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NASA INSTITUTE FOR 
ADVANCED CONCEPTS 
7th A N N U A L R E P O R T 
Performance Period July 12, 2004 - July 11, 2005 
Supporting Revolutionary Ideas Today, 
With Advanced Concepts For Tomorrow
USRA is a non-profit cor-poration 
under the aus-pices 
of the National 
Academy of Sciences, 
with an institutional mem-bership 
of 97. For more 
information about USRA, 
see its website at 
www.usra.edu. 
ANSER is a not-for-profit 
public service research 
corporation, serving the 
national interest since 
1958.To learn more about 
ANSER, see its website at 
www.ANSER.org.
NASA Institute for 
Advanced Concepts 
7 t h A N N U A L R E P O R T 
Performance Period July 12, 2004 - July 11, 2005
NIAC SUPPORTS THE NASA VISION 
NIAC inspires and investigates options for 
future missions that may reveal technologies 
and approaches which could impact near term 
missions. 
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NASA Institute for Advanced Concepts Above: NIAC Director, Robert A. Cassanova, Ph. D. 
N I A C 7 t h A n n u a l R e p o r t
5 
D i r e c t o r ’ s M e s s a g e 
Carrying Out NASA’s Vision 
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Over the last seven contract years, the NASA Institute for Advanced Concepts (NIAC) 
has inspired and nurtured a number of revolutionary advanced concepts that someday 
may have a significant impact on future directions in aeronautics and space. This is 
accomplished by encouraging and creating an operating environment to inspire con-cepts 
aimed 10 to 40 years into the future for which the enabling technologies may not 
be available, and/or the science may not be totally understood. NIAC actively seeks 
credible, technical controversy supported by an atmosphere of open dialogue with the 
technical community that encourages an examination of key technical issues. 
Over the last 100 years the aerospace field has successfully responded to "grand chal-lenges" 
such as high speed, powered flight and landing a man on the Moon. These 
and other "grand challenges" provide a general direction for problem solving and 
inspire creative and innovative application of known, or mostly understood, scientific 
phenomena and technologies. 
NIAC's approach is to encourage revolutionary thinking to provide the spark for "grand 
visions" for giant leaps forward, stretching our scientific imagination and sustaining an 
environment for credible creativity and innovation. "Grand visions" of the future may 
also affect our interpretation of near-term challenges. A focus on visionary advanced 
concepts turns our minds towards possibilities of performance enhancements for cur-rently 
planned missions and may enable future missions that are currently viewed as 
nearly impossible. 
Some of the NIAC advanced concepts, for example in astronomy, access to space, 
space transportation and humans in space have inspired other related, supporting sys-tem 
concepts and enabling technologies which result in an architectural ensemble with 
extraordinary possibilities. As a result, a number of NIAC advanced concepts have 
been accepted into NASA's long range plans and have received additional funding from 
NASA, other government agencies and private investors to continue the development 
of the concepts and related enabling technologies. 
NIAC is eager to encourage and receive concepts from a broad spectrum of scientific 
disciplines and interdisciplinary fields that are not normally associated with aerospace 
endeavors. Please join the Universities Space Research Association (USRA) and 
NIAC in this exciting endeavor to help define the future of aeronautics and space. 
Robert A. Cassanova, Ph.D. 
Director, NIAC 
N I A C 7 t h A n n u a l R e p o r t
DIRECTOR’S MESSAGE 
NIAC EXECUTIVE SUMMARY 
ACCOMPLISHMENTS 
Summary 
Call for Proposals CP 02-01 (Phase II) 
Call for Proposals CP 03-01 (Phase II) 
Call for Proposals CP 04-01 (Phase I) 
Call for Proposals CP 05-01 (Phase I) 
Call for Proposals CP 05-02 (Phase II) 
Survey of Technologies to Enable NIAC Concepts 
Special Recognition for NIAC 
Coordination with NASA 
Infusion of Advanced Concepts into NASA 
Inspiration and Outreach 
Release and Publicity of Calls for Proposals 
Recruitment of Technically Diverse Peer Reviewers 
NIAC Sixth Annual Meeting 
NIAC Fellows Meeting 
NIAC Science Council Meetings 
NIAC Student Visions of the Future Program 
NIAC Student Fellow Publication 
NIAC Student Fellows Prize 
Financial Performance 
DESCRIPTION OF THE NIAC 
Mission 
Organization 
Facilities 
Virtual Institute 
The NIAC Process 
Solicitation 
Proposals 
Peer Review 
NASA Concurrence 
Awards 
Management of Awards 
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T A B L E O F C O N T E N T S
PLANS FOR THE EIGHTH CONTRACT YEAR 
Key Milestones 
Solicitation, Selection, and Advanced Concept Awards 
Identifying Grand Visions 
NIAC Annual Meeting and Phase I Fellows Meeting 
Outreach to the Technical Community 
Coordination with NASA and other Federal Agencies 
Oversight by USRA Management 
LIST OF TABLES 
Table 1. Phase I and II Awards Performance Periods 
Table 2. CP 02-01 Phase II Award Winners 
Table 3. Summary of CP 03-01 Responding Organizations 
Table 4. CP 03-01 Phase II Award Winners 
Table 5. Summary of CP 04-01 Responding Organizations 
Table 6. CP 04-01 Phase I Award Winners 
Table 7. Summary of CP 05-01 Responding Organizations 
Table 8. CP 05-01 Phase I Award Winners 
Table 9. Summary of CP 05-02 Responding Organizations 
Table 10. CP 05-02 Phase II Award Winners 
Table 11. CP 02-01 Critical Enabling Technologies 
Table 12. CP 03-01 Critical Enabling Technologies 
Table 13. NASA - NIAC Support Team 
Table 14. Visits and Contacts within NASA 
Table 15. Advanced Concepts Infused Into NASA 
Table 16. Current Membership of the NIAC Science Council 
Table 17. Key Activities Planned for the Eighth Contract Year 
APPENDICES 
A. Descriptions of Enabling Technologies from NIAC 
B. Infusion Status and Recommendations 
C. Inspiration and Outreach Contacts 
D. NIAC Publicity 
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T A B L E O F C O N T E N T S
E X E C U T I V E S U M M A R Y 
NASA Institute for Advanced Concepts 
THE NIAC STAFF. Network Engineer, Robert J. Mitchell, (above left), Business Manager, 
Dale K. Little, (above center), NIAC Director, Dr. Robert Cassanova (above right), Associate 
Director, Diana Jennings, Ph.D., (bottom left) Senior Science Advisor, Ronald E. Turner, 
Ph.D. (bottom center), Publication Specialist, Katherine Reilly (bottom right) 
N I A C 7 t h A n n u a l R e p o r t
NIAC is a unique organization and a process where creativity and imagination, inspired by curiosity and 
the eternal quest for knowledge, are necessities, not luxuries. NIAC provides a pathway for innovators 
with the ability for non-linear creativity to: 
(1) define grand visions for a future world of aeronautics and space, 
(2) explore the possibility of redefining realities of the future, 
(3) offer revolutionary solutions to the grand challenges of future aerospace endeavors. 
By operating as a virtual institute with succinct proposal requirements and efficient peer review, NIAC's 
mode of operation emphasizes a flexible and open development of creative concepts with a minimum of 
technical direction. However, appropriate oversight and nurturing is provided by NIAC's contractual man-agement 
and technical leadership plus timely collaboration with NASA's technical staff. 
During this seventh contract year, NIAC awarded 5 Phase II contracts totaling $2 million (with options), 
and 24 Phase I grants totaling $1.7 million. Since the beginning of the first NIAC contract, Feb. 1998, 
NIAC has received a total of 1016 proposals and has awarded 115 Phase I grants and 32 Phase II con-tracts 
for a total value of $22.5 million. The awards spanned all categories of businesses with 44.2% to 
universities, 47% to small and disadvantaged business, 2% to historically black colleges and universities 
and minority institutions and 6.8% to large businesses. During this seventh year of operation, NIAC con-tinued 
to meet the contract performance goals and, as in previous years, received an "excellent" rating 
from NASA in all categories of performance. 
NIAC's method of open review of its advanced concepts continued this year with a combination of open 
access to reports and briefings on the NIAC website, the NIAC Annual Meeting and the NIAC Phase I 
Fellows Meeting. Recipients of NIAC awards are designated as “NIAC Fellows”. The NIAC Annual 
Meeting in October 2004 was especially well attended and included status briefings by Phase II Fellows, 
notable presentations by invited keynote speakers and presentations by student Fellows. 
NIAC's technical leadership continued its vigorous activities for education, outreach and inspiration with 
presentations at universities, private industry and technical society meetings. NIAC and NIAC spon-sored 
advanced concepts received widespread recognition in the popular and technical press. NIAC 
Fellows were highly visible in technical society meetings with numerous presentations and publication of 
technical papers. 
In addition to inspiring proposals from the established technical community, NIAC began a special pro-gram 
to encourage undergraduate students who have the potential for extraordinary creativity and the 
ability to stretch well beyond typical undergraduate course work. The NIAC Student Fellows Prize 
(NSFP), sponsored by Universities Space Research Association and managed by NIAC, was initiated in 
2005 to attract these students and facilitate their advanced aerospace concepts. Five students were 
selected in May 2005 to receive a $9,000 grant and will carry out their efforts during the 2005-2006 aca-demic 
year. 
Highlights for the eighth contract year include the beginning of the development of new Phase I and 
Phase II concepts, release of new Phase I and Phase II Calls for Proposals, peer review and selection 
of new Phase I and Phase II awards, hosting the Annual Meeting in October 2005 and the Fellows 
Meeting in March 2006, participation in a special broadcast on Space Exploration through Georgia Public 
Television for the MIT Forum and selection of the next group of NIAC Student Fellows. 
9 
NIAC Executive Summary 
N I A C 7 t h A n n u a l R e p o r t
A C C O M P L I S H M E N T S 
Summary 
During the seventh contract year of operation, NIAC has continued the processes that it success-fully 
established to inspire, solicit, review, select, fund, nurture, and infuse revolutionary advanced 
concepts into NASA. The performance periods for all completed and currently planned awards 
are summarized in Table 1. The following sections describe the Calls that were awarded or initi-ated 
during the past year. 
TABLE TABLE 1. Phase Phase I and I and II Awards II Awards Performance Performance Periods 
Periods 
CY02 CY03 CY04 CY05 CY06 
Jan-Dec Jan-Dec Jan-Dec Jan-Dec Jan-Dec 
Completed 
0101 
0102 
0201 
0202 
First USRA 
Contract Ends 
February 11 
Completed 
Completed 
0301 
0401 
CP 01-01 Phase II Contracts 
CP 01-02 Phase I Grants 
CP 02-01 Phase II Contracts 
CP 02-02 Phase I Grants 
CP 03-01 Phase II Contracts 
CP 04-01 Phase I Grants 
CP 05-01 Phase I Grants 
CP 05-02 Phase II Contracts 
CY05 CY06 
Jan-Dec Jan-Dec 
Completed 
0501 
0502 
Second USRA 
Contract Ends 
July 17 
Call for Proposals CP 02-01 (Phase II) 
During this reporting period, these concepts (see Table 2) were in their second and final year of 
contract performance. Descriptions of these concepts are available on the NIAC web site 
(http://www.niac.usra.edu). 
TABLE 2. CP 02-01 Phase II Award Winners 
10 
Principal Investigator & Organization CP 02-01 Concept Proposal Title 
ANTHONY COLOZZA 
Solid State Aircraft 
Ohio Aerospace Institute 
STEVEN HOWE 
Hbar Technologies 
Antimatter Driven Sail for Deep Space Missions 
JOHN MANOBIANCO 
ENSCO, Inc. 
Global Environmental MEMS Sensors (GEMS): A 
Revolutionary Observing System for the 21st Century 
DAVA NEWMAN 
Massachusetts Institute of Technology 
Astronaut Bio-Suit System for Exploration Class 
Missions 
RAY SEDWICK 
Massachusetts Institute of Technology Electromagnetic Formation Flight (EMFF) 
PARVIZ SOROUSHIAN 
Technova Corporation Inherently Adaptive Structural Systems
Call for Proposals CP 03-01 (Phase II) 
CP 03-01, a NIAC Phase II solicitation, was released on December 10, 2003. Under a new NIAC 
policy, it was released to Phase I winners who had not previously been awarded a Phase II con-tract 
and had not submitted a Phase II proposal for the same concept more than twice. The 
respective business categories distribution of the 14 proposals received on April 30, 2004 are 
summarized in Table 3. 
Business Category Proposals Received Awarded 
Universities 7 3 
Small Businesses 6 2 
Large Businesses 1 0 
Total Proposals Received for CP 03-01 14 5 
TABLE 3. Summary of CP 03-01 Responding Organizations 
Five awards, as reflected in Table 4 were made at the conclusion of Peer Review and the 
Concurrence Briefing (June 25, 2004). The contract start date for these awards was August 1, 
2004. The proposals that were selected for award under CP 03-01 are summarized in Table 4 
and descriptions of these concepts are available on the NIAC Web site 
(http://www.niac.usra.edu). 
Principal Investigator & Organization CP 03-01 Concept Proposal Title 
NARAYANAN KOMERATH 
Georgia Institute of Technology 
Tailored Force Fields for Space-Based 
Construction 
CONSTANTINOS MAVROIDIS 
Northeastern University Bio-Nano-Machines for Space Applications 
ALEXEY PANKINE 
Global Aerospace Corporation 
Sailing the Planets: Science from Directed 
Aerial Robot Explorers 
JOHN SLOUGH 
University of Washington The Plasma Magnet 
PAUL TODD 
Space Hardware Optimization Technology Robotic Lunar Ecopoiesis Test Bed 
TABLE 4. CP 03-01 Phase II Award Winners 
11
Call for Proposals CP 04-01 (Phase I) 
Phase I solicitation, CP 04-01, was released on April 2, 2004 with a proposal due date of June 7, 
2004. On this date, 113 proposals were received and the applicable statistics pertaining to type 
of submitting organization are summarized in Table 5. 
Business Category Proposals Received Awarded 
Universities 35 7 
Small Disadvantaged Businesses 12 1 
Small Businesses 64 4 
National Labs 1 0 
Large Businesses 1 0 
Total Proposals Received for CP 04-01 113 12 
TABLE 5. Summary of CP 04-01 Responding Organizations 
A total of 12 awards were made from the 113 proposals received in response to CP 04-01. The 
applicable concurrence briefing to NASA was made on August 19, 2004 with the award date for 
the 12 being October 1, 2004. The proposals that were selected for award under CP 04-01 are 
summarized in Table 6 and abstracts are available on the NIAC Web site (http://www.niac.usra 
.edu). 
TABLE 6. CP 04-01 Phase I Award Winners (continued on next page) 
12 
Principal Investigator & 
Organization CP 04-01 Concept Proposal Title 
ROGER ANGEL 
University of Arizona 
A Deep Field Infrared Observatory Near the 
Lunar Pole 
IVAN BEKEY 
Bekey Designs Incorporated 
Extremely Large Swarm Array of Picosats for 
Microwave/RF Earth Sensing, Radiometry, and 
Mapping 
WENDY BOSS 
North Carolina State University 
Redesigning Living Organisms to Survive on 
Mars 
CHARLES BUHLER 
ASRC Aerospace Corporation 
Analysis of a Lunar Base Electrostatic Radiation 
Shield Concept 
WEBSTER CASH 
University of Colorado New Worlds Imager 
RICHARD FORK 
University of Alabama, Huntsville 
Efficient Direct Conversion of Sunlight to 
Coherent Light at High Average Power in Space
Principal Investigator & 
Organization CP 04-01 Concept Proposal Title 
JEFFREY HOFFMAN 
Massachussetts Institute of 
Technology 
Use of Superconducting Magnet Technology for 
Astronaut Radiation Protection 
RICKY MORGAN 
Aerospace Missions Corporation 
Wide Bandwidth Deep Space Quantum 
Communications 
JEROME PEARSON 
Star Technology and Research 
Lunar Space Elevators for Cislunar Space 
Development 
CHRIS PHOENIX 
Center for Responsible 
Nanotechnology 
Large-Product General-Purpose Design and 
Manufacturing Using Nanoscale Modules 
ROBERT WINGLEE 
University of Washington 
Magnetized Beamed Plasma Propulsion 
(MagBeam) 
CRAIG WOOLSEY 
Virginia Polytechnic Institute 
A Self-Sustaining, Boundary-Layer-Adapted 
System for Terrain Exploration and 
Environmental Sampling 
TABLE 6. CP 04-01 Phase I Award Winners (continued from previous page) 
Call for Proposals CP 05-01 (Phase I) 
November 12, 2004 was the release date for Phase I CP 05-01. The corresponding due date 
was February 14, 2005 at which time NIAC received 158 proposals and the peer review process 
began. A Concurrence Briefing was given to NASA on May 12, 2005 followed by the award of 12 
grants to begin on September 1, 2005. 
13 
Business Category Proposals Received Awarded 
Universities 56 3 
Small Disadvantaged Businesses 12 3 
Small Businesses 86 6 
National Labs 1 0 
Large Businesses 3 0 
Total Proposals Received for CP 05-01 158 12 
TABLE 7. Summary of CP 05-01 Responding Organizations 
The proposals that were selected for award under CP 05-01 are summarized in Table 8 and 
abstracts are available on the NIAC Web site (http://www.niac.usra.edu).
14 
Principal Investigator & 
Organization CP 05-01 Concept Proposal Title 
YOUNG K. BAE 
Bae Institute 
A Contamination-Free Ultrahigh Precision Formation Flight 
Method Based On Intracavity Photon Thrusters and 
Tethers 
JAMES BICKFORD 
Draper Laboratory 
Extraction of Anitparticles Concentrated in Planetary 
Magnetic Fields 
ERIC BONABEAU 
Icosystem Corporation 
Customizable, Reprogrammable, Food Preparation, 
Production and Invention System 
BRIAN GILCHRIST 
University of Michigan 
Scalable Flat-Panel Nano-Particle MEMS/NEMS 
Propulsion Technology for Space Exploration 
GERALD P. JACKSON 
Hbar Technologies, LLC Antimatter Harvesting in Space 
GEORGE MAISE 
Plus Ultra Technologies, Inc. 
Multi-Mice: A Network of Interactive Nuclear Cryoprobes 
to Explore Ice Sheets on Mars and Europa 
PAMELA A. MENGES 
Aerospace Research Systems Artificial Neural Membrane Flapping Wing 
MASON PECK 
Cornell University College of 
Engineering 
Lorentz-Actuated Orbits: Electrodynamic Propulsion 
Without a Tether 
JAMES POWELL 
Plus Ultra Technologies 
Magnetically Inflated Cable (MIC) System for Space 
Applications 
HERBERT SCHNOPPER 
Smithsonian Astrophysical 
Observatory 
Ultra-High Resolution Fourier Transform X-Ray 
Interferometer 
GERALD A. SMITH 
Positronics Research LLC 
Positron Propelled and Powered Space Transport Vehicle 
for Planetary Missions 
NESTOR VORONKA 
Tethers Unlimited 
Modular Spacecraft with Integrated Structural 
Electrodynamic Propulsion 
TABLE 8. CP 05-01 Phase I Award Winners
Call for Proposals CP 05-02 (Phase II) 
Phase II CP 05-02 was released on November 10, 2004 with a proposal due date of May 2, 2005. 
On this date, 15 proposals were received. The applicable statistics pertaining to type of submit-ting 
organization and award recipients are summarized in Table 9 and 10, respectively. Abstracts 
are available on the NIAC website (htttp://www.niac.usra.edu). Awards are planned for 
September 1, 2005. 
15 
Business Category Proposals Received Awarded 
Universities 10 5 
Small Disadvantaged Businesses 2 
Small Businesses 2 
Large Businesses 1 
Total Proposals Received for CP 05-02 15 5 
TABLE 9. Summary of CP 05-02 Responding Organizations 
Principal Investigator & 
Organization CP 05-02 Concept Proposal Title 
WENDY BOSS 
North Carolina State University Redesigning Living Organisms for Mars 
WEBSTER CASH 
University of Colorado, Boulder New Worlds Imager 
STEVEN DUBOWSKY 
Massachusetts Institute of 
Technology 
Microbots for Large-Scale Planetary Surface and 
Subsurface Exploration 
ELIZABETH McCORMACK 
Bryn Mawr College 
Investigation of the Feasibility of Laser Trapped 
Mirrors 
SIMON WORDEN 
Steward Observatory, University 
of Arizona 
A Deep Field Infrared Observatory near the 
Lunar Pole 
TABLE 10. CP 05-02 Phase II Award Winners
16 
Survey of Technologies to Enable NIAC Concepts 
Beginning with the fifth Annual Report that covered the contract performance period ending in July 
2003, NIAC has surveyed the critical enabling technologies for the NIAC Phase II concepts. The 
purpose of this survey is to provide 
NASA with inputs to their invest-ment 
strategy for advanced tech-nologies 
that would enable further 
Enabling Technologies COLOZZA HOWE MANOBIANCO SEDWICK NEWMAN SOROUSHIAN 
development of the NIAC concept 
and provide additional justification 
for general categories of advanced 
technologies that may enable a 
broad range of future missions. 
