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FINAL. 29th December 2001 
1 
Sustainable Livelihoods Approaches and the HIV/AIDS 
epidemic. A preliminary resource paper 
Janet Seeley and Colin Pringle 
Abstract 
With 40 million people worldwide living with HIV/AIDS, no development initiative can afford 
to ignore the epidemic now and in the longer term. While the literature on HIV/AIDS 
continues to grow rapidly, much of the non-medical literature repeats lessons already 
highlighted over the last decade. The examples cited in this paper and referenced in the 
appendices show that what has worked in arresting the HIV/AIDS epidemic and mitigating its 
impact has often been local responses rather than global initiatives or grand strategies. What 
needs to be done is to support such local responses and to share the learning across sectors, 
regions and organisations. Sustainable livelihoods approaches, which bridge sectoral divides, 
are well placed to provide a vehicle for this. A livelihoods approach to the HIV/AIDS epidemic 
offers the chance to mitigate its impact on the poor by looking at their circumstances `in the round’, 
looking at the connections between different livelihood assets and taking into account the fact that an 
intervention in one area will impact on other areas of people’s lives. Impact mitigation needs to be seen 
as an urgent task, independent of, but related to, the health-led HIV/AIDS initiatives but of equal 
importance for funding. Drugs and vaccines will not rebuild the communities of those devastated by the 
epidemic. The biggest challenge facing us is to build on the strengths of what is already known, what is 
already tried and tested, and to support and encourage people as they reconstruct livelihoods to enable 
them and their families to live with and counter the impact of HIV/AIDS. 
“Throughout history, few crises have presented such a threat to human health and 
social and economic progress as does the HIV/AIDS epidemic” FAO report for the 
27th Session of the Committee on World Food Security, 2001 
At the end of 2001, 40 million people worldwide are living with HIV/AIDS, 90 per 
cent in developing countries and 75 per cent in Sub-Saharan Africa.1 In 2001 there 
were 3 million AIDS-related deaths. Sub-Saharan Africa is frequently viewed as the 
‘hot spot’ of the epidemic, but the impact is global and cross sectoral. Significant 
epidemics occur in SE Asia, the Indian Subcontinent, Latin America, North America 
and the Caribbean and Eastern and Central Europe. The importance of addressing 
the impact on development of HIV/AIDS has been highlighted in the Millennium 
Development Goals where Target 6 is to `have halted by 2015 and begun to 
reverse the spread of HIV/AIDS’. 
The purpose of this paper is to help with initial thinking on Sustainable Livelihoods 
Approaches and the HIV/AIDS epidemic, setting out in the annexes some of the 
resources available on the impact of the epidemic on peoples’ livelihoods. This is 
part of a process by which the Sustainable Livelihoods Support Office of DFID aims 
to engage with a range of people to look at HIV/AIDS as a `livelihoods issue’ 
impacting on many different aspects of peoples’ lives. 
1 UN Special Session on HIV/AIDS August 2001, Declaration of Commitment on HIV/AIDS
FINAL. 29th December 2001 
`HIV/AIDS is not only a health issue that demands prevention and care for the sick; 
it is also a livelihoods issue, since, if AIDS-depleted households are not the target of 
particular support, the precarious livelihoods of survivors are likely to collapse under 
the impact of the epidemic’.2 
The examples cited in this paper and referenced in the appendices show that what 
has worked in arresting the HIV/AIDS epidemic and mitigating its impact have been 
local responses, not global initiatives or grand strategies. What needs to be done is 
to support such local responses and to share the learning across sectors, regions 
and organisations. Sustainable livelihoods approaches, which bridge sectoral 
divides, are well placed to provide a vehicle for this. 
2 
Background 
The HIV/AIDS epidemic is not, of course, new nor is the acknowledgement that 
HIV/AIDS is having an impact on development a novel idea. Fifteen year olds 
growing up in Kampala, Uganda, do not know of a world without HIV/AIDS 
messages and slogans, their lives and livelihoods have been and will continue to be 
profoundly affected by the epidemic. There is a vast, and growing, literature on the 
medical and social aspects of HIV/AIDS. But in the course of reviewing the 
literature for this paper, it was apparent that much of the non-medical literature 
(particularly that in the social sciences) reiterates observations made in the early 
1990s, and does little to take forward our understanding of the impact of HIV/AIDS 
and how that impact might be mitigated. And much excellent work remains 
unpublished or only available in academic journals not readily accessible in the 
public domain, or readily translatable into action. 
While White and Robinson3 may be correct to say that HIV/AIDS has `become a 
matter of concern beyond the fields of biomedicine and preventive and curative 
health’ and has become increasingly understood as a development issue, much of 
the thinking remains sectorally-focused and the work that is `livelihoods’-related’ 
tends to focus on particular occupational groups or sectors such as `agriculture-based’ 
livelihoods in Africa. We found no long-term in-depth research that looked at 
the impact on `joined-up livelihoods’; that explored the ways people adapt their 
livelihoods, often taking risks or seemingly -to the outsider - irrational decisions in an 
effort to cope. Attention to the personal cost of HIV/AIDS, which is an important 
influence on how people respond and what decisions are taken, often appears in 
anecdotes or as quotes in case studies, but seldom seems to be fed into the literature 
providing guidelines and toolkits for development practitioners. Despite the large 
volume of publications, web-sources and anecdotal evidence on the impact of 
HIV/AIDS and the necessary response, the `literature on the social, economic and 
2 Appleton, Judith (2000) `“At my age I should be sitting under that tree”’: the impact of AIDS on 
Tanzanian lakeshore communities’ Gender and Development 8 (2) 19-27 
3 Joanna White and Elizabeth Robinson (2000) HIV/AIDS and Rural Livelihoods in Sub- 
Saharan Africa, Policy Series 6, NRI, p. 5
FINAL. 29th December 2001 
3 
demographic impact of the epidemic is comparatively small and limited to a few 
authors (unlike the medical literature).’4 
One of the reasons why the social science has not kept pace with the medical 
research is undoubtedly funding, but there is also the sense that the solution to the 
epidemic must be medical: through drugs or vaccine and therefore efforts need to 
be focused to support that work. Therefore, much of the non-medical funding has 
been for behavioural research, in support of medical solutions. Too little funding 
has gone for research on prevention and, importantly, on impact mitigation. For 
much of the world, interventions are coming too late to prevent the epidemic from 
spreading, even if the Millennium Development Goal Target 6 is attained and the 
epidemic arrested, we still need research and development that builds on people’s 
strengths to cope with the wide-ranging impact, of which medical interventions will 
only be a small part. 
The situation in South Africa feels so urgent. Personally I have two cousins living with AIDS 
right now. The Oxfams’ have talked about treating HIV as an emergency situation, but how 
long can you have a crisis for? We were calling it a crisis in 1982. We need to think longer 
term: nothing we do now will show major change for another five years. 
Dawn Cavanagh, `The Right to Equity’: the South African joint Oxfam HIV/AIDS program 
www.caa.org.au/horizons/february_2001/aids.html 
There is, therefore, plenty of room for innovation in finding ways forward and there 
are many, often small-scale and localised, examples of good practice to share and 
from which to learn. 
UMN, an international development organisation based in Nepal and supported by various 
donors (including DFID) produce 'Pipal Pustaks', a series of books for Non Formal Education 
that have won international literacy awards. They are based on true stories and are usually 
written by newly literate people and are published for their peers. 
Recognising the need for HIV/AIDS materials for NGOs in Nepal, a Pipal Pustak on 
Care and Support, and one on raising awareness/advocacy for HIV/AIDS were produced. They 
are now used within rural and urban development projects in UMN (and beyond) as well as in 
education and health programmes. 
(source: Andrew Furber, DFID supported HIV adviser, UMN pers. comm. ) 
Amambisi and communities like it are fighting back against the disease with the few weapons 
at their disposal. "You are a journalist, don't say we are helpless against this scourge, we are 
doing a lot," Chief Lingazwe told IRIN. The endless funerals have also brought the reality of 
HIV/AIDS home to Amambisi. Sister Nogzima's classes and a new outreach programme 
means the safe sex message is finally getting through and communal structures are managing 
to absorb the growing number of AIDS orphans. "Our close networks mean people are talking 
and learning and behaviour is, I think changing," said Lingazwe. "We'll see many more 
funerals, but we're not just lying down and letting this thing eat us, we need government 
support and international help, and we need it now," he added. (source IRIN-SA, IRIN-AIDS 
Weekly 2001, email: AIDS@irin.org.za) 
4 Barnett and Whiteside (2000) The Social and Economic Impact of HIV/AIDS in Poor Countries: a 
review of studies and lessons UNAIDS p.14.
FINAL. 29th December 2001 
4 
The impact on HIV/AIDS on livelihoods 
Livelihoods approaches offer an holistic way of addressing the HIV/AIDS epidemic 
which promote joined up thinking across sectors and disciplines, that can look not 
just at the impact on health but also at the impact on social support, finances, 
housing, land-use and land tenure. After all, a person living with AIDS does not 
stop being a family or community member, a land holder or a house tenant, a 
carpenter or a share cropper, or for that matter an educated or literate person. 
HIV/AIDS may alter access to work and financial assets, to family and community, 
but a person with HIV/AIDS is still a person; a fact that has often been undermined 
by the use of labels like `AIDS victim’ and `AIDS patient’. Medical conditions often 
rob a person of their status as a person, and AIDS, particularly with the stigma 
associated with the condition, is no exception. 
Individuals, households, industry and government machinery are adapting to the 
long-term impact of HIV/AIDS in many different ways. HIV/AIDS is a `long wave 
event’, not a short sharp shock,5 life-styles may change but people continue to need 
to earn a living, raise children, and cope with day to day crises. While the age 
group most likely to be affected by HIV in any population is those between 15-40 
years old, who tend to constitute the most economically active section of the 
population, the old and the very young also feel the impact on their lives.6 
The head of Amambisi Tribal Authority, Chief David Lingazwe said the epidemic had 
taken everyone in the area by surprise. "We thought it was a town thing, we didn't 
know it would kill our families like this," he said. HIV/AIDS has also brought new 
social problems to Lingazwe's community, including crime. "Stock theft and stealing 
generally have increased, I'm told people are desperate for money to pay for 
treatment," he said. Local police confirmed the trend and said they were often in a 
dilemma over prosecuting sick people. (from a report on Daliwonga clinic, Eastern 
Cape, S. Africa -source IRIN-SA, IRIN-AIDS Weekly 2001, email: AIDS@irin.org.za) 
5 `The HIV/AIDS epidemic is a long wave event when compared to a volcanic eruption, a flood or a 
famine. In many sub-Saharan African countries the demographic impact, signalled by changes in 
population structure and life expectancy, will be felt for many decades’. Tony Barnett (1999) 
`HIV/AIDS: Long Wave Event, Short Wave Event: Identity, Gender, Agriculture and Policy in Uganda 
and Elsewhere’ American Anthropological Association Annual Meeting Chicago 1999. 
6 HelpAge International has been active in recent years in highlighting the impact of the epidemic on 
older people. See `HIV/AIDS: why strategies must include older people’ in Ageing and Development 
Issue 8, May 2001.
FINAL. 29th December 2001 
Agro-industry in Kenya is severely affected by HIV/AIDS epidemic. The commercial agricultural 
sector of Kenya is facing a severe social and economic crisis due to the impact of HIV and 
AIDS. Protracted morbidity and mortality have profound financial, economic, and social costs 
for industry. The loss of skilled and experienced labour to the epidemic continues to be a 
serious concern. If agro-estates are to remain viable businesses, it will be necessary and 
urgent to approach the epidemic with the seriousness it deserves. This includes well-elaborated 
5 
prevention programmes and concerted mitigation strategies at the company level, 
in collaboration with other sectors of the economy including the government, NGOs, and civil 
society. 
(Source: HIV/AIDS and the commercial agricultural sector of Kenya: Impact, vulnerability, 
susceptibility and coping strategies: Gabriel Rugalema Institute of Social Studies, The Hague, 
Netherlands with Silke Weigang (FAO/SDRE) and James Mbwika, Consultant) 
Incapacity or loss of the 15-40 year old age group has significant repercussions at 
the level of both the household and community, but also beyond in terms of macro-level 
social and economic development. For example, a significant loss of skilled or 
semi-skilled labour within the transport sector can have serious consequences for 
the safe transport of people and goods throughout and beyond a country. Hospitals 
may be over-stretched and already scarce resources diverted to treating AIDS-related 
infections to the detriment of the treatment provision for other infections or 
injuries. High levels of HIV infection among teachers may eventually cause 
significant disruption to schooling and jeopardise education for large numbers of 
children. Loss of agricultural labour may in turn lead to children being removed from 
school in order to contribute to the household economy and may lead to significant 
(and detrimental) changes in traditional agricultural practice.7 
An impact assessment conducted by the Ministry of Agriculture and Irrigation of Malawi 
found that among MoA male staff, drivers, supervisors, middle and top managers were most 
vulnerable to HIV infection. Among female staff, messengers and secretaries were 
perceived to be most vulnerable. Reasons given for this increased vulnerability included: i) 
the fact that these jobs required frequent travel to the field, which separated employees 
from their spouses for prolonged periods of time; ii) better-off male staff were more likely to 
have more than one sexual partners; iii) worse-off female staff were more likely to offer sex 
for money. 
`Addressing the impact of HIV/AIDS on Ministries of Agriculture: Focus on Eastern and 
Southern Africa’ by Daphne Topouzis. FAO/UNAIDS Discussion Paper. 2001 p. 11 
What are the implications of SLAs on our approach to HIV/AIDS? 
Sustainable livelihoods approaches place people at the centre of development, 
rather than focusing on the resources they use or a single activity. If we start with 
the person in the context of the HIV/AIDS epidemic we look beyond and around the 
epidemic, the clinical condition, or the medical solution, and through livelihoods 
analysis take into account the other things going on now and in the past in their life, 
or the life of the household, community or region. Livelihood diversification has 
7 The impact of the epidemic on agriculture, particularly in Africa, is perhaps the best served by 
research and documentation. See www.fao.org/Focus/aids1-e.htm for a recent update.
FINAL. 29th December 2001 
always been important as a coping strategy for poor people faced with an uncertain 
world: harvests fail, market prices fall, factories close, and the informal economy is 
constrained by legislation. People adapt. The hardship inflicted by HIV/AIDS, 
through the loss of family members, the costs of care; the loss of workers etc. 
highlights the need for support for different livelihood strategies at times of crisis 
and beyond. 
We need to take a dynamic approach; HIV/AIDS does not often kill a person 
quickly. Nor does the epidemic have an instant impact on a community or 
nation, unlike a flood or earthquake. If we think about it in terms of the SL 
framework’s `vulnerability context’ it is not a sharp shock. HIV/AIDS erodes 
communities. People LIVE with HIV/AIDS and grow older with HIV/AIDS, and 
their livelihood fortunes change over that time. Households, communities and 
regions may experience subtle shifts and changes rather than dramatic 
change as people adjust to the impact of the epidemic. Livelihoods 
approaches encourage us, therefore, to look at the depth as well as the 
breadth of peoples’ lives. What this should mean is that policies, projects and 
programmes which seek to arrest the spread of HIV/AIDS and mitigate the 
impact of the epidemic, do so by recognising the affect of the epidemic on all 
aspects of peoples lives, not just health, and seek to identify areas where 
support will have a positive impact. 
To do this the livelihoods analysis will demand holistic analysis, but with the 
subsequent intervention, in most cases, being specifically targeted within that 
wider understanding. Our analysis may ask: what income-generating options 
exist for a household suffering from a labour shortage? Is the stigma 
associated with the condition affecting access to non-health services 
(agricultural extension or education, perhaps)? What support exists for 
carers, are they cut off from their own social networks because of the burden 
of care? In industry or services where a large number of people have died or 
are sick, how might capacity be enhanced to meet demand? And, in order to 
provide an effective approach, `we’ will look for partners and build on existing 
strengths: who else is working here who may provide the service? Share the 
knowledge? Who might we support to help them do what they are already 
doing more effectively? 
Along Route 5, the country’s superhighway that links Thailand to Viet Nam, a growing number 
of farmers are learning the essentials of how to prevent HIV/AIDS infection. The “Farmers for 
Life School (FLS)” project was established by the Food and Agriculture Organisation to 
promote more ecologically friendly cultivation methods. The pilot programme, to run until 
2001, was funded (and with technical support) by UNDP South East Asia HIV and 
Development Project. 
Sin Chhit Na, a Core Trainer at the FLS, noted that since its inception earlier this year, 
6 
114 farmers, among them 42 women, have enrolled in the school. 
For 16 weeks during the planting and harvesting seasons, members of the FLS 
regularly attended a weekly class, each lasting half a day. Here, they learned not only the 
science and technique of keeping pests under control in a way that does not harm the 
environment, but also how to avoid AIDS.
FINAL. 29th December 2001 
As the farmers developed the ability to critically analyse the ecology of rice fields, they also 
became more adept at assessing the threats and constraints on their livelihood, as well as 
weighing options available to them. 
(Source: `Mae Chan Workshop on integrated community mobilisation towards effective 
multisectoral HIV/AIDS prevention and care’ compiled by: HOLLERTZ UNDP South East Asia 
HIV and Development Project May 2001) 
"FAO has come a long way since it first addressed the issue of AIDS and agriculture at a time 
when the epidemic was still considered essentially an urban problem. One of the lessons we 
have learned over the past years is that institutional collaboration is imperative for effective 
action to take place." Statement by Mr. Henri Carsalade, Assistant Director-General Sustainable 
Development Department, FAO (1999) (from Michiels 2001, Strategic approaches to HIV 
prevention and AIDS mitigation in rural communities and households in Sub-Saharan Africa, 
FAO) 
Through holistic analysis one may find that the obvious entry point is not the 
only one or even the best one. Access to treatment and medical support for 
the sick person may be important. But ensuring that carers, particularly 
where they may be de facto rather than de jure household heads (and 
therefore not on `official lists’), are aware of their rights and obligations and 
can access what they require to maintain their own and their households well-being, 
may be more important in sustaining the household in the longer term. 
