Piece] 
( ISAD/G) 
Function Entities 
Function 
Activity 
(ISDF) 
Agency Entities 
Organisation 
Agency/ Person [WAA] 
ISAAR (CPF)
Using catalogues and Finding Aids 
The ‘acid’ test 
NAA 
National Archives UK
The State archives collection 
• Archives: materials deemed to have long term 
cultural or historical value 
• Archives created by WA Colonial, State and Local 
Governments since 1829 
• Mandatory transfer to SRO custody in accordance 
with the State Records Act 2000. Prior to that, 
transfer was optional.
The State archives collection 
• State Archives collection began 1945 
• Currently 15km in State Records Office 
custody 
• Currently 50km in Agency custody
Using catalogues and Finding Aids 
AEON 
New SROWA catalogue (in development)
Using catalogues and Finding Aids 
More terminology – what is a Finding Aid? 
Descriptions of records that provide both users and archives staff with information about the records, providing physical and 
intellectual control over the records. 
AJCP handbook? 
Bugtool 
AN listings Chief Protector of Aborigines listing 
Information sheets 
Etc 
Ancestry database? 
The registers, indexes and control records produced by the creator of the records. 
CSO registers 
Divorce registers 
Dead names Index Probate index
Referencing material 
• Referencing will depend on what you are doing – 
• University assignment 
• Public report 
• Journal article 
• Book 
• But each system has some fundamental rules 
– Author/creator/responsible authority statement (ISAAR/CPF) 
– Title 
– Type of material 
– Date range 
– Where located (series, folder, item) 
– Publisher, library or archive location information - WAS, cons, 
item (or vice versa), SROWA.
Reading Room Rules 
• Clean dry hands 
• Handle things carefully 
• Use supports 
• Pencils 
• No sticky markers 
• Let the staff know if you find a damaged item 
(not immediately apparent when they hand it 
over) 
• No food or drink 
• No bags
Now you are archivally intelligent 
• But sometimes, you want some reassurance 
or extra help 
– http://www.sro.wa.gov.au/archive-collection 
– 08 9427 3600 
– sro@sro.wa.gov.au
Archival intelligence: using archival catalogues and finding aids

Archival intelligence: using archival catalogues and finding aids

  • 1.
    Archival Intelligence: searchingarchive catalogues and finding aids
  • 2.
    Who are the‘Archivally Intelligent’? • Expert users of archives can do research successfully within the systems and procedures of the archives.” (National Archives UK blog, 2012) – They understand archival concepts, such as provenance 2, and ‘speak the language’ of archives, using words such as series 3 – They can use catalogues, indexes and other finding aids 4 or search tools, both online and in paper form, to search for records. They can make the mental connections between their research topics, the finding aids and the records themselves – They understand the referencing system and cite references properly – They prepare thoroughly and carefully for research trips – If the research path is difficult or complicated, they can persevere and keep going – Following the reading room rules is second nature to them – When they visit different archives, or use different archives’ websites, they can pick up and adjust to variations in how things are done • Above all, archivally intelligent users can form a research strategy and carry it through
  • 4.
    Archival Concepts •Respect des fonds – 19th century French concept – fonds were the surviving archives of a department (fonds) and are kept and retained as one entity. Records of different departments were not mixed together (e.g. records from different creators with the name of one place aren’t put together, or linked by subject – think Dewey). • Provenance – The original creator of a record – Chain of custody and use – Records are kept and described so that this context is maintained and identified • Original Order – The order in which records are created and used. Internal and external links between records are retained and maintained. May be modified by custodians as the records are used, but no other order is imposed on them by the archives.
  • 5.
    Archival Description “Speakthe language…” –Fonds (UK, US, Canada, Europe) –Records Group (US, early Australian practice) –Series (Australia • Item, file, piece or folder • Accession and consignment • Function and activity See the American Society of Archivists glossary (http:// www2.archivists.org/glossary) and the ICA glossary for more terms (http://www.ica.org/14282/multilingual-archival-terminology/multilingual-archival- terminology.html ).
  • 6.
    Archival Description •Is hierarchical • But also relational • Basic description defined by International Standards – ISAD (G) – ISAAR/CPF
  • 7.
    Australian Series Registrationsystem entities CCoonntteexxtt EEnnttiittiieess Function Entities Function Activity Agency Entities Organisation Agency/ Person CCoonntteexxtt EEnnttiittiieess Record Entities Record Series [WAS] Item Document [SRO Piece] ( ISAD/G) Function Entities Function Activity (ISDF) Agency Entities Organisation Agency/ Person [WAA] ISAAR (CPF)
  • 9.
    Using catalogues andFinding Aids The ‘acid’ test NAA National Archives UK
  • 10.
    The State archivescollection • Archives: materials deemed to have long term cultural or historical value • Archives created by WA Colonial, State and Local Governments since 1829 • Mandatory transfer to SRO custody in accordance with the State Records Act 2000. Prior to that, transfer was optional.
  • 11.
    The State archivescollection • State Archives collection began 1945 • Currently 15km in State Records Office custody • Currently 50km in Agency custody
  • 12.
    Using catalogues andFinding Aids AEON New SROWA catalogue (in development)
  • 13.
    Using catalogues andFinding Aids More terminology – what is a Finding Aid? Descriptions of records that provide both users and archives staff with information about the records, providing physical and intellectual control over the records. AJCP handbook? Bugtool AN listings Chief Protector of Aborigines listing Information sheets Etc Ancestry database? The registers, indexes and control records produced by the creator of the records. CSO registers Divorce registers Dead names Index Probate index
  • 15.
    Referencing material •Referencing will depend on what you are doing – • University assignment • Public report • Journal article • Book • But each system has some fundamental rules – Author/creator/responsible authority statement (ISAAR/CPF) – Title – Type of material – Date range – Where located (series, folder, item) – Publisher, library or archive location information - WAS, cons, item (or vice versa), SROWA.
  • 16.
    Reading Room Rules • Clean dry hands • Handle things carefully • Use supports • Pencils • No sticky markers • Let the staff know if you find a damaged item (not immediately apparent when they hand it over) • No food or drink • No bags
  • 17.
    Now you arearchivally intelligent • But sometimes, you want some reassurance or extra help – http://www.sro.wa.gov.au/archive-collection – 08 9427 3600 – sro@sro.wa.gov.au

Editor's Notes

  • #8 The principles of the Australian Series system description requires at least two descriptive entities. 1 A recordkeeping or record content entity 2 The context (agent or function) entity. The record and context areas are to be maintained independently and the relationship linkages should be used to connect related record and contextual descriptions at particular points of time and over time. 1. Context Control, which is achieved by the identification and registration of records creating and other ambient entities and the documentation of the administrative and biographical histories of those entities, their functional responsibilities and their relationships with each other and with the recordkeeping systems they maintain(ed); and 2. Records Control, which is achieved by the identification, registration and documentation of record series and/or the items that make up those series.