Two sets of Phase II contracts were 
actively funded during this contract 
year. Six CP 02-01 studies were in 
their second year (performance 
period from September 2003 
through August 2005), and five CP 
03-01 advanced concepts were in 
their first year (performance period 
from October 2004 through 
September 2006). Each of these 
Phase II Fellows was asked to 
respond to the following questions 
related to critical technologies to 
enable their concept: 
(1) What are the three most critical 
technologies to enable the further 
development of your NIAC con-cept? 
Please give a brief explana-tion, 
two or three sentences, 
describing the critical relationship of 
each technology to your concept. 
(2) What are the other technologies 
that are important for the further 
development of your concept? 
Please briefly describe their rela-tionship 
to your concept. 
The eleven responses are com-pletely 
reported in Appendix A along 
with short explanations of the rela-tionship 
of each technology to the 
advanced system or architecture 
(Tables 11 and 12). 
CP 02-01 Critical Enabling Technologies 
Ionic polymer metal composite (IPMC) 
Thin film photovoltaic array 
Flexible batteries or capacitors 
Flapping wing aerodynamics 
IPMC control scheme / EM field generation 
Production/formation of antihydrogen 
Formation & storage of nano-flakes of solid antihydrogen 
Tuned photovoltaic conversion of fission energy into elec-tricity 
Production and accumulation of antiprotons 
Integration and miniaturization of electronics 
Advanced distributed communications 
Lightweight high strength materials (e.g. carbon nan-otube 
based polymers) 
Advanced thin-film solar cell technology 
Thin-film batteries or thin-film capacitors 
Three-dimensional textile deposition, to enable the for-mation 
of anisotropic material with specific mechanical 
properties 
Shape-changing polymers that provide human-scale 
force 
Information technology, wearable computing, energy, and 
human power harvesting integration across the entire 
EVA system 
High current density, high temperature super conducting 
wire 
Higher efficiency cryo-coolers 
Distributed control algorithms 
High density, high strength, non-conducting materials 
from which reaction wheels can be manufactured 
Development of nanostructured piezoelectric 
materials 
Advances in development of solid electrolytes for energy 
storage 
Developments in ion-conducting nanocomposites TABLE 11. CP 02-01 Critical
17 
CP 03-01 Critical Enabling Technologies 
Large-scale direct conversion of solar energy to tunable radio and microwave 
frequencies 
Intelligent robotic manipulators 
On-orbit tele-robotics for assembly 
Beamed microwave power 
Network-based space sensing for planetary environments 
Smart self repairing / healing artificial skin architecture 
Advanced bio-nano-components such as actuators, joints, sensors, etc. 
Distributive intelligence for programming and control 
Bio-nano-world to macro-world integration 
Automatic fabrication of bio-nano-robots 
Advanced balloon envelope materials 
Lightweight balloon guidance system 
Guidance and navigation algorithm development 
Reliable and robust entry descent and inflation systems 
Advancements in energy storage and power generation technologies 
High efficiency fuel cells, high-efficiency thin-film solar arrays, and lightweight photo-voltaic 
devices 
Advanced technology structural materials with high strength-to-weight ratios, e.g. car-bon 
nanotubes 
Advanced power processing unit 
Solar wind detection system 
Advanced guidance systems 
Pioneer organisms 
Laboratory ecopoiesis test bed 
Efficient and safe miniaturized simulated planetary environments 
Access to extraterrestrial venues 
Novel laboratory information networks 
Microbial health assessment 
TABLE 12. CP 03-01 Critical Enabling Technologies 
TODD SLOUGH PANKINE MAVROIDIS KOMERATH
18 
Special Recognition for NIAC 
On August 24, 2004, the USRA/ANSER-NASA 
NIAC team received the NASA 
Sharon Garrison 
(left), Bob 
Cassanova (cen-ter) 
Group Achievement Award. The ceremony 
was held at Martin’s Crosswinds in 
Greenbelt, Maryland. The award was 
accepted for the group by Bob 
Cassanova. Plaques have been awarded 
to each of the members. The photo below 
shows Sharon Garrison, Bob Cassanova 
and Sophia Hill (USRA Contract 
Specialist) after the awards ceremony. 
The USRA/ANSER-NASA NIAC Team's recent NASA Honor Award was also recognized in the 
October 2004 Goddard News. The article was entitled "NIAC Team Wins Award for Six-Year Walk 
on the Wild Side". Bill Steigerwald, of the GSFC Public Affairs Office, described NIAC and the 
NASA Honor Award the NASA government and non-government NIAC team received in August 
2004. See the Publicity section for the link to the article. 
Coordination with NASA 
and Sophia Hill 
(left, USRA 
Contract Specialist) 
receive the 
USRA/ANSER-NASA 
NIAC 
Team's recent 
NASA Honor 
Award 
Sharon Garrison (left), the NASA Coordinator for NIAC, is in the 
Advanced Concepts and Technology Office (ACTO) of the Flight 
Program and Projects Directorate at NASA Goddard Space Flight 
Center (GSFC). She is the primary point-of-contact between NIAC 
and NASA. Ms. Garrison actively communicates throughout 
NASA to a review team comprised of representatives from the 
Mission Directorates and Centers. Table 13 is a listing of these 
representatives. Throughout the process of managing NIAC, 
these representatives are kept informed by Ms. Garrison of the 
status of the Institute and are appropriately involved in decisions and feedback. NIAC provides 
monthly contract status reports and an annual report to the NASA Coordinator who forwards 
these reports to the support team and others within NASA. 
On April 21, 2005, Sharon Garrison was notified by Admiral Craig Steidle, Associate Administrator 
for Exploration, that the Exploration Systems Research and Technology Development Team will 
receive the NASA Group Achievement Award. Ms. Garrison is a member of this team.
19 
NASA COTR NASA 
Headquarters 
TABLE 13. NASA-NIAC Support Team 
Throughout this NIAC contract, the NIAC Director 
briefed the associate administrators and other 
senior technical staff at NASA Headquarters and 
the directors of NASA Centers. The purpose of 
these briefings is to facilitate the eventual transi-tion 
of NIAC advanced concepts into NASA long 
range plans, to inform them about the plans for 
NIAC, and to seek their active support and feed-back. 
Yearly, NASA was requested to provide 
visionary, grand challenges for use in future NIAC 
Calls for Proposals. In addition, NASA technical 
staff presented overviews of related NASA 
advanced concept activities to the NIAC Director. 
NIAC also participates in student programs spon-sored 
through the NASA Centers. 
NASA Mission 
Directorates NASA Centers 
Sharon Garrison John Mankins 
Space Operations: 
Stanley Fishkind 
Aeronautics: 
Murray Hirschbein 
Science: 
Harley Thronson 
Lou Shuster 
Gordon Johnston 
Exploration Systems: 
Chris Moore 
Human Health and 
Performance: 
Gale Allen 
Stephen Davison 
ARC: Larry Lasher 
DFRC: Steve Whitmore 
GRC: Daniel Glover 
GSFC: Lisa Callahan 
...JPL: Neville Marzwell 
JSC: Al Conde 
...KSC: Robert Youngquist 
LaRC: Dennis Bushnell 
...MSFC: John Cole 
SSC: Bill St. Cyr 
In July 2004, NIAC Director, Bob Cassanova (far 
left) visited with 20 NASA Academy Students at 
the University of Maryland. 
SEMINAR 
NASA Academy 
15 
July 
2004 
Bob Cassanova and Sharon Garrison presented a semi-nar 
to 20 NASA Academy Students on the campus of the 
University of Maryland. 
NIAC INFORMATION 
REQUEST 
NASA Headquarters 
August 
2004 
Bob Cassanova received an inquiry from Cheryl Yuhas at 
NASA HQ for information on NIAC funded concepts relat-ed 
to unmanned aerial vehicles for gather Earth 
Sciences data. He sent information related to the follow-ing 
NIAC funded concepts: "Solid State Aircraft" by 
Anthony Colozza, "Directed Aerial Robot Explorers" by 
Alexey Pankine, "A Self-Sustaining, Boundary-Layer- 
Adapted System for Terrain Exploration-and 
Environmental Sampling" by Craig Woolsey. 
Table 14. Visits and Contacts within NASA (continued on next page)
20 
BRIEFING 
NASA Headquarters 
13 
September 
2004 
Bob Cassanova, Ron Turner and Sharon Garrison met in 
NASA HQ with Mary Kicza, Bernie Seery (by conference 
call), Gary Martin, Karen Blynn, Craig Cornelius, and 
Rich Doyle (by conference call) regarding the 
Commission's Report to NASA to create a DARPA-like 
entity at NASA for which NIAC can serve as a model. 
INPUT 
NASA Technology 
Inventory Database 
17 
September 
2004 
Inputs to the NASA Technology Inventory Database of 
the most recent NIAC awards for advanced concepts 
were completed by Dale Little, Bob Cassanova and 
Sharon Garrison. 
SYMPOSIUM 
Live Broadcast On 
NASA TV Hosted By 
Administrator 
Sean O’Keefe 
27-28 
September 
2004 
Dr. Penny Boston, NIAC Phase II Fellow, was one of the 
participants in the symposium, "Risk and Exploration: 
Earth, Sea and the Stars," that was carried live on NASA 
TV and webcast on www.nasa.gov from the Naval 
Postgraduate School in Monterey, Calif. During this spe-cial 
symposium hosted by Administrator Sean O'Keefe, 
NASA examined the similarities between space explo-ration 
and other terrestrial expeditions with the help of 
some of the best known explorers in the world, including 
mountain climbers, deep sea explorers, scientists and 
science fiction writers. The discussions also included 
NASA astronauts, other notable aeronautics and deep 
space explorers. 
PRESS RELEASE 
NASA Headquarters 
GSFC 
28 
September 
2004 
NASA Headquarters issued a Press Release entitled, 
“NASA Explores Future Space with Advanced Concepts 
Awards”. The release was submitted to NASA HQ by Bill 
Steigerwald of the GSFC Public Affairs Office. The link to 
the release: http://www.nasa.gov/home/hqnews/2004/ 
sep HQ_04315_niac.html 
MEETING WITH 
MAYRA MONTROSE 
NASA HQ 
12 
May 
2005 
Bob Cassanova, Diana Jennings and Ron Turner met 
with Mayra Montrose to discuss NIAC contributions to the 
"21st Century Explorer" project which is a public outreach 
program aimed at the Hispanic community near NASA 
JSC. NIAC provided concept descriptions and graphics 
which will be integrated into the publications and displays 
for the project. 
CONCURRENCE 
BRIEFING 
NASA HQ 
12 
May 
2005 
The concurrence briefing for CP 05-01 was held at NASA 
HQ. As a result of the peer review and concurrence 
process, twelve concepts were selected to receive an 
award. 
TABLE 14. Visits and Contacts within NASA (continued on next page)
21 
MEETING WITH 
CHRIS MOORE 
NASA HQ 
12 
May 
2005 
Bob Cassanova, Sharon Garrison, Diana Jennings and 
Ron Turner met with Chris Moore to discuss the process 
of infusion of NIAC concepts into NASA. 
PHASE I PROJECT 
DESCRIPTIONS 
Internal Briefing 
NASA HQ 
6 
June 
2005 
Bob Cassanova and Kathy Reilly provided a two page 
Powerpoint summary of the new Phase I awards to Chris 
Moore for use in an internal briefing at NASA HQ. 
TABLE 14. Visits and Contacts within NASA (continued from previous page)
22 
Infusion of Advanced Concepts into NASA 
Infusion Of Advanced Concepts Into NASA 
One of the contract performance metrics that is included in the USRA contract with NASA is that 
5 - 10% of the selected concepts are infused into NASA's long range plans. After a concept has 
been developed and nurtured through the NIAC process, it is NASA's intent that the most prom-ising 
concepts will be transitioned into its program for additional study and follow-on funding. 
NIAC has taken a proactive approach to this infusion process. In addition to the routine activities 
to maintain public awareness and visibility for all its funded advanced concepts, NIAC orches-trates 
the following activities: 
- Conducts status and visibility briefings with NASA researchers and managers; 
- Provides names of key NASA contacts to NIAC Phase I and Phase II Fellows; 
- From the beginning of the Phase II Call for Proposals, NIAC connects Fellows with 
NASA to provide synergy and optimal program consideration for future follow-on 
funding by NASA; 
- Invites NASA leaders to Phase II site visits to participate in status and planning discussions; 
- Encourages NIAC Fellows to publish their work in technical society meetings and technical 
journals; 
- Supports NIAC Fellows to gain NASA testing/evaluation with NASA facilities key to advanced 
concept verification; 
- Presents technical briefings to other government agencies such as the Department of 
Defense and the National Reconnaissance Office to generate awareness of NIAC 
concepts applicable to their missions; 
- Extends invitations to key technical leaders in non-NASA agencies and private industry to 
get keynote addresses at NIAC meetings which create opportunities for NIAC Fellows to 
interact with these organizations.
23 
CONCEPT INVESTIGATOR STATUS 
Astronaut Bio-Suit for 
Exploration Class Missions Dava Newman 
The NIAC Phase II contract will be com-pleted 
August 31, 2005. An additional 
$250K has been allocated by NASA HQ to 
continue the development for an addition-al 
12 months. 
The Space Elevator Bradley 
Edwards 
The Space Elevator has received $2.5M in 
congressional directed funding after the 
completion of the NIAC Phase II contract. 
In addition, Dr. Edwards has formed a new 
company, Carbon Nanotechnology (CNT), 
which has received several million from 
private investors to continue the develop-ment 
of carbon nanotube materials. CNT 
also signed a cooperative agreement with 
Los Alamos National Lab for continued 
development of the Space elevator. 
Moon and Mars Orbiting 
Spinning Tether Transport Robert Hoyt 
Since the NIAC Phase II contract was 
completed, Tethers Unlimited, Inc. has 
received several competitive SBIR awards 
in excess of $2 million to continue the 
development. 
The Mini-Magnetospheric 
Plasma Propulsion System, 
M2P2 
Robert Winglee 
The M2P2 was included in the NASA 
Decadel Plan. The M2P2 was funded by 
MSFC to continue experiments confirming 
computer models. Robert Winglee and 
John Slough have received $700K from 
the NASA STTR program to continue the 
development of a high powered helicon 
component. Contact has been estab-lished 
with the JSC VASIMR program to 
explore collaboration. 
X-Ray Interferometer Webster Cash 
The NIAC sponsored X-Ray Inter-ferometer 
helped crystallize the MAXIM 
program, the Micro Arc second X-ray 
Imaging Mission, within the planning at 
NASA. MAXIM is now a "Vision Mission" 
for the future. Maxim Pathfinder, a step-ping 
stone at 100 mas is a mid-term mis-sion. 
Global Constellation of 
Stratospheric Scientific 
Platforms 
Kerry Nock 
RASC funded a $200K study with GAC on 
balloon constellations. Ultra-long duration 
balloons and balloon constellations are 
now begin considered as platforms for 
Earth Sciences missions. GAC gave an 
invited seminar at NRO on balloon con-stellations. 
Table 15. Advanced Concepts Infused Into NASA (continued on next page)
24 
CONCEPT INVESTIGATOR STATUS 
Very Large Optics for the Study 
of Extrasolar Terrestrial Planets Neville Woolf 
This concept is directly associated with the 
"Life Finder" that is specifically mentioned 
in the NASA Science long range plan. 
Additional funding was received from the 
National Reconnaissance Office for con-tinued 
development of light-weight optical 
components. 
Entomopter for Mars Anthony 
Colozza 
The investigator, Anthony Colozza, has 
been contacted by DoD to explore possi-bilities 
of continuation funding. 
Electromagnetic Formation 
Flight (EMFF) 
Raymond 
Sedwick and 
David Miller 
The National Reconnaissance Office is 
now exploring possibilities for continuation 
of funding. 
Solid State Aircraft Anthony 
Colozza 
The investigator, Anthony Colozza, has 
been contacted by DoD to explore possi-bilities 
of continuation of funding. 
The Plasma Magnet John Slough 
The contract with U. of Washington is 
approaching the midpoint. A site visit is 
scheduled in August 2005. Appropriate 
NASA personnel will be invited to the site 
visit to participate in a discussion of the 
theoretical and experimental results of the 
plasma sail development. John Slough 
and Robert Winglee have received $700K 
from the NASA STTR program to continue 
the development of a high powered heli-con 
component Contact has been estab-lished 
with the JSC VASIMR program to 
explore collaboration. 
Table 15. Advanced Concepts Infused Into NASA (continued from previous page) 
As a natural consequence of NIAC's open, semi-annual meetings and the posting of advanced con-cept 
final reports on the NIAC website, other U.S. government agencies have actively pursued contact 
with selected NIAC Fellows. 
Some of these contacts have resulted in these non-NASA agencies providing funding directly to the 
NIAC Fellow to continue the development of the concept. As a result, NASA benefits by leveraging the 
technical and financial resources of other aerospace-related government agencies. 
NASA also has a proactive approach to considering NIAC concepts for further study. The NIAC 
Director and the NASA COTR, Sharon Garrison, collaborate to generate periodic reports on the sta-tus 
of infusion with a particular emphasis on concepts that have a high probability of successful devel-opment 
and should be actively considered by NASA. An example of this infusion report is contained 
in Appendix B. 
By the end of this contract year, the concepts listed in Table 15 have successfully begun the process 
of transitioning into NASA, or other government agencies, as evidenced by the receipt of additional 
funding from NASA or other agencies, or by being specifically noted in NASA long range plans.
25 
Inspiration and Outreach 
The NIAC strives to welcome innovators of all ages and backgrounds to participate in the process 
of expanding our future possibilities. Inspiring these communities is a continual activity of the NIAC 
with consistent, active contact with technical communities, the educational community and the 
public at large. The NIAC maintains a high degree of connectivity with a diverse cross-section of 
innovative researchers in established and emerging technical disciplines. Appendix C provides a 
listing of the inspiration and outreach activities conducted during the seventh contract year of oper-ation. 
General outreach is accomplished in many ways, for example, through the NIAC website and dis-tribution 
of NIAC brochures and posters. NIAC Annual Meetings and Fellows Meetings are open 
to all. 
NIAC staff and Fellows are vocal advocates of advanced concepts within the educational audi-ence. 
Some NIAC Fellows actively engage students in classwork aimed at the development of 
advanced concepts or participate in outreach activities within their home organizations. NIAC staff 
frequently speak at schools, museums, and to student groups. 
Frequently, NASA and other organizations turn to NIAC for content related to math, science and 
engineering education. For example, NIAC staff and the NASA Coordinator are working with NASA 
to provide input for a new educational outreach program, 21st Century Explorers. Also, in 2005 the 
work of NIAC Fellows was featured on the Futures Channel, a well-known developer of education-al 
materials. 
The accomplishments of NIAC Fellows create a near-constant demand for information. Press 
releases, often orchestrated through talented NASA staff, capture the attention of press outlets 
around the world. NIAC staff are consistently available for public comment and as resources for a 
broad array of publications, radio and television programming, acting too as a conduit for the 
media to directly interface with NIAC Fellows. During the seventh year of contract operation, the 
work of the NIAC was featured in numerous highly visible publications, including Discover 
Magazine, The Washington Post, Scientific American, Wired, and The Christian Science Monitor. 
The World Wide Web also carried numerous stories for NIAC fellows on popular sites such as 
ABCnews.com, Space.com and CNN.com. 
NIAC maintains an open line of communication with leaders in the global technical community 
through the NIAC web site and participation in national and international technical society meet-ings 
through the presentation of technical papers and use of NIAC display booths (e.g., American 
Physical Society). The NIAC leadership also provides advocacy by orchestrating vigorous dia-logue 
about revolutionary concepts through active participation in appropriate technical societies 
(American Institute of Aeronautics and Astronautics, the International Astronautical Federation and 
the American Society for Gravitational and Space Biology) and in technical committees affiliated 
with these societies. NIAC actively pursues exposure with aerospace industry associations 
through presentations, often as an invited participant, to these organizations. The NIAC leadership 
and NIAC Fellows also present invited seminars at universities, non-NASA research agencies and 
non-aerospace industry associations and non-aerospace industries, such as BellSouth. The NIAC 
annual meeting, the annual NIAC Phase I Fellows meeting and focused NIAC workshops provide 
opportunities for open analysis and advocacy of currently funded advanced concepts as well as 
an unbiased and open-minded examination of revolutionary concepts and enabling technologies.
26 
SPECIAL APPOINTMENT OF SENIOR SCIENCE ADVISOR 
National Research Council (NRC) Panel 
NIAC Senior Science Advisor, Ron Turner, was appointed chairman of the 
NRC's Panel D: Human Health and Support Systems which is part of the 
NRC's review of the NASA capability roadmap. He was named as a mem-ber 
of the NRC panel for review of the NASA Space Flight System Strategy 
Roadmap. 
The leadership of NIAC, including the Director, Associate Director and Senior Science Advisor, 
promote revolutionary, advanced concepts through participation, primarily by invitation, on steer-ing 
and oversight committees organized by NASA and other civilian agencies, Department of 
Defense, National Academy of Sciences, and National Research Council committees. This key 
activity continues to provide open examination and expansion of the NIAC process for advocacy, 
analysis and definition of advanced concepts. NIAC regularly interfaces with other U.S. research 
agencies to (1) stay informed about technology breakthroughs developed by these agencies; (2) 
encourage feedback to NIAC Fellows from a diverse constituency of research organizations; (3) 
explore the potential for supplemental funding for NIAC advanced concepts; and (4) establish 
links with the community of researchers funded by these agencies. 