This may be particularly the case if the episodes of AIDS-related illness go on 
for many years and, if a number of people in the household die, because the 
impact will be felt by the family for years to come. And it is essential to stress 
that people living with HIV/AIDS do not stop being decision makers, they are 
still a part of the `target group’ for development initiatives, with valuable 
knowledge and understanding. Ensuring their participation often requires 
challenging the stigma and fear surrounding HIV/AIDS. 
7 
Agricultural extension in Zimbabwe in the face of HIV/AIDS: an NGO view 
Conventional agricultural development in Zimbabwe has been largely based on top-down 
research & extension, mostly promoting higher input technologies to male smallholders. This 
process has marginalised women farmers. 
This conventional approach to agricultural research is fast becoming irrelevant in the face of 
the HIV/AIDS pandemic, as the majority of AIDS survivors in Zimbabwe’s rural areas are likely 
to be middle-aged widows, often caring for 6 or more children. These women, left destitute 
after paying funeral expenses, are unable to afford inputs and thus require low-risk survival 
strategies that can assure household food security, as well as a cash income to pay for school 
fees and other basic necessities 
The development of appropriate survival strategies for female smallholders will require a 
substantial paradigm shift on the part of research and extension. The new paradigm would be 
concerned with the promotion of low input, labour-extensive sustainable agriculture and 
involve farmers in both the planning & implementation of the supporting research 
(source: “Towards a New agricultural research agenda” paper presented at the International 
Conference on AIDS, Livelihood & Social Change in Africa, Wageningen Agricultural University 
1999, quoted in Daphne Topouzis and Jacques du Guerny “Sustainable Agricultural/Rural 
development and vulnerability to the AIDS epidemic” FAO/UNAIDS 1999)
FINAL. 29th December 2001 
8 
An example was given by Hans Binswanger (World Bank) of fishing/farming communities 
around Lake Victoria. Here many AIDS orphans are cared for within the community by 
members of extended family. However most of these children are from urban families - they 
have no farming/fishing knowledge, and so are unable to make a living. The society is so 
damaged by HIV that there is no teaching or sharing of indigenous knowledge within the 
community. 
(Source: DFID-IFPRI Consultation on HIV/AIDS & Rural Livelihoods, IFPRI, January 2001 
reported by Pringle, JSIUK Meeting Notes 2001) 
Socio-economic vulnerability may lead to the adoption of survival strategies 
that enhance the risk of HIV transmission. For example children orphaned 
through HIV often migrate from rural to urban areas where they may join the 
ranks of the so-called ‘street children’, sometimes exchanging sex for food, 
money or protection. In these circumstances the relative powerlessness of 
children increases their vulnerability to acquiring infection. The complexity of 
local circumstances is illustrated where the reverse migration of HIV orphans 
occurs from urban areas (where the parents went in search of employment) 
back to the rural ‘homeland’ on the death of the parents. These children often 
lack the skills to produce or earn food in the traditional setting, leading to 
considerable local impact on society. 
In a Uganda study, 65% of AIDS-affected households were obliged to sell property to pay for 
care (source FAO report for the 27th Session of the Committee on World Food Security, 2001) 
Another phenomenon, unheard of in the area, is also taking hold. "Young girls are 
prostituting themselves, often to get cash for themselves or infected family 
members, of course this is just spreading AIDS," Tolly Xigau, a rural social worker in 
nearby Bizana, told IRIN. She added that desperate women often forsake condoms if 
it means making more money. "It's really sad because often the girls will do anything 
to get money for food, drugs or transport to urban areas where better treatment is 
available," she said. (from a report on Daliwonga clinic, Eastern Cape, S. Africa - 
source IRIN-SA, IRIN-AIDS Weekly 2001, email: AIDS@irin.org.za) 
Some impact may be more subtle, it may even be hidden, and therefore an 
intervention to alleviate the impact may be required that is less obvious than 
attempting to provide an alternative means of making a livelihood. Death and 
illness, sorrow and grieving take their toll. Add to that the fact that HIV/AIDS can 
be spread through the very act of reproduction that should be associated with a 
sense of fulfilment and well-being, and one can understand that people may lose a 
sense of purpose, the very will to hold their livelihoods together. Development 
seldom confronts such emotional issues, and few people working in development 
are equipped to cope with the impact on themselves, let alone on the people they 
work with. 
A 1996 study of 12 to 20 year olds in three schools in Malawi found a high sense of 
hopelessness and fatalism particularly among poorer adolescents in rural areas. Their 
knowledge about AIDS was high, and this contributed to their sense of pessimism about the 
future. More than 40% of the rural youth believed they would die young as did 17% of the 
more affluent urban students interviewed.
FINAL. 29th December 2001 
"The life experiences of poorer rural students in Malawi appear to lead to a serious level of 
despondency and low self-esteem, likely to reduce capacity to prevent HIV infection. Young 
people can be presumed to be less likely to practice abstinence or safer sex if they truly believe 
that they will be dying within the next few years regardless of what they do" (Source: SaFAIDS 
News, Dec. 1998, via John Williamson, Senior Technical Advisor, Displaced Children and 
Orphans Fund of USAID, 2001) 
A thirty year old woman often complained […] that she was lonely. Her sister who had been 
the household head had died in 1990 and she was left with her sister’s two children and child 
of her brother to care for. […] a cousin came to stay in order to help her organise a New 
Year’s Party. The interviewer commented “Regina was so excited and in the happiest mood I 
have ever seen because she had a visitor of her own age” ’ Source: Janet Seeley (1993) 
`Searching for indicators of vulnerability: a study of household coping strategies in rural South 
West Uganda’ MRC/ODA report, p. 58 
The mitigation of the impact of the epidemic needs to include activities and 
interventions that build social capital, that bring pleasure, that build a sense of 
purpose. That may come from reconstructing livelihoods around a new economic 
activity, but we also need activities and interventions that enable people to cultivate 
their social and cultural capital. 
Prevention efforts targeting youth should promote a sense of capacity and the vision of better 
future. Simply telling them "AIDS kills" makes matters worse. 
(source: John Williamson, Senior Technical Advisor, Displaced Children and Orphans Fund of 
USAID, 2001) 
So, the response to the epidemic must increasingly look beyond `education about the 
disease’ and medical interventions, not only in places where rates of infection are high 
but also in places, such as India, where the impact of the epidemic is just beginning 
to be acknowledged. Coping with the impact of the disease and promoting 
prevention strategies as well as supporting coping strategies requires a broad-based 
approach. In terms of project and programme design, this is more than adding an 
annex or a paragraph to a project document talking of the impact of HIV/AIDS on the 
project stakeholders, or noting it as a risk in the log-frame. 
On a recent visit to Andhra Pradesh, India, in a remote tribal village, we learned that 
three families, in a community of less than a hundred households, had members with 
AIDS-related illnesses. HIV/AIDS is not just an issue for sub-Saharan Africa: all 
development programmes and projects, new and on-going, need to think seriously 
about what `mainstreaming HIV/AIDS’ really means – and respond appropriately.8 
9 
Barnett and Blaikie9 provided a definition of three distinct categories in 
relation to the impact of HIV/AIDS on households. They defined AIDS-afflicted 
households as those where a member of the household is ill or has 
died from HIV/AIDS. AIDS-affected households are those where household 
8 In the course of this review we were surprised to find that development and research projects (which 
are not specifically targeted at HIV/AIDS treatment or prevention initiatives) which acknowledge the 
presence of HIV/AIDS in the target community and include a strategy for taking account of the epidemic 
in the approach, are still the exception rather than the rule, even in Sub-Saharan Africa. The recently 
published DFID HIV/AIDS Strategy provides a framework for mainstreaming HIV into all DFID’s activities 
(see Appendix B of this document. Full text of the Strategy is available on www.dfid.gov.uk ). 
9 Barnett, Tony and P. Blaikie (1992) AIDS in Africa – the present and future impact Belhaven Press, 
London
FINAL. 29th December 2001 
members are not infected, but have been affected by HIV/AIDS. Unaffected 
households are those in which no member is ill or has died from AIDS and is 
not affected by illness or death in a related household. As we enter 2002 
there are few `unaffected’ households if one includes all those who worry 
about their own or their children’s exposure through unsafe-sex, who 
recognise the cost the epidemic to development in the country or region or 
join in the debate on access to anti-retrovirals. 
The HIV/AIDS epidemic is a fact of life for everyone, and as such it is one 
factor among many that development needs to take into account. Given that 
livelihoods approaches encourage us to take an holistic look at people’s lives, 
an exclusive focus on the impact of HIV/AIDS may miss other factors 
influencing poverty that may not be directly the result of the epidemic: global 
recession that results in closure of factories and the loss of poor people’s jobs 
or a fall in agricultural prices, for example. The HIV/AIDS epidemic may 
make the situation far worse for a household in southern India, or South 
Africa, but even without the impact of the epidemic the prospects for finding 
a path out of poverty may be bleak. Again, this reminds us that we need to 
have a joined up approach to looking at development initiatives to support 
peoples’ livelihoods. Much of the literature, as shown in appendix E, has 
focused on particular livelihood groups or target groups, and much of that 
learning still needs to shared and links made. A seasonal migrant is a part of 
a larger family who may undertake agricultural activities and petty trading as 
well as take part in a savings and credit group. 
Once largely an urban problem, HIV/AIDS has moved to rural areas: more than two 
thirds of the population of the 25 most-affected African countries live in the 
countryside […] Rural communities also bear a higher burden of the cost of 
HIV/AIDS as many urban dwellers and migrant labourers return to their villages 
when they become sick. 
10 
`HIV/AIDS, food security and rural livelihoods’. FAO Fact Sheet, 2000, p. 1 
In the course of the HIV/AIDS epidemic it has seldom been very helpful for 
the individuals or groups involved to label them `at risk’: Gays, Haitians, Sex 
workers, `people who have lived in Africa’, Migrants and Truckers are among 
those who have been so labelled. Driving a truck may bring a relatively 
lucrative income, more controversially perhaps commercial sex work may be 
the mainstay of a household’s income. They are livelihood options and 
unlikely to be given up unless viable alternatives exist (that may not just 
mean viable in the sense of economic viability but viable in terms of life style 
and status too), so the most important thing may be to ensure that people 
are `safe’ to pursue their work, something that a number of programmes with 
drug users, sex workers and truckers have sought to do. Addressing issues to 
do with the hidden livelihoods of the poor, particularly where the activity is 
deemed illegal is a challenge for livelihoods analysis as well as meaningful 
interventions.
FINAL. 29th December 2001 
11 
Without further investment in focused research, linked to practical uptakes, it is 
unlikely that the knowledge base in this field will move any further forward.10 
What might we do differently? 
The first thing we might do is to support the implementation of recommendations 
that already exist, such as those from the 1998 Harare Conference, Responding to 
HIV/AIDS: Technology Development Needs of African Smallholder Agriculture (quoted 
in White and Robinson 2000:46) and the 2001 Technical Meeting in Rome Mitigating 
the Impact of HIV/AIDS on Food Security and Rural Poverty (see Appendix D for a 
table of these recommendations). There is no need to `reinvent the wheel’ we need 
to look for ways in which such ideas can be mainstreamed. New research in some 
areas is required to build on such recommendations by taking a more holistic 
approach, recognizing that agricultural livelihoods often depend on urban remittances, 
for example, and that for many people in the world there is no neat divide between 
`urban and `rural’ livelihoods. There is also a need to recognise that livelihoods 
change over time as the domestic group changes and fortunes change. Support is 
required for programmes and research that examine ways to replicate successful 
initiatives, to test ideas in other regions and to promote learning across different 
regions and from micro to macro levels within countries and regions. As White and 
Robinson (2000: 45) note there is still an urgent need for `approaches for developing 
effective communication pathways for sharing local experiences and practical 
livelihood innovations that are emerging to tackle the impact of HIV/AIDS’ and 
bridging the gap between the policy makers and the grassroots practitioners. 
What needs to be done is for impact mitigation to be seen as an urgent task, 
independent of the health-led HIV/AIDS initiatives but of equal importance for 
funding. Drugs and vaccines will not rebuild the communities of those devastated by 
the epidemic now and in the future. This is a task for cross-sectoral development. 
A livelihoods approach to the HIV/AIDS epidemic offers the chance to mitigate its 
impact on the poor by looking at their circumstances `in the round’, looking at the 
connections between different livelihood assets and taking into account the fact that 
an intervention in one area will impact on other areas of people’s lives. It demands 
that the fact of HIV/AIDS in people’s lives is seen as one factor among many and that 
`arresting HIV/AIDS’ may not be top priority to people who are hungry or have 
insecure living conditions. Women in Uganda once pointed out to one of the current 
authors that the fever their babies suffer from today is much more important NOW 
than the possibility of a long-term illness sometime in the future, they wanted help 
with the fever, not HIV/AIDS education messages. This does not mean that 
HIV/AIDS is not important in their lives in the longer term, nor that we might ignore 
HIV/AIDS in that context, it means we adopt a people-centred approach and 
support their way of seeing the threat of the epidemic and work with them from that 
stand point. 
10 Tony Barnett, cited in Joanna White and Elizabeth Robinson (2000) HIV/AIDS and Rural 
Livelihoods in Sub-Saharan Africa, Policy Series 6, NRI, p. 45
FINAL. 29th December 2001 
“HIV is about people. We are demanded to walk an extra mile every day….and we 
are having to walk many extra miles” Cedric Fernandes, Sahara Center for 
Residential Care & Rehabilitation, India – quoted in ‘Expanding community action on 
HIV/AIDS, International HIV Alliance, 2001 
If we work in that way, the principle of a responsive and participatory approach is 
a necessity. This challenges a traditional medical approach to the epidemic where 
outsiders or even insider medical professionals and those associated with them, have 
through research and development been seen as bringing answers, promoting 
changed behaviour and generally seeking participation in and compliance with their 
ideas. Some of the more successful HIV/AIDS programmes such as the OXFAM 
HIV/AIDS programme in South Africa have focused on HIV/AIDS as a development 
issue: addressing illiteracy, education, poverty etc. through a multi-layered 
programme rather than viewing HIV/AIDS in isolation. There are many, often small 
scale, examples of best practice in this area: ideas need to be shared and best 
practice disseminated beyond those who work in the so-called `HIV/AIDS field’. 
A multi-layered and responsive approach requires interventions not just at the 
household level but supporting strategies for sustainable livelihoods that 
influence policy. Thus the SL principle of working at various levels, 
recognising macro-micro linkages, is central to any strategy to mainstream 
HIV/AIDS. Sometimes local NGO initiatives do not have the voice or presence 
to influence policy or institutions that may affect the people they work with. 
A livelihoods approach based on livelihoods analysis conducted with such 
partners may be able to link such grass-roots initiatives to others who can 
take on the macro agenda. This doesn’t call for a dramatic new approach, it 
supports and builds with those engaged in existing initiatives. 
Thus the SL approach stresses the need to work with partners. The DFID 
HIV/AIDS Strategy similarly stresses the need to work in partnership through among 
other things: building political leadership, building national capacity and maximising 
the contribution of all sectors. In order to be able to respond to communities in a 
genuinely holistic way we must be prepared to confront the challenges that HIV 
presents at a personal level or a professional level. 
Jeremy Stickings minuted earlier this year that our understanding of the impact of 
HIV/AIDS, and of the most effective mitigating interventions `is limited by the 
somewhat random and scattered studies so far undertaken. Whilst appreciating the 
need for more and better studies, the participants [of a consultation meeting] were 
also cognisant of the need to do something now in the face of the huge tragedy 
currently unfolding. It was pointed out that many of the issues raised and 
recommendations made now had been the same five years ago, and that we did not 
want to be meeting again in another five years’ time still discussing the same 
questions.’11 If talk is to be put into action this requires leadership from non-medical 
sectors, it needs mainstreaming HIV/AIDS to be taken seriously in DFID and in 
international organizations. It needs HIV/AIDS impact mitigation to be accepted as a 
key part of any strategy for the epidemic, and to be appropriately funded. 
11 DFID-IFPRI consultation on HIV/AIDS and rural livelihoods IFPRI January 2001, Back-to-Office Report 
by Jeremy Stickings, ASSC Manager, NRIL, also see Appendix F of this document. 
12
FINAL. 29th December 2001 
But we should not forget that much is already happening, as participants representing 
Governments and civil society in Sub-Saharan Africa frequently reminded other 
participants at the recent Technical Meeting in Rome. 
An NGO representative from Malawi commented, with some exasperation, during one session 
that people in affected countries have not been sitting idle, “just because `you’ don’t know 
about it, doesn’t mean nothing is happening”, she told one northern participant. 
Mitigating the Impact of HIV/AIDS on food security and Rural Poverty, Technical Meeting FAO, 
Rome 5-7 December 2001 (taken from Janet Seeley’s notes of the meeting) 
The truth is many small NGOs and local government workers, as well as practitioners 
in donor funded projects, have been so busy `doing’ that they have not been 
monitoring or evaluating their programmes, let alone publicising their stories. 
Yes, there are gaps, yes there is much to learn, but perhaps the biggest challenge 
facing us is to build on the strengths of what is already known, what is already tried 
and tested. Using a `livelihoods lens’ which enables us to look `cross-sectorally’ we 
should be able to recognise with the HIV/AIDS epidemic, as with many other aspects 
of life, that it is inappropriate to look at urban or rural areas in isolation or divide 
people up by risk group. We can and must learn with people who have 
`mainstreamed HIV/AIDS’ in their own lives out of necessity, and have developed 
successful ways to mitigate the impact of the epidemic. That is a strength on which 
to build, and a challenge to rise to. 