Release and Publicity of Calls for Proposals 
There are various methods used to release and publicize the NIAC Phase I Calls for Proposals. 
Some of the ways that NIAC solicits Calls to the community are as follows: 
Notices are sent to the NIAC email distribution list, generated 
from responses by individuals who signed up on the NIAC 
web site to receive the Call; Announcements on professional 
society web sites or newsletters (American Institute for 
Aeronautics and Astronautics, American Astronautical Society, 
the American Astronomical Society and the American Society 
of Gravitational & Space Biology); Announcements on the 
USRA and NIAC web sites; Web links from NASA Enterprises 
Web pages; Web link from the NASA Coordinator’s Web 
page; Announcements to a distribution list for Historically 
Black Colleges & Universities (HBCU), minority institutions 
(MI) and small disadvantaged businesses (SDB) provided by 
NASA; Distribution of announcements to an Earth Sciences 
list provided by NASA GSFC; Announcements distributed at 
technical society meetings, Distribution of NSVFP 
Announcement through the Space Grant College Directors 
and the USRA Council of Institutions. Since Phase II awards 
are based on a down-select from Phase I winners, all Phase 
II Calls for Proposals are emailed directly to past Phase I win-ners 
who have not previously received a Phase II contract. In 
addition to the ongoing publicity through the NIAC web site, 
NIAC activities have been the subject of numerous articles in 
national and international publications and press specifically 
citing NIAC activities during the seventh contract year. 
Publications Featuring 
Articles about NIAC
27 
The NIAC brochure (above) has been 
widely distributed within NASA, other 
government agencies, technical soci-eties, 
universities and science-oriented 
public. 
The NIAC poster (above) has 
become a useful tool for 
soliciting and increasing 
NIAC's visibility. It is distrib-uted 
by the NIAC staff at 
numerous meetings, work-shops, 
seminars and confer-ences. 
A 6 foot x 8 foot NIAC exhibit and booth (above) is another useful tool for 
increasing NIAC’s visibility at various national scientific meetings.
28 
Recruitment of Technically Diverse Peer Reviewers 
The NIAC leadership has developed an efficient and proven method for identifying and selecting 
the most qualified and appropriate external review panel members to evaluate proposals submit-ted 
to the Institute. NIAC has continuously recruited experts across a broad cross-section of tech-nical 
expertise and a total of 269 individuals have been used, thus far, for peer review. In order 
to ensure a continuous refreshment of the available expertise representing newly emerging tech-nologies 
within the scientific community, the NIAC leadership continually recruits additional 
reviewers for each new peer review cycle. NIAC peer reviewers recruited by USRA include sen-ior 
research executives in private industry, senior research faculty in universities, specialized 
researchers in both industry and universities, and aerospace consultants. 
One significant resource that the Institute has employed successfully and will continue to exploit 
is the personal knowledge of the NIAC Director, Associate Director, and Senior Science Advisor 
of many qualified experts in a wide variety of fields related to NIAC. Some of these experts have 
a prior association with NIAC, some served previously as NIAC reviewers, and some participat-ed 
in one of the Grand Challenges workshops. Others may have been suggested by NIAC 
Science Council members. An additional resource of qualified peer reviewers can be found in the 
authors of publications cited in the proposals to be reviewed. These researchers often represent 
the forefront of knowledge in a specific, emerging technology directly relevant to the proposed 
study. 
NIAC Sixth Annual Meeting 
The 6th Annual Meeting of the NASA Institute for Advanced Concepts was held on October 19- 
20, 2004 at the Grand Hyatt in Seattle, Washington. The meeting was attended by approximate-ly 
118 people including NIAC Phase I and Phase II Fellows, NASA representatives, USRA man-agement, 
news media, members of the NIAC Science Council, members of the technical commu-nity 
and the NIAC/ANSER leadership team. There were two keynote speakers: Paul Spudis, from 
the Johns Hopkins Applied Physics Lab spoke on “The New Presidential Space Vision” and 
Robert Hoyt from Tethers Unlimited spoke on “Space Tethers: Lessons for Developing 
Revolutionary Technologies”. There were eleven Phase II concept status reports, four NIAC stu-dent 
Fellow briefings, twelve Phase I concept posters and six NIAC student posters. All presen-tations 
have been posted on the NIAC website. The Futures Channel taped interviews with 
Sharon Garrison, Bob Cassanova and select NIAC Fellows. The program is available at The 
Futures Channel online. 
Bob Cassanova presented his opening remarks (left). NIAC Annual Meeting attendees in the lecture 
hall (center); Luncheon at the Grand Hyatt in Seattle, Washington (right).
29 
The NIAC Science Council viewed all of the student 
posters (see photo at left), discussed each student 
advanced concept with the author and selected the 
concept developed by Andrew Bingham of 
Clarkson College for a presentation at the following 
NIAC Phase I Fellows meeting in March 2005. The 
title of his concept is “Deployment of an Interstellar 
Electromagnetic Acceleration System”. 
NIAC Fellows Meeting 
The NIAC Phase I Fellows Meeting was held at the Technology Square Research Building in 
Atlanta, Georgia on March 15 - 16, 2005. All current Phase I Fellows presented a status briefing 
on their advanced concepts. All presentations, attendance list, and the agenda are accessible via 
the NIAC website at http://www.niac.usra.edu. Special insight was provided through the presen-tations 
of the following keynote speakers: 
- Richard Wassersug, Dalhousie University - “What Do We Really Know About How Animals 
Develop and Behave in Weightlessness?” 
- Joel Achenbach, Washington Post - ”Whatever Happened to the Space Age?” 
- Chris Moore, NASA HQ - “Overview of NASA's Space Technology Program” 
NASA COTR, Sharon 
Garrison (left) speaks 
with NIAC Fellow, Robert 
Winglee (right) 
NIAC Fellows Meeting attendees 
in an informal discussion session 
Illustration by 
Fellows Meeting 
attendee, stu-dent 
Shahla 
Abdi, age 16. 
NIAC Science Council Meetings 
The NIAC Science Council met with the NIAC leadership, USRA management and the NASA 
COTR immediately following the October 2004 Annual Meeting and the March 2005 Fellows 
Meeting. The Council meetings began with an informal dinner after the adjournment of the NIAC 
meetings and continued on the next day. The NIAC technical leadership (Director, Associate 
Director and Senior Science Advisor) presented a status report of all NIAC activities since the last 
Council meeting and discussed the plans for the next 12 months. The meetings concluded with 
the Council giving a summary of their observations and recommendations.
30 
The NIAC Science Council met on October 20, 2004 at the Grand Hyatt in Seattle, Washington.
31 
NIAC Student Visions of the Future Program (NSVFP) 
Beginning with the sixth and into the seventh year of contract operation, USRA sponsored the 
NIAC Student Visions of the Future Program (NSVFP) which inspired undergraduate students to 
use their imagination and creativity to develop advanced concepts. The essential structure was 
as follows. In response to highly publicized Calls for Proposals, individual students or multi-dis-ciplinary 
groups of students, overseen by a faculty advisor, developed proposals addressing 
space-related advanced concepts with timeframes decades into the future. Selected students or 
teams were designated as "NIAC Student Fellows". In Phase I Student Fellows presented posters 
describing their ideas at competitions during the NIAC Annual or Fellows Meetings. The most 
innovative of these concepts, as judged by the NIAC Science Council, were then invited to 
become Phase II Student Fellows. Phase II Fellows further developed their ideas for a presenta-tion 
at the next NIAC meeting. 
Phase I NSVFP: Six projects were selected for the Phase I NSVFP in the seventh contract year. 
The following NIAC Student Fellows projects were selected from proposals received on 
September 1, 2004. The students presented their projects in poster format at the 6th Annual 
Meeting held October 2004 in Seattle, WA. 
ANDREW BINGHAM, Clarkson University, "Deployment of an Interstellar Electromagnetic 
Acceleration System" 
XIADONG LIU, YU LIANG, & QICHANG LIANG, Michigan State University, "Propulsion by the 
Recoil of the Field Momentum" 
CHRIS MALOW & DANIELLE ADAMS, University of Virginia, "Humanitarian Systems Enabled 
by Space Solar Power" 
HUNTER MARKS, Louisiana State University, "Towards a Decision Support System for 
Selecting a Landing Site on Mars" 
TOMMY SEBASTIAN, North Carolina State University, "Lunar Scout Vehicle - A Novel Long- 
Range Lunar Rover" 
NEIL TORONTO, Brigham Young University, "Creative Autonomous Vehicles" 
Phase II NSVFP: In the seventh contract year, NIAC supported five Phase II NSVFP projects. 
These projects were selected in competitions held at NIAC meetings by a team comprised of the 
NIAC Science Council and experts from NIAC and USRA. Four projects were presented as brief-ings 
at the October 2004 meeting in Seattle. These students were Phase I Fellows at the March 
2004 meeting. 
ZACH ADAMS, University of Washington, "The Origin of Life and Spaceflight Biospherics in situ 
Free Radical Polymerization Processes for Space System Applications" 
FLORIN MINGIREANU, Louisiana State University, "Ramjet Statoreactor" 
DARIN RAGOZZINE and FRANK WHITE, Harvard University, "Collectible Projectosats" 
KEN VAN DYKEN, JOEL EIGEGE, PAUL SOKOMBA and DAN MOUW, Calvin College, "Global 
System for Monitoring Earth Radiation Balance" 
One project was presented as a briefing at the March 2005 meeting in Atlanta. This project was 
selected from the Phase I poster competition held at the October 2004 meeting: ANDREW BING-HAM, 
Clarkson University, "Deployment of an Interstellar Electromagnetic Acceleration System" 
Many of the presentations made by NIAC Student Fellows can be found at www.niac.usra.edu.
32 
NIAC Student Fellows Prize (NSFP) 
Following the October 2005 meeting, the NIAC leadership team 
in consultation with the NIAC Science Council moved to create a 
dramatically different program to identify and nurture creative, 
innovative undergraduates who have shown exceptional creativ-ity 
and promise for future success in building visions of the future. 
The NIAC Student Fellows Prize (NSFP), sponsored by 
Universities Space Research Association and managed by NIAC, 
was initiated in 2005 to attract these students and facilitate their 
studies. The Prize, in the amount of $9,000 dollars, is intended to 
foster mentoring, networking, and creativity, and is a student's 
first opportunity to exercise responsibility in project management. 
The first competition in this program was advertised beginning in 
January 2005. Twenty-two proposals were submitted by the due 
date of April 15, 2005. These proposals were submitted by individual students or multidisciplinary 
groups of students, overseen by a faculty advisor. Awards will be distributed to the students 
beginning on September 1, 2005. 
Each of the winners will be responsible for three progress reports as well as two presentations: 
the first, a poster presentation at NIAC's Annual meeting in October 2005 in Boulder, Colorado, 
and the second, a briefing to be delivered at NIAC's Fellows meeting in Atlanta March, 2006. 
Over the academic year it is hoped that interaction with the broader NIAC community will inspire 
and enrich the work of these gifted students. NIAC staff will publicize the efforts of the students 
which will serve the winners and enhance the Prize's attractiveness. 
The next call for proposals for the Prize will be released in January 2006 with a due date expect-ed 
in April 2006. NIAC staff will expand awareness of the Prize and the Call through various 
strategies, including increased communication with technical organizations and universities. 
The winners of the NIAC Student Fellows Prize for Academic Year 2005-2006: 
Andrew Bingham, Clarkson University - "Interstellar Exploration by Repeated External 
Acceleration" 
Nicholas Boechler, Georgia Institute of Technology - "Direct Conversion for Solar Space Power" 
Aimee Covert, University of Michigan - "Advanced Concept for the Detection of Weather 
Hazards on Mars: Non-Thermal Microwave Emissions by Colliding Dust/Sand Particles" 
Joseph Fronczek, New Mexico State University - "Bio-Inspired Sensor Swarms to Detect Leaks 
in Pressurized Systems" 
Brian Sikkema, Michigan Technological University - "Wind-Driven Power Generation on Titan"
33 
NIAC Student Fellow Publication 
Jarret LeFleur, NIAC Student Fellow, had his paper on his NIAC concept, "Daedalon", accepted 
for publication at the AIAA Space Exploration Conference (paper number AIAA 2005- 2771). Ron 
Turner attended the conference, distributed NIAC brochures and had numerous conversations 
with potential Phase I proposers, science writers, NASA representatives and other members of 
the technical community. 
Financial Performance 
The NIAC measures its financial performance by how well it minimizes its operational expenses 
in order to devote maximum funds to viable advanced concepts. For this reporting period, 74% 
of the NIAC’s total budget was devoted to advanced concept research and development. We 
take great pride in this achievement.
34 
D E S C R I P T I O N O F T H E N I A C 
Mission 
The NASA Institute for Advanced Concepts (NIAC) was formed for the explicit purpose of 
functioning as an independent source of revolutionary aeronautical and space concepts that 
could dramatically impact how NASA develops and conducts its missions. The Institute pro-vides 
a highly visible, recognized and high-level entry point for outside thinkers and 
researchers. The ultimate goal of NIAC is to infuse the most promising NIAC-funded 
advanced concepts into future NASA plans and programs. The Institute continues to function 
as a virtual institute and utilizes Internet resources whenever productive and efficient for com-munication 
with grant and subcontract recipients, NASA, and the science and engineering 
communities. 
NOW 10 years 20 years 30 years 40 years 
The NIAC Mission 
MISSION 
DIRECTORATES 
Exploration Systems 
Space Operations 
Science Research 
Aeronautics Research 
NIAC MISSION: 
Revolutionary Advanced Concepts 
ARCHITECTURES 
-Overall plan to accomplish a goal. 
-A suite of systems, their operational methods 
and interrelationships capable of meeting an 
overall mission or program objective. 
SYSTEMS 
-The physical embodiment of the architecture. 
-A suite of equipment, software, and operational 
objective. 
NASA 
PLANS & 
PROGRAMS 
TECHNOLOGY 
Enablers to construct 
the system.
35 
N I A C F O C U S 
Revolutionary concepts for 
systems and architectures 
that can have a major impact 
on future missions of the 
NASA Enterprises, inspire the 
general public, and excite the 
nation’s youth. 
N I A C M E T H O D 
Provide a pathway for innova-tors 
with the ability for non-lin-ear 
creativity to explore revo-lutionary 
Organization 
The NIAC staff is located at the NIAC Headquarters office in Atlanta, Georgia, the Washington, 
D.C. area, the greater Boston area, and the Chicago area. 
Since NIAC is an Institute of the Universities Space Research Association (USRA), the NIAC 
Director reports to the President of USRA. USRA uses many methods in its management of 
NIAC to ensure NASA is provided with quality service at a reasonable price. Approximately 70% 
of the funds provided by NASA for the operation of NIAC are used for funding advanced con-cepts. 
USRA refers to the remaining 30% of the NIAC budget as NIAC operations costs. Three 
general management processes and/or methods are employed to provide a comprehensive and 
cost-effective, advanced concepts development program for NASA. First, USRA uses a proven 
solicitation and peer review process to solicit, evaluate, and select proposed advanced concepts. 
Once new concepts are selected for funding, USRA employs the second phase of its acquisition 
management approach, which is to award a grant or contract to the selected organizations. To 
accomplish this, USRA uses its government-approved purchasing system. USRA personnel 
working this aspect of the acquisition process are guided by the USRA Procurement Manual, 
which is modeled from the Federal Acquisition Regulations. After the appropriate contractual 
instrument has been awarded, USRA monitors overall performance against the respective pro-posed 
budget and concept development milestones through bi-monthly reports from the princi-pal 
investigators covering technical, schedule, and budget status. 
solutions to the 
grand challenges of future 
aerospace endeavors.
36 
NIAC SCIENCE COUNCIL 
John Evans 
Lynda Goff 
Keith Raney 
Donna Shirley-Chair 
Parker Stafford 
Jack Stuster 
Michael Yarymovych 
USRA Board of Trustees 
USRA President 
USRA HEADQUARTERS 
Corporate Resources 
NIAC LEADERSHIP 
Robert A. Cassanova 
Director 
Diana E. Jennings 
Associate Director 
Ronald E. Turner * 
Senior Science Advisor 
NIAC HEADQUARTERS 
STAFF 
Dale K. Little 
Business Manager 
Robert J. Mitchell * 
Network Engineer 
Katherine M. Reilly 
Publications Specialist 
NIAC FELLOWS 
Concept Development 
TECHNICAL CONSULTANTS 
Peer Reviews 
Site Visits 
Keynote Speakers 
NIAC Organization (* denotes ANSER employee) 
ANSER, through a subcontract from USRA-NIAC, brings unique knowledge and expertise to the 
NIAC program by providing technical and programmatic support to the operation of the Institute. 
ANSER's participation in the operation of NIAC enables the Institute to have access to significant 
resources developed over decades of support to the government through the Department of 
Defense (DoD). ANSER provides a means to stay aware of innovative DoD and Homeland 
Security (HS) activities relevant to NASA and NIAC. ANSER has a long association with U.S. mil-itary 
aerospace activities, DoD research facilities, and the Defense Advanced Research Projects 
Agency (DARPA). ANSER's Homeland Security Institute maintains a close working relationship 
with agencies and organizations involved in homeland security. This facilitates a means to intro-duce 
NIAC Fellows and concepts to the relevant DoD and HS communities. At ANSER's initia-tive, 
several NIAC Fellows have presented their research in invited talks in classified settings 
(e.g., through an NRO speaker's forum). These well-attended presentations get additional expo-sure 
after the taped talk and the electronic slides are posted on a DoD Web site. ANSER supports 
the operation of the Institute as an electronic virtual entity. 
As a corporate expense, the NIAC Science Council was formed to oversee the operation of NIAC 
on behalf of the relevant scientific and engineering communities. The Council is composed of a 
diverse group of thinkers, eminent in their respective fields, and representing a broad cross-sec-tion 
of technologies related to the NASA Charter. The Council has a rotating membership with 
each member serving a three-year term. The USRA Board of Trustees appoints all Council mem-bers. 
The current membership of the NIAC Science Council is listed in Table 16.
37 
MEMBER AFFILIATION 
Dr. Robert A. Cassanova NASA Institute for Advanced Concepts (NIAC) [ex officio] 
Dr. John V. Evans Aerospace Consultant 
Dr. Lynda J. Goff University of California-Santa Cruz 
Dr. R. Keith Raney Johns Hopkins University 
Dr. Donna L. Shirley - Chair University of Oklahoma 
Mr. Parker S. Stafford Aerospace Consultant 
Dr. Jack Stuster Anacapa Sciences, Inc. 
TABLE 16. Current Membership of the NIAC Science Council 
Facilities 
NIAC Headquarters occupies 2,000 square feet of professional office space in Atlanta, GA. The 
staff is linked via a Windows 2000-based Local Area Network (LAN) consisting of four Pentium 4 
PCs, one Macintosh G3 and three UNIX servers. Internet access is provided via a fiber-optic link 
through the Georgia Tech network. Other equipment includes one Dell Inspiron 7000, one IBM 
Thinkpad T-21, one IBM Thinkpad T-41, one NEC MT 1030 LCD projector, one flatbed scanner, 
one Xerox Phaser 7300DN printer, one HP Color LaserJet 5 printer, one HP LaserJet 4000TN 
printer, one HP LaserJet 3100 facsimile machine and a Sharp AR405 copier. 
The servers use RedHat Linux for their operating systems, Apache for the Web server, Sendmail 
for the email server, Sybase SQL server for the database, and OpenSSL for Web and email secu-rity. 
The workstations use Windows 2000 for their operating systems, Microsoft Office XP 
Professional for office applications, Netscape Communicator for email access, and Adobe 
Acrobat for distributed documents. 
Virtual Institute 
NIAC envisions progressive use of the Internet as a key element in its operation. The Internet is 
the primary vehicle to link the NIAC office with NIAC fellows, NASA points-of-contact, and other 
members of the science and engineering communities. The Internet is also the primary commu-nication 
link for publicizing NIAC, announcing the availability of Calls for Proposals, receiving pro-posals, 
and reporting on technical status. All proposals must be submitted to NIAC in electronic 
format. All reports from the fellows to NIAC and from NIAC to NASA are submitted electronically. 
The peer review of proposals is also conducted electronically whenever the peer reviewer has 
the necessary Internet connectivity and application software. 
ANSER created and maintains the NIAC web site (http://www.niac.usra.edu) which serves as 
the focal point of NIAC to the outside world. The web site can be accessed to retrieve and sub-mit 
NIAC information and proposals. The NIAC web site is linked from the NASA GSFC Flight 
Programs & Projects Directorate web site (http://ntpio.nasa .gov/niac/) and the NASA Research 
Opportunities web site (http://search.nasa.gov/nasasearch/search/search.jsp? 
nasaInclude=niac&Simple+Search.x=27&Simple+Search.y=1), the Office of Earth Science
38 
Research Opportunities at (http://www.earth.nasa.gov/nra/current/index.htm) and the Small 
Business Innovative Research program at (http:// sbir.nasa.gov). Numerous other links to the 
NIAC Web site are now established from NASA Centers and science and engineering Web 
sites. Figure 5 depicts the new NIAC Web site. 
The New NIAC Web Site Design - http://www.niac.usra.edu.