13
FINAL. 29th December 2001 
14 
Appendix A: The DFID HIV/AIDS Strategy 
Appendix B: Some general sources of HIV/AIDS information relevant to 
sustainable livelihoods 
Appendix C: Who’s doing what in HIV & sustainable livelihoods in 2001 
Appendix D: Mitigating the Impact of HIV/AIDS on Food Security and Rural 
Poverty: a framework for the agricultural sector. Technical Meeting 
December 2001, brief report on the meeting. 
Appendix E: webliography of recent research and findings relevant to 
sustainable livelihoods & HIV/AIDS.
FINAL. 29th December 2001 
15 
Appendix A: The DFID HIV/AIDS Strategy 
“The DFID HIV/AIDS strategy notes that poverty; insecure livelihoods and lack of social 
protection can increase the likelihood of risky behaviour and undermine capacities to 
cope with the consequences of the disease. It goes on to note that the epidemic 
contributes to skill shortages and affects the productivity and profitability of businesses 
and enterprises as people take time off because they are sick, to care for relatives and 
to attend funerals. As such it has a profound affect on people’s lives and people’s 
livelihoods often far beyond the impact on work and material assets. 
Acknowledging the urgency of the issue DFID already invests a large amount of 
financial and technical support to assist the prevention of HIV and the care of those 
already infected in those countries worst hit by AIDS. 
DFID supports the principle of UNAIDS and donor collaboration” (from DFID comment 
on ILO Resolution, JSIUK 2001) 
The recent DFID HIV Strategy outlines the DFID commitment to responding effectively 
to HIV. This is reflected in the significant and growing activities from the health sector; 
in inputs to global level policy and strategy activity; in support to UNAIDS and other key 
organisations; in support to key international programmes such as the International 
Partnership against AIDS in Africa. 
In addition, DFID programmes and projects cross-sectorally are incorporating HIV into 
planning and design. DFID has also begun the process of mainstreaming HIV into all 
of its development work, with the aim of increasing awareness of DFID staff globally as 
to how HIV affects them, and what they can do. There are two major components to 
mainstreaming: 
1. Ensuring all staff have the same understanding 
2. Helping planners and decision makers think more creatively of how they can 
contribute to the fight against HIV/AIDS, and how existing instruments can be used in 
this (e.g. PRSPs, CSPs) 
(Advisors et al interested in more information should contact the DFID Sexual 7 
reproductive Health Resource Centre) 
Mainstreaming HIV means: 
Addressing HIV as a development issue across all sectors 
Building organisational capacity to respond to the epidemic/policies/strategies and 
guidelines 
Establishing HIV as an integral part of all programmes: responses to follow the trend of 
the epidemic 
Building close institutional links with other partners (internal & external) 
Building capacity of all staff to respond to HIV
FINAL. 29th December 2001 
16 
Matrix showing strategies for different epidemics 
(from DFID HIV Strategy 2001, developed by Kate Butcher JSIUK) 
Interventio 
n Targeting 
Approach 
Low prevalence: <5% 
Targeting to most vulnerable groups (e g 
, CSW, IDUs, MSM, transport workers and 
migrant workers) and their partners 
Concentrated >5% 
subpopulations 
Targeting to most vulnerable 
groups and their partners 
Generalised >1% ANC 
Targeting to most 
vulnerable groups and their 
partners and to general 
population 
Prevention 
Strategies 
 Political Leadership mobilisation 
 Stigma reduction 
 Functional national HIV strategy in place 
 Effective surveillance system in operation 
 Data about activities/epidemic collated and 
available 
 Population aware of STIs & HIV and how 
to avoid them, especially sub-populations 
with high incidences 
 Condoms available, affordable and 
accessible 
 Blood screening 
 HIV & sexual health integrated into school 
curricula 
 Operations research to understand 
transmission patterns and impact of 
interventions 
 STI treatments and diagnosis available and 
accessible for women & men 
 Private sector involved through social 
marketing 
 Infection Prevention and Quality Assurance 
guidelines in place and observed 
 Capacity building of NGOs 
 All DFID projects to assess impact of HIV 
Same package as low 
prevalence/nascent, with: 
 Effective outreach for at-risk 
sub-populations 
 All DFID projects to 
include HIV/AIDS 
considerations and/or 
prevention interventions 
 Expanded training of 
health care workers 
Same package as 
concentrated epidemic 
with: 
 Expanded 
commodity security and 
distribution 
 Expanded 
involvement of youth 
 IEC campaign to 
address national 
epidemic 
Care 
Strategies 
Planning for VCT 
Basic health care delivery for Ois 
Same package as low 
prevalence/nascent, with: 
 Implementation of VCT 
 Health systems 
development to support 
care 
 Expanded training of 
health care workers 
Same package as concentrated 
epidemic with: 
 Voluntary testing & 
counselling 
 Syndromic treatment & 
diagnosis of STIs 
 Antiretrovirals for 
pregnant women 
 Effective care & support 
strategies 
 Health systems 
development to support 
care 
Mitigation 
Strategies 
None 
 Planning for expanded 
social service delivery 
 Economic impact of 
HIV/AIDS assessment 
 Planning for the impact of 
HIV/AIDS on all sectors 
Same package as concentrated 
epidemic with: 
 Interventions to care for 
increased number of 
orphans 
 Expanded business & 
labour sector involvement 
 Active multisectoral 
involvement 
 Increase legal protections 
 Coping strategies for 
families & communities
FINAL. 29th December 2001 
17 
Appendix B: Some general sources of HIV/AIDS information 
relevant to sustainable livelihoods 
UNAIDS – www.unaids.org is the main focal point for global development 
work and HIV/AIDS. Many useful multi-sectoral materials are here, though 
finding them can be confusing. Relevant UNAIDS materials are mentioned 
under appropriate categories in the listing below. 
UNAIDS leads, strengthens and supports an expanded response aimed at 
preventing the transmission of HIV, providing care and support, reducing the 
vulnerability of individuals and communities to HIV/AIDS, and alleviating the 
impact of the epidemic. 
SDdimensions – Sustainable Development Department (SD), Food & 
Agriculture Organisation of the United Nations (FAO). FAO were quick to 
respond to the HIV pandemic, and were the first UN agency to initiate 
detailed sectoral analysis of the socio-economic impact of HIV on rural 
communities as a development – rather than just a health- issue. A number of 
relevant and recent resources are available at www.fao.org/sd 
European Union HIV/AIDS Programme in Developing Countries. A 
little dated in material available, but there is the very useful ‘Considering 
HIV/AIDS in Development Assistance: A Toolkit’, which includes a sectoral 
checklist; HIV/AIDS & the Transport Sector; HIV/AIDS & Rural Development: 
an Action Plan; Guidelines for including HIV/AIDS in Project Cycle 
Management which can be useful when incorporating HIV/AIDS into 
project/programme planning. Their website has the broad aim of raising 
global awareness of HIV/AIDS issues in developing countries and acting as an 
information exchange http://europa.eu.int/comm/development/aids 
HPD Centre for Health Information/JSIUK/DFID Sexual & 
Reproductive Health Resource Centre HIV updates and HIV 
mainstreaming database; plus other HIV/AIDS materials specifically 
relevant to DFID. http://healthdatabases.org/virtualteams/azure/index.htm 
(password protected, contact CHI for info – F-power@dfid.gov.uk) 
AIDS Information Dissemination Site, Southern Africa. This site has an 
extensive list of AIDS-related links in southern Africa and around the world. It 
also includes a discussion forum to which anyone can freely subscribe. 
http://www2.wn.apc.org/sahivaids 
HEARD – Health Economics & HIV/AIDS Research Division. Based at 
University of Natal, SA. AIDS briefs and toolkits relevant to a number of 
sectors and themes can be found on their website 
http://www.und.ac.za/und/heard/publications/publications.htm 
Including: 
HIV & Agriculture Brief 
http://www.und.ac.za/und/heard/toolkits/Agriculture.pdf
FINAL. 29th December 2001 
18 
HIV/AIDS & Labour http://www.und.ac.za/und/heard/toolkits/Labour.pdf 
HIV/AIDS & Subsistence Agriculture 
http://www.und.ac.za/und/heard/AidsBriefs/sec/SubsistAgric.pdf 
UNDP have a range of SL materials, some with an HIV focus, as well as 
materials co-produced with UNAIDS at 
http://www.undp.org/sl/Documents/documents.htm 
The UNDP HIV and Development Programme website contains a large 
number of papers, publications and reports on the socio-economic 
determinants and consequences of the HIV epidemic. 
http://www.undp.org/hiv 
AEGIS is the largest HIV/AIDS Web site in the world. It contains a large, 
searchable database of news stories, newsletter articles, community materials 
and AIDS abstracts from journals and conferences. http://www.aegis.org 
ELDIS, a Gateway to Information Sources on Development and the 
Environment, http://www.ids.ac.uk/eldis
FINAL. 29th December 2001 
19 
Appendix C: Who’s doing what in HIV & sustainable livelihoods in 
2001. 
Natural Resources Institute, NRI 
NRI are in the process of collecting case studies from various countries in 
sub-Saharan Africa on responses to the impact of AIDS on local livelihoods 
(eg adaptation of farmer field school training programmes, new micro-credit 
policies, the introduction of home garden programmes). This is expected to 
be ready in Spring 2002. 
NRI are also preparing a short piece outlining the importance of addressing 
the impact of AIDS in the design of poverty reduction programmes, including 
the basic principles underpinning "good practice" in impact mitigation. 
Extracts from NRI notes from meeting with donor representatives to 
discuss AIDS-related interventions. Rome 2-4 May 2001 
FAO 
Key areas: policy development, strategic research, technical 
assistance, 
Contact: Marcella Villarreal, Chief, Population Programme Service 
FAO's high-profile research work on AIDS in the early-mid 1990s was 
pioneered by Jacques de Guerny and it is widely felt that this work is still 
relevant to policy makers today. Mr de Guerny has subsequently retired and 
been replaced by Ms Villarreal. Her role is to ensure that all of FAO's 
emerging programmes are AIDS sensitive. It is hoped that FAO will eventually 
provide greater resources to carry out this task although there appear to be 
problems in securing funds. It was suggested that the APOS scheme might 
have a role to play here in providing staff. 
FAO is interested in seeing AIDS as an emergency issue, though not in the 
same way as donors such as WFP who respond with emergency food aid etc. 
Instead, the impact of AIDS should be tackled through targeted rural 
reconstruction activities. 
Recent activities: 
1. Research on potential response for those affected by AIDS, as defined by 
different agro-ecological zones (hypothesis being that safety net 
thresholds can be different). 
2. Lobbying for AIDS component in the Donors Initiative on the Horn of 
Africa 
3. Commissioning of new research, e.g. impact of AIDS on livestock sector in 
Namibia. FAO is also one of the collaborators on a research proposal which 
has emerged from the CG-wide SWIHA, led by ISNAR, which aims to 
review the impact of AIDS on a range of areas, including food security and 
rural institutions. This work will be carried out in close collaboration with 
national bodies in several countries. This work has received some seed
FINAL. 29th December 2001 
20 
funds from IDRC and SIDA (NB. there may be a request to DFID for 
funding). 
4. Adaptation of FAO's IPM Farmer Field Schools to build capacity amongst 
communities for awareness-raising and problem solving concerning HIV 
prevention and mitigation of AIDS impact. A pilot project in Cambodia has 
proven to be successful and is likely to be replicated elsewhere. 
5. Exploring methods for supporting the transmission of 'genetic resources', 
i.e. the handing down of indigenous knowledge between generations in 
AIDS-affected communities. 
6. FAO to have HIV/AIDS post in Investment Centre to influence the 
allocation of funds and ensure that all proposals are HIV/AIDS-sensitive. 
7. Working to find ways of influencing land rights policies, particularly those 
which disenfranchise widows and orphans. 
IFAD 
Key areas: Supporting rural development projects, particularly in the 
areas of agriculture, markets and rural finance 
Contacts: Gary Howe (Director, Africa Division), Sean Kennedy 
(Public Health Specialist) 
Previously IFAD has focused mainly on HIV prevention work but the 
organisation is now keen to move towards addressing the impact of the 
epidemic. It is clear that the profile of rural poverty is changing but a question 
remains about what should be done to tackle this change. One issue which 
the organisation is grappling with is the need for tools to analyse the impact 
of AIDS in order to plan mitigation activities more effectively. More modelling 
work may be needed on types and chronologies of impact. 
IFAD staff were keen to emphasise that their involvement in AIDS work is 
limited to the rural poverty dimension. They do not have the resources to be 
a main player and take a lead role. Fears were expressed that too much of 
the work on AIDS is driven by donors and reflects the donors' agenda rather 
than the needs as expressed by communities affected by the epidemic. 
Recent Activities 
1. IFAD has recently commissioned an AIDS strategy paper for East and 
Southern Africa which is in the process of being finalised. The aim of this 
paper is to provide a framework for integrating an AIDS dimension into all 
of IFAD's work (the organisation is keen not to have a separate AIDS 
programme). The strategy paper is based on an examination of successful 
interventions of supporting work on household food and nutrition security 
and the strengthening of social and economic networks in countries such 
as Zambia and Uganda. It is hoped that by developing a strategy in close 
consultation with country managers in African then IFAD staff will be 
brought on board and equipped to tackle the issue of AIDS. Daphne 
Topouzis, a freelance consultant with considerable experience in the field 
of HIV/AIDS impact, has been commissioned to produce the strategy.
FINAL. 29th December 2001 
WFP 
Key areas - Food aid, emergency programmes 
Contact: Robin Jackson 
WFP has been moving swiftly to integrate HIV/AIDS into its existing work. 
However, it has pre-conditions to its work as it has a mandate to work where 
groups are food insecure and where there is a logistical system which can 
support food aid. The organisation is currently involved in defining principles 
of involvement and devising an effective strategy for targeting 
households/communities who are food secure and/or affected by HIV/AIDS 
(these two groups are not necessarily the same in every case). 
21 
Recent Activities 
1. WFP has commissioned a series of country case studies in Kenya, 
Uganda, Zambia, Ethiopia and Cambodia to explore what has been 
happening at field level and where WFP can most usefully fit in. Initial 
findings have revealed that a lot of prevention work is going on, and 
some care programmes in place, but very little mitigation work has 
been undertaken. The case studies are being used as background to 
the development of pilot projects in each country. 
2. Since October 2000 WFP has been working to integrate AIDS and its 
impacts into their “Vulnerability and Mapping system” (VAM) which is 
used to analyse relative vulnerability to food insecurity. This has 
involved exploring new indicators such as numbers of orphans 
attending school, and changes in household expenditure on health. 
The new system is being piloted in Kenya. 
3. Staff guidelines on HIV/AIDS have been developed. 
4. Methods are being explored for integrating HIV prevention activities 
into ongoing work, e.g. linking education and prevention services to 
local transport providers, including health information messages with 
food aid deliveries. 
General Issues 
Areas of common interest 
- All of the donor representatives we interviewed expressed interest in the 
adaptation of existing interventions such as Farmer Field School 
Programmes to include "life skills". This includes training in the analysis of 
the contextual factors which contribute to the spread of HIV and can lead 
to empowerment as participants develop strategies for protection and 
impact mitigation. 
- There was consistent interest in the need to enhance PLWA's 
nutritional status to prolong life. 
UNAIDS 
UNAIDS operates various "think tanks" on AIDS issues which do not purely 
focus on health, e.g there is a Reference Group on Economics (of which 
Daphne Topouzis is a member). This group has recently been debating the 
use of macro-economic impact modelling and has suggested a shift in 
emphasis to a poverty dimension. The Reference Group feels that the links
FINAL. 29th December 2001 
between AIDS and poverty are under explored and are recommending that 
new data collection is needed, e.g. when gathering data in ante-natal clinics, 
socio-economic data could also be collected as part of a monitoring system 
concerning who is most affected by AIDS. Ways need to be found for 
adapting the current development agenda on poverty in order to integrate the 
contextual causes and impacts of AIDS. 
World Bank MAP projects 
The donor staff we met with were generally pretty wary of the World Bank's 
approach and there is some confusion about whether MAP constitutes a loan 
or has some grant-making powers. MAP is a multi-sectoral approach which 
will be initiated in 11 countries. Ethiopia was the first country where MAP was 
implemented, and activities began there over 1 1/2 years ago. Project 
Implementation Documents (PIDs) and operation manuals are still being 
prepared for each country. The initial aim of MAP was to fund local agencies 
communities directly, but the World Bank has faced severe opposition from 
central governments for attempting to by-pass central government funding 
mechanisms. The result of this is that there has had to be some 
compromises. This means that in effect that only around 20% may be 
released directly at a local level. 
There are concerns that the mitigation and capacity building component of 
the MAPs do not receive enough emphasis and components such as 
agriculture have not been thought through. Also, tools need to be developed 
for impact assessment. 
22
FINAL. 29th December 2001 
23
FINAL. 29th December 2001 
24 
Appendix D 
Mitigating the Impact of HIV/AIDS on Food Security and Rural 
Poverty’ 
A Technical Meeting co-hosted by FAO, IFAD, WFP and UNAIDS 
Held at FAO, Rome 5-7 December 2001 
Janet Seeley 
Background 
As a follow-up of the recommendations of the Declaration of Commitment on 
HIV/AIDS (United Nations General Assembly Special Session on HIV/AIDS, 
New York, 27 June 2001) this technical meeting was held to launch a 
collaborative effort to mitigate the impact of HIV/AIDS on agriculture, food 
security and rural poverty. 
Seventy people attended, drawn from Ministries of Agriculture/Government 
(Zimbabwe, Ethiopia, Uganda, South Africa, Kenya, Tanzania, China and 
Cambodia), NGOs (ActionAid and OXFAM Malawi, SHDEPHA Tanzania, 
Zimbabwe, CARE, World Vision and Institute for Food and Development Policy 
USA, Health and Development Networks Thailand, Anglican Church of Kenya, 
SCF UK Zimbabwe, TASO Uganda, Zambia Sugar, National Land Committee 
South Africa, Internal Federation of Agricultural Producers Italy) DFID, ISNAR, 
International Project on the Right to Food in Development, Akershus 
University College, Norway, University of East Anglia, NRI, UNAIDS, WFP, 
IFAD and FAO. 
The Objectives of the Meeting 
1. Develop a common understanding of the impact of HIV/AIDS on rural 
livelihoods 
2. Based on current practices, evidence and lessons learned, identify 
innovative, gender sensitive and participatory approaches to mitigate 
the impact of HIV/AIDS on agriculture, food security and rural poverty. 
3. Devise ways of incorporating an HIV/AIDS dimension into on-going 
initiatives related to agriculture, food security and sustainable 
livelihoods at national and district levels. 
4. Identify interventions to reduce vulnerability and improve rural 
livelihoods with special attention to the emerging needs of groups such 
as the ultra-poor and the AIDS orphans, rendered especially vulnerable 
by the epidemic. 
The intention was to discuss these issues and `reach a consensus on practical 
steps and concrete actions to be taken’.
FINAL. 29th December 2001 
25 
The Programme 
The first day was spent in plenary with presentations and discussion in the 
following sessions: 
 Impact of HIV/AIDS on food security and Rural poverty: an Overview 
 Implications of HIV/AIDS for the development of strategies and 
programmes 
 Sharing country experiences and perspectives (presentations from 
some of the country representatives present) 
On the second day we began with presentations 
 Mitigation strategies for the Agricultural Sector: a global perspective 
 Agricultural Research Initiatives 
This was followed by working groups on `Ultra Poor and Vulnerable Groups’, 
Food and Livelihood Security through Skills and Capital’ `Food and Livelihood 
Security through Agriculture’, `Nutrition’, `Conflict and Post-Conflict 
Programmes’, `Capacity-building/decentralisation’. The intention was for the 
working groups to suggest `what should be done, how it should be done and 
when and who should do it’ for each topic. The working group 
recommendations fed into the discussion on the final day. The day ended with 
two more presentations: 
 Vision for the development of the National Strategic Plan in Cambodia 
 The World Bank’s Multi-Country Programme: mobilising resources 
On the final day the programme was modified from what had been planned, 
with the morning given over to listening to `southern voices’ since it was felt 
that delegates from Africa, in particular, had not been given enough time to 
share their ideas and views. In the afternoon we discussed the way forward 
with Marcela Villarreal of FAO presenting a summary of the issues we had 
discussed during the three days in order to agree a strategy. A presentation 
was also made on `information networks’, which gave helpful ideas of how 
delegates might stay in touch and share ideas (using a model that had proved 
successful following another international meeting). 
The `process framework’ that was discussed appears below:
FINAL. 29th December 2001 
Priority issues agreed at the final session of `Mitigating the Impact of 
HIV/AIDS on Food Security and Rural Poverty’ Technical Meeting FAO, Rome 
5-7 December 2001 
26 
Issue Strategy 
Knowledge systems are 
undermined 
Extension services: 
 Strengthen and adapt to new situation caused by AIDS 
 Technology transfer 
Sore knowledge at community level: 
 Plant diversity 
 Farming systems 
 Soil fertility 
South-South cooperation and networking 
Labour becomes scarce Labour saving technology both at farm and domestic level. 
Low input technologies 
Post-harvest loss cut 
Tap into stock of existing knowledge 
Promote relevant research (for example into low input varieties) 
Kitchen gardens 
Food insecurity Strategies to secure food availability 
Increase access though income increase 
Rights 
Gender and age issues 
Improve nutrition and nutrition information 
Food security is one form of prevention 
Unequal access to land 
exacerbated 
Gender equality and age 
 Consideration in inheritance and access rights 
 Advocacy 
Land reform 
 Advocacy and sensitisation 
Policy analysis 
Kitchen gardens 
Impact varies with context Cultural context 
Specificity in all interventions 
Mapping the stage of the epidemic (to work out which interventions, 
and where) 
Poverty increases mobility and 
vulnerability 
Address mobility issues explicitly in policies 
Capacities of rural institutions 
weakened 
Strengthen capacities 
Investment in agriculture and 
rural areas low 
Advocate for increased investment 
Develop innovative investments for AIDS affected areas 
Low understanding of the 
agricultural sector’s role in 
mitigating HIV/AIDS 
National/district level activities 
Awareness raising 
Strategy development 
Vulnerability among the poorest 
increased 
Innovative credit schemes, including insurance against default 
Much has been done but it is not 
well known 
Improving information sharing between regional ministries 
Networking 
Not enough knowledge of impact Monitoring and evaluation
FINAL. 29th December 2001 
27 
interventions 
Multisectoral interventions 
needed 
Improve synergies with health and other sectors 
During discussion the following areas were agreed as `need to be added’: 
1. Include PLWHA and partners. Change agents 
2. Food security as a form of care and support 
a. Role of food aid in complex emergencies 
3. Links to on-going orphans projects 
4. Investments often cut out ordinary people, flag that investment needs 
to be participatory 
5. Commercial sector role 
6. Water as a separate item: key importance of access to clean water 
7. Mainstreaming HIV/AIDS issues 
8. Nutrition highlighted 
9. HIV/AIDS training for agricultural staff at all levels – for their own 
sakes 
10. Rural radio 
11. Cultural considerations: acceptable food stuffs etc. 
12. Work place issues in agricultural ministries 
Next steps 
 The Technical meeting secretariat will prepare and share the 
proceedings of the meeting. 
 A smaller meeting will be held to agree who is doing what from the 
table of `issues’. 
 An email `sharing group’ will be established to carry on the discussion 
as broadly as possible among those who attended the meeting 
What I did and shall do 
 I produced a short note on `gender issues raised at the meeting’, 
which I had been requested to `watch for’ by Marcela Villarreal. This 
is Annex 1. 
 I commented on a `Collaborative framework for the development of 
mitigation responses to HIV/AIDS in the area of food security: an 
FAO/IFAD/WFP working document’ produced by Daphne Topouzis. The 
original version appears in Annex 2. 
 I shall produce a short paper constructed around the livelihoods 
framework describing different scenarios for people’s lives with the 
HIV/AIDS epidemic.
FINAL. 29th December 2001 
28 
December 2001
FINAL. 29th December 2001 
29 
Appendix E: webliography of recent research and findings relevant 
to sustainable livelihoods & HIV/AIDS 
Despite some path breaking work in the early 1990s (Barnett and Blaikie) - and 
initiatives from the FAO, UNDP and the EU that have sought to look at the impact of 
HIV on various aspects of development - most research has been small-scale and 
focused on the impact on rural communities. 
Additionally much published work and on-going research focuses on the health issues 
rather than thinking about the broader livelihoods focus: Policies and priorities in all 
aspects of livelihoods need to factor in the impact of HIV/AIDS, and support strategies 
for coping with the epidemic. 
HIV/AIDS is also frequently perceived as an ‘African’ problem. We have included some 
references that illustrate the impact of HIV more globally, and illustrate approaches that 
are relevant to the wider HIV epidemic. 
It is impossible – given the huge amount of available material and the high rate of web 
publishing – to be exhaustive, so we have focused on key and relevant, recent material. 
Some Key HIV Themes, and key information sources 
Age -related 
Rural population ageing in poorer countries: possible implications for rural 
development (includes comment on impact of HIV/AIDS on labour supply and 
effects on the aged): 2001; FAO 
http://www.fao.org./sd/wpdirect/pe0501a_en.htm 
AIDS and older people www.unaids.org/bestpractice/digest/files/older.html 
Youth/Children 
Rural children living in Farm Systems Affected by HIV/AIDS: some issues for 
the rights of the child on the basis of FAO studies in Africa: 1998; du Guerny 
FAO http://www.fao.org./sd/wpdirect/wpan0026.htm 
In Focus: Focus on Young Adults January 2001 
www.pathfind.org/IN%20FOCUS/jan_2001.htm (10 pages) 
This article examines the potential of efforts to improve the economic 
circumstances of youth through a groups of activities known as the `youth 
livelihoods approach’ to help stem the spread of HIV/AIDs. The youth 
livelihoods approach comprises a broad and interrelated set of programmes 
and policies that include: 
Giving youth salaried jobs and other opportunities to earn an income 
Providing credit, savings and other financial services and related training in 
job and business skills 
Developing institutions, alliances and networks for oyuth to advance their 
economic interests; and
FINAL. 29th December 2001 
30 
Promoting policy and social changes that improve young people’s livelihood 
prospects. 
The United Nation’s Children’s Fund (UNICEF) tracks global issues facing 
children, including the effects of AIDS on young children 
http://www.unicef.org/ 
Community-based response 
Many case studies will be found on NGO/GO websites, such as OXFAM, Save 
the Children Fund, CARE and ActionAid, as well as among the `best practice’ 
cases given on the UNAIDS website and the various email listings of HIV/AIDS 
information. 
Nurturing a community-based response: 1999; ActionAid 
Mae Chan Workshop on Integrated Community mobilisation towards effective 
multisectoral HIV/AIDS prevention and care: 2001; UNDP South East Asia HIV 
& Development Project http://www.hiv-development.org/publications/Mae- 
Chan-Workshop.asp 
Communication/ Information Technology 
Forthcoming JSIUK/DFID Sexual & Reproductive Health Resource Centre 
Guidance Note email:info@jsiuk.com 
FAO Communication for development initiative – many resources and 
materials at www.fao.org/sd 
New Challenges and Opportunities? Communication for HIV and Development 
Jacques du Guerny, Lee-Nah Hsu -UNDP South-East Asia HIV and 
Development Project, February 2001 
Gender 
Forthcoming DFID Social Development Department/JSIUK/DFID Sexual & 
Reproductive Health Resource Centre Guidance Note: email:info@jsiuk.com 
Gender, HIV & Human Rights – A Training Manual: Bala Nath 2000; 
UNFPA/UNIFEM/UNAIDS 
Gender Issues & women at work- a comprehensive guide to new and recent 
books, research and resources: 2001 ILO www.ilo.org/publns 
Population & Gender in rural societies from the perspective of FAO’s 
Population Programme: 2000; FAO 
http://www.fao.org./sd/wpdirect/wpre0128.htm 
The gender paradigm shift: 2000; EU HIV/AIDS Programme in Developing 
Countries, http://europe.eu.int/comm/development/aids/html/n10601.htm
FINAL. 29th December 2001 
31 
Human Rights 
Opinion: HIV/AIDS rights are human rights: Koch 2000: EU HIV/AIDS 
Programme in Developing Countries, 
http://europe.eu.int/comm/development/aids/html/n10603.htm 
Labour /Employment 
HIV/AIDS: A threat to decent work, productivity and development: 2000; 
International Labour Office, Geneva http:// www.ilo.org/ 
HIV/AIDS and employment: N’Daba & Hodges 1998; ILO 
The Business Response to HIV/AIDS: Innovation & Partnership: 1997; 
UNAIDS Best Practice Collection http://www.unaids.org/ 
AIDS devastating rural labour force in Africa: 2001 AEGIS 
http://www.hivnet.ch:8000/africa/af-aids/viewR?1027 
`Impact of HIV/AIDS on the African Labour Force’ ILO East African 
Multidisciplinary Advisory Team African Employment Report 1995 
www.ilo.org/public/english/region/afpro/addisabba/papers/1997/aer/ch3.htm 
This report reviews the ramifications of HIV/AIDS for the workforce in the 
formal and informal sectors of urban economies as well as rural locations. 
Includes sections on `women’s economic vulnerability’ and `HIV/AIDS and 
labour migration’. The report comments on complexity of many people’s 
livelihoods, split between rural and urban settings as well as informal and 
formal employment. 
This site contains information regarding the International Labour Organisation 
(ILO) discussion of HIV/AIDS and the world of work 
http://www.ilo.org/public/english/protection/trav/aids/index.htm 
The International AIDS Economic Network (IAEN) provides data, tools and 
analysis on the economics of HIV/AIDS prevention and treatment in 
developing countries, for compassionate, cost-effective responses to the 
global epidemic http://www.iaen.org/ 
The Policy Project has prepared a set of studies on the economic impact of 
AIDS in 23 African countries as well as an overview paper for Africa. You can 
download any of these studies by clicking on the appropriate name in 
http://www.tfgi.com 
Migration 
The International Organisation for Migration has been established since 1951 
and is the leading international migration organisation. http://www.iom.int
FINAL. 29th December 2001 
32 
Navigate through 'service areas', then 'migration health', then 'key 
documents' (http://www.iom.int/sa/entry.htm). This includes a brochure 
prepared for the UN general assembly on AIDS, sketches IOM's current 
involvement in HIV/AIDS activities. 
IOM has also been very closely involved in the production of two key relevant 
documents, the technical update 'Population Mobility and AIDS' (2001) and a 
paper entitled 'Migrants’ right to Health'. Another good UNAIDS reference is 
'Migrant Populations and HIV/AIDS'. All of these are available from the 
UNAIDS net site. 
MIGRATION, a website supported by The Fondation du Present includes 
information from people working on migration related issues, including 
HIV/AIDS. www.hivnet.ch:8000/topics/migration 
Population Movement in Asia 
www.unaids.org/bestpractice/digest/files/populationmvmt.html. Eleven 
UNAIDS papers which focus on HIV vulnerability in mobile populations. They 
provide experiences and knowledge gained during the conduct of HIV action 
programmes in selected countries of the Asia region. 
HIV prevention for mobile and displaced populations in Africa, Anthony 
Bennett www.aidsnet.ch 
(www.unaids.org/bestpractice/digest/files/mobile.html) 
AIDS & Mobility – Literature and Materials: 2000; European Commission 
(DGV)/ The Netherland AIDS Fund 
UNDP-SEAHIV – The UNDP South East Asia HIV & Development Project 
focuses on the interrelations between mobility and HIV vulnerability 
http://www.hiv-development.org 
Repatriation of orphans & vulnerable children to rural areas: AF-AIDS 
Discussion Thread http://www.hivnet.ch:8000/africa/af-aids/viewR?1036 
`Panel on Poverty, Livelihoods, Migration and HIV/AIDS at the 5th ICAAP, 
Kuala Lumpur, October 1999. 
www.aidsouthasia.undp.org.in/publicatn/symposium/Symp_detail.htm. 
Includes discussion on the consequences of trafficking in the South Asia 
region as well as general commentary on the mobile population in the region: 
migrant workers from Bangladesh, India, Pakistan, Nepal and Sri Lanka, 
refugees from Afghanistan, and large mobile armies and para-militaries. 
`Mobility and migration are not in themselves risk factors for HIV, but can 
create conditions in which people are more vulnerable. Separation from 
spouse, family, socio-cultural norms, together with isolation and loneliness, 
and a sense of anonymity, can lead to situations which make migrants and 
mobile workers more susceptible to exposure to HIV’ .
FINAL. 29th December 2001 
‘Foreign Labour Migration & the remittance economy of Nepal (1999) Seddon, 
Adhikari & Gurung, ODG http://www.uea.ac.uk/ 
33 
Migration of orphans & vulnerable children – This article stresses that most 
available evidence regarding this theme is only anecdotal 
http://www.hivnet.ch:8000/africa/af-aids/viewR?1034 
Monitoring & Evaluation 
National AIDS Programmes – A Guide to monitoring & evaluation: 2000; 
UNAIDS 
Nutrition 
HIV/AIDS and nutrition: helping families and communities cope 
www.fao.org/docrep/x4390t/x4390t04.htm 
ACC/SCN 28th Session: Symposium on Nutrition and HIV/AIDS 
www.acc.unsystem.org/scn/Publications/AnnualMeeting/SCN28/28th_session_ 
report.htm 
Food and Nutrition Technical Assistance (FANTA), (2001). HIV/AIDS: A guide 
for nutrition, care and support www.fantaproject.org 
People Living with HIV/AIDS (PLWHA) 
Care and Support for PLWHA in Resource-poor settings: Gilks et al 1998; 
DFID 
UNAIDS Research into the participation of People Living with HIV/AIDS 
(PLHA) in community-based organisations extracted from Research Summary 
August 1999 – Positive, Engaged, Involved: PLHA Participation in Community-based 
organisations, Population Council/Horizons Communications Division. 
www.unaids.org/bestpractice/digest/files/plah.html, mentions the value of 
involvement in CBOs for PLHA sense of well-being because of better 
integration into community. 
Poverty Elimination 
‘HIV/AIDS Implications for Poverty Reduction, UNDP Policy Paper 2001 
What Good Can Debt Relief and PRSP DO? The Case of Zambia. Bread for 
the World April 2001 
www.bread.org/whoweare/bfwi/debtanddevelopment/dossier5.html includes a 
section on `The Social Impact of Adjustment and HIV/AIDS’. 
‘Africa: HIV/AIDS and Failed Development’ APIC Document 
www.africapolicy.org/docs00/rau0010.htm this is an analysis of the two way 
connection between HIV/AIDS and `failed development’, taken from a longer
FINAL. 29th December 2001 
paper by Joe Collins and Bill Rau (www.unrisd.org). This paper highlights the 
importance of understanding and designing prevention programmes which 
take into account the social and economic contexts within which people live, 
including the movement of people between rural and urban areas. 