39 
The NIAC Process 
The NIAC process inspires 
and moves toward an ulti-mate 
goal of infusing revo-lutionary 
advanced con-cepts 
into NASA’s long 
range plans across the 
Agency. 
NIAC's role is to provide 
additional options for con-sideration 
by NASA with 
potentially revolutionary 
improvement in aerospace 
performance and the 
resulting dramatic exten-sion 
of mission and pro-grammatic 
goals. NIAC 
provides a pathway for 
innovators with the ability 
for non-linear creativity to 
explore revolutionary solu-tions 
to the Grand 
Challenges of future aero-space 
endeavors. The ulti-mate 
goal of the NIAC process is to infuse the most successful advanced concepts into main-stream 
plans and programs. 
NIAC follows a process of Inspiration, Solicitation, Review, Selection and Nurturing leading to 
Infusion in its pursuit of advanced concepts. This process often provides Inspiration for enabling 
technologies and subsystems, scientific Discovery and an expansion of the Knowledge base. 
Typical NIAC activities related to "Inspiration" and "Nurturing" are described in detail in the 
Accomplishments section that begins on page 10 of this report and include the production and 
distribution of numerous publications describing NIAC and its funded concepts, active participa-tion 
in technical meetings and societies, and attendance at numerous invited seminars, etc. 
Nurturing is further accomplished through Phase II site visits and NIAC sponsored meetings. 
Throughout this process, NIAC engages in critical ongoing activities for: 
- Active involvement with all constituencies of the technical community; 
- Collaboration and communication with government, industry and academia; 
- Connectivity with technology-oriented organizations; 
- Inspiration, education and outreach through the educational community and the 
mainstream press; 
- Supportive management and nurturing of NIAC awardees; 
- Feedback from its customers, other agencies and constituencies of the technical 
community at large.
40 
Solicitation 
The actual solicitation for advanced concepts is assembled and published by the NIAC staff. 
The technical scope of the solicitation emphasizes the desire for revolutionary advanced con-cepts 
that address all elements of the NASA mission. The scope of work is written to inspire 
proposals in all NASA mission areas and contains brief descriptions of NASA Enterprise areas 
of emphasis. In general, proposed advanced concepts should be: 
- Revolutionary, new and not duplicative of concepts previously studied by NASA, 
- An architecture or system, 
- Described in an aeronautics and/or space mission context, 
- Adequately substantiated with a description of the scientific principles that form the 
basis for the concept, 
- Largely independent of existing technology or a unique combination of systems and 
technologies. 
Over the last 100 years of scientific and engineering development, there have been many notable 
concepts, technical accomplishments and scientific breakthroughs that have had a revolutionary 
impact on transportation within the Earth’s atmosphere, the exploration of our solar system and 
beyond, and on our understanding of the cosmos. Creative and often intuitive approaches may 
lead to revolutionary paradigm changes and interpretative applications or concepts. 
The Phase I Call for Proposals continues to express a special interest in receiving proposals for 
innovative and visionary concepts from disciplines that are normally focused on non-aerospace 
endeavors and may have the potential for innovative application in the aerospace sector. These 
concepts may be emerging at the interface of traditional disciplines where innovation often spring 
forth in non-aerospace fields. 
The evaluation criteria for Phase I and Phase II concepts are included in the solicitation and 
structured to convey what is being sought, and are summarized on the next page.
41 
6 months / $50 - $75K 
Up to 24 month / Up to $400K 
1. How well have the benefits been 
qualified in the context of a future aero-nautics 
and/or space mission appropri-ate 
to the NASA charter and responsibili-ties? 
2. How well is the concept described in 
a system or architecture context? 
3. Is the concept revolutionary rather 
than evolutionary? To what extent does 
the proposed activity suggest and 
explore creative and original concepts 
that may initiate a revolutionary para-digm 
4. Is the concept substantiated with a 
description of applicable scientific and 
technical disciplines necessary for devel-opment? 
5. How well conceived and organized 
is the study work plan, and does the 
team have appropriate key personnel 
and proven experience? 
1. Does the proposal continue the devel-opment 
of a revolutionary architecture or 
system in the context of a future NASA 
mission? Is the proposed work likely to 
provide a sound basis for NASA to consid-er 
the concept for a future mission or pro-gram? 
2. Is the concept substantiated with a 
description of applicable scientific and 
technical disciplines necessary for devel-opment? 
3. Has a pathway for development of a 
technology roadmap been adequately 
described? Are all of the appropriate 
enabling technologies identified? 
4. Are the programmatic benefits and 
cost versus performance of the proposed 
concept adequately described and under-stood? 
Does the proposal show the rela-tionship 
between the concept’s complexity 
and its benefits, cost, and performance? 
NIAC Proposal Evaluation Criteria 
PHASE I - 
PHASE II - 
change? 
The NIAC Calls for Proposals are distributed in electronic form only. Under a typical schedule for 
NIAC operation, NIAC solicits annually for one Phase I and one Phase II. The release of these 
proposals generally occur in the latter half of the calendar year. 
These revolutionary concepts may be characterized by one or more of the following attributes: 
- The genius is in the generalities, and not the details, 
- The new idea creates a pathway that addresses a roadblock, 
- It inspires others to produce useful science and further elaboration of the fundamental idea, 
- It contributes to a shift in the world view, 
- It triggers a transformation of intuition.
42 
Proposals 
In order to be considered for 
award, all proposals are required 
to be submitted to NIAC electron-ically 
as a .pdf file. Technical pro-posals 
in response to Phase I 
Call for Proposals are limited to 
12 pages; whereas, Phase II 
technical proposals are limited to 
25 pages. There is no page limit 
for cost proposals. 
Phase II proposals are only 
accepted from proposal authors 
who have previously received a 
Phase I award, have not previ-ously 
received a Phase II follow-on 
contract and have not submit-ted 
their Phase II proposal more 
than twice. The deadline for sub-mission 
is the same for the 
Phase II proposal and associat-ed 
Phase I final report. Phase I 
Fellows may submit a Phase II 
proposal at any time after com-pletion 
of their Phase I grant, but 
it must be received by NIAC by 
the designated deadline in order 
to be considered in a particular 
review cycle. 
Receive Proposals Electronically and 
Log into NIAC Proposal Database 
Review of Proposals by 3 Internal 
Reviewers for Responsiveness 
Assign 3 (or more) External 
Reviewers from the Technical 
Community per Proposal 
Send Proposals to Reviewers 
(Electronically if possible) 
Receive Proposal Peer Review 
Evaluations (Electronically if possible) 
Review Panel Prioritization by 
a Subset of Peer Reviewers 
Present Concurrence Briefing 
to NASA 
Follow-up With NASA 
Key Technical Contacts 
Concurrence by NASA 
Notify Selected Award Winners and 
Electronically Transmit Feedback 
Initiate Grant/Contract Negotiations 
NIAC Peer Review Process 
Peer Review 
Peer reviewers are selected from the technically appropriate reviewers in the NIAC database. 
Additional reviewers are recruited as needed to adequately represent the technical emphasis of 
each proposal. Each reviewer is required to sign a non-disclosure and a non-conflict-of-interest 
agreement prior to their involvement. A small monetary compensation is offered to each review-er. 
The technical proposals and all required forms are transmitted to the reviewer via the Internet, 
by diskette or by paper copy, depending on the electronic capabilities of the reviewer.
43 
Reviewers are given approximately thirty days to review the technical proposals and return their 
completed evaluation forms. Each proposal receives at least three independent peer reviews. 
Each reviewer evaluates a proposal according to the criterion stated in the Call for Proposals. 
Templates/forms are created to help guide the reviewer through the process of assigning a 
numerical ranking and providing written comments. Only NIAC and USRA staff analyze cost pro-posals. 
To help ensure that a proposed concept is not duplicating previously studied concepts, NIAC 
accesses the NASA Technology Inventory Database and other public NASA databases to search 
for related NASA-funded projects. Results of the peer reviews are compiled by NIAC, rank-ordered 
by a review panel, and prepared for presentation to NASA HQ at a concurrence briefing. 
NASA Concurrence 
The NIAC Director presents the prioritized research selections to the representatives of NASA 
Associate Administrators of the NASA Mission Offices before the final selection and announce-ment 
of awards. Technical concurrence by NASA, required before any subgrants or subcontracts 
are announced or awarded, is obtained to ensure consistency with NASA’s Charter and to ensure 
that the concept is not duplicating concepts previously or currently being developed by NASA. 
Awards 
Based on the results of the NIAC peer review, technical concurrence from NASA HQ and the 
availability of funding, the award decision is made by the NIAC Director. All proposal authors are 
notified electronically of the acceptance or rejection of their proposals. If requested, feedback 
based on the peer review evaluation comments is provided to the non-selected proposal authors. 
The USRA contracts office then begins processing contractual instruments to each of the winning 
organizations. The NIAC staff inputs all pertinent technical information regarding the winning pro-posals 
into the NASA Technology Inventory Database as well as on the NIAC Web site. The “prod-uct” 
of each award is a final report. All final reports are posted on the NIAC Web site for public 
viewing. 
Management of Awards 
NIAC will continue to require all Phase I (grant) and Phase II (contract) recipients to submit bi-monthly 
and final reports. All Phase II contractors will be required to host a mid-term site visit and 
to submit an interim report before the end of the first half of their contract. Participants in the site 
visits will include the NIAC Director, invited experts in the technical field of the concept, and NASA 
representatives who may be able to facilitate the eventual transition to its long-range NASA fund-ing. 
All Phase II Fellows are required to give a status briefing at the NIAC annual meeting. All 
Phase I Fellows are required to present a poster at the Annual Meeting and give a status briefing 
at the Phase I Fellows workshop held near the end of their Phase I grant. 
Infusion of Advanced Concepts into NASA
P L A N S F O R T H E 8 t h C O N T R A C T Y E A R 
Key Milestones 
The activities planned for the eighth contract year will emphasize the continuous broadening and 
diversification of outreach and inspiration to the technical community. These efforts are aimed 
at reinforcing the NIAC environment that encourages and nurtures the constituency of innovators 
from all segments of the U.S. engineering and scientific community. NIAC will also build on the 
past successes of transitioning advanced concepts into NASA and other agencies in support of 
NASA's visions for all segments of aeronautics and space. Table 17 summarizes the major activ-ities 
to be conducted and key milestones to be achieved in the eighth contract year. 
During the eighth year of the NIAC contract, NIAC will accomplish the following major activities: 
- Initiate a continuing identification of Grand Visions for Aeronautics and Space, 
- Host the 8th Annual Meeting in October 2005, 
- Release the next Phase I and and Phase II Calls for Proposals in November 2005, 
- Conduct the peer review, concurrence and selection of Phase I and Phase II Awards, 
- Release the next Call for Proposals for the NIAC Student Fellows Prize in January 2006 
and announce the winners by May 2006, 
- Conduct site visits with currently funded Phase II Fellows for the purposes of oversight 
and exploration of opportunities for transition to NASA and other agencies, 
- Present status briefings to the NASA leadership in Headquarters and the Centers when-ever 
appropriate, 
- Stay closely engaged with the technical community and the technically oriented public 
through participation in technical societies, presentation of technical papers and 
presentation of seminars to universities and civic groups, 
- Be responsive to inquiries from the media for inputs to articles in newspapers, 
magazines and web-based news services. 
TABLE 17. Key Activities Planned for the Eighth Contract Year 
ACTIVITY 2005 2006 
Phase I CP 0501 
Phase II CP 0502 
Phase 1 CP 0601 
Phase II CP 0602 
Annual Meeting 
Phase I Fellows Meeting 
Science Council Meeting 
Student Fellows Prize 
MIT Forum Broadcast 
Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun 
Release Call for Proposal 
Review and Selection 
Announce Awards 
Grant and Contract Performance Periods 
Events 
44 44
45 
Solicitation, Selection and Advanced Concept Awards 
Proposals received in response to the Phase II solicitation, CP 05-02, were peer reviewed and 
the review panel was conducted near the end of the seventh contract year. The concurrence 
briefing for CP 05-02 is scheduled for July 14, 2005 at NASA HQ. Phase II awards will be 
announced in early August 2005. 
The next Phase I Call for Proposals, CP 06-01 will be released in November 2005 with a due date 
in February 2006. The peer review, selection and concurrence will take place from March 
through May 2005 with an anticipated announcement of awards by June 2006 with a grant start 
date of September 1, 2006. The next Phase II Call for Proposals will be released in November 
2005 with a due date in early May 2006. The peer review, selection and concurrence will take 
place from May through July 2006. Phase II awards will be announced in late July or early August 
2006 with a contract start date of September 1, 2006. 
Identifying Grand Visions 
Prior to the release of each annual Phase I Call for Proposals, NIAC with the assistance of the 
contract COTR, polls each of the NASA Directorates to identify Grand Challenges that serves to 
focus the creativity of potential proposers on critical challenges of aeronautics and space. 
Beginning with this contract year, NIAC plans to give a special emphasis on extending the vision 
of the technical community beyond identifiable challenges toward visions of future possibilities. 
"Grand Challenges" are generally structured to inspire solutions to difficult situations and are 
problem solving exercises. They inspire creative application of known scientific phenomena and 
technologies. Whereas, "Grand Visions" are structured to inspire giant leaps forward and can 
provide an environment for creativity, imagination and innovation unfettered by near term reali-ties. 
NIAC is planning an on-going effort to identify "Grand Visions" that can be the emphasis of future 
Phase I Calls for Proposals. Activities aimed at identifying "Grand Visions" may include: 
- Formal solicitation of inputs from each of the NASA Directorates, 
- Hosting a one-day, by invitation only, workshop for key NASA technical leaders and 
innovators to brain-storm about visions that extend well beyond NASA long range plans, 
- Sessions in NIAC Annual and Fellows Meetings structured to encourage unfettered and 
creative discussion of vision stretching possibilities for aerospace endeavors, 
- An open call for "Grand Visions" on the NIAC website to encourage a continuous 
dialogue with NIAC on "Grand Visions". 
NIAC Annual Meeting and Phase I Fellows Meeting 
The next NIAC Annual Meeting is scheduled for October 10-11, 2005 at the Omni Interlocken 
Resort in Denver, Colorado. Speakers will include all currently funded Phase II Fellows, who will 
give a status report on their concept, and two or more keynote speakers. As of the publication 
date of this report, confirmed keynote speakers include Dr. Paul MacCready, President of 
Aerovironment, Dr. Fred Adams, Professor at the University of Michigan and Courtney Stadd, 
Bigelow Aerospace.
46 
The next NIAC Phase I Fellows meeting will be held in Atlanta, GA near the NIAC Headquarters 
and include status briefings by all of the currently funded Phase I Fellows and invited presenta-tions 
by several keynote speakers. 
Outreach to the Technical Community 
The NIAC website will continue to be the primary, on-going vehicle for continuous communication 
with the technical community. The leadership of NIAC will strategically participate in technical 
society activities and give invited presentations to other government agencies universities, indus-try 
and civic organizations. The NIAC technical leadership will accept invitations from non-NASA 
agencies to give seminars and to receive tours of technical facilities to enhance and support 
NIAC's effectiveness and NASA's long term goals. 
On September 22, 2005, the MIT Forum is sponsoring a special broadcast throughout the MIT 
Forum network from the studios of Georgia Public Broadcasting. The theme of this 1.5 hour 
broadcast will be "The Power of Revolutionary Thinking: Driving Innovations for Today and 
Tomorrow". Speakers will be Robert Cassanova and NIAC Phase II Fellows Bradley Edwards, 
Penelope Boston and Dava Newman. The short presentations will be followed by questions from 
participants from the audience and the Internet. 
Oversight by USRA Management 
The NIAC Science Council will meet to receive an overview of the status and plans of NIAC on 
the day following each of the scheduled Annual Meetings and Fellows meetings. The Council will 
issue a report to USRA management and NASA on the operation of NIAC and will offer sugges-tions 
for future activities.
47 
APPENDIX A 
Descriptions of Enabling Technologies from NIAC 
CP 02-01 Studies (Performance Period: September 2003 - August 2005) 
SOLID STATE AIRCRAFT 
Anthony Colozza, Ohio Aerospace Institute, anthony.colozza@grc.nasa.gov 
CRITICAL TECHNOLOGIES 
1. Ionic Polymer Metal Composite (IPMC). The development of the IPMC material is 
one of the most critical issues to the viability of the concept. Further development that 
will demonstrate the ability to make large sections of the material as well as the demon-stration 
and characterization of its behavior under various operational and control con-ditions 
is critical to the concepts viability. 
2. Thin Film Photovoltaic Array. The solid state aircraft (SSA) is powered by the use of 
a flexible thin film solar array. The development of thin film array materials can greatly 
enhance the capabilities of the SSA. The array characteristics that will have a signifi-cant 
effect on the vehicles performance are specific mass (kw/kg), overall efficiency and 
substrate compatibility. If the photovoltaic material can be deposited onto another com-ponent 
such as a thin film battery or the IPMC material itself, the integration of the SSA 
can be greatly enhanced. 
3. Flexible Batteries or Capacitors. To store energy between wing flaps a battery or 
capacitor must be used. To integrate these into the aircraft they will need to be light-weight, 
compact and flexible. Development of a suitable energy storage medium is crit-ical 
to the SSA's operation. 
OTHER TECHNOLOGIES 
1. Flapping Wing Aerodynamics. A detailed understanding of the fluid dynamics of flap-ping 
wing flight is needed to optimize the SSA design and minimize power consump-tion. 
2. IPMC Control Scheme / EM Field Generation. A control scheme for the IPMC mate-rial 
is needed to provide a viable flight vehicle. This control consists of the generation 
and tailoring of an EM filed which in turn induces the motion of the IPMC. The develop-ment 
would consist of the capability to generate a field that is tailored in strength and 
polarity over the wing area as well as the understanding of what that distribution would 
need to be to achieve the correct wing motion.
48 
ANTIMATTER DRIVEN SAIL FOR DEEP SPACE MISSIONS 
Dr. Steven D. Howe, Hbar Technologies, LLC, showe@hbartech.com 
CRITICAL TECHNOLOGIES 
The antimatter sail concept relies on the ability to use antiproton induced fission as a 
propulsion method. The key technologies therefore to enabling this concept are: 1) pro-duction/ 
formation of sufficient amounts of antihydrogen, 2) formation and storage of 
nano-flakes of solid antihydrogen, and 3) development of the Tuned Photovoltaic 
Conversion (TPC) method of converting fission energy into electricity. The formation of 
antihydrogen molecules is the first step to making the storage of flakes feasible. The sus-pension 
of a charged nano-flake electrostatically will demonstrate the storage concept. 
Both of these technologies can be demonstrated in the near term using normal-matter 
protons. The TPC concept uses fission to induce scintillation in a medium. The wave-length 
of the scintillation is tuned to the acceptance of a photovoltaic cell for high efficien-cy 
conversion. The TPC could be demonstrated using radioisotopes and currently avail-able 
scintillating materials. 
OTHER TECHNOLOGIES 
Another significant technology is the production and accumulation of antiprotons. The 
current production levels need to be greatly increased in order to make sufficient quanti-ties 
for deep space missions. 
GLOBAL ENVIRONMENTAL MEMS SENSORS (GEMS): A REVOLUTIONARY 
OBSERVING SYSTEM FOR THE 21ST CENTURY 
John Manobianco, ENSCO Inc., manobianco.john@ensco.com 
CRITICAL TECHNOLOGIES 
1. Electronics. The further integration and miniaturization of electronics is a critical 
enabler of the GEMS system. Sensing, processing, and storage must all be combined in 
a robust monolithic design to implement the final GEMS probe. 
2. Communications. State of the art communication systems today such as ad-hoc or 
mesh networks will not likely support the massive number of probes envisioned for the 
GEMS system. Since scaling limitations exist for these networks, new protocols and hard-ware 
must be developed to overcome these difficulties or alternative systems such as low 
power point-to-point satellite communications or hybrid ad-hoc/satellite communications 
must be employed. 
3. Materials. The probes must meet specific design criteria in order to maximize the dwell 
time in the atmosphere. The probe shell material must be capable of withstanding enor-
49 
mous pressures at high altitudes, but also be incredibly light. Carbon nanotube based 
polymers are needed to provide an ultrathin, lightweight, high tensile strength material for 
the shell. 
OTHER TECHNOLOGIES 
1. Power. The current solution for power generation is thin-film solar cell technology. The 
two primary candidates in this arena are thin-film amorphous silicon cells and nanoparti-cle 
dye cells. Although, thin-film solar cells are an excellent material for power genera-tion, 
the probe must also be capable of storing power for night-time operation. Two pos-sible 
options include thin-film batteries or thin-film capacitors. 
ASTRONAUT BIO-SUIT SYSTEM FOR EXPLORATION CLASS MISSIONS 
Dava Newman, Massachusetts Institute of Technology, dnewman@mit.edu 
CRITICAL TECHNOLOGIES 
1. Three-dimensional textile deposition, to enable the formation of anisotropic material 
with specific mechanical properties. Also, the ability to assemble a garment in three 
dimensions through patterning of fibers and incorporation of other materials (e.g., pas-sive 
and active elements). We have determined the initial material property requirements 
as well as fiber orientation (March 2005, Bi-Monthly Report): tensile strength > 60 N (13 
lbf) and an elastic modulus that is initially high but that approaches zero as the strain sur-passes 
30% and the load reaches 30 N. The target operating range for the fiber or fab-ric 
is at tensile loads of 30 N ±5 N and strains of 50% ±20%. We are continuing our inves-tigation 
in to 'electrospinlacing' technology for this application. 3D material deposition will 
enable a spacesuit to be exactly custom-fit to its wearer. The ability to give the textile 
specified mechanical properties in specific directions will enable a spacesuit to mimic the 
deformation of the skin. 