The World Development Report 2000/1, HIV/AIDS and Development: Barnett 
& Whiteside 2001 Journal of International Development 
The consequences of the evolving HIV/AIDS epidemic have not been properly 
considered by any agency. Existing development indicators do not pick up the 
impact of AIDS nor do they measure the complex adverse consequences the 
disease may have in the decades ahead. Incomplete and conflicting 
demographic and health indicators compound the problem. This epidemic is a 
"long wave" event and its effects will be seen in Africa and elsewhere for 
many decades ahead. The result is that development targets may be 
unattainable and the way development is carried out may need to be 
rethought. 
http://www.uea.ac.uk/dev/publink/aidabst.shtml - the world 
34 
AIDS in Africa: Socio-economic determinants and development impact: 
Barnett & Whiteside 1998. AIDS (IAS supplement) March: 5-15 
An initial account of the relationship between social cohesion, income 
inequality and susceptibility and vulnerability to HIV/AIDS 
http://www.uea.ac.uk/dev/publink/aidabst.shtml#aids in 
The HIV/AIDS Epidemic in Ukraine: Its Potential Social and Economic Impact: 
Barnett, Whiteside, Kruglov, Steshenko, Khodakevich , 2000, Social Science 
and Medicine 51 (9): 1387-1403. ISSN 0277 9536 
The research reported here was undertaken in 1997-8 and describes the 
potential medium to long term social and economic impact of an HIV/AIDS 
epidemic in Ukraine. Using the concepts of risk environment, susceptibility 
and vulnerability, it reports the problems which might be expected to develop 
in relation to care of excess orphans, the elderly, vulnerable households and 
regions as well as among those working in the “third sector”, a social sector 
upon which exponents of the importance of developing sound “civil society” in 
“transitional economies” place heavy emphasis. 
http://www.uea.ac.uk/dev/publink/aidabst.shtml - the hiv/aids epidemic in 
ukraine 
The Social and Economic Impact of HIV/AIDS in Poor Countries: a review of 
studies and lessons, Barnett, Whiteside & Desmond 2001 Progress in 
Development Studies 1 (2): 23-48 
This review of the literature on the social and economic impact of HIV/AIDS 
falls into three parts: 
an account of the different theoretical approaches to studying impact; 
history of the study of impact over the last decade; 
main disciplinary approaches of existing impact studies: demographic 
modelling, economic modelling of macro-economic effects and of effects on 
the various sectors, particularly on the health sector.
FINAL. 29th December 2001 
All of these are seen to be useful but limited in enabling a full understanding 
of impact. The review argues that social scientists other than economists and 
demographers need to make their contribution to understanding of impact 
issues. 
http://www.uea.ac.uk/dev/publink/aidabst.shtml#the social and 
economic impact 
HIV/AIDS in Africa: Implications for "development" and major policy 
implications 
Barnett & Whiteside: presented at the Annual Conference of the United 
Kingdom Standing Committee on African Studies, 1999 
This paper begins by describing the history of the HIV/AIDS epidemic in Africa 
together with a survey of its known epidemiology and a consideration of the 
problems of data construction and reliability. It argues that HIV/AIDS is a long 
wave event. Such events have particular implications for policy making. In 
particular there are issues to do with the cultural and political construction of 
HIV/AIDS as a problem to be addressed by policy makers in all fields. 
http://www.uea.ac.uk/dev/publink/aidabst.shtml#hiv/aids in 
35 
Religion/ culture 
Sermons based on Buddhist Precepts- a response to HIV/AIDS: 2001; UNDP-SEAHIV 
http://www.hiv-development.org/publications/Sermons.asp 
A cultural approach to AIDS in Africa: 2001 AFAIDS Discussion Thread 
http://hivnet.ch:8000/africa/af-aids/viewR?989 
Resource-poor settings/ Environmental Degradation 
Care and Support for PLWHA in Resource-poor settings: Gilks et al 1998; 
DFID 
Links between environmental degradation and AIDS: 1999; AF-AIDS 
Discussion Thread http://hivnet.ch:8000/africa/af-aids/viewR?231 
Health and Environmental Crisis in India, a five part series of HIVNET postings 
by Rajan Gupta (email:rajan@gita.lanl.gov) on: 
A. Intro & Health & Environmental Crisis in India: The Track Record 
B. Why is HIV/AIDS different? Is something really being done in SEA? 
C. Why is the industrialised world concerned about HIV/AIDS? 
D. Is the West doing enough to help the developing world? 
E. What is missing & suggestions on what needs to be done 
http://www.hivnet.ch:8000/asia/sea-aids/threadR?2345:0 
`Risk’ and vulnerability 
The Jaipur Paradigm: a conceptual framework for understanding social 
susceptibility and vulnerability to HIV : Barnett, Whiteside & Decosas 2000 
South African Medical Journal 90: 1098-1101
FINAL. 29th December 2001 
36 
http://www.uea.ac.uk/dev/publink/aidabst.shtml#the jaipur 
Rural/ Urban development 
Follow-up to the recommendations of the International Conference on 
Population and Development: Health and mortality – linkages to 
development: Statement by FAO www.fao.org/sd/wpdirect/wpre0069.htm 
`Impact of HIV/AIDS on Sustainable Livelihoods’, E. Mede, was presented at 
UNDP’s SADC Regional Workshop on Sustainable Livelihoods (July 1998) 
www.undp.org/sl/Documents/Workshops/sadc/proceedings_from_sadc.htm 
While the text of Ms Mede’s paper is not given, the Proceedings does include 
some discussion of how a `sustainable livelihoods approach’ might lessen 
peoples vulnerability to infection. 
Sustainable Agricultural/Rural development & vulnerability to the AIDS 
Epidemic: Topouzis & de Guerny 1999; FAO/UNAIDS Best Practice Collection 
AIDS & Agriculture in Africa: can agricultural policy make a difference?: 2000; 
du Guerny, FAO http://www.fao.org./sd/wpdirect/wpan0048.htm 
HIV/AIDS and agriculture: an FAO perspective by Jacques du Guerny 
www.unaids.org/bestpratice/digest/files/fao.html 
Impact of HIV/AIDS on smallholder agricultural production in Gweru, 
Zimbabwe, summarised from a paper by N.M. Ncube in AIDS and African 
Smallholder Agriculture 1999 Edited by Gladys Mutangadura, Helen Jackson 
and Duduzile Mukurazita. 
www.unaids.org/bestpractice/digest/files/impactgweru.html (includes mention 
that the extension workers are expected to attend funerals which is disruptive 
for their work… and they lose the salary for those days, which is 
approximately 10% of the monthly salary) 
HIV/AIDS in Namibia: The impact on the livestock sector: 2000; FAO 
http://www.fao.org./sd/wpdirect/wpan0046.htm 
HIV/AIDS & Rural Development: What can we do?: SNRD Workshop, April 
2001, Harare, Zimbabwe; GTZ 
HIV/AIDS and the commercial agricultural sector of Kenya: Impact, 
vulnerability, susceptibility and coping strategies: Rugalema 1999; FAO 
http://www.fao.org/sd/exdirect/exre0026.htm 
HIV/AIDS and agriculture: an FAO perspective: 2000, FAO 
http://fao.org/sd/wpdirect/wpre0129.htm 
Strategic approaches to HIV prevention and AIDS mitigation in rural 
communities and households in Sub-Saharan Africa: Michiels 2001 FAO. This
FINAL. 29th December 2001 
is a draft paper for discussion that aims to provide a framework of action for 
FAO’s engagement in HIV/AIDS prevention & mitigation in Sub-Saharan 
Africa, that presents a list of potential activities . 
http://www.fao.org/sd/2001/kn0402_en.htm 
`The Implications of HIV/AIDS for Rural Development Policy and 
Programming: Focus on Sub-Saharan Africa’ by Daphne Topouzis (July 1998) 
www.fao.org/waicent/faoinfo/sustdev/Wpdirect/Wpre0074.htm This paper 
examines the implications of the HIV epidemic for rural development policies 
and programmes in Sub-Saharan Africa. 
HIV/AIDS and the African Agrarian Crisis; Which Way Forward? - a paper by 
Tony Barnett www.unaids.org/bestpractice/digest/files/aids1.html 
AIDS and African Smallholder Agriculture 
Summarised from the paper by T.Barnett in AIDS and African Smallholder 
Agriculture 1999. Edited by Gladys Mutangadura, Helen Jackson, Duduzile 
Mukurazita. SAfAIDS. 
’The critical issue for subsistence agriculture, as for other areas of the 
economy, is that HIV/AIDS affects primarily the age range that constitutes the 
main labour force, between 15 and 50’ 
37 
Security/ Disaster Relief 
HIV/AIDS and Security: Carballo et al 2001; WHO/International Centre for 
Migration and Health/DFID 
HIV Subverts National Security: Lee-Nah Hsu- UNDP South East Asia HIV and 
Development Project, August 2001 
This paper examines both the causes and effects of the rapid spread of the 
HIV/AIDS epidemic in South East Asia. It also recommends possible 
strategies to avert the HIV threats to national security through a combined 
health and development approach 
Civil War looms unless poor countries get relief from AIDS: 2001 AF-AIDS 
Discussion Thread; http://www.hivnet.ch:8000/africa/af-aids/viewR?1037 
‘The HIV/AIDS Epidemic and Food Security ‘ Barnett & Rugalema, 2001 
International Food Policy Research Institute 
http://www.uea.ac.uk/dev/publink/aidabst.shtml#aids has 
Stigma/ Discrimination 
‘UNAIDS Compendium on Discrimination, Stigmatisation and Denial’ 2001, a 
set of new reports using case studies from India and Uganda to explore 
discrimination and stigma related to HIV/AIDS http://www.unaids.org/ 
Transport sector
FINAL. 29th December 2001 
Since 1998 UNDP-SEAHIV has been advocating the potential contributions by 
the transport sector to HIV vulnerability reduction in the following relevant 
publications: 
• Reduction of HIV Vulnerability within the Land Transport Sector: 
Towards a Public Policy Framework for Addressing HIV/AIDS in the Transport 
Sector, May 2000. 
• Land Transport & HIV Vulnerability: A Development Challenge, April 
2001. 
• HIV Policy Formulation and Strategic Planning for the Transport Sector 
in Vientiane, Lao People’s Democratic Republic, August 2001 http://www.hiv-development. 
38 
org/

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Supporting Local Responses to HIV/AIDS

  • 1. FINAL. 29th December 2001 1 Sustainable Livelihoods Approaches and the HIV/AIDS epidemic. A preliminary resource paper Janet Seeley and Colin Pringle Abstract With 40 million people worldwide living with HIV/AIDS, no development initiative can afford to ignore the epidemic now and in the longer term. While the literature on HIV/AIDS continues to grow rapidly, much of the non-medical literature repeats lessons already highlighted over the last decade. The examples cited in this paper and referenced in the appendices show that what has worked in arresting the HIV/AIDS epidemic and mitigating its impact has often been local responses rather than global initiatives or grand strategies. What needs to be done is to support such local responses and to share the learning across sectors, regions and organisations. Sustainable livelihoods approaches, which bridge sectoral divides, are well placed to provide a vehicle for this. A livelihoods approach to the HIV/AIDS epidemic offers the chance to mitigate its impact on the poor by looking at their circumstances `in the round’, looking at the connections between different livelihood assets and taking into account the fact that an intervention in one area will impact on other areas of people’s lives. Impact mitigation needs to be seen as an urgent task, independent of, but related to, the health-led HIV/AIDS initiatives but of equal importance for funding. Drugs and vaccines will not rebuild the communities of those devastated by the epidemic. The biggest challenge facing us is to build on the strengths of what is already known, what is already tried and tested, and to support and encourage people as they reconstruct livelihoods to enable them and their families to live with and counter the impact of HIV/AIDS. “Throughout history, few crises have presented such a threat to human health and social and economic progress as does the HIV/AIDS epidemic” FAO report for the 27th Session of the Committee on World Food Security, 2001 At the end of 2001, 40 million people worldwide are living with HIV/AIDS, 90 per cent in developing countries and 75 per cent in Sub-Saharan Africa.1 In 2001 there were 3 million AIDS-related deaths. Sub-Saharan Africa is frequently viewed as the ‘hot spot’ of the epidemic, but the impact is global and cross sectoral. Significant epidemics occur in SE Asia, the Indian Subcontinent, Latin America, North America and the Caribbean and Eastern and Central Europe. The importance of addressing the impact on development of HIV/AIDS has been highlighted in the Millennium Development Goals where Target 6 is to `have halted by 2015 and begun to reverse the spread of HIV/AIDS’. The purpose of this paper is to help with initial thinking on Sustainable Livelihoods Approaches and the HIV/AIDS epidemic, setting out in the annexes some of the resources available on the impact of the epidemic on peoples’ livelihoods. This is part of a process by which the Sustainable Livelihoods Support Office of DFID aims to engage with a range of people to look at HIV/AIDS as a `livelihoods issue’ impacting on many different aspects of peoples’ lives. 1 UN Special Session on HIV/AIDS August 2001, Declaration of Commitment on HIV/AIDS
  • 2. FINAL. 29th December 2001 `HIV/AIDS is not only a health issue that demands prevention and care for the sick; it is also a livelihoods issue, since, if AIDS-depleted households are not the target of particular support, the precarious livelihoods of survivors are likely to collapse under the impact of the epidemic’.2 The examples cited in this paper and referenced in the appendices show that what has worked in arresting the HIV/AIDS epidemic and mitigating its impact have been local responses, not global initiatives or grand strategies. What needs to be done is to support such local responses and to share the learning across sectors, regions and organisations. Sustainable livelihoods approaches, which bridge sectoral divides, are well placed to provide a vehicle for this. 2 Background The HIV/AIDS epidemic is not, of course, new nor is the acknowledgement that HIV/AIDS is having an impact on development a novel idea. Fifteen year olds growing up in Kampala, Uganda, do not know of a world without HIV/AIDS messages and slogans, their lives and livelihoods have been and will continue to be profoundly affected by the epidemic. There is a vast, and growing, literature on the medical and social aspects of HIV/AIDS. But in the course of reviewing the literature for this paper, it was apparent that much of the non-medical literature (particularly that in the social sciences) reiterates observations made in the early 1990s, and does little to take forward our understanding of the impact of HIV/AIDS and how that impact might be mitigated. And much excellent work remains unpublished or only available in academic journals not readily accessible in the public domain, or readily translatable into action. While White and Robinson3 may be correct to say that HIV/AIDS has `become a matter of concern beyond the fields of biomedicine and preventive and curative health’ and has become increasingly understood as a development issue, much of the thinking remains sectorally-focused and the work that is `livelihoods’-related’ tends to focus on particular occupational groups or sectors such as `agriculture-based’ livelihoods in Africa. We found no long-term in-depth research that looked at the impact on `joined-up livelihoods’; that explored the ways people adapt their livelihoods, often taking risks or seemingly -to the outsider - irrational decisions in an effort to cope. Attention to the personal cost of HIV/AIDS, which is an important influence on how people respond and what decisions are taken, often appears in anecdotes or as quotes in case studies, but seldom seems to be fed into the literature providing guidelines and toolkits for development practitioners. Despite the large volume of publications, web-sources and anecdotal evidence on the impact of HIV/AIDS and the necessary response, the `literature on the social, economic and 2 Appleton, Judith (2000) `“At my age I should be sitting under that tree”’: the impact of AIDS on Tanzanian lakeshore communities’ Gender and Development 8 (2) 19-27 3 Joanna White and Elizabeth Robinson (2000) HIV/AIDS and Rural Livelihoods in Sub- Saharan Africa, Policy Series 6, NRI, p. 5
  • 3. FINAL. 29th December 2001 3 demographic impact of the epidemic is comparatively small and limited to a few authors (unlike the medical literature).’4 One of the reasons why the social science has not kept pace with the medical research is undoubtedly funding, but there is also the sense that the solution to the epidemic must be medical: through drugs or vaccine and therefore efforts need to be focused to support that work. Therefore, much of the non-medical funding has been for behavioural research, in support of medical solutions. Too little funding has gone for research on prevention and, importantly, on impact mitigation. For much of the world, interventions are coming too late to prevent the epidemic from spreading, even if the Millennium Development Goal Target 6 is attained and the epidemic arrested, we still need research and development that builds on people’s strengths to cope with the wide-ranging impact, of which medical interventions will only be a small part. The situation in South Africa feels so urgent. Personally I have two cousins living with AIDS right now. The Oxfams’ have talked about treating HIV as an emergency situation, but how long can you have a crisis for? We were calling it a crisis in 1982. We need to think longer term: nothing we do now will show major change for another five years. Dawn Cavanagh, `The Right to Equity’: the South African joint Oxfam HIV/AIDS program www.caa.org.au/horizons/february_2001/aids.html There is, therefore, plenty of room for innovation in finding ways forward and there are many, often small-scale and localised, examples of good practice to share and from which to learn. UMN, an international development organisation based in Nepal and supported by various donors (including DFID) produce 'Pipal Pustaks', a series of books for Non Formal Education that have won international literacy awards. They are based on true stories and are usually written by newly literate people and are published for their peers. Recognising the need for HIV/AIDS materials for NGOs in Nepal, a Pipal Pustak on Care and Support, and one on raising awareness/advocacy for HIV/AIDS were produced. They are now used within rural and urban development projects in UMN (and beyond) as well as in education and health programmes. (source: Andrew Furber, DFID supported HIV adviser, UMN pers. comm. ) Amambisi and communities like it are fighting back against the disease with the few weapons at their disposal. "You are a journalist, don't say we are helpless against this scourge, we are doing a lot," Chief Lingazwe told IRIN. The endless funerals have also brought the reality of HIV/AIDS home to Amambisi. Sister Nogzima's classes and a new outreach programme means the safe sex message is finally getting through and communal structures are managing to absorb the growing number of AIDS orphans. "Our close networks mean people are talking and learning and behaviour is, I think changing," said Lingazwe. "We'll see many more funerals, but we're not just lying down and letting this thing eat us, we need government support and international help, and we need it now," he added. (source IRIN-SA, IRIN-AIDS Weekly 2001, email: AIDS@irin.org.za) 4 Barnett and Whiteside (2000) The Social and Economic Impact of HIV/AIDS in Poor Countries: a review of studies and lessons UNAIDS p.14.