2. Shape-changing polymers that provide human-scale force. Often these are called "arti-ficial 
muscles" and they include dielectric elastomers, electrostrictive polymers, shape 
memory polymers, and mechano-chemical polymers and gels. These active polymers 
will enable a mechanical counterpressure spacesuit to apply pressure to the body sur-face 
after the suit has been donned and may be activated by body temperature. They will 
also allow for local control of the tension in the spacesuit fabric; our analysis shows a 
requirement for 30-70% local contraction or stretch around moving joints to provide con-stant 
pressure over different curvatures of the body surface. 
3. Information technology, wearable computing, energy, and human power harvesting 
integration across the entire EVA system. Integration of the space suit with smart EVA 
tools via data automation; integration of the space suit and EVA tools with other compo-nents 
of the EVA system including robotic elements. Lightweight, portable, long-duration 
sources of power, or the ability to harvest the human body's waste energy to power 
BioSuit and EVA life support systems. Essentially, spacesuits for planetary exploration
50 
require advancements in battery technology. Longer duration traverses will require more 
energy for the astronauts' life support systems, but the additional energy cannot come by 
increasing the on-back mass for the astronaut. The use of electroactive fibers and mate-rials 
for spacesuit shape control or for biomedical sensing will also require additional 
energy. 
OTHER TECHNOLOGIES 
1. Distributed sensing for temperature, humidity, chemicals, and mechanical stress. 
These sensors can monitor life support functions and serve as flexible keyboards (inter-faces) 
for garments, and they can provide shape control for fabrics. 
2. Edema assessment using the Bowman Perfusion Monitor from Hemedex has been 
completed and reported at Aerospace Medical Association (ASMA) Annual Conference, 
May, 2005 (Treviño, L. and Carr, C.). 
ELECTROMAGNETIC FORMATION FLIGHT (EMFF) 
Raymond Sedwick, Massachusetts Institute of Technology, sedwick@mit.edu 
CRITICAL TECHNOLOGIES 
1. The primary enabling technology for EMFF is high current density, high temperature 
super conducting wire. The current state of the art is about 13 kA/cm2, which allows it to 
be a competitive technology with thruster-based systems. However, the force between 
two identical spacecraft scales as the square of this current density, for a fixed mass and 
coil size, so increases in this density will greatly improve the viability of this technology 
at greater distances. The wire being used is a matrix of superconducting material and 
regular metal, to provide strength and flexibility. The superconducting material has been 
lab tested to an upper limit of 6,000 kA/cm2, so the improvements need only come in the 
manufacturing process of the wire. 
2. A second technology which will allow EMFF to function in Earth orbit is higher efficien-cy 
cryo-coolers. Current thermal designs appear to require on the order of 10s of Watts 
per coil of thermal power removal, translating to 100s of Watts of electrical power input 
to cryo-coolers for each coil. This appears to be the driving power requirement for the 
system. 
3. The third most critical technology is distributed control algorithms. Unlike thruster 
based systems, movements within an EMFF system must be coordinated between mul-tiple 
spacecraft simultaneously. This is a very complex control problem, which must be 
solved to make the technology viable. 
OTHER TECHNOLOGIES 
1. One potentially useful technology is high density, high strength, non-conducting mate-
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2004annualreport[2]

  • 1. NASA INSTITUTE FOR ADVANCED CONCEPTS 7th A N N U A L R E P O R T Performance Period July 12, 2004 - July 11, 2005 Supporting Revolutionary Ideas Today, With Advanced Concepts For Tomorrow
  • 2. USRA is a non-profit cor-poration under the aus-pices of the National Academy of Sciences, with an institutional mem-bership of 97. For more information about USRA, see its website at www.usra.edu. ANSER is a not-for-profit public service research corporation, serving the national interest since 1958.To learn more about ANSER, see its website at www.ANSER.org.
  • 3. NASA Institute for Advanced Concepts 7 t h A N N U A L R E P O R T Performance Period July 12, 2004 - July 11, 2005
  • 4. NIAC SUPPORTS THE NASA VISION NIAC inspires and investigates options for future missions that may reveal technologies and approaches which could impact near term missions. 4 NASA Institute for Advanced Concepts Above: NIAC Director, Robert A. Cassanova, Ph. D. N I A C 7 t h A n n u a l R e p o r t
  • 5. 5 D i r e c t o r ’ s M e s s a g e Carrying Out NASA’s Vision I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need info from Bob here....I need Over the last seven contract years, the NASA Institute for Advanced Concepts (NIAC) has inspired and nurtured a number of revolutionary advanced concepts that someday may have a significant impact on future directions in aeronautics and space. This is accomplished by encouraging and creating an operating environment to inspire con-cepts aimed 10 to 40 years into the future for which the enabling technologies may not be available, and/or the science may not be totally understood. NIAC actively seeks credible, technical controversy supported by an atmosphere of open dialogue with the technical community that encourages an examination of key technical issues. Over the last 100 years the aerospace field has successfully responded to "grand chal-lenges" such as high speed, powered flight and landing a man on the Moon. These and other "grand challenges" provide a general direction for problem solving and inspire creative and innovative application of known, or mostly understood, scientific phenomena and technologies. NIAC's approach is to encourage revolutionary thinking to provide the spark for "grand visions" for giant leaps forward, stretching our scientific imagination and sustaining an environment for credible creativity and innovation. "Grand visions" of the future may also affect our interpretation of near-term challenges. A focus on visionary advanced concepts turns our minds towards possibilities of performance enhancements for cur-rently planned missions and may enable future missions that are currently viewed as nearly impossible. Some of the NIAC advanced concepts, for example in astronomy, access to space, space transportation and humans in space have inspired other related, supporting sys-tem concepts and enabling technologies which result in an architectural ensemble with extraordinary possibilities. As a result, a number of NIAC advanced concepts have been accepted into NASA's long range plans and have received additional funding from NASA, other government agencies and private investors to continue the development of the concepts and related enabling technologies. NIAC is eager to encourage and receive concepts from a broad spectrum of scientific disciplines and interdisciplinary fields that are not normally associated with aerospace endeavors. Please join the Universities Space Research Association (USRA) and NIAC in this exciting endeavor to help define the future of aeronautics and space. Robert A. Cassanova, Ph.D. Director, NIAC N I A C 7 t h A n n u a l R e p o r t
  • 6. DIRECTOR’S MESSAGE NIAC EXECUTIVE SUMMARY ACCOMPLISHMENTS Summary Call for Proposals CP 02-01 (Phase II) Call for Proposals CP 03-01 (Phase II) Call for Proposals CP 04-01 (Phase I) Call for Proposals CP 05-01 (Phase I) Call for Proposals CP 05-02 (Phase II) Survey of Technologies to Enable NIAC Concepts Special Recognition for NIAC Coordination with NASA Infusion of Advanced Concepts into NASA Inspiration and Outreach Release and Publicity of Calls for Proposals Recruitment of Technically Diverse Peer Reviewers NIAC Sixth Annual Meeting NIAC Fellows Meeting NIAC Science Council Meetings NIAC Student Visions of the Future Program NIAC Student Fellow Publication NIAC Student Fellows Prize Financial Performance DESCRIPTION OF THE NIAC Mission Organization Facilities Virtual Institute The NIAC Process Solicitation Proposals Peer Review NASA Concurrence Awards Management of Awards 7 5 9 10 10 11 11 12 13 15 16 18 18 21 24 25 27 27 28 28 30 30 31 32 33 33 34 36 36 38 39 40 41 42 42 42 T A B L E O F C O N T E N T S
  • 7. PLANS FOR THE EIGHTH CONTRACT YEAR Key Milestones Solicitation, Selection, and Advanced Concept Awards Identifying Grand Visions NIAC Annual Meeting and Phase I Fellows Meeting Outreach to the Technical Community Coordination with NASA and other Federal Agencies Oversight by USRA Management LIST OF TABLES Table 1. Phase I and II Awards Performance Periods Table 2. CP 02-01 Phase II Award Winners Table 3. Summary of CP 03-01 Responding Organizations Table 4. CP 03-01 Phase II Award Winners Table 5. Summary of CP 04-01 Responding Organizations Table 6. CP 04-01 Phase I Award Winners Table 7. Summary of CP 05-01 Responding Organizations Table 8. CP 05-01 Phase I Award Winners Table 9. Summary of CP 05-02 Responding Organizations Table 10. CP 05-02 Phase II Award Winners Table 11. CP 02-01 Critical Enabling Technologies Table 12. CP 03-01 Critical Enabling Technologies Table 13. NASA - NIAC Support Team Table 14. Visits and Contacts within NASA Table 15. Advanced Concepts Infused Into NASA Table 16. Current Membership of the NIAC Science Council Table 17. Key Activities Planned for the Eighth Contract Year APPENDICES A. Descriptions of Enabling Technologies from NIAC B. Infusion Status and Recommendations C. Inspiration and Outreach Contacts D. NIAC Publicity 7 43 43 44 44 44 45 45 45 10 10 11 11 12 13 13 14 15 15 16 17 19 19 22 36 43 46 56 62 66 T A B L E O F C O N T E N T S
  • 8. E X E C U T I V E S U M M A R Y NASA Institute for Advanced Concepts THE NIAC STAFF. Network Engineer, Robert J. Mitchell, (above left), Business Manager, Dale K. Little, (above center), NIAC Director, Dr. Robert Cassanova (above right), Associate Director, Diana Jennings, Ph.D., (bottom left) Senior Science Advisor, Ronald E. Turner, Ph.D. (bottom center), Publication Specialist, Katherine Reilly (bottom right) N I A C 7 t h A n n u a l R e p o r t
  • 9. NIAC is a unique organization and a process where creativity and imagination, inspired by curiosity and the eternal quest for knowledge, are necessities, not luxuries. NIAC provides a pathway for innovators with the ability for non-linear creativity to: (1) define grand visions for a future world of aeronautics and space, (2) explore the possibility of redefining realities of the future, (3) offer revolutionary solutions to the grand challenges of future aerospace endeavors. By operating as a virtual institute with succinct proposal requirements and efficient peer review, NIAC's mode of operation emphasizes a flexible and open development of creative concepts with a minimum of technical direction. However, appropriate oversight and nurturing is provided by NIAC's contractual man-agement and technical leadership plus timely collaboration with NASA's technical staff. During this seventh contract year, NIAC awarded 5 Phase II contracts totaling $2 million (with options), and 24 Phase I grants totaling $1.7 million. Since the beginning of the first NIAC contract, Feb. 1998, NIAC has received a total of 1016 proposals and has awarded 115 Phase I grants and 32 Phase II con-tracts for a total value of $22.5 million. The awards spanned all categories of businesses with 44.2% to universities, 47% to small and disadvantaged business, 2% to historically black colleges and universities and minority institutions and 6.8% to large businesses. During this seventh year of operation, NIAC con-tinued to meet the contract performance goals and, as in previous years, received an "excellent" rating from NASA in all categories of performance. NIAC's method of open review of its advanced concepts continued this year with a combination of open access to reports and briefings on the NIAC website, the NIAC Annual Meeting and the NIAC Phase I Fellows Meeting. Recipients of NIAC awards are designated as “NIAC Fellows”. The NIAC Annual Meeting in October 2004 was especially well attended and included status briefings by Phase II Fellows, notable presentations by invited keynote speakers and presentations by student Fellows. NIAC's technical leadership continued its vigorous activities for education, outreach and inspiration with presentations at universities, private industry and technical society meetings. NIAC and NIAC spon-sored advanced concepts received widespread recognition in the popular and technical press. NIAC Fellows were highly visible in technical society meetings with numerous presentations and publication of technical papers. In addition to inspiring proposals from the established technical community, NIAC began a special pro-gram to encourage undergraduate students who have the potential for extraordinary creativity and the ability to stretch well beyond typical undergraduate course work. The NIAC Student Fellows Prize (NSFP), sponsored by Universities Space Research Association and managed by NIAC, was initiated in 2005 to attract these students and facilitate their advanced aerospace concepts. Five students were selected in May 2005 to receive a $9,000 grant and will carry out their efforts during the 2005-2006 aca-demic year. Highlights for the eighth contract year include the beginning of the development of new Phase I and Phase II concepts, release of new Phase I and Phase II Calls for Proposals, peer review and selection of new Phase I and Phase II awards, hosting the Annual Meeting in October 2005 and the Fellows Meeting in March 2006, participation in a special broadcast on Space Exploration through Georgia Public Television for the MIT Forum and selection of the next group of NIAC Student Fellows. 9 NIAC Executive Summary N I A C 7 t h A n n u a l R e p o r t
  • 10. A C C O M P L I S H M E N T S Summary During the seventh contract year of operation, NIAC has continued the processes that it success-fully established to inspire, solicit, review, select, fund, nurture, and infuse revolutionary advanced concepts into NASA. The performance periods for all completed and currently planned awards are summarized in Table 1. The following sections describe the Calls that were awarded or initi-ated during the past year. TABLE TABLE 1. Phase Phase I and I and II Awards II Awards Performance Performance Periods Periods CY02 CY03 CY04 CY05 CY06 Jan-Dec Jan-Dec Jan-Dec Jan-Dec Jan-Dec Completed 0101 0102 0201 0202 First USRA Contract Ends February 11 Completed Completed 0301 0401 CP 01-01 Phase II Contracts CP 01-02 Phase I Grants CP 02-01 Phase II Contracts CP 02-02 Phase I Grants CP 03-01 Phase II Contracts CP 04-01 Phase I Grants CP 05-01 Phase I Grants CP 05-02 Phase II Contracts CY05 CY06 Jan-Dec Jan-Dec Completed 0501 0502 Second USRA Contract Ends July 17 Call for Proposals CP 02-01 (Phase II) During this reporting period, these concepts (see Table 2) were in their second and final year of contract performance. Descriptions of these concepts are available on the NIAC web site (http://www.niac.usra.edu). TABLE 2. CP 02-01 Phase II Award Winners 10 Principal Investigator & Organization CP 02-01 Concept Proposal Title ANTHONY COLOZZA Solid State Aircraft Ohio Aerospace Institute STEVEN HOWE Hbar Technologies Antimatter Driven Sail for Deep Space Missions JOHN MANOBIANCO ENSCO, Inc. Global Environmental MEMS Sensors (GEMS): A Revolutionary Observing System for the 21st Century DAVA NEWMAN Massachusetts Institute of Technology Astronaut Bio-Suit System for Exploration Class Missions RAY SEDWICK Massachusetts Institute of Technology Electromagnetic Formation Flight (EMFF) PARVIZ SOROUSHIAN Technova Corporation Inherently Adaptive Structural Systems
  • 11. Call for Proposals CP 03-01 (Phase II) CP 03-01, a NIAC Phase II solicitation, was released on December 10, 2003. Under a new NIAC policy, it was released to Phase I winners who had not previously been awarded a Phase II con-tract and had not submitted a Phase II proposal for the same concept more than twice. The respective business categories distribution of the 14 proposals received on April 30, 2004 are summarized in Table 3. Business Category Proposals Received Awarded Universities 7 3 Small Businesses 6 2 Large Businesses 1 0 Total Proposals Received for CP 03-01 14 5 TABLE 3. Summary of CP 03-01 Responding Organizations Five awards, as reflected in Table 4 were made at the conclusion of Peer Review and the Concurrence Briefing (June 25, 2004). The contract start date for these awards was August 1, 2004. The proposals that were selected for award under CP 03-01 are summarized in Table 4 and descriptions of these concepts are available on the NIAC Web site (http://www.niac.usra.edu). Principal Investigator & Organization CP 03-01 Concept Proposal Title NARAYANAN KOMERATH Georgia Institute of Technology Tailored Force Fields for Space-Based Construction CONSTANTINOS MAVROIDIS Northeastern University Bio-Nano-Machines for Space Applications ALEXEY PANKINE Global Aerospace Corporation Sailing the Planets: Science from Directed Aerial Robot Explorers JOHN SLOUGH University of Washington The Plasma Magnet PAUL TODD Space Hardware Optimization Technology Robotic Lunar Ecopoiesis Test Bed TABLE 4. CP 03-01 Phase II Award Winners 11
  • 12. Call for Proposals CP 04-01 (Phase I) Phase I solicitation, CP 04-01, was released on April 2, 2004 with a proposal due date of June 7, 2004. On this date, 113 proposals were received and the applicable statistics pertaining to type of submitting organization are summarized in Table 5. Business Category Proposals Received Awarded Universities 35 7 Small Disadvantaged Businesses 12 1 Small Businesses 64 4 National Labs 1 0 Large Businesses 1 0 Total Proposals Received for CP 04-01 113 12 TABLE 5. Summary of CP 04-01 Responding Organizations A total of 12 awards were made from the 113 proposals received in response to CP 04-01. The applicable concurrence briefing to NASA was made on August 19, 2004 with the award date for the 12 being October 1, 2004. The proposals that were selected for award under CP 04-01 are summarized in Table 6 and abstracts are available on the NIAC Web site (http://www.niac.usra .edu). TABLE 6. CP 04-01 Phase I Award Winners (continued on next page) 12 Principal Investigator & Organization CP 04-01 Concept Proposal Title ROGER ANGEL University of Arizona A Deep Field Infrared Observatory Near the Lunar Pole IVAN BEKEY Bekey Designs Incorporated Extremely Large Swarm Array of Picosats for Microwave/RF Earth Sensing, Radiometry, and Mapping WENDY BOSS North Carolina State University Redesigning Living Organisms to Survive on Mars CHARLES BUHLER ASRC Aerospace Corporation Analysis of a Lunar Base Electrostatic Radiation Shield Concept WEBSTER CASH University of Colorado New Worlds Imager RICHARD FORK University of Alabama, Huntsville Efficient Direct Conversion of Sunlight to Coherent Light at High Average Power in Space
  • 13. Principal Investigator & Organization CP 04-01 Concept Proposal Title JEFFREY HOFFMAN Massachussetts Institute of Technology Use of Superconducting Magnet Technology for Astronaut Radiation Protection RICKY MORGAN Aerospace Missions Corporation Wide Bandwidth Deep Space Quantum Communications JEROME PEARSON Star Technology and Research Lunar Space Elevators for Cislunar Space Development CHRIS PHOENIX Center for Responsible Nanotechnology Large-Product General-Purpose Design and Manufacturing Using Nanoscale Modules ROBERT WINGLEE University of Washington Magnetized Beamed Plasma Propulsion (MagBeam) CRAIG WOOLSEY Virginia Polytechnic Institute A Self-Sustaining, Boundary-Layer-Adapted System for Terrain Exploration and Environmental Sampling TABLE 6. CP 04-01 Phase I Award Winners (continued from previous page) Call for Proposals CP 05-01 (Phase I) November 12, 2004 was the release date for Phase I CP 05-01. The corresponding due date was February 14, 2005 at which time NIAC received 158 proposals and the peer review process began. A Concurrence Briefing was given to NASA on May 12, 2005 followed by the award of 12 grants to begin on September 1, 2005. 13 Business Category Proposals Received Awarded Universities 56 3 Small Disadvantaged Businesses 12 3 Small Businesses 86 6 National Labs 1 0 Large Businesses 3 0 Total Proposals Received for CP 05-01 158 12 TABLE 7. Summary of CP 05-01 Responding Organizations The proposals that were selected for award under CP 05-01 are summarized in Table 8 and abstracts are available on the NIAC Web site (http://www.niac.usra.edu).
  • 14. 14 Principal Investigator & Organization CP 05-01 Concept Proposal Title YOUNG K. BAE Bae Institute A Contamination-Free Ultrahigh Precision Formation Flight Method Based On Intracavity Photon Thrusters and Tethers JAMES BICKFORD Draper Laboratory Extraction of Anitparticles Concentrated in Planetary Magnetic Fields ERIC BONABEAU Icosystem Corporation Customizable, Reprogrammable, Food Preparation, Production and Invention System BRIAN GILCHRIST University of Michigan Scalable Flat-Panel Nano-Particle MEMS/NEMS Propulsion Technology for Space Exploration GERALD P. JACKSON Hbar Technologies, LLC Antimatter Harvesting in Space GEORGE MAISE Plus Ultra Technologies, Inc. Multi-Mice: A Network of Interactive Nuclear Cryoprobes to Explore Ice Sheets on Mars and Europa PAMELA A. MENGES Aerospace Research Systems Artificial Neural Membrane Flapping Wing MASON PECK Cornell University College of Engineering Lorentz-Actuated Orbits: Electrodynamic Propulsion Without a Tether JAMES POWELL Plus Ultra Technologies Magnetically Inflated Cable (MIC) System for Space Applications HERBERT SCHNOPPER Smithsonian Astrophysical Observatory Ultra-High Resolution Fourier Transform X-Ray Interferometer GERALD A. SMITH Positronics Research LLC Positron Propelled and Powered Space Transport Vehicle for Planetary Missions NESTOR VORONKA Tethers Unlimited Modular Spacecraft with Integrated Structural Electrodynamic Propulsion TABLE 8. CP 05-01 Phase I Award Winners
  • 15. Call for Proposals CP 05-02 (Phase II) Phase II CP 05-02 was released on November 10, 2004 with a proposal due date of May 2, 2005. On this date, 15 proposals were received. The applicable statistics pertaining to type of submit-ting organization and award recipients are summarized in Table 9 and 10, respectively. Abstracts are available on the NIAC website (htttp://www.niac.usra.edu). Awards are planned for September 1, 2005. 15 Business Category Proposals Received Awarded Universities 10 5 Small Disadvantaged Businesses 2 Small Businesses 2 Large Businesses 1 Total Proposals Received for CP 05-02 15 5 TABLE 9. Summary of CP 05-02 Responding Organizations Principal Investigator & Organization CP 05-02 Concept Proposal Title WENDY BOSS North Carolina State University Redesigning Living Organisms for Mars WEBSTER CASH University of Colorado, Boulder New Worlds Imager STEVEN DUBOWSKY Massachusetts Institute of Technology Microbots for Large-Scale Planetary Surface and Subsurface Exploration ELIZABETH McCORMACK Bryn Mawr College Investigation of the Feasibility of Laser Trapped Mirrors SIMON WORDEN Steward Observatory, University of Arizona A Deep Field Infrared Observatory near the Lunar Pole TABLE 10. CP 05-02 Phase II Award Winners
  • 16. 16 Survey of Technologies to Enable NIAC Concepts Beginning with the fifth Annual Report that covered the contract performance period ending in July 2003, NIAC has surveyed the critical enabling technologies for the NIAC Phase II concepts. The purpose of this survey is to provide NASA with inputs to their invest-ment strategy for advanced tech-nologies that would enable further Enabling Technologies COLOZZA HOWE MANOBIANCO SEDWICK NEWMAN SOROUSHIAN development of the NIAC concept and provide additional justification for general categories of advanced technologies that may enable a broad range of future missions. Two sets of Phase II contracts were actively funded during this contract year. Six CP 02-01 studies were in their second year (performance period from September 2003 through August 2005), and five CP 03-01 advanced concepts were in their first year (performance period from October 2004 through September 2006). Each of these Phase II Fellows was asked to respond to the following questions related to critical technologies to enable their concept: (1) What are the three most critical technologies to enable the further development of your NIAC con-cept? Please give a brief explana-tion, two or three sentences, describing the critical relationship of each technology to your concept. (2) What are the other technologies that are important for the further development of your concept? Please briefly describe their rela-tionship to your concept. The eleven responses are com-pletely reported in Appendix A along with short explanations of the rela-tionship of each technology to the advanced system or architecture (Tables 11 and 12). CP 02-01 Critical Enabling Technologies Ionic polymer metal composite (IPMC) Thin film photovoltaic array Flexible batteries or capacitors Flapping wing aerodynamics IPMC control scheme / EM field generation Production/formation of antihydrogen Formation & storage of nano-flakes of solid antihydrogen Tuned photovoltaic conversion of fission energy into elec-tricity Production and accumulation of antiprotons Integration and miniaturization of electronics Advanced distributed communications Lightweight high strength materials (e.g. carbon nan-otube based polymers) Advanced thin-film solar cell technology Thin-film batteries or thin-film capacitors Three-dimensional textile deposition, to enable the for-mation of anisotropic material with specific mechanical properties Shape-changing polymers that provide human-scale force Information technology, wearable computing, energy, and human power harvesting integration across the entire EVA system High current density, high temperature super conducting wire Higher efficiency cryo-coolers Distributed control algorithms High density, high strength, non-conducting materials from which reaction wheels can be manufactured Development of nanostructured piezoelectric materials Advances in development of solid electrolytes for energy storage Developments in ion-conducting nanocomposites TABLE 11. CP 02-01 Critical
  • 17. 17 CP 03-01 Critical Enabling Technologies Large-scale direct conversion of solar energy to tunable radio and microwave frequencies Intelligent robotic manipulators On-orbit tele-robotics for assembly Beamed microwave power Network-based space sensing for planetary environments Smart self repairing / healing artificial skin architecture Advanced bio-nano-components such as actuators, joints, sensors, etc. Distributive intelligence for programming and control Bio-nano-world to macro-world integration Automatic fabrication of bio-nano-robots Advanced balloon envelope materials Lightweight balloon guidance system Guidance and navigation algorithm development Reliable and robust entry descent and inflation systems Advancements in energy storage and power generation technologies High efficiency fuel cells, high-efficiency thin-film solar arrays, and lightweight photo-voltaic devices Advanced technology structural materials with high strength-to-weight ratios, e.g. car-bon nanotubes Advanced power processing unit Solar wind detection system Advanced guidance systems Pioneer organisms Laboratory ecopoiesis test bed Efficient and safe miniaturized simulated planetary environments Access to extraterrestrial venues Novel laboratory information networks Microbial health assessment TABLE 12. CP 03-01 Critical Enabling Technologies TODD SLOUGH PANKINE MAVROIDIS KOMERATH
  • 18. 18 Special Recognition for NIAC On August 24, 2004, the USRA/ANSER-NASA NIAC team received the NASA Sharon Garrison (left), Bob Cassanova (cen-ter) Group Achievement Award. The ceremony was held at Martin’s Crosswinds in Greenbelt, Maryland. The award was accepted for the group by Bob Cassanova. Plaques have been awarded to each of the members. The photo below shows Sharon Garrison, Bob Cassanova and Sophia Hill (USRA Contract Specialist) after the awards ceremony. The USRA/ANSER-NASA NIAC Team's recent NASA Honor Award was also recognized in the October 2004 Goddard News. The article was entitled "NIAC Team Wins Award for Six-Year Walk on the Wild Side". Bill Steigerwald, of the GSFC Public Affairs Office, described NIAC and the NASA Honor Award the NASA government and non-government NIAC team received in August 2004. See the Publicity section for the link to the article. Coordination with NASA and Sophia Hill (left, USRA Contract Specialist) receive the USRA/ANSER-NASA NIAC Team's recent NASA Honor Award Sharon Garrison (left), the NASA Coordinator for NIAC, is in the Advanced Concepts and Technology Office (ACTO) of the Flight Program and Projects Directorate at NASA Goddard Space Flight Center (GSFC). She is the primary point-of-contact between NIAC and NASA. Ms. Garrison actively communicates throughout NASA to a review team comprised of representatives from the Mission Directorates and Centers. Table 13 is a listing of these representatives. Throughout the process of managing NIAC, these representatives are kept informed by Ms. Garrison of the status of the Institute and are appropriately involved in decisions and feedback. NIAC provides monthly contract status reports and an annual report to the NASA Coordinator who forwards these reports to the support team and others within NASA. On April 21, 2005, Sharon Garrison was notified by Admiral Craig Steidle, Associate Administrator for Exploration, that the Exploration Systems Research and Technology Development Team will receive the NASA Group Achievement Award. Ms. Garrison is a member of this team.
  • 19. 19 NASA COTR NASA Headquarters TABLE 13. NASA-NIAC Support Team Throughout this NIAC contract, the NIAC Director briefed the associate administrators and other senior technical staff at NASA Headquarters and the directors of NASA Centers. The purpose of these briefings is to facilitate the eventual transi-tion of NIAC advanced concepts into NASA long range plans, to inform them about the plans for NIAC, and to seek their active support and feed-back. Yearly, NASA was requested to provide visionary, grand challenges for use in future NIAC Calls for Proposals. In addition, NASA technical staff presented overviews of related NASA advanced concept activities to the NIAC Director. NIAC also participates in student programs spon-sored through the NASA Centers. NASA Mission Directorates NASA Centers Sharon Garrison John Mankins Space Operations: Stanley Fishkind Aeronautics: Murray Hirschbein Science: Harley Thronson Lou Shuster Gordon Johnston Exploration Systems: Chris Moore Human Health and Performance: Gale Allen Stephen Davison ARC: Larry Lasher DFRC: Steve Whitmore GRC: Daniel Glover GSFC: Lisa Callahan ...JPL: Neville Marzwell JSC: Al Conde ...KSC: Robert Youngquist LaRC: Dennis Bushnell ...MSFC: John Cole SSC: Bill St. Cyr In July 2004, NIAC Director, Bob Cassanova (far left) visited with 20 NASA Academy Students at the University of Maryland. SEMINAR NASA Academy 15 July 2004 Bob Cassanova and Sharon Garrison presented a semi-nar to 20 NASA Academy Students on the campus of the University of Maryland. NIAC INFORMATION REQUEST NASA Headquarters August 2004 Bob Cassanova received an inquiry from Cheryl Yuhas at NASA HQ for information on NIAC funded concepts relat-ed to unmanned aerial vehicles for gather Earth Sciences data. He sent information related to the follow-ing NIAC funded concepts: "Solid State Aircraft" by Anthony Colozza, "Directed Aerial Robot Explorers" by Alexey Pankine, "A Self-Sustaining, Boundary-Layer- Adapted System for Terrain Exploration-and Environmental Sampling" by Craig Woolsey. Table 14. Visits and Contacts within NASA (continued on next page)
  • 20. 20 BRIEFING NASA Headquarters 13 September 2004 Bob Cassanova, Ron Turner and Sharon Garrison met in NASA HQ with Mary Kicza, Bernie Seery (by conference call), Gary Martin, Karen Blynn, Craig Cornelius, and Rich Doyle (by conference call) regarding the Commission's Report to NASA to create a DARPA-like entity at NASA for which NIAC can serve as a model. INPUT NASA Technology Inventory Database 17 September 2004 Inputs to the NASA Technology Inventory Database of the most recent NIAC awards for advanced concepts were completed by Dale Little, Bob Cassanova and Sharon Garrison. SYMPOSIUM Live Broadcast On NASA TV Hosted By Administrator Sean O’Keefe 27-28 September 2004 Dr. Penny Boston, NIAC Phase II Fellow, was one of the participants in the symposium, "Risk and Exploration: Earth, Sea and the Stars," that was carried live on NASA TV and webcast on www.nasa.gov from the Naval Postgraduate School in Monterey, Calif. During this spe-cial symposium hosted by Administrator Sean O'Keefe, NASA examined the similarities between space explo-ration and other terrestrial expeditions with the help of some of the best known explorers in the world, including mountain climbers, deep sea explorers, scientists and science fiction writers. The discussions also included NASA astronauts, other notable aeronautics and deep space explorers. PRESS RELEASE NASA Headquarters GSFC 28 September 2004 NASA Headquarters issued a Press Release entitled, “NASA Explores Future Space with Advanced Concepts Awards”. The release was submitted to NASA HQ by Bill Steigerwald of the GSFC Public Affairs Office. The link to the release: http://www.nasa.gov/home/hqnews/2004/ sep HQ_04315_niac.html MEETING WITH MAYRA MONTROSE NASA HQ 12 May 2005 Bob Cassanova, Diana Jennings and Ron Turner met with Mayra Montrose to discuss NIAC contributions to the "21st Century Explorer" project which is a public outreach program aimed at the Hispanic community near NASA JSC. NIAC provided concept descriptions and graphics which will be integrated into the publications and displays for the project. CONCURRENCE BRIEFING NASA HQ 12 May 2005 The concurrence briefing for CP 05-01 was held at NASA HQ. As a result of the peer review and concurrence process, twelve concepts were selected to receive an award. TABLE 14. Visits and Contacts within NASA (continued on next page)
  • 21. 21 MEETING WITH CHRIS MOORE NASA HQ 12 May 2005 Bob Cassanova, Sharon Garrison, Diana Jennings and Ron Turner met with Chris Moore to discuss the process of infusion of NIAC concepts into NASA. PHASE I PROJECT DESCRIPTIONS Internal Briefing NASA HQ 6 June 2005 Bob Cassanova and Kathy Reilly provided a two page Powerpoint summary of the new Phase I awards to Chris Moore for use in an internal briefing at NASA HQ. TABLE 14. Visits and Contacts within NASA (continued from previous page)
  • 22. 22 Infusion of Advanced Concepts into NASA Infusion Of Advanced Concepts Into NASA One of the contract performance metrics that is included in the USRA contract with NASA is that 5 - 10% of the selected concepts are infused into NASA's long range plans. After a concept has been developed and nurtured through the NIAC process, it is NASA's intent that the most prom-ising concepts will be transitioned into its program for additional study and follow-on funding. NIAC has taken a proactive approach to this infusion process. In addition to the routine activities to maintain public awareness and visibility for all its funded advanced concepts, NIAC orches-trates the following activities: - Conducts status and visibility briefings with NASA researchers and managers; - Provides names of key NASA contacts to NIAC Phase I and Phase II Fellows; - From the beginning of the Phase II Call for Proposals, NIAC connects Fellows with NASA to provide synergy and optimal program consideration for future follow-on funding by NASA; - Invites NASA leaders to Phase II site visits to participate in status and planning discussions; - Encourages NIAC Fellows to publish their work in technical society meetings and technical journals; - Supports NIAC Fellows to gain NASA testing/evaluation with NASA facilities key to advanced concept verification; - Presents technical briefings to other government agencies such as the Department of Defense and the National Reconnaissance Office to generate awareness of NIAC concepts applicable to their missions; - Extends invitations to key technical leaders in non-NASA agencies and private industry to get keynote addresses at NIAC meetings which create opportunities for NIAC Fellows to interact with these organizations.
  • 23. 23 CONCEPT INVESTIGATOR STATUS Astronaut Bio-Suit for Exploration Class Missions Dava Newman The NIAC Phase II contract will be com-pleted August 31, 2005. An additional $250K has been allocated by NASA HQ to continue the development for an addition-al 12 months. The Space Elevator Bradley Edwards The Space Elevator has received $2.5M in congressional directed funding after the completion of the NIAC Phase II contract. In addition, Dr. Edwards has formed a new company, Carbon Nanotechnology (CNT), which has received several million from private investors to continue the develop-ment of carbon nanotube materials. CNT also signed a cooperative agreement with Los Alamos National Lab for continued development of the Space elevator. Moon and Mars Orbiting Spinning Tether Transport Robert Hoyt Since the NIAC Phase II contract was completed, Tethers Unlimited, Inc. has received several competitive SBIR awards in excess of $2 million to continue the development. The Mini-Magnetospheric Plasma Propulsion System, M2P2 Robert Winglee The M2P2 was included in the NASA Decadel Plan. The M2P2 was funded by MSFC to continue experiments confirming computer models. Robert Winglee and John Slough have received $700K from the NASA STTR program to continue the development of a high powered helicon component. Contact has been estab-lished with the JSC VASIMR program to explore collaboration. X-Ray Interferometer Webster Cash The NIAC sponsored X-Ray Inter-ferometer helped crystallize the MAXIM program, the Micro Arc second X-ray Imaging Mission, within the planning at NASA. MAXIM is now a "Vision Mission" for the future. Maxim Pathfinder, a step-ping stone at 100 mas is a mid-term mis-sion. Global Constellation of Stratospheric Scientific Platforms Kerry Nock RASC funded a $200K study with GAC on balloon constellations. Ultra-long duration balloons and balloon constellations are now begin considered as platforms for Earth Sciences missions. GAC gave an invited seminar at NRO on balloon con-stellations. Table 15. Advanced Concepts Infused Into NASA (continued on next page)
  • 24. 24 CONCEPT INVESTIGATOR STATUS Very Large Optics for the Study of Extrasolar Terrestrial Planets Neville Woolf This concept is directly associated with the "Life Finder" that is specifically mentioned in the NASA Science long range plan. Additional funding was received from the National Reconnaissance Office for con-tinued development of light-weight optical components. Entomopter for Mars Anthony Colozza The investigator, Anthony Colozza, has been contacted by DoD to explore possi-bilities of continuation funding. Electromagnetic Formation Flight (EMFF) Raymond Sedwick and David Miller The National Reconnaissance Office is now exploring possibilities for continuation of funding. Solid State Aircraft Anthony Colozza The investigator, Anthony Colozza, has been contacted by DoD to explore possi-bilities of continuation of funding. The Plasma Magnet John Slough The contract with U. of Washington is approaching the midpoint. A site visit is scheduled in August 2005. Appropriate NASA personnel will be invited to the site visit to participate in a discussion of the theoretical and experimental results of the plasma sail development. John Slough and Robert Winglee have received $700K from the NASA STTR program to continue the development of a high powered heli-con component Contact has been estab-lished with the JSC VASIMR program to explore collaboration. Table 15. Advanced Concepts Infused Into NASA (continued from previous page) As a natural consequence of NIAC's open, semi-annual meetings and the posting of advanced con-cept final reports on the NIAC website, other U.S. government agencies have actively pursued contact with selected NIAC Fellows. Some of these contacts have resulted in these non-NASA agencies providing funding directly to the NIAC Fellow to continue the development of the concept. As a result, NASA benefits by leveraging the technical and financial resources of other aerospace-related government agencies. NASA also has a proactive approach to considering NIAC concepts for further study. The NIAC Director and the NASA COTR, Sharon Garrison, collaborate to generate periodic reports on the sta-tus of infusion with a particular emphasis on concepts that have a high probability of successful devel-opment and should be actively considered by NASA. An example of this infusion report is contained in Appendix B. By the end of this contract year, the concepts listed in Table 15 have successfully begun the process of transitioning into NASA, or other government agencies, as evidenced by the receipt of additional funding from NASA or other agencies, or by being specifically noted in NASA long range plans.
  • 25. 25 Inspiration and Outreach The NIAC strives to welcome innovators of all ages and backgrounds to participate in the process of expanding our future possibilities. Inspiring these communities is a continual activity of the NIAC with consistent, active contact with technical communities, the educational community and the public at large. The NIAC maintains a high degree of connectivity with a diverse cross-section of innovative researchers in established and emerging technical disciplines. Appendix C provides a listing of the inspiration and outreach activities conducted during the seventh contract year of oper-ation. General outreach is accomplished in many ways, for example, through the NIAC website and dis-tribution of NIAC brochures and posters. NIAC Annual Meetings and Fellows Meetings are open to all. NIAC staff and Fellows are vocal advocates of advanced concepts within the educational audi-ence. Some NIAC Fellows actively engage students in classwork aimed at the development of advanced concepts or participate in outreach activities within their home organizations. NIAC staff frequently speak at schools, museums, and to student groups. Frequently, NASA and other organizations turn to NIAC for content related to math, science and engineering education. For example, NIAC staff and the NASA Coordinator are working with NASA to provide input for a new educational outreach program, 21st Century Explorers. Also, in 2005 the work of NIAC Fellows was featured on the Futures Channel, a well-known developer of education-al materials. The accomplishments of NIAC Fellows create a near-constant demand for information. Press releases, often orchestrated through talented NASA staff, capture the attention of press outlets around the world. NIAC staff are consistently available for public comment and as resources for a broad array of publications, radio and television programming, acting too as a conduit for the media to directly interface with NIAC Fellows. During the seventh year of contract operation, the work of the NIAC was featured in numerous highly visible publications, including Discover Magazine, The Washington Post, Scientific American, Wired, and The Christian Science Monitor. The World Wide Web also carried numerous stories for NIAC fellows on popular sites such as ABCnews.com, Space.com and CNN.com. NIAC maintains an open line of communication with leaders in the global technical community through the NIAC web site and participation in national and international technical society meet-ings through the presentation of technical papers and use of NIAC display booths (e.g., American Physical Society). The NIAC leadership also provides advocacy by orchestrating vigorous dia-logue about revolutionary concepts through active participation in appropriate technical societies (American Institute of Aeronautics and Astronautics, the International Astronautical Federation and the American Society for Gravitational and Space Biology) and in technical committees affiliated with these societies. NIAC actively pursues exposure with aerospace industry associations through presentations, often as an invited participant, to these organizations. The NIAC leadership and NIAC Fellows also present invited seminars at universities, non-NASA research agencies and non-aerospace industry associations and non-aerospace industries, such as BellSouth. The NIAC annual meeting, the annual NIAC Phase I Fellows meeting and focused NIAC workshops provide opportunities for open analysis and advocacy of currently funded advanced concepts as well as an unbiased and open-minded examination of revolutionary concepts and enabling technologies.