  • 4. FINAL. 29th December 2001 4 The impact on HIV/AIDS on livelihoods Livelihoods approaches offer an holistic way of addressing the HIV/AIDS epidemic which promote joined up thinking across sectors and disciplines, that can look not just at the impact on health but also at the impact on social support, finances, housing, land-use and land tenure. After all, a person living with AIDS does not stop being a family or community member, a land holder or a house tenant, a carpenter or a share cropper, or for that matter an educated or literate person. HIV/AIDS may alter access to work and financial assets, to family and community, but a person with HIV/AIDS is still a person; a fact that has often been undermined by the use of labels like `AIDS victim’ and `AIDS patient’. Medical conditions often rob a person of their status as a person, and AIDS, particularly with the stigma associated with the condition, is no exception. Individuals, households, industry and government machinery are adapting to the long-term impact of HIV/AIDS in many different ways. HIV/AIDS is a `long wave event’, not a short sharp shock,5 life-styles may change but people continue to need to earn a living, raise children, and cope with day to day crises. While the age group most likely to be affected by HIV in any population is those between 15-40 years old, who tend to constitute the most economically active section of the population, the old and the very young also feel the impact on their lives.6 The head of Amambisi Tribal Authority, Chief David Lingazwe said the epidemic had taken everyone in the area by surprise. "We thought it was a town thing, we didn't know it would kill our families like this," he said. HIV/AIDS has also brought new social problems to Lingazwe's community, including crime. "Stock theft and stealing generally have increased, I'm told people are desperate for money to pay for treatment," he said. Local police confirmed the trend and said they were often in a dilemma over prosecuting sick people. (from a report on Daliwonga clinic, Eastern Cape, S. Africa -source IRIN-SA, IRIN-AIDS Weekly 2001, email: AIDS@irin.org.za) 5 `The HIV/AIDS epidemic is a long wave event when compared to a volcanic eruption, a flood or a famine. In many sub-Saharan African countries the demographic impact, signalled by changes in population structure and life expectancy, will be felt for many decades’. Tony Barnett (1999) `HIV/AIDS: Long Wave Event, Short Wave Event: Identity, Gender, Agriculture and Policy in Uganda and Elsewhere’ American Anthropological Association Annual Meeting Chicago 1999. 6 HelpAge International has been active in recent years in highlighting the impact of the epidemic on older people. See `HIV/AIDS: why strategies must include older people’ in Ageing and Development Issue 8, May 2001.
  • 5. FINAL. 29th December 2001 Agro-industry in Kenya is severely affected by HIV/AIDS epidemic. The commercial agricultural sector of Kenya is facing a severe social and economic crisis due to the impact of HIV and AIDS. Protracted morbidity and mortality have profound financial, economic, and social costs for industry. The loss of skilled and experienced labour to the epidemic continues to be a serious concern. If agro-estates are to remain viable businesses, it will be necessary and urgent to approach the epidemic with the seriousness it deserves. This includes well-elaborated 5 prevention programmes and concerted mitigation strategies at the company level, in collaboration with other sectors of the economy including the government, NGOs, and civil society. (Source: HIV/AIDS and the commercial agricultural sector of Kenya: Impact, vulnerability, susceptibility and coping strategies: Gabriel Rugalema Institute of Social Studies, The Hague, Netherlands with Silke Weigang (FAO/SDRE) and James Mbwika, Consultant) Incapacity or loss of the 15-40 year old age group has significant repercussions at the level of both the household and community, but also beyond in terms of macro-level social and economic development. For example, a significant loss of skilled or semi-skilled labour within the transport sector can have serious consequences for the safe transport of people and goods throughout and beyond a country. Hospitals may be over-stretched and already scarce resources diverted to treating AIDS-related infections to the detriment of the treatment provision for other infections or injuries. High levels of HIV infection among teachers may eventually cause significant disruption to schooling and jeopardise education for large numbers of children. Loss of agricultural labour may in turn lead to children being removed from school in order to contribute to the household economy and may lead to significant (and detrimental) changes in traditional agricultural practice.7 An impact assessment conducted by the Ministry of Agriculture and Irrigation of Malawi found that among MoA male staff, drivers, supervisors, middle and top managers were most vulnerable to HIV infection. Among female staff, messengers and secretaries were perceived to be most vulnerable. Reasons given for this increased vulnerability included: i) the fact that these jobs required frequent travel to the field, which separated employees from their spouses for prolonged periods of time; ii) better-off male staff were more likely to have more than one sexual partners; iii) worse-off female staff were more likely to offer sex for money. `Addressing the impact of HIV/AIDS on Ministries of Agriculture: Focus on Eastern and Southern Africa’ by Daphne Topouzis. FAO/UNAIDS Discussion Paper. 2001 p. 11 What are the implications of SLAs on our approach to HIV/AIDS? Sustainable livelihoods approaches place people at the centre of development, rather than focusing on the resources they use or a single activity. If we start with the person in the context of the HIV/AIDS epidemic we look beyond and around the epidemic, the clinical condition, or the medical solution, and through livelihoods analysis take into account the other things going on now and in the past in their life, or the life of the household, community or region. Livelihood diversification has 7 The impact of the epidemic on agriculture, particularly in Africa, is perhaps the best served by research and documentation. See www.fao.org/Focus/aids1-e.htm for a recent update.
  • 6. FINAL. 29th December 2001 always been important as a coping strategy for poor people faced with an uncertain world: harvests fail, market prices fall, factories close, and the informal economy is constrained by legislation. People adapt. The hardship inflicted by HIV/AIDS, through the loss of family members, the costs of care; the loss of workers etc. highlights the need for support for different livelihood strategies at times of crisis and beyond. We need to take a dynamic approach; HIV/AIDS does not often kill a person quickly. Nor does the epidemic have an instant impact on a community or nation, unlike a flood or earthquake. If we think about it in terms of the SL framework’s `vulnerability context’ it is not a sharp shock. HIV/AIDS erodes communities. People LIVE with HIV/AIDS and grow older with HIV/AIDS, and their livelihood fortunes change over that time. Households, communities and regions may experience subtle shifts and changes rather than dramatic change as people adjust to the impact of the epidemic. Livelihoods approaches encourage us, therefore, to look at the depth as well as the breadth of peoples’ lives. What this should mean is that policies, projects and programmes which seek to arrest the spread of HIV/AIDS and mitigate the impact of the epidemic, do so by recognising the affect of the epidemic on all aspects of peoples lives, not just health, and seek to identify areas where support will have a positive impact. To do this the livelihoods analysis will demand holistic analysis, but with the subsequent intervention, in most cases, being specifically targeted within that wider understanding. Our analysis may ask: what income-generating options exist for a household suffering from a labour shortage? Is the stigma associated with the condition affecting access to non-health services (agricultural extension or education, perhaps)? What support exists for carers, are they cut off from their own social networks because of the burden of care? In industry or services where a large number of people have died or are sick, how might capacity be enhanced to meet demand? And, in order to provide an effective approach, `we’ will look for partners and build on existing strengths: who else is working here who may provide the service? Share the knowledge? Who might we support to help them do what they are already doing more effectively? Along Route 5, the country’s superhighway that links Thailand to Viet Nam, a growing number of farmers are learning the essentials of how to prevent HIV/AIDS infection. The “Farmers for Life School (FLS)” project was established by the Food and Agriculture Organisation to promote more ecologically friendly cultivation methods. The pilot programme, to run until 2001, was funded (and with technical support) by UNDP South East Asia HIV and Development Project. Sin Chhit Na, a Core Trainer at the FLS, noted that since its inception earlier this year, 6 114 farmers, among them 42 women, have enrolled in the school. For 16 weeks during the planting and harvesting seasons, members of the FLS regularly attended a weekly class, each lasting half a day. Here, they learned not only the science and technique of keeping pests under control in a way that does not harm the environment, but also how to avoid AIDS.
  • 7. FINAL. 29th December 2001 As the farmers developed the ability to critically analyse the ecology of rice fields, they also became more adept at assessing the threats and constraints on their livelihood, as well as weighing options available to them. (Source: `Mae Chan Workshop on integrated community mobilisation towards effective multisectoral HIV/AIDS prevention and care’ compiled by: HOLLERTZ UNDP South East Asia HIV and Development Project May 2001) "FAO has come a long way since it first addressed the issue of AIDS and agriculture at a time when the epidemic was still considered essentially an urban problem. One of the lessons we have learned over the past years is that institutional collaboration is imperative for effective action to take place." Statement by Mr. Henri Carsalade, Assistant Director-General Sustainable Development Department, FAO (1999) (from Michiels 2001, Strategic approaches to HIV prevention and AIDS mitigation in rural communities and households in Sub-Saharan Africa, FAO) Through holistic analysis one may find that the obvious entry point is not the only one or even the best one. Access to treatment and medical support for the sick person may be important. But ensuring that carers, particularly where they may be de facto rather than de jure household heads (and therefore not on `official lists’), are aware of their rights and obligations and can access what they require to maintain their own and their households well-being, may be more important in sustaining the household in the longer term. This may be particularly the case if the episodes of AIDS-related illness go on for many years and, if a number of people in the household die, because the impact will be felt by the family for years to come. And it is essential to stress that people living with HIV/AIDS do not stop being decision makers, they are still a part of the `target group’ for development initiatives, with valuable knowledge and understanding. Ensuring their participation often requires challenging the stigma and fear surrounding HIV/AIDS. 7 Agricultural extension in Zimbabwe in the face of HIV/AIDS: an NGO view Conventional agricultural development in Zimbabwe has been largely based on top-down research & extension, mostly promoting higher input technologies to male smallholders. This process has marginalised women farmers. This conventional approach to agricultural research is fast becoming irrelevant in the face of the HIV/AIDS pandemic, as the majority of AIDS survivors in Zimbabwe’s rural areas are likely to be middle-aged widows, often caring for 6 or more children. These women, left destitute after paying funeral expenses, are unable to afford inputs and thus require low-risk survival strategies that can assure household food security, as well as a cash income to pay for school fees and other basic necessities The development of appropriate survival strategies for female smallholders will require a substantial paradigm shift on the part of research and extension. The new paradigm would be concerned with the promotion of low input, labour-extensive sustainable agriculture and involve farmers in both the planning & implementation of the supporting research (source: “Towards a New agricultural research agenda” paper presented at the International Conference on AIDS, Livelihood & Social Change in Africa, Wageningen Agricultural University 1999, quoted in Daphne Topouzis and Jacques du Guerny “Sustainable Agricultural/Rural development and vulnerability to the AIDS epidemic” FAO/UNAIDS 1999)
  • 8. FINAL. 29th December 2001 8 An example was given by Hans Binswanger (World Bank) of fishing/farming communities around Lake Victoria. Here many AIDS orphans are cared for within the community by members of extended family. However most of these children are from urban families - they have no farming/fishing knowledge, and so are unable to make a living. The society is so damaged by HIV that there is no teaching or sharing of indigenous knowledge within the community. (Source: DFID-IFPRI Consultation on HIV/AIDS & Rural Livelihoods, IFPRI, January 2001 reported by Pringle, JSIUK Meeting Notes 2001) Socio-economic vulnerability may lead to the adoption of survival strategies that enhance the risk of HIV transmission. For example children orphaned through HIV often migrate from rural to urban areas where they may join the ranks of the so-called ‘street children’, sometimes exchanging sex for food, money or protection. In these circumstances the relative powerlessness of children increases their vulnerability to acquiring infection. The complexity of local circumstances is illustrated where the reverse migration of HIV orphans occurs from urban areas (where the parents went in search of employment) back to the rural ‘homeland’ on the death of the parents. These children often lack the skills to produce or earn food in the traditional setting, leading to considerable local impact on society. In a Uganda study, 65% of AIDS-affected households were obliged to sell property to pay for care (source FAO report for the 27th Session of the Committee on World Food Security, 2001) Another phenomenon, unheard of in the area, is also taking hold. "Young girls are prostituting themselves, often to get cash for themselves or infected family members, of course this is just spreading AIDS," Tolly Xigau, a rural social worker in nearby Bizana, told IRIN. She added that desperate women often forsake condoms if it means making more money. "It's really sad because often the girls will do anything to get money for food, drugs or transport to urban areas where better treatment is available," she said. (from a report on Daliwonga clinic, Eastern Cape, S. Africa - source IRIN-SA, IRIN-AIDS Weekly 2001, email: AIDS@irin.org.za) Some impact may be more subtle, it may even be hidden, and therefore an intervention to alleviate the impact may be required that is less obvious than attempting to provide an alternative means of making a livelihood. Death and illness, sorrow and grieving take their toll. Add to that the fact that HIV/AIDS can be spread through the very act of reproduction that should be associated with a sense of fulfilment and well-being, and one can understand that people may lose a sense of purpose, the very will to hold their livelihoods together. Development seldom confronts such emotional issues, and few people working in development are equipped to cope with the impact on themselves, let alone on the people they work with. A 1996 study of 12 to 20 year olds in three schools in Malawi found a high sense of hopelessness and fatalism particularly among poorer adolescents in rural areas. Their knowledge about AIDS was high, and this contributed to their sense of pessimism about the future. More than 40% of the rural youth believed they would die young as did 17% of the more affluent urban students interviewed.
  • 9. FINAL. 29th December 2001 "The life experiences of poorer rural students in Malawi appear to lead to a serious level of despondency and low self-esteem, likely to reduce capacity to prevent HIV infection. Young people can be presumed to be less likely to practice abstinence or safer sex if they truly believe that they will be dying within the next few years regardless of what they do" (Source: SaFAIDS News, Dec. 1998, via John Williamson, Senior Technical Advisor, Displaced Children and Orphans Fund of USAID, 2001) A thirty year old woman often complained […] that she was lonely. Her sister who had been the household head had died in 1990 and she was left with her sister’s two children and child of her brother to care for. […] a cousin came to stay in order to help her organise a New Year’s Party. The interviewer commented “Regina was so excited and in the happiest mood I have ever seen because she had a visitor of her own age” ’ Source: Janet Seeley (1993) `Searching for indicators of vulnerability: a study of household coping strategies in rural South West Uganda’ MRC/ODA report, p. 58 The mitigation of the impact of the epidemic needs to include activities and interventions that build social capital, that bring pleasure, that build a sense of purpose. That may come from reconstructing livelihoods around a new economic activity, but we also need activities and interventions that enable people to cultivate their social and cultural capital. Prevention efforts targeting youth should promote a sense of capacity and the vision of better future. Simply telling them "AIDS kills" makes matters worse. (source: John Williamson, Senior Technical Advisor, Displaced Children and Orphans Fund of USAID, 2001) So, the response to the epidemic must increasingly look beyond `education about the disease’ and medical interventions, not only in places where rates of infection are high but also in places, such as India, where the impact of the epidemic is just beginning to be acknowledged. Coping with the impact of the disease and promoting prevention strategies as well as supporting coping strategies requires a broad-based approach. In terms of project and programme design, this is more than adding an annex or a paragraph to a project document talking of the impact of HIV/AIDS on the project stakeholders, or noting it as a risk in the log-frame. On a recent visit to Andhra Pradesh, India, in a remote tribal village, we learned that three families, in a community of less than a hundred households, had members with AIDS-related illnesses. HIV/AIDS is not just an issue for sub-Saharan Africa: all development programmes and projects, new and on-going, need to think seriously about what `mainstreaming HIV/AIDS’ really means – and respond appropriately.8 9 Barnett and Blaikie9 provided a definition of three distinct categories in relation to the impact of HIV/AIDS on households. They defined AIDS-afflicted households as those where a member of the household is ill or has died from HIV/AIDS. AIDS-affected households are those where household 8 In the course of this review we were surprised to find that development and research projects (which are not specifically targeted at HIV/AIDS treatment or prevention initiatives) which acknowledge the presence of HIV/AIDS in the target community and include a strategy for taking account of the epidemic in the approach, are still the exception rather than the rule, even in Sub-Saharan Africa. The recently published DFID HIV/AIDS Strategy provides a framework for mainstreaming HIV into all DFID’s activities (see Appendix B of this document. Full text of the Strategy is available on www.dfid.gov.uk ). 9 Barnett, Tony and P. Blaikie (1992) AIDS in Africa – the present and future impact Belhaven Press, London
  • 10. FINAL. 29th December 2001 members are not infected, but have been affected by HIV/AIDS. Unaffected households are those in which no member is ill or has died from AIDS and is not affected by illness or death in a related household. As we enter 2002 there are few `unaffected’ households if one includes all those who worry about their own or their children’s exposure through unsafe-sex, who recognise the cost the epidemic to development in the country or region or join in the debate on access to anti-retrovirals. The HIV/AIDS epidemic is a fact of life for everyone, and as such it is one factor among many that development needs to take into account. Given that livelihoods approaches encourage us to take an holistic look at people’s lives, an exclusive focus on the impact of HIV/AIDS may miss other factors influencing poverty that may not be directly the result of the epidemic: global recession that results in closure of factories and the loss of poor people’s jobs or a fall in agricultural prices, for example. The HIV/AIDS epidemic may make the situation far worse for a household in southern India, or South Africa, but even without the impact of the epidemic the prospects for finding a path out of poverty may be bleak. Again, this reminds us that we need to have a joined up approach to looking at development initiatives to support peoples’ livelihoods. Much of the literature, as shown in appendix E, has focused on particular livelihood groups or target groups, and much of that learning still needs to shared and links made. A seasonal migrant is a part of a larger family who may undertake agricultural activities and petty trading as well as take part in a savings and credit group. Once largely an urban problem, HIV/AIDS has moved to rural areas: more than two thirds of the population of the 25 most-affected African countries live in the countryside […] Rural communities also bear a higher burden of the cost of HIV/AIDS as many urban dwellers and migrant labourers return to their villages when they become sick. 10 `HIV/AIDS, food security and rural livelihoods’. FAO Fact Sheet, 2000, p. 1 In the course of the HIV/AIDS epidemic it has seldom been very helpful for the individuals or groups involved to label them `at risk’: Gays, Haitians, Sex workers, `people who have lived in Africa’, Migrants and Truckers are among those who have been so labelled. Driving a truck may bring a relatively lucrative income, more controversially perhaps commercial sex work may be the mainstay of a household’s income. They are livelihood options and unlikely to be given up unless viable alternatives exist (that may not just mean viable in the sense of economic viability but viable in terms of life style and status too), so the most important thing may be to ensure that people are `safe’ to pursue their work, something that a number of programmes with drug users, sex workers and truckers have sought to do. Addressing issues to do with the hidden livelihoods of the poor, particularly where the activity is deemed illegal is a challenge for livelihoods analysis as well as meaningful interventions.