  • 26. 26 SPECIAL APPOINTMENT OF SENIOR SCIENCE ADVISOR National Research Council (NRC) Panel NIAC Senior Science Advisor, Ron Turner, was appointed chairman of the NRC's Panel D: Human Health and Support Systems which is part of the NRC's review of the NASA capability roadmap. He was named as a mem-ber of the NRC panel for review of the NASA Space Flight System Strategy Roadmap. The leadership of NIAC, including the Director, Associate Director and Senior Science Advisor, promote revolutionary, advanced concepts through participation, primarily by invitation, on steer-ing and oversight committees organized by NASA and other civilian agencies, Department of Defense, National Academy of Sciences, and National Research Council committees. This key activity continues to provide open examination and expansion of the NIAC process for advocacy, analysis and definition of advanced concepts. NIAC regularly interfaces with other U.S. research agencies to (1) stay informed about technology breakthroughs developed by these agencies; (2) encourage feedback to NIAC Fellows from a diverse constituency of research organizations; (3) explore the potential for supplemental funding for NIAC advanced concepts; and (4) establish links with the community of researchers funded by these agencies. Release and Publicity of Calls for Proposals There are various methods used to release and publicize the NIAC Phase I Calls for Proposals. Some of the ways that NIAC solicits Calls to the community are as follows: Notices are sent to the NIAC email distribution list, generated from responses by individuals who signed up on the NIAC web site to receive the Call; Announcements on professional society web sites or newsletters (American Institute for Aeronautics and Astronautics, American Astronautical Society, the American Astronomical Society and the American Society of Gravitational & Space Biology); Announcements on the USRA and NIAC web sites; Web links from NASA Enterprises Web pages; Web link from the NASA Coordinator’s Web page; Announcements to a distribution list for Historically Black Colleges & Universities (HBCU), minority institutions (MI) and small disadvantaged businesses (SDB) provided by NASA; Distribution of announcements to an Earth Sciences list provided by NASA GSFC; Announcements distributed at technical society meetings, Distribution of NSVFP Announcement through the Space Grant College Directors and the USRA Council of Institutions. Since Phase II awards are based on a down-select from Phase I winners, all Phase II Calls for Proposals are emailed directly to past Phase I win-ners who have not previously received a Phase II contract. In addition to the ongoing publicity through the NIAC web site, NIAC activities have been the subject of numerous articles in national and international publications and press specifically citing NIAC activities during the seventh contract year. Publications Featuring Articles about NIAC
  • 27. 27 The NIAC brochure (above) has been widely distributed within NASA, other government agencies, technical soci-eties, universities and science-oriented public. The NIAC poster (above) has become a useful tool for soliciting and increasing NIAC's visibility. It is distrib-uted by the NIAC staff at numerous meetings, work-shops, seminars and confer-ences. A 6 foot x 8 foot NIAC exhibit and booth (above) is another useful tool for increasing NIAC’s visibility at various national scientific meetings.
  • 28. 28 Recruitment of Technically Diverse Peer Reviewers The NIAC leadership has developed an efficient and proven method for identifying and selecting the most qualified and appropriate external review panel members to evaluate proposals submit-ted to the Institute. NIAC has continuously recruited experts across a broad cross-section of tech-nical expertise and a total of 269 individuals have been used, thus far, for peer review. In order to ensure a continuous refreshment of the available expertise representing newly emerging tech-nologies within the scientific community, the NIAC leadership continually recruits additional reviewers for each new peer review cycle. NIAC peer reviewers recruited by USRA include sen-ior research executives in private industry, senior research faculty in universities, specialized researchers in both industry and universities, and aerospace consultants. One significant resource that the Institute has employed successfully and will continue to exploit is the personal knowledge of the NIAC Director, Associate Director, and Senior Science Advisor of many qualified experts in a wide variety of fields related to NIAC. Some of these experts have a prior association with NIAC, some served previously as NIAC reviewers, and some participat-ed in one of the Grand Challenges workshops. Others may have been suggested by NIAC Science Council members. An additional resource of qualified peer reviewers can be found in the authors of publications cited in the proposals to be reviewed. These researchers often represent the forefront of knowledge in a specific, emerging technology directly relevant to the proposed study. NIAC Sixth Annual Meeting The 6th Annual Meeting of the NASA Institute for Advanced Concepts was held on October 19- 20, 2004 at the Grand Hyatt in Seattle, Washington. The meeting was attended by approximate-ly 118 people including NIAC Phase I and Phase II Fellows, NASA representatives, USRA man-agement, news media, members of the NIAC Science Council, members of the technical commu-nity and the NIAC/ANSER leadership team. There were two keynote speakers: Paul Spudis, from the Johns Hopkins Applied Physics Lab spoke on “The New Presidential Space Vision” and Robert Hoyt from Tethers Unlimited spoke on “Space Tethers: Lessons for Developing Revolutionary Technologies”. There were eleven Phase II concept status reports, four NIAC stu-dent Fellow briefings, twelve Phase I concept posters and six NIAC student posters. All presen-tations have been posted on the NIAC website. The Futures Channel taped interviews with Sharon Garrison, Bob Cassanova and select NIAC Fellows. The program is available at The Futures Channel online. Bob Cassanova presented his opening remarks (left). NIAC Annual Meeting attendees in the lecture hall (center); Luncheon at the Grand Hyatt in Seattle, Washington (right).
  • 29. 29 The NIAC Science Council viewed all of the student posters (see photo at left), discussed each student advanced concept with the author and selected the concept developed by Andrew Bingham of Clarkson College for a presentation at the following NIAC Phase I Fellows meeting in March 2005. The title of his concept is “Deployment of an Interstellar Electromagnetic Acceleration System”. NIAC Fellows Meeting The NIAC Phase I Fellows Meeting was held at the Technology Square Research Building in Atlanta, Georgia on March 15 - 16, 2005. All current Phase I Fellows presented a status briefing on their advanced concepts. All presentations, attendance list, and the agenda are accessible via the NIAC website at http://www.niac.usra.edu. Special insight was provided through the presen-tations of the following keynote speakers: - Richard Wassersug, Dalhousie University - “What Do We Really Know About How Animals Develop and Behave in Weightlessness?” - Joel Achenbach, Washington Post - ”Whatever Happened to the Space Age?” - Chris Moore, NASA HQ - “Overview of NASA's Space Technology Program” NASA COTR, Sharon Garrison (left) speaks with NIAC Fellow, Robert Winglee (right) NIAC Fellows Meeting attendees in an informal discussion session Illustration by Fellows Meeting attendee, stu-dent Shahla Abdi, age 16. NIAC Science Council Meetings The NIAC Science Council met with the NIAC leadership, USRA management and the NASA COTR immediately following the October 2004 Annual Meeting and the March 2005 Fellows Meeting. The Council meetings began with an informal dinner after the adjournment of the NIAC meetings and continued on the next day. The NIAC technical leadership (Director, Associate Director and Senior Science Advisor) presented a status report of all NIAC activities since the last Council meeting and discussed the plans for the next 12 months. The meetings concluded with the Council giving a summary of their observations and recommendations.
  • 30. 30 The NIAC Science Council met on October 20, 2004 at the Grand Hyatt in Seattle, Washington.
  • 31. 31 NIAC Student Visions of the Future Program (NSVFP) Beginning with the sixth and into the seventh year of contract operation, USRA sponsored the NIAC Student Visions of the Future Program (NSVFP) which inspired undergraduate students to use their imagination and creativity to develop advanced concepts. The essential structure was as follows. In response to highly publicized Calls for Proposals, individual students or multi-dis-ciplinary groups of students, overseen by a faculty advisor, developed proposals addressing space-related advanced concepts with timeframes decades into the future. Selected students or teams were designated as "NIAC Student Fellows". In Phase I Student Fellows presented posters describing their ideas at competitions during the NIAC Annual or Fellows Meetings. The most innovative of these concepts, as judged by the NIAC Science Council, were then invited to become Phase II Student Fellows. Phase II Fellows further developed their ideas for a presenta-tion at the next NIAC meeting. Phase I NSVFP: Six projects were selected for the Phase I NSVFP in the seventh contract year. The following NIAC Student Fellows projects were selected from proposals received on September 1, 2004. The students presented their projects in poster format at the 6th Annual Meeting held October 2004 in Seattle, WA. ANDREW BINGHAM, Clarkson University, "Deployment of an Interstellar Electromagnetic Acceleration System" XIADONG LIU, YU LIANG, & QICHANG LIANG, Michigan State University, "Propulsion by the Recoil of the Field Momentum" CHRIS MALOW & DANIELLE ADAMS, University of Virginia, "Humanitarian Systems Enabled by Space Solar Power" HUNTER MARKS, Louisiana State University, "Towards a Decision Support System for Selecting a Landing Site on Mars" TOMMY SEBASTIAN, North Carolina State University, "Lunar Scout Vehicle - A Novel Long- Range Lunar Rover" NEIL TORONTO, Brigham Young University, "Creative Autonomous Vehicles" Phase II NSVFP: In the seventh contract year, NIAC supported five Phase II NSVFP projects. These projects were selected in competitions held at NIAC meetings by a team comprised of the NIAC Science Council and experts from NIAC and USRA. Four projects were presented as brief-ings at the October 2004 meeting in Seattle. These students were Phase I Fellows at the March 2004 meeting. ZACH ADAMS, University of Washington, "The Origin of Life and Spaceflight Biospherics in situ Free Radical Polymerization Processes for Space System Applications" FLORIN MINGIREANU, Louisiana State University, "Ramjet Statoreactor" DARIN RAGOZZINE and FRANK WHITE, Harvard University, "Collectible Projectosats" KEN VAN DYKEN, JOEL EIGEGE, PAUL SOKOMBA and DAN MOUW, Calvin College, "Global System for Monitoring Earth Radiation Balance" One project was presented as a briefing at the March 2005 meeting in Atlanta. This project was selected from the Phase I poster competition held at the October 2004 meeting: ANDREW BING-HAM, Clarkson University, "Deployment of an Interstellar Electromagnetic Acceleration System" Many of the presentations made by NIAC Student Fellows can be found at www.niac.usra.edu.
  • 32. 32 NIAC Student Fellows Prize (NSFP) Following the October 2005 meeting, the NIAC leadership team in consultation with the NIAC Science Council moved to create a dramatically different program to identify and nurture creative, innovative undergraduates who have shown exceptional creativ-ity and promise for future success in building visions of the future. The NIAC Student Fellows Prize (NSFP), sponsored by Universities Space Research Association and managed by NIAC, was initiated in 2005 to attract these students and facilitate their studies. The Prize, in the amount of $9,000 dollars, is intended to foster mentoring, networking, and creativity, and is a student's first opportunity to exercise responsibility in project management. The first competition in this program was advertised beginning in January 2005. Twenty-two proposals were submitted by the due date of April 15, 2005. These proposals were submitted by individual students or multidisciplinary groups of students, overseen by a faculty advisor. Awards will be distributed to the students beginning on September 1, 2005. Each of the winners will be responsible for three progress reports as well as two presentations: the first, a poster presentation at NIAC's Annual meeting in October 2005 in Boulder, Colorado, and the second, a briefing to be delivered at NIAC's Fellows meeting in Atlanta March, 2006. Over the academic year it is hoped that interaction with the broader NIAC community will inspire and enrich the work of these gifted students. NIAC staff will publicize the efforts of the students which will serve the winners and enhance the Prize's attractiveness. The next call for proposals for the Prize will be released in January 2006 with a due date expect-ed in April 2006. NIAC staff will expand awareness of the Prize and the Call through various strategies, including increased communication with technical organizations and universities. The winners of the NIAC Student Fellows Prize for Academic Year 2005-2006: Andrew Bingham, Clarkson University - "Interstellar Exploration by Repeated External Acceleration" Nicholas Boechler, Georgia Institute of Technology - "Direct Conversion for Solar Space Power" Aimee Covert, University of Michigan - "Advanced Concept for the Detection of Weather Hazards on Mars: Non-Thermal Microwave Emissions by Colliding Dust/Sand Particles" Joseph Fronczek, New Mexico State University - "Bio-Inspired Sensor Swarms to Detect Leaks in Pressurized Systems" Brian Sikkema, Michigan Technological University - "Wind-Driven Power Generation on Titan"
  • 33. 33 NIAC Student Fellow Publication Jarret LeFleur, NIAC Student Fellow, had his paper on his NIAC concept, "Daedalon", accepted for publication at the AIAA Space Exploration Conference (paper number AIAA 2005- 2771). Ron Turner attended the conference, distributed NIAC brochures and had numerous conversations with potential Phase I proposers, science writers, NASA representatives and other members of the technical community. Financial Performance The NIAC measures its financial performance by how well it minimizes its operational expenses in order to devote maximum funds to viable advanced concepts. For this reporting period, 74% of the NIAC’s total budget was devoted to advanced concept research and development. We take great pride in this achievement.
  • 34. 34 D E S C R I P T I O N O F T H E N I A C Mission The NASA Institute for Advanced Concepts (NIAC) was formed for the explicit purpose of functioning as an independent source of revolutionary aeronautical and space concepts that could dramatically impact how NASA develops and conducts its missions. The Institute pro-vides a highly visible, recognized and high-level entry point for outside thinkers and researchers. The ultimate goal of NIAC is to infuse the most promising NIAC-funded advanced concepts into future NASA plans and programs. The Institute continues to function as a virtual institute and utilizes Internet resources whenever productive and efficient for com-munication with grant and subcontract recipients, NASA, and the science and engineering communities. NOW 10 years 20 years 30 years 40 years The NIAC Mission MISSION DIRECTORATES Exploration Systems Space Operations Science Research Aeronautics Research NIAC MISSION: Revolutionary Advanced Concepts ARCHITECTURES -Overall plan to accomplish a goal. -A suite of systems, their operational methods and interrelationships capable of meeting an overall mission or program objective. SYSTEMS -The physical embodiment of the architecture. -A suite of equipment, software, and operational objective. NASA PLANS & PROGRAMS TECHNOLOGY Enablers to construct the system.
  • 35. 35 N I A C F O C U S Revolutionary concepts for systems and architectures that can have a major impact on future missions of the NASA Enterprises, inspire the general public, and excite the nation’s youth. N I A C M E T H O D Provide a pathway for innova-tors with the ability for non-lin-ear creativity to explore revo-lutionary Organization The NIAC staff is located at the NIAC Headquarters office in Atlanta, Georgia, the Washington, D.C. area, the greater Boston area, and the Chicago area. Since NIAC is an Institute of the Universities Space Research Association (USRA), the NIAC Director reports to the President of USRA. USRA uses many methods in its management of NIAC to ensure NASA is provided with quality service at a reasonable price. Approximately 70% of the funds provided by NASA for the operation of NIAC are used for funding advanced con-cepts. USRA refers to the remaining 30% of the NIAC budget as NIAC operations costs. Three general management processes and/or methods are employed to provide a comprehensive and cost-effective, advanced concepts development program for NASA. First, USRA uses a proven solicitation and peer review process to solicit, evaluate, and select proposed advanced concepts. Once new concepts are selected for funding, USRA employs the second phase of its acquisition management approach, which is to award a grant or contract to the selected organizations. To accomplish this, USRA uses its government-approved purchasing system. USRA personnel working this aspect of the acquisition process are guided by the USRA Procurement Manual, which is modeled from the Federal Acquisition Regulations. After the appropriate contractual instrument has been awarded, USRA monitors overall performance against the respective pro-posed budget and concept development milestones through bi-monthly reports from the princi-pal investigators covering technical, schedule, and budget status. solutions to the grand challenges of future aerospace endeavors.
  • 36. 36 NIAC SCIENCE COUNCIL John Evans Lynda Goff Keith Raney Donna Shirley-Chair Parker Stafford Jack Stuster Michael Yarymovych USRA Board of Trustees USRA President USRA HEADQUARTERS Corporate Resources NIAC LEADERSHIP Robert A. Cassanova Director Diana E. Jennings Associate Director Ronald E. Turner * Senior Science Advisor NIAC HEADQUARTERS STAFF Dale K. Little Business Manager Robert J. Mitchell * Network Engineer Katherine M. Reilly Publications Specialist NIAC FELLOWS Concept Development TECHNICAL CONSULTANTS Peer Reviews Site Visits Keynote Speakers NIAC Organization (* denotes ANSER employee) ANSER, through a subcontract from USRA-NIAC, brings unique knowledge and expertise to the NIAC program by providing technical and programmatic support to the operation of the Institute. ANSER's participation in the operation of NIAC enables the Institute to have access to significant resources developed over decades of support to the government through the Department of Defense (DoD). ANSER provides a means to stay aware of innovative DoD and Homeland Security (HS) activities relevant to NASA and NIAC. ANSER has a long association with U.S. mil-itary aerospace activities, DoD research facilities, and the Defense Advanced Research Projects Agency (DARPA). ANSER's Homeland Security Institute maintains a close working relationship with agencies and organizations involved in homeland security. This facilitates a means to intro-duce NIAC Fellows and concepts to the relevant DoD and HS communities. At ANSER's initia-tive, several NIAC Fellows have presented their research in invited talks in classified settings (e.g., through an NRO speaker's forum). These well-attended presentations get additional expo-sure after the taped talk and the electronic slides are posted on a DoD Web site. ANSER supports the operation of the Institute as an electronic virtual entity. As a corporate expense, the NIAC Science Council was formed to oversee the operation of NIAC on behalf of the relevant scientific and engineering communities. The Council is composed of a diverse group of thinkers, eminent in their respective fields, and representing a broad cross-sec-tion of technologies related to the NASA Charter. The Council has a rotating membership with each member serving a three-year term. The USRA Board of Trustees appoints all Council mem-bers. The current membership of the NIAC Science Council is listed in Table 16.
  • 37. 37 MEMBER AFFILIATION Dr. Robert A. Cassanova NASA Institute for Advanced Concepts (NIAC) [ex officio] Dr. John V. Evans Aerospace Consultant Dr. Lynda J. Goff University of California-Santa Cruz Dr. R. Keith Raney Johns Hopkins University Dr. Donna L. Shirley - Chair University of Oklahoma Mr. Parker S. Stafford Aerospace Consultant Dr. Jack Stuster Anacapa Sciences, Inc. TABLE 16. Current Membership of the NIAC Science Council Facilities NIAC Headquarters occupies 2,000 square feet of professional office space in Atlanta, GA. The staff is linked via a Windows 2000-based Local Area Network (LAN) consisting of four Pentium 4 PCs, one Macintosh G3 and three UNIX servers. Internet access is provided via a fiber-optic link through the Georgia Tech network. Other equipment includes one Dell Inspiron 7000, one IBM Thinkpad T-21, one IBM Thinkpad T-41, one NEC MT 1030 LCD projector, one flatbed scanner, one Xerox Phaser 7300DN printer, one HP Color LaserJet 5 printer, one HP LaserJet 4000TN printer, one HP LaserJet 3100 facsimile machine and a Sharp AR405 copier. The servers use RedHat Linux for their operating systems, Apache for the Web server, Sendmail for the email server, Sybase SQL server for the database, and OpenSSL for Web and email secu-rity. The workstations use Windows 2000 for their operating systems, Microsoft Office XP Professional for office applications, Netscape Communicator for email access, and Adobe Acrobat for distributed documents. Virtual Institute NIAC envisions progressive use of the Internet as a key element in its operation. The Internet is the primary vehicle to link the NIAC office with NIAC fellows, NASA points-of-contact, and other members of the science and engineering communities. The Internet is also the primary commu-nication link for publicizing NIAC, announcing the availability of Calls for Proposals, receiving pro-posals, and reporting on technical status. All proposals must be submitted to NIAC in electronic format. All reports from the fellows to NIAC and from NIAC to NASA are submitted electronically. The peer review of proposals is also conducted electronically whenever the peer reviewer has the necessary Internet connectivity and application software. ANSER created and maintains the NIAC web site (http://www.niac.usra.edu) which serves as the focal point of NIAC to the outside world. The web site can be accessed to retrieve and sub-mit NIAC information and proposals. The NIAC web site is linked from the NASA GSFC Flight Programs & Projects Directorate web site (http://ntpio.nasa .gov/niac/) and the NASA Research Opportunities web site (http://search.nasa.gov/nasasearch/search/search.jsp? nasaInclude=niac&Simple+Search.x=27&Simple+Search.y=1), the Office of Earth Science
  • 38. 38 Research Opportunities at (http://www.earth.nasa.gov/nra/current/index.htm) and the Small Business Innovative Research program at (http:// sbir.nasa.gov). Numerous other links to the NIAC Web site are now established from NASA Centers and science and engineering Web sites. Figure 5 depicts the new NIAC Web site. The New NIAC Web Site Design - http://www.niac.usra.edu.
  • 39. 39 The NIAC Process The NIAC process inspires and moves toward an ulti-mate goal of infusing revo-lutionary advanced con-cepts into NASA’s long range plans across the Agency. NIAC's role is to provide additional options for con-sideration by NASA with potentially revolutionary improvement in aerospace performance and the resulting dramatic exten-sion of mission and pro-grammatic goals. NIAC provides a pathway for innovators with the ability for non-linear creativity to explore revolutionary solu-tions to the Grand Challenges of future aero-space endeavors. The ulti-mate goal of the NIAC process is to infuse the most successful advanced concepts into main-stream plans and programs. NIAC follows a process of Inspiration, Solicitation, Review, Selection and Nurturing leading to Infusion in its pursuit of advanced concepts. This process often provides Inspiration for enabling technologies and subsystems, scientific Discovery and an expansion of the Knowledge base. Typical NIAC activities related to "Inspiration" and "Nurturing" are described in detail in the Accomplishments section that begins on page 10 of this report and include the production and distribution of numerous publications describing NIAC and its funded concepts, active participa-tion in technical meetings and societies, and attendance at numerous invited seminars, etc. Nurturing is further accomplished through Phase II site visits and NIAC sponsored meetings. Throughout this process, NIAC engages in critical ongoing activities for: - Active involvement with all constituencies of the technical community; - Collaboration and communication with government, industry and academia; - Connectivity with technology-oriented organizations; - Inspiration, education and outreach through the educational community and the mainstream press; - Supportive management and nurturing of NIAC awardees; - Feedback from its customers, other agencies and constituencies of the technical community at large.
  • 40. 40 Solicitation The actual solicitation for advanced concepts is assembled and published by the NIAC staff. The technical scope of the solicitation emphasizes the desire for revolutionary advanced con-cepts that address all elements of the NASA mission. The scope of work is written to inspire proposals in all NASA mission areas and contains brief descriptions of NASA Enterprise areas of emphasis. In general, proposed advanced concepts should be: - Revolutionary, new and not duplicative of concepts previously studied by NASA, - An architecture or system, - Described in an aeronautics and/or space mission context, - Adequately substantiated with a description of the scientific principles that form the basis for the concept, - Largely independent of existing technology or a unique combination of systems and technologies. Over the last 100 years of scientific and engineering development, there have been many notable concepts, technical accomplishments and scientific breakthroughs that have had a revolutionary impact on transportation within the Earth’s atmosphere, the exploration of our solar system and beyond, and on our understanding of the cosmos. Creative and often intuitive approaches may lead to revolutionary paradigm changes and interpretative applications or concepts. The Phase I Call for Proposals continues to express a special interest in receiving proposals for innovative and visionary concepts from disciplines that are normally focused on non-aerospace endeavors and may have the potential for innovative application in the aerospace sector. These concepts may be emerging at the interface of traditional disciplines where innovation often spring forth in non-aerospace fields. The evaluation criteria for Phase I and Phase II concepts are included in the solicitation and structured to convey what is being sought, and are summarized on the next page.
  • 41. 41 6 months / $50 - $75K Up to 24 month / Up to $400K 1. How well have the benefits been qualified in the context of a future aero-nautics and/or space mission appropri-ate to the NASA charter and responsibili-ties? 2. How well is the concept described in a system or architecture context? 3. Is the concept revolutionary rather than evolutionary? To what extent does the proposed activity suggest and explore creative and original concepts that may initiate a revolutionary para-digm 4. Is the concept substantiated with a description of applicable scientific and technical disciplines necessary for devel-opment? 5. How well conceived and organized is the study work plan, and does the team have appropriate key personnel and proven experience? 1. Does the proposal continue the devel-opment of a revolutionary architecture or system in the context of a future NASA mission? Is the proposed work likely to provide a sound basis for NASA to consid-er the concept for a future mission or pro-gram? 2. Is the concept substantiated with a description of applicable scientific and technical disciplines necessary for devel-opment? 3. Has a pathway for development of a technology roadmap been adequately described? Are all of the appropriate enabling technologies identified? 4. Are the programmatic benefits and cost versus performance of the proposed concept adequately described and under-stood? Does the proposal show the rela-tionship between the concept’s complexity and its benefits, cost, and performance? NIAC Proposal Evaluation Criteria PHASE I - PHASE II - change? The NIAC Calls for Proposals are distributed in electronic form only. Under a typical schedule for NIAC operation, NIAC solicits annually for one Phase I and one Phase II. The release of these proposals generally occur in the latter half of the calendar year. These revolutionary concepts may be characterized by one or more of the following attributes: - The genius is in the generalities, and not the details, - The new idea creates a pathway that addresses a roadblock, - It inspires others to produce useful science and further elaboration of the fundamental idea, - It contributes to a shift in the world view, - It triggers a transformation of intuition.
  • 42. 42 Proposals In order to be considered for award, all proposals are required to be submitted to NIAC electron-ically as a .pdf file. Technical pro-posals in response to Phase I Call for Proposals are limited to 12 pages; whereas, Phase II technical proposals are limited to 25 pages. There is no page limit for cost proposals. Phase II proposals are only accepted from proposal authors who have previously received a Phase I award, have not previ-ously received a Phase II follow-on contract and have not submit-ted their Phase II proposal more than twice. The deadline for sub-mission is the same for the Phase II proposal and associat-ed Phase I final report. Phase I Fellows may submit a Phase II proposal at any time after com-pletion of their Phase I grant, but it must be received by NIAC by the designated deadline in order to be considered in a particular review cycle. Receive Proposals Electronically and Log into NIAC Proposal Database Review of Proposals by 3 Internal Reviewers for Responsiveness Assign 3 (or more) External Reviewers from the Technical Community per Proposal Send Proposals to Reviewers (Electronically if possible) Receive Proposal Peer Review Evaluations (Electronically if possible) Review Panel Prioritization by a Subset of Peer Reviewers Present Concurrence Briefing to NASA Follow-up With NASA Key Technical Contacts Concurrence by NASA Notify Selected Award Winners and Electronically Transmit Feedback Initiate Grant/Contract Negotiations NIAC Peer Review Process Peer Review Peer reviewers are selected from the technically appropriate reviewers in the NIAC database. Additional reviewers are recruited as needed to adequately represent the technical emphasis of each proposal. Each reviewer is required to sign a non-disclosure and a non-conflict-of-interest agreement prior to their involvement. A small monetary compensation is offered to each review-er. The technical proposals and all required forms are transmitted to the reviewer via the Internet, by diskette or by paper copy, depending on the electronic capabilities of the reviewer.
  • 43. 43 Reviewers are given approximately thirty days to review the technical proposals and return their completed evaluation forms. Each proposal receives at least three independent peer reviews. Each reviewer evaluates a proposal according to the criterion stated in the Call for Proposals. Templates/forms are created to help guide the reviewer through the process of assigning a numerical ranking and providing written comments. Only NIAC and USRA staff analyze cost pro-posals. To help ensure that a proposed concept is not duplicating previously studied concepts, NIAC accesses the NASA Technology Inventory Database and other public NASA databases to search for related NASA-funded projects. Results of the peer reviews are compiled by NIAC, rank-ordered by a review panel, and prepared for presentation to NASA HQ at a concurrence briefing. NASA Concurrence The NIAC Director presents the prioritized research selections to the representatives of NASA Associate Administrators of the NASA Mission Offices before the final selection and announce-ment of awards. Technical concurrence by NASA, required before any subgrants or subcontracts are announced or awarded, is obtained to ensure consistency with NASA’s Charter and to ensure that the concept is not duplicating concepts previously or currently being developed by NASA. Awards Based on the results of the NIAC peer review, technical concurrence from NASA HQ and the availability of funding, the award decision is made by the NIAC Director. All proposal authors are notified electronically of the acceptance or rejection of their proposals. If requested, feedback based on the peer review evaluation comments is provided to the non-selected proposal authors. The USRA contracts office then begins processing contractual instruments to each of the winning organizations. The NIAC staff inputs all pertinent technical information regarding the winning pro-posals into the NASA Technology Inventory Database as well as on the NIAC Web site. The “prod-uct” of each award is a final report. All final reports are posted on the NIAC Web site for public viewing. Management of Awards NIAC will continue to require all Phase I (grant) and Phase II (contract) recipients to submit bi-monthly and final reports. All Phase II contractors will be required to host a mid-term site visit and to submit an interim report before the end of the first half of their contract. Participants in the site visits will include the NIAC Director, invited experts in the technical field of the concept, and NASA representatives who may be able to facilitate the eventual transition to its long-range NASA fund-ing. All Phase II Fellows are required to give a status briefing at the NIAC annual meeting. All Phase I Fellows are required to present a poster at the Annual Meeting and give a status briefing at the Phase I Fellows workshop held near the end of their Phase I grant. Infusion of Advanced Concepts into NASA
  • 44. P L A N S F O R T H E 8 t h C O N T R A C T Y E A R Key Milestones The activities planned for the eighth contract year will emphasize the continuous broadening and diversification of outreach and inspiration to the technical community. These efforts are aimed at reinforcing the NIAC environment that encourages and nurtures the constituency of innovators from all segments of the U.S. engineering and scientific community. NIAC will also build on the past successes of transitioning advanced concepts into NASA and other agencies in support of NASA's visions for all segments of aeronautics and space. Table 17 summarizes the major activ-ities to be conducted and key milestones to be achieved in the eighth contract year. During the eighth year of the NIAC contract, NIAC will accomplish the following major activities: - Initiate a continuing identification of Grand Visions for Aeronautics and Space, - Host the 8th Annual Meeting in October 2005, - Release the next Phase I and and Phase II Calls for Proposals in November 2005, - Conduct the peer review, concurrence and selection of Phase I and Phase II Awards, - Release the next Call for Proposals for the NIAC Student Fellows Prize in January 2006 and announce the winners by May 2006, - Conduct site visits with currently funded Phase II Fellows for the purposes of oversight and exploration of opportunities for transition to NASA and other agencies, - Present status briefings to the NASA leadership in Headquarters and the Centers when-ever appropriate, - Stay closely engaged with the technical community and the technically oriented public through participation in technical societies, presentation of technical papers and presentation of seminars to universities and civic groups, - Be responsive to inquiries from the media for inputs to articles in newspapers, magazines and web-based news services. TABLE 17. Key Activities Planned for the Eighth Contract Year ACTIVITY 2005 2006 Phase I CP 0501 Phase II CP 0502 Phase 1 CP 0601 Phase II CP 0602 Annual Meeting Phase I Fellows Meeting Science Council Meeting Student Fellows Prize MIT Forum Broadcast Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Release Call for Proposal Review and Selection Announce Awards Grant and Contract Performance Periods Events 44 44
  • 45. 45 Solicitation, Selection and Advanced Concept Awards Proposals received in response to the Phase II solicitation, CP 05-02, were peer reviewed and the review panel was conducted near the end of the seventh contract year. The concurrence briefing for CP 05-02 is scheduled for July 14, 2005 at NASA HQ. Phase II awards will be announced in early August 2005. The next Phase I Call for Proposals, CP 06-01 will be released in November 2005 with a due date in February 2006. The peer review, selection and concurrence will take place from March through May 2005 with an anticipated announcement of awards by June 2006 with a grant start date of September 1, 2006. The next Phase II Call for Proposals will be released in November 2005 with a due date in early May 2006. The peer review, selection and concurrence will take place from May through July 2006. Phase II awards will be announced in late July or early August 2006 with a contract start date of September 1, 2006. Identifying Grand Visions Prior to the release of each annual Phase I Call for Proposals, NIAC with the assistance of the contract COTR, polls each of the NASA Directorates to identify Grand Challenges that serves to focus the creativity of potential proposers on critical challenges of aeronautics and space. Beginning with this contract year, NIAC plans to give a special emphasis on extending the vision of the technical community beyond identifiable challenges toward visions of future possibilities. "Grand Challenges" are generally structured to inspire solutions to difficult situations and are problem solving exercises. They inspire creative application of known scientific phenomena and technologies. Whereas, "Grand Visions" are structured to inspire giant leaps forward and can provide an environment for creativity, imagination and innovation unfettered by near term reali-ties. NIAC is planning an on-going effort to identify "Grand Visions" that can be the emphasis of future Phase I Calls for Proposals. Activities aimed at identifying "Grand Visions" may include: - Formal solicitation of inputs from each of the NASA Directorates, - Hosting a one-day, by invitation only, workshop for key NASA technical leaders and innovators to brain-storm about visions that extend well beyond NASA long range plans, - Sessions in NIAC Annual and Fellows Meetings structured to encourage unfettered and creative discussion of vision stretching possibilities for aerospace endeavors, - An open call for "Grand Visions" on the NIAC website to encourage a continuous dialogue with NIAC on "Grand Visions". NIAC Annual Meeting and Phase I Fellows Meeting The next NIAC Annual Meeting is scheduled for October 10-11, 2005 at the Omni Interlocken Resort in Denver, Colorado. Speakers will include all currently funded Phase II Fellows, who will give a status report on their concept, and two or more keynote speakers. As of the publication date of this report, confirmed keynote speakers include Dr. Paul MacCready, President of Aerovironment, Dr. Fred Adams, Professor at the University of Michigan and Courtney Stadd, Bigelow Aerospace.
  • 46. 46 The next NIAC Phase I Fellows meeting will be held in Atlanta, GA near the NIAC Headquarters and include status briefings by all of the currently funded Phase I Fellows and invited presenta-tions by several keynote speakers. Outreach to the Technical Community The NIAC website will continue to be the primary, on-going vehicle for continuous communication with the technical community. The leadership of NIAC will strategically participate in technical society activities and give invited presentations to other government agencies universities, indus-try and civic organizations. The NIAC technical leadership will accept invitations from non-NASA agencies to give seminars and to receive tours of technical facilities to enhance and support NIAC's effectiveness and NASA's long term goals. On September 22, 2005, the MIT Forum is sponsoring a special broadcast throughout the MIT Forum network from the studios of Georgia Public Broadcasting. The theme of this 1.5 hour broadcast will be "The Power of Revolutionary Thinking: Driving Innovations for Today and Tomorrow". Speakers will be Robert Cassanova and NIAC Phase II Fellows Bradley Edwards, Penelope Boston and Dava Newman. The short presentations will be followed by questions from participants from the audience and the Internet. Oversight by USRA Management The NIAC Science Council will meet to receive an overview of the status and plans of NIAC on the day following each of the scheduled Annual Meetings and Fellows meetings. The Council will issue a report to USRA management and NASA on the operation of NIAC and will offer sugges-tions for future activities.
  • 47. 47 APPENDIX A Descriptions of Enabling Technologies from NIAC CP 02-01 Studies (Performance Period: September 2003 - August 2005) SOLID STATE AIRCRAFT Anthony Colozza, Ohio Aerospace Institute, anthony.colozza@grc.nasa.gov CRITICAL TECHNOLOGIES 1. Ionic Polymer Metal Composite (IPMC). The development of the IPMC material is one of the most critical issues to the viability of the concept. Further development that will demonstrate the ability to make large sections of the material as well as the demon-stration and characterization of its behavior under various operational and control con-ditions is critical to the concepts viability. 2. Thin Film Photovoltaic Array. The solid state aircraft (SSA) is powered by the use of a flexible thin film solar array. The development of thin film array materials can greatly enhance the capabilities of the SSA. The array characteristics that will have a signifi-cant effect on the vehicles performance are specific mass (kw/kg), overall efficiency and substrate compatibility. If the photovoltaic material can be deposited onto another com-ponent such as a thin film battery or the IPMC material itself, the integration of the SSA can be greatly enhanced. 3. Flexible Batteries or Capacitors. To store energy between wing flaps a battery or capacitor must be used. To integrate these into the aircraft they will need to be light-weight, compact and flexible. Development of a suitable energy storage medium is crit-ical to the SSA's operation. OTHER TECHNOLOGIES 1. Flapping Wing Aerodynamics. A detailed understanding of the fluid dynamics of flap-ping wing flight is needed to optimize the SSA design and minimize power consump-tion. 2. IPMC Control Scheme / EM Field Generation. A control scheme for the IPMC mate-rial is needed to provide a viable flight vehicle. This control consists of the generation and tailoring of an EM filed which in turn induces the motion of the IPMC. The develop-ment would consist of the capability to generate a field that is tailored in strength and polarity over the wing area as well as the understanding of what that distribution would need to be to achieve the correct wing motion.
  • 48. 48 ANTIMATTER DRIVEN SAIL FOR DEEP SPACE MISSIONS Dr. Steven D. Howe, Hbar Technologies, LLC, showe@hbartech.com CRITICAL TECHNOLOGIES The antimatter sail concept relies on the ability to use antiproton induced fission as a propulsion method. The key technologies therefore to enabling this concept are: 1) pro-duction/ formation of sufficient amounts of antihydrogen, 2) formation and storage of nano-flakes of solid antihydrogen, and 3) development of the Tuned Photovoltaic Conversion (TPC) method of converting fission energy into electricity. The formation of antihydrogen molecules is the first step to making the storage of flakes feasible. The sus-pension of a charged nano-flake electrostatically will demonstrate the storage concept. Both of these technologies can be demonstrated in the near term using normal-matter protons. The TPC concept uses fission to induce scintillation in a medium. The wave-length of the scintillation is tuned to the acceptance of a photovoltaic cell for high efficien-cy conversion. The TPC could be demonstrated using radioisotopes and currently avail-able scintillating materials. OTHER TECHNOLOGIES Another significant technology is the production and accumulation of antiprotons. The current production levels need to be greatly increased in order to make sufficient quanti-ties for deep space missions. GLOBAL ENVIRONMENTAL MEMS SENSORS (GEMS): A REVOLUTIONARY OBSERVING SYSTEM FOR THE 21ST CENTURY John Manobianco, ENSCO Inc., manobianco.john@ensco.com CRITICAL TECHNOLOGIES 1. Electronics. The further integration and miniaturization of electronics is a critical enabler of the GEMS system. Sensing, processing, and storage must all be combined in a robust monolithic design to implement the final GEMS probe. 2. Communications. State of the art communication systems today such as ad-hoc or mesh networks will not likely support the massive number of probes envisioned for the GEMS system. Since scaling limitations exist for these networks, new protocols and hard-ware must be developed to overcome these difficulties or alternative systems such as low power point-to-point satellite communications or hybrid ad-hoc/satellite communications must be employed. 3. Materials. The probes must meet specific design criteria in order to maximize the dwell time in the atmosphere. The probe shell material must be capable of withstanding enor-
  • 49. 49 mous pressures at high altitudes, but also be incredibly light. Carbon nanotube based polymers are needed to provide an ultrathin, lightweight, high tensile strength material for the shell. OTHER TECHNOLOGIES 1. Power. The current solution for power generation is thin-film solar cell technology. The two primary candidates in this arena are thin-film amorphous silicon cells and nanoparti-cle dye cells. Although, thin-film solar cells are an excellent material for power genera-tion, the probe must also be capable of storing power for night-time operation. Two pos-sible options include thin-film batteries or thin-film capacitors. ASTRONAUT BIO-SUIT SYSTEM FOR EXPLORATION CLASS MISSIONS Dava Newman, Massachusetts Institute of Technology, dnewman@mit.edu CRITICAL TECHNOLOGIES 1. Three-dimensional textile deposition, to enable the formation of anisotropic material with specific mechanical properties. Also, the ability to assemble a garment in three dimensions through patterning of fibers and incorporation of other materials (e.g., pas-sive and active elements). We have determined the initial material property requirements as well as fiber orientation (March 2005, Bi-Monthly Report): tensile strength > 60 N (13 lbf) and an elastic modulus that is initially high but that approaches zero as the strain sur-passes 30% and the load reaches 30 N. The target operating range for the fiber or fab-ric is at tensile loads of 30 N ±5 N and strains of 50% ±20%. We are continuing our inves-tigation in to 'electrospinlacing' technology for this application. 3D material deposition will enable a spacesuit to be exactly custom-fit to its wearer. The ability to give the textile specified mechanical properties in specific directions will enable a spacesuit to mimic the deformation of the skin. 2. Shape-changing polymers that provide human-scale force. Often these are called "arti-ficial muscles" and they include dielectric elastomers, electrostrictive polymers, shape memory polymers, and mechano-chemical polymers and gels. These active polymers will enable a mechanical counterpressure spacesuit to apply pressure to the body sur-face after the suit has been donned and may be activated by body temperature. They will also allow for local control of the tension in the spacesuit fabric; our analysis shows a requirement for 30-70% local contraction or stretch around moving joints to provide con-stant pressure over different curvatures of the body surface. 3. Information technology, wearable computing, energy, and human power harvesting integration across the entire EVA system. Integration of the space suit with smart EVA tools via data automation; integration of the space suit and EVA tools with other compo-nents of the EVA system including robotic elements. Lightweight, portable, long-duration sources of power, or the ability to harvest the human body's waste energy to power BioSuit and EVA life support systems. Essentially, spacesuits for planetary exploration
  • 50. 50 require advancements in battery technology. Longer duration traverses will require more energy for the astronauts' life support systems, but the additional energy cannot come by increasing the on-back mass for the astronaut. The use of electroactive fibers and mate-rials for spacesuit shape control or for biomedical sensing will also require additional energy. OTHER TECHNOLOGIES 1. Distributed sensing for temperature, humidity, chemicals, and mechanical stress. These sensors can monitor life support functions and serve as flexible keyboards (inter-faces) for garments, and they can provide shape control for fabrics. 2. Edema assessment using the Bowman Perfusion Monitor from Hemedex has been completed and reported at Aerospace Medical Association (ASMA) Annual Conference, May, 2005 (Treviño, L. and Carr, C.). ELECTROMAGNETIC FORMATION FLIGHT (EMFF) Raymond Sedwick, Massachusetts Institute of Technology, sedwick@mit.edu CRITICAL TECHNOLOGIES 1. The primary enabling technology for EMFF is high current density, high temperature super conducting wire. The current state of the art is about 13 kA/cm2, which allows it to be a competitive technology with thruster-based systems. However, the force between two identical spacecraft scales as the square of this current density, for a fixed mass and coil size, so increases in this density will greatly improve the viability of this technology at greater distances. The wire being used is a matrix of superconducting material and regular metal, to provide strength and flexibility. The superconducting material has been lab tested to an upper limit of 6,000 kA/cm2, so the improvements need only come in the manufacturing process of the wire. 2. A second technology which will allow EMFF to function in Earth orbit is higher efficien-cy cryo-coolers. Current thermal designs appear to require on the order of 10s of Watts per coil of thermal power removal, translating to 100s of Watts of electrical power input to cryo-coolers for each coil. This appears to be the driving power requirement for the system. 3. The third most critical technology is distributed control algorithms. Unlike thruster based systems, movements within an EMFF system must be coordinated between mul-tiple spacecraft simultaneously. This is a very complex control problem, which must be solved to make the technology viable. OTHER TECHNOLOGIES 1. One potentially useful technology is high density, high strength, non-conducting mate-