  • 11. FINAL. 29th December 2001 11 Without further investment in focused research, linked to practical uptakes, it is unlikely that the knowledge base in this field will move any further forward.10 What might we do differently? The first thing we might do is to support the implementation of recommendations that already exist, such as those from the 1998 Harare Conference, Responding to HIV/AIDS: Technology Development Needs of African Smallholder Agriculture (quoted in White and Robinson 2000:46) and the 2001 Technical Meeting in Rome Mitigating the Impact of HIV/AIDS on Food Security and Rural Poverty (see Appendix D for a table of these recommendations). There is no need to `reinvent the wheel’ we need to look for ways in which such ideas can be mainstreamed. New research in some areas is required to build on such recommendations by taking a more holistic approach, recognizing that agricultural livelihoods often depend on urban remittances, for example, and that for many people in the world there is no neat divide between `urban and `rural’ livelihoods. There is also a need to recognise that livelihoods change over time as the domestic group changes and fortunes change. Support is required for programmes and research that examine ways to replicate successful initiatives, to test ideas in other regions and to promote learning across different regions and from micro to macro levels within countries and regions. As White and Robinson (2000: 45) note there is still an urgent need for `approaches for developing effective communication pathways for sharing local experiences and practical livelihood innovations that are emerging to tackle the impact of HIV/AIDS’ and bridging the gap between the policy makers and the grassroots practitioners. What needs to be done is for impact mitigation to be seen as an urgent task, independent of the health-led HIV/AIDS initiatives but of equal importance for funding. Drugs and vaccines will not rebuild the communities of those devastated by the epidemic now and in the future. This is a task for cross-sectoral development. A livelihoods approach to the HIV/AIDS epidemic offers the chance to mitigate its impact on the poor by looking at their circumstances `in the round’, looking at the connections between different livelihood assets and taking into account the fact that an intervention in one area will impact on other areas of people’s lives. It demands that the fact of HIV/AIDS in people’s lives is seen as one factor among many and that `arresting HIV/AIDS’ may not be top priority to people who are hungry or have insecure living conditions. Women in Uganda once pointed out to one of the current authors that the fever their babies suffer from today is much more important NOW than the possibility of a long-term illness sometime in the future, they wanted help with the fever, not HIV/AIDS education messages. This does not mean that HIV/AIDS is not important in their lives in the longer term, nor that we might ignore HIV/AIDS in that context, it means we adopt a people-centred approach and support their way of seeing the threat of the epidemic and work with them from that stand point. 10 Tony Barnett, cited in Joanna White and Elizabeth Robinson (2000) HIV/AIDS and Rural Livelihoods in Sub-Saharan Africa, Policy Series 6, NRI, p. 45
  • 12. FINAL. 29th December 2001 “HIV is about people. We are demanded to walk an extra mile every day….and we are having to walk many extra miles” Cedric Fernandes, Sahara Center for Residential Care & Rehabilitation, India – quoted in ‘Expanding community action on HIV/AIDS, International HIV Alliance, 2001 If we work in that way, the principle of a responsive and participatory approach is a necessity. This challenges a traditional medical approach to the epidemic where outsiders or even insider medical professionals and those associated with them, have through research and development been seen as bringing answers, promoting changed behaviour and generally seeking participation in and compliance with their ideas. Some of the more successful HIV/AIDS programmes such as the OXFAM HIV/AIDS programme in South Africa have focused on HIV/AIDS as a development issue: addressing illiteracy, education, poverty etc. through a multi-layered programme rather than viewing HIV/AIDS in isolation. There are many, often small scale, examples of best practice in this area: ideas need to be shared and best practice disseminated beyond those who work in the so-called `HIV/AIDS field’. A multi-layered and responsive approach requires interventions not just at the household level but supporting strategies for sustainable livelihoods that influence policy. Thus the SL principle of working at various levels, recognising macro-micro linkages, is central to any strategy to mainstream HIV/AIDS. Sometimes local NGO initiatives do not have the voice or presence to influence policy or institutions that may affect the people they work with. A livelihoods approach based on livelihoods analysis conducted with such partners may be able to link such grass-roots initiatives to others who can take on the macro agenda. This doesn’t call for a dramatic new approach, it supports and builds with those engaged in existing initiatives. Thus the SL approach stresses the need to work with partners. The DFID HIV/AIDS Strategy similarly stresses the need to work in partnership through among other things: building political leadership, building national capacity and maximising the contribution of all sectors. In order to be able to respond to communities in a genuinely holistic way we must be prepared to confront the challenges that HIV presents at a personal level or a professional level. Jeremy Stickings minuted earlier this year that our understanding of the impact of HIV/AIDS, and of the most effective mitigating interventions `is limited by the somewhat random and scattered studies so far undertaken. Whilst appreciating the need for more and better studies, the participants [of a consultation meeting] were also cognisant of the need to do something now in the face of the huge tragedy currently unfolding. It was pointed out that many of the issues raised and recommendations made now had been the same five years ago, and that we did not want to be meeting again in another five years’ time still discussing the same questions.’11 If talk is to be put into action this requires leadership from non-medical sectors, it needs mainstreaming HIV/AIDS to be taken seriously in DFID and in international organizations. It needs HIV/AIDS impact mitigation to be accepted as a key part of any strategy for the epidemic, and to be appropriately funded. 11 DFID-IFPRI consultation on HIV/AIDS and rural livelihoods IFPRI January 2001, Back-to-Office Report by Jeremy Stickings, ASSC Manager, NRIL, also see Appendix F of this document. 12
  • 13. FINAL. 29th December 2001 But we should not forget that much is already happening, as participants representing Governments and civil society in Sub-Saharan Africa frequently reminded other participants at the recent Technical Meeting in Rome. An NGO representative from Malawi commented, with some exasperation, during one session that people in affected countries have not been sitting idle, “just because `you’ don’t know about it, doesn’t mean nothing is happening”, she told one northern participant. Mitigating the Impact of HIV/AIDS on food security and Rural Poverty, Technical Meeting FAO, Rome 5-7 December 2001 (taken from Janet Seeley’s notes of the meeting) The truth is many small NGOs and local government workers, as well as practitioners in donor funded projects, have been so busy `doing’ that they have not been monitoring or evaluating their programmes, let alone publicising their stories. Yes, there are gaps, yes there is much to learn, but perhaps the biggest challenge facing us is to build on the strengths of what is already known, what is already tried and tested. Using a `livelihoods lens’ which enables us to look `cross-sectorally’ we should be able to recognise with the HIV/AIDS epidemic, as with many other aspects of life, that it is inappropriate to look at urban or rural areas in isolation or divide people up by risk group. We can and must learn with people who have `mainstreamed HIV/AIDS’ in their own lives out of necessity, and have developed successful ways to mitigate the impact of the epidemic. That is a strength on which to build, and a challenge to rise to. 13
  • 14. FINAL. 29th December 2001 14 Appendix A: The DFID HIV/AIDS Strategy Appendix B: Some general sources of HIV/AIDS information relevant to sustainable livelihoods Appendix C: Who’s doing what in HIV & sustainable livelihoods in 2001 Appendix D: Mitigating the Impact of HIV/AIDS on Food Security and Rural Poverty: a framework for the agricultural sector. Technical Meeting December 2001, brief report on the meeting. Appendix E: webliography of recent research and findings relevant to sustainable livelihoods & HIV/AIDS.
  • 15. FINAL. 29th December 2001 15 Appendix A: The DFID HIV/AIDS Strategy “The DFID HIV/AIDS strategy notes that poverty; insecure livelihoods and lack of social protection can increase the likelihood of risky behaviour and undermine capacities to cope with the consequences of the disease. It goes on to note that the epidemic contributes to skill shortages and affects the productivity and profitability of businesses and enterprises as people take time off because they are sick, to care for relatives and to attend funerals. As such it has a profound affect on people’s lives and people’s livelihoods often far beyond the impact on work and material assets. Acknowledging the urgency of the issue DFID already invests a large amount of financial and technical support to assist the prevention of HIV and the care of those already infected in those countries worst hit by AIDS. DFID supports the principle of UNAIDS and donor collaboration” (from DFID comment on ILO Resolution, JSIUK 2001) The recent DFID HIV Strategy outlines the DFID commitment to responding effectively to HIV. This is reflected in the significant and growing activities from the health sector; in inputs to global level policy and strategy activity; in support to UNAIDS and other key organisations; in support to key international programmes such as the International Partnership against AIDS in Africa. In addition, DFID programmes and projects cross-sectorally are incorporating HIV into planning and design. DFID has also begun the process of mainstreaming HIV into all of its development work, with the aim of increasing awareness of DFID staff globally as to how HIV affects them, and what they can do. There are two major components to mainstreaming: 1. Ensuring all staff have the same understanding 2. Helping planners and decision makers think more creatively of how they can contribute to the fight against HIV/AIDS, and how existing instruments can be used in this (e.g. PRSPs, CSPs) (Advisors et al interested in more information should contact the DFID Sexual 7 reproductive Health Resource Centre) Mainstreaming HIV means: Addressing HIV as a development issue across all sectors Building organisational capacity to respond to the epidemic/policies/strategies and guidelines Establishing HIV as an integral part of all programmes: responses to follow the trend of the epidemic Building close institutional links with other partners (internal & external) Building capacity of all staff to respond to HIV
  • 16. FINAL. 29th December 2001 16 Matrix showing strategies for different epidemics (from DFID HIV Strategy 2001, developed by Kate Butcher JSIUK) Interventio n Targeting Approach Low prevalence: <5% Targeting to most vulnerable groups (e g , CSW, IDUs, MSM, transport workers and migrant workers) and their partners Concentrated >5% subpopulations Targeting to most vulnerable groups and their partners Generalised >1% ANC Targeting to most vulnerable groups and their partners and to general population Prevention Strategies  Political Leadership mobilisation  Stigma reduction  Functional national HIV strategy in place  Effective surveillance system in operation  Data about activities/epidemic collated and available  Population aware of STIs & HIV and how to avoid them, especially sub-populations with high incidences  Condoms available, affordable and accessible  Blood screening  HIV & sexual health integrated into school curricula  Operations research to understand transmission patterns and impact of interventions  STI treatments and diagnosis available and accessible for women & men  Private sector involved through social marketing  Infection Prevention and Quality Assurance guidelines in place and observed  Capacity building of NGOs  All DFID projects to assess impact of HIV Same package as low prevalence/nascent, with:  Effective outreach for at-risk sub-populations  All DFID projects to include HIV/AIDS considerations and/or prevention interventions  Expanded training of health care workers Same package as concentrated epidemic with:  Expanded commodity security and distribution  Expanded involvement of youth  IEC campaign to address national epidemic Care Strategies Planning for VCT Basic health care delivery for Ois Same package as low prevalence/nascent, with:  Implementation of VCT  Health systems development to support care  Expanded training of health care workers Same package as concentrated epidemic with:  Voluntary testing & counselling  Syndromic treatment & diagnosis of STIs  Antiretrovirals for pregnant women  Effective care & support strategies  Health systems development to support care Mitigation Strategies None  Planning for expanded social service delivery  Economic impact of HIV/AIDS assessment  Planning for the impact of HIV/AIDS on all sectors Same package as concentrated epidemic with:  Interventions to care for increased number of orphans  Expanded business & labour sector involvement  Active multisectoral involvement  Increase legal protections  Coping strategies for families & communities
  • 17. FINAL. 29th December 2001 17 Appendix B: Some general sources of HIV/AIDS information relevant to sustainable livelihoods UNAIDS – www.unaids.org is the main focal point for global development work and HIV/AIDS. Many useful multi-sectoral materials are here, though finding them can be confusing. Relevant UNAIDS materials are mentioned under appropriate categories in the listing below. UNAIDS leads, strengthens and supports an expanded response aimed at preventing the transmission of HIV, providing care and support, reducing the vulnerability of individuals and communities to HIV/AIDS, and alleviating the impact of the epidemic. SDdimensions – Sustainable Development Department (SD), Food & Agriculture Organisation of the United Nations (FAO). FAO were quick to respond to the HIV pandemic, and were the first UN agency to initiate detailed sectoral analysis of the socio-economic impact of HIV on rural communities as a development – rather than just a health- issue. A number of relevant and recent resources are available at www.fao.org/sd European Union HIV/AIDS Programme in Developing Countries. A little dated in material available, but there is the very useful ‘Considering HIV/AIDS in Development Assistance: A Toolkit’, which includes a sectoral checklist; HIV/AIDS & the Transport Sector; HIV/AIDS & Rural Development: an Action Plan; Guidelines for including HIV/AIDS in Project Cycle Management which can be useful when incorporating HIV/AIDS into project/programme planning. Their website has the broad aim of raising global awareness of HIV/AIDS issues in developing countries and acting as an information exchange http://europa.eu.int/comm/development/aids HPD Centre for Health Information/JSIUK/DFID Sexual & Reproductive Health Resource Centre HIV updates and HIV mainstreaming database; plus other HIV/AIDS materials specifically relevant to DFID. http://healthdatabases.org/virtualteams/azure/index.htm (password protected, contact CHI for info – F-power@dfid.gov.uk) AIDS Information Dissemination Site, Southern Africa. This site has an extensive list of AIDS-related links in southern Africa and around the world. It also includes a discussion forum to which anyone can freely subscribe. http://www2.wn.apc.org/sahivaids HEARD – Health Economics & HIV/AIDS Research Division. Based at University of Natal, SA. AIDS briefs and toolkits relevant to a number of sectors and themes can be found on their website http://www.und.ac.za/und/heard/publications/publications.htm Including: HIV & Agriculture Brief http://www.und.ac.za/und/heard/toolkits/Agriculture.pdf
  • 18. FINAL. 29th December 2001 18 HIV/AIDS & Labour http://www.und.ac.za/und/heard/toolkits/Labour.pdf HIV/AIDS & Subsistence Agriculture http://www.und.ac.za/und/heard/AidsBriefs/sec/SubsistAgric.pdf UNDP have a range of SL materials, some with an HIV focus, as well as materials co-produced with UNAIDS at http://www.undp.org/sl/Documents/documents.htm The UNDP HIV and Development Programme website contains a large number of papers, publications and reports on the socio-economic determinants and consequences of the HIV epidemic. http://www.undp.org/hiv AEGIS is the largest HIV/AIDS Web site in the world. It contains a large, searchable database of news stories, newsletter articles, community materials and AIDS abstracts from journals and conferences. http://www.aegis.org ELDIS, a Gateway to Information Sources on Development and the Environment, http://www.ids.ac.uk/eldis
  • 19. FINAL. 29th December 2001 19 Appendix C: Who’s doing what in HIV & sustainable livelihoods in 2001. Natural Resources Institute, NRI NRI are in the process of collecting case studies from various countries in sub-Saharan Africa on responses to the impact of AIDS on local livelihoods (eg adaptation of farmer field school training programmes, new micro-credit policies, the introduction of home garden programmes). This is expected to be ready in Spring 2002. NRI are also preparing a short piece outlining the importance of addressing the impact of AIDS in the design of poverty reduction programmes, including the basic principles underpinning "good practice" in impact mitigation. Extracts from NRI notes from meeting with donor representatives to discuss AIDS-related interventions. Rome 2-4 May 2001 FAO Key areas: policy development, strategic research, technical assistance, Contact: Marcella Villarreal, Chief, Population Programme Service FAO's high-profile research work on AIDS in the early-mid 1990s was pioneered by Jacques de Guerny and it is widely felt that this work is still relevant to policy makers today. Mr de Guerny has subsequently retired and been replaced by Ms Villarreal. Her role is to ensure that all of FAO's emerging programmes are AIDS sensitive. It is hoped that FAO will eventually provide greater resources to carry out this task although there appear to be problems in securing funds. It was suggested that the APOS scheme might have a role to play here in providing staff. FAO is interested in seeing AIDS as an emergency issue, though not in the same way as donors such as WFP who respond with emergency food aid etc. Instead, the impact of AIDS should be tackled through targeted rural reconstruction activities. Recent activities: 1. Research on potential response for those affected by AIDS, as defined by different agro-ecological zones (hypothesis being that safety net thresholds can be different). 2. Lobbying for AIDS component in the Donors Initiative on the Horn of Africa 3. Commissioning of new research, e.g. impact of AIDS on livestock sector in Namibia. FAO is also one of the collaborators on a research proposal which has emerged from the CG-wide SWIHA, led by ISNAR, which aims to review the impact of AIDS on a range of areas, including food security and rural institutions. This work will be carried out in close collaboration with national bodies in several countries. This work has received some seed
  • 20. FINAL. 29th December 2001 20 funds from IDRC and SIDA (NB. there may be a request to DFID for funding). 4. Adaptation of FAO's IPM Farmer Field Schools to build capacity amongst communities for awareness-raising and problem solving concerning HIV prevention and mitigation of AIDS impact. A pilot project in Cambodia has proven to be successful and is likely to be replicated elsewhere. 5. Exploring methods for supporting the transmission of 'genetic resources', i.e. the handing down of indigenous knowledge between generations in AIDS-affected communities. 6. FAO to have HIV/AIDS post in Investment Centre to influence the allocation of funds and ensure that all proposals are HIV/AIDS-sensitive. 7. Working to find ways of influencing land rights policies, particularly those which disenfranchise widows and orphans. IFAD Key areas: Supporting rural development projects, particularly in the areas of agriculture, markets and rural finance Contacts: Gary Howe (Director, Africa Division), Sean Kennedy (Public Health Specialist) Previously IFAD has focused mainly on HIV prevention work but the organisation is now keen to move towards addressing the impact of the epidemic. It is clear that the profile of rural poverty is changing but a question remains about what should be done to tackle this change. One issue which the organisation is grappling with is the need for tools to analyse the impact of AIDS in order to plan mitigation activities more effectively. More modelling work may be needed on types and chronologies of impact. IFAD staff were keen to emphasise that their involvement in AIDS work is limited to the rural poverty dimension. They do not have the resources to be a main player and take a lead role. Fears were expressed that too much of the work on AIDS is driven by donors and reflects the donors' agenda rather than the needs as expressed by communities affected by the epidemic. Recent Activities 1. IFAD has recently commissioned an AIDS strategy paper for East and Southern Africa which is in the process of being finalised. The aim of this paper is to provide a framework for integrating an AIDS dimension into all of IFAD's work (the organisation is keen not to have a separate AIDS programme). The strategy paper is based on an examination of successful interventions of supporting work on household food and nutrition security and the strengthening of social and economic networks in countries such as Zambia and Uganda. It is hoped that by developing a strategy in close consultation with country managers in African then IFAD staff will be brought on board and equipped to tackle the issue of AIDS. Daphne Topouzis, a freelance consultant with considerable experience in the field of HIV/AIDS impact, has been commissioned to produce the strategy.
  • 21. FINAL. 29th December 2001 WFP Key areas - Food aid, emergency programmes Contact: Robin Jackson WFP has been moving swiftly to integrate HIV/AIDS into its existing work. However, it has pre-conditions to its work as it has a mandate to work where groups are food insecure and where there is a logistical system which can support food aid. The organisation is currently involved in defining principles of involvement and devising an effective strategy for targeting households/communities who are food secure and/or affected by HIV/AIDS (these two groups are not necessarily the same in every case). 21 Recent Activities 1. WFP has commissioned a series of country case studies in Kenya, Uganda, Zambia, Ethiopia and Cambodia to explore what has been happening at field level and where WFP can most usefully fit in. Initial findings have revealed that a lot of prevention work is going on, and some care programmes in place, but very little mitigation work has been undertaken. The case studies are being used as background to the development of pilot projects in each country. 2. Since October 2000 WFP has been working to integrate AIDS and its impacts into their “Vulnerability and Mapping system” (VAM) which is used to analyse relative vulnerability to food insecurity. This has involved exploring new indicators such as numbers of orphans attending school, and changes in household expenditure on health. The new system is being piloted in Kenya. 3. Staff guidelines on HIV/AIDS have been developed. 4. Methods are being explored for integrating HIV prevention activities into ongoing work, e.g. linking education and prevention services to local transport providers, including health information messages with food aid deliveries. General Issues Areas of common interest - All of the donor representatives we interviewed expressed interest in the adaptation of existing interventions such as Farmer Field School Programmes to include "life skills". This includes training in the analysis of the contextual factors which contribute to the spread of HIV and can lead to empowerment as participants develop strategies for protection and impact mitigation. - There was consistent interest in the need to enhance PLWA's nutritional status to prolong life. UNAIDS UNAIDS operates various "think tanks" on AIDS issues which do not purely focus on health, e.g there is a Reference Group on Economics (of which Daphne Topouzis is a member). This group has recently been debating the use of macro-economic impact modelling and has suggested a shift in emphasis to a poverty dimension. The Reference Group feels that the links
  • 22. FINAL. 29th December 2001 between AIDS and poverty are under explored and are recommending that new data collection is needed, e.g. when gathering data in ante-natal clinics, socio-economic data could also be collected as part of a monitoring system concerning who is most affected by AIDS. Ways need to be found for adapting the current development agenda on poverty in order to integrate the contextual causes and impacts of AIDS. World Bank MAP projects The donor staff we met with were generally pretty wary of the World Bank's approach and there is some confusion about whether MAP constitutes a loan or has some grant-making powers. MAP is a multi-sectoral approach which will be initiated in 11 countries. Ethiopia was the first country where MAP was implemented, and activities began there over 1 1/2 years ago. Project Implementation Documents (PIDs) and operation manuals are still being prepared for each country. The initial aim of MAP was to fund local agencies communities directly, but the World Bank has faced severe opposition from central governments for attempting to by-pass central government funding mechanisms. The result of this is that there has had to be some compromises. This means that in effect that only around 20% may be released directly at a local level. There are concerns that the mitigation and capacity building component of the MAPs do not receive enough emphasis and components such as agriculture have not been thought through. Also, tools need to be developed for impact assessment. 22
  • 24. FINAL. 29th December 2001 24 Appendix D Mitigating the Impact of HIV/AIDS on Food Security and Rural Poverty’ A Technical Meeting co-hosted by FAO, IFAD, WFP and UNAIDS Held at FAO, Rome 5-7 December 2001 Janet Seeley Background As a follow-up of the recommendations of the Declaration of Commitment on HIV/AIDS (United Nations General Assembly Special Session on HIV/AIDS, New York, 27 June 2001) this technical meeting was held to launch a collaborative effort to mitigate the impact of HIV/AIDS on agriculture, food security and rural poverty. Seventy people attended, drawn from Ministries of Agriculture/Government (Zimbabwe, Ethiopia, Uganda, South Africa, Kenya, Tanzania, China and Cambodia), NGOs (ActionAid and OXFAM Malawi, SHDEPHA Tanzania, Zimbabwe, CARE, World Vision and Institute for Food and Development Policy USA, Health and Development Networks Thailand, Anglican Church of Kenya, SCF UK Zimbabwe, TASO Uganda, Zambia Sugar, National Land Committee South Africa, Internal Federation of Agricultural Producers Italy) DFID, ISNAR, International Project on the Right to Food in Development, Akershus University College, Norway, University of East Anglia, NRI, UNAIDS, WFP, IFAD and FAO. The Objectives of the Meeting 1. Develop a common understanding of the impact of HIV/AIDS on rural livelihoods 2. Based on current practices, evidence and lessons learned, identify innovative, gender sensitive and participatory approaches to mitigate the impact of HIV/AIDS on agriculture, food security and rural poverty. 3. Devise ways of incorporating an HIV/AIDS dimension into on-going initiatives related to agriculture, food security and sustainable livelihoods at national and district levels. 4. Identify interventions to reduce vulnerability and improve rural livelihoods with special attention to the emerging needs of groups such as the ultra-poor and the AIDS orphans, rendered especially vulnerable by the epidemic. The intention was to discuss these issues and `reach a consensus on practical steps and concrete actions to be taken’.
  • 25. FINAL. 29th December 2001 25 The Programme The first day was spent in plenary with presentations and discussion in the following sessions:  Impact of HIV/AIDS on food security and Rural poverty: an Overview  Implications of HIV/AIDS for the development of strategies and programmes  Sharing country experiences and perspectives (presentations from some of the country representatives present) On the second day we began with presentations  Mitigation strategies for the Agricultural Sector: a global perspective  Agricultural Research Initiatives This was followed by working groups on `Ultra Poor and Vulnerable Groups’, Food and Livelihood Security through Skills and Capital’ `Food and Livelihood Security through Agriculture’, `Nutrition’, `Conflict and Post-Conflict Programmes’, `Capacity-building/decentralisation’. The intention was for the working groups to suggest `what should be done, how it should be done and when and who should do it’ for each topic. The working group recommendations fed into the discussion on the final day. The day ended with two more presentations:  Vision for the development of the National Strategic Plan in Cambodia  The World Bank’s Multi-Country Programme: mobilising resources On the final day the programme was modified from what had been planned, with the morning given over to listening to `southern voices’ since it was felt that delegates from Africa, in particular, had not been given enough time to share their ideas and views. In the afternoon we discussed the way forward with Marcela Villarreal of FAO presenting a summary of the issues we had discussed during the three days in order to agree a strategy. A presentation was also made on `information networks’, which gave helpful ideas of how delegates might stay in touch and share ideas (using a model that had proved successful following another international meeting). The `process framework’ that was discussed appears below:
  • 26. FINAL. 29th December 2001 Priority issues agreed at the final session of `Mitigating the Impact of HIV/AIDS on Food Security and Rural Poverty’ Technical Meeting FAO, Rome 5-7 December 2001 26 Issue Strategy Knowledge systems are undermined Extension services:  Strengthen and adapt to new situation caused by AIDS  Technology transfer Sore knowledge at community level:  Plant diversity  Farming systems  Soil fertility South-South cooperation and networking Labour becomes scarce Labour saving technology both at farm and domestic level. Low input technologies Post-harvest loss cut Tap into stock of existing knowledge Promote relevant research (for example into low input varieties) Kitchen gardens Food insecurity Strategies to secure food availability Increase access though income increase Rights Gender and age issues Improve nutrition and nutrition information Food security is one form of prevention Unequal access to land exacerbated Gender equality and age  Consideration in inheritance and access rights  Advocacy Land reform  Advocacy and sensitisation Policy analysis Kitchen gardens Impact varies with context Cultural context Specificity in all interventions Mapping the stage of the epidemic (to work out which interventions, and where) Poverty increases mobility and vulnerability Address mobility issues explicitly in policies Capacities of rural institutions weakened Strengthen capacities Investment in agriculture and rural areas low Advocate for increased investment Develop innovative investments for AIDS affected areas Low understanding of the agricultural sector’s role in mitigating HIV/AIDS National/district level activities Awareness raising Strategy development Vulnerability among the poorest increased Innovative credit schemes, including insurance against default Much has been done but it is not well known Improving information sharing between regional ministries Networking Not enough knowledge of impact Monitoring and evaluation
  • 27. FINAL. 29th December 2001 27 interventions Multisectoral interventions needed Improve synergies with health and other sectors During discussion the following areas were agreed as `need to be added’: 1. Include PLWHA and partners. Change agents 2. Food security as a form of care and support a. Role of food aid in complex emergencies 3. Links to on-going orphans projects 4. Investments often cut out ordinary people, flag that investment needs to be participatory 5. Commercial sector role 6. Water as a separate item: key importance of access to clean water 7. Mainstreaming HIV/AIDS issues 8. Nutrition highlighted 9. HIV/AIDS training for agricultural staff at all levels – for their own sakes 10. Rural radio 11. Cultural considerations: acceptable food stuffs etc. 12. Work place issues in agricultural ministries Next steps  The Technical meeting secretariat will prepare and share the proceedings of the meeting.  A smaller meeting will be held to agree who is doing what from the table of `issues’.  An email `sharing group’ will be established to carry on the discussion as broadly as possible among those who attended the meeting What I did and shall do  I produced a short note on `gender issues raised at the meeting’, which I had been requested to `watch for’ by Marcela Villarreal. This is Annex 1.  I commented on a `Collaborative framework for the development of mitigation responses to HIV/AIDS in the area of food security: an FAO/IFAD/WFP working document’ produced by Daphne Topouzis. The original version appears in Annex 2.  I shall produce a short paper constructed around the livelihoods framework describing different scenarios for people’s lives with the HIV/AIDS epidemic.
  • 28. FINAL. 29th December 2001 28 December 2001
  • 29. FINAL. 29th December 2001 29 Appendix E: webliography of recent research and findings relevant to sustainable livelihoods & HIV/AIDS Despite some path breaking work in the early 1990s (Barnett and Blaikie) - and initiatives from the FAO, UNDP and the EU that have sought to look at the impact of HIV on various aspects of development - most research has been small-scale and focused on the impact on rural communities. Additionally much published work and on-going research focuses on the health issues rather than thinking about the broader livelihoods focus: Policies and priorities in all aspects of livelihoods need to factor in the impact of HIV/AIDS, and support strategies for coping with the epidemic. HIV/AIDS is also frequently perceived as an ‘African’ problem. We have included some references that illustrate the impact of HIV more globally, and illustrate approaches that are relevant to the wider HIV epidemic. It is impossible – given the huge amount of available material and the high rate of web publishing – to be exhaustive, so we have focused on key and relevant, recent material. Some Key HIV Themes, and key information sources Age -related Rural population ageing in poorer countries: possible implications for rural development (includes comment on impact of HIV/AIDS on labour supply and effects on the aged): 2001; FAO http://www.fao.org./sd/wpdirect/pe0501a_en.htm AIDS and older people www.unaids.org/bestpractice/digest/files/older.html Youth/Children Rural children living in Farm Systems Affected by HIV/AIDS: some issues for the rights of the child on the basis of FAO studies in Africa: 1998; du Guerny FAO http://www.fao.org./sd/wpdirect/wpan0026.htm In Focus: Focus on Young Adults January 2001 www.pathfind.org/IN%20FOCUS/jan_2001.htm (10 pages) This article examines the potential of efforts to improve the economic circumstances of youth through a groups of activities known as the `youth livelihoods approach’ to help stem the spread of HIV/AIDs. The youth livelihoods approach comprises a broad and interrelated set of programmes and policies that include: Giving youth salaried jobs and other opportunities to earn an income Providing credit, savings and other financial services and related training in job and business skills Developing institutions, alliances and networks for oyuth to advance their economic interests; and
  • 30. FINAL. 29th December 2001 30 Promoting policy and social changes that improve young people’s livelihood prospects. The United Nation’s Children’s Fund (UNICEF) tracks global issues facing children, including the effects of AIDS on young children http://www.unicef.org/ Community-based response Many case studies will be found on NGO/GO websites, such as OXFAM, Save the Children Fund, CARE and ActionAid, as well as among the `best practice’ cases given on the UNAIDS website and the various email listings of HIV/AIDS information. Nurturing a community-based response: 1999; ActionAid Mae Chan Workshop on Integrated Community mobilisation towards effective multisectoral HIV/AIDS prevention and care: 2001; UNDP South East Asia HIV & Development Project http://www.hiv-development.org/publications/Mae- Chan-Workshop.asp Communication/ Information Technology Forthcoming JSIUK/DFID Sexual & Reproductive Health Resource Centre Guidance Note email:info@jsiuk.com FAO Communication for development initiative – many resources and materials at www.fao.org/sd New Challenges and Opportunities? Communication for HIV and Development Jacques du Guerny, Lee-Nah Hsu -UNDP South-East Asia HIV and Development Project, February 2001 Gender Forthcoming DFID Social Development Department/JSIUK/DFID Sexual & Reproductive Health Resource Centre Guidance Note: email:info@jsiuk.com Gender, HIV & Human Rights – A Training Manual: Bala Nath 2000; UNFPA/UNIFEM/UNAIDS Gender Issues & women at work- a comprehensive guide to new and recent books, research and resources: 2001 ILO www.ilo.org/publns Population & Gender in rural societies from the perspective of FAO’s Population Programme: 2000; FAO http://www.fao.org./sd/wpdirect/wpre0128.htm The gender paradigm shift: 2000; EU HIV/AIDS Programme in Developing Countries, http://europe.eu.int/comm/development/aids/html/n10601.htm
  • 31. FINAL. 29th December 2001 31 Human Rights Opinion: HIV/AIDS rights are human rights: Koch 2000: EU HIV/AIDS Programme in Developing Countries, http://europe.eu.int/comm/development/aids/html/n10603.htm Labour /Employment HIV/AIDS: A threat to decent work, productivity and development: 2000; International Labour Office, Geneva http:// www.ilo.org/ HIV/AIDS and employment: N’Daba & Hodges 1998; ILO The Business Response to HIV/AIDS: Innovation & Partnership: 1997; UNAIDS Best Practice Collection http://www.unaids.org/ AIDS devastating rural labour force in Africa: 2001 AEGIS http://www.hivnet.ch:8000/africa/af-aids/viewR?1027 `Impact of HIV/AIDS on the African Labour Force’ ILO East African Multidisciplinary Advisory Team African Employment Report 1995 www.ilo.org/public/english/region/afpro/addisabba/papers/1997/aer/ch3.htm This report reviews the ramifications of HIV/AIDS for the workforce in the formal and informal sectors of urban economies as well as rural locations. Includes sections on `women’s economic vulnerability’ and `HIV/AIDS and labour migration’. The report comments on complexity of many people’s livelihoods, split between rural and urban settings as well as informal and formal employment. This site contains information regarding the International Labour Organisation (ILO) discussion of HIV/AIDS and the world of work http://www.ilo.org/public/english/protection/trav/aids/index.htm The International AIDS Economic Network (IAEN) provides data, tools and analysis on the economics of HIV/AIDS prevention and treatment in developing countries, for compassionate, cost-effective responses to the global epidemic http://www.iaen.org/ The Policy Project has prepared a set of studies on the economic impact of AIDS in 23 African countries as well as an overview paper for Africa. You can download any of these studies by clicking on the appropriate name in http://www.tfgi.com Migration The International Organisation for Migration has been established since 1951 and is the leading international migration organisation. http://www.iom.int
  • 32. FINAL. 29th December 2001 32 Navigate through 'service areas', then 'migration health', then 'key documents' (http://www.iom.int/sa/entry.htm). This includes a brochure prepared for the UN general assembly on AIDS, sketches IOM's current involvement in HIV/AIDS activities. IOM has also been very closely involved in the production of two key relevant documents, the technical update 'Population Mobility and AIDS' (2001) and a paper entitled 'Migrants’ right to Health'. Another good UNAIDS reference is 'Migrant Populations and HIV/AIDS'. All of these are available from the UNAIDS net site. MIGRATION, a website supported by The Fondation du Present includes information from people working on migration related issues, including HIV/AIDS. www.hivnet.ch:8000/topics/migration Population Movement in Asia www.unaids.org/bestpractice/digest/files/populationmvmt.html. Eleven UNAIDS papers which focus on HIV vulnerability in mobile populations. They provide experiences and knowledge gained during the conduct of HIV action programmes in selected countries of the Asia region. HIV prevention for mobile and displaced populations in Africa, Anthony Bennett www.aidsnet.ch (www.unaids.org/bestpractice/digest/files/mobile.html) AIDS & Mobility – Literature and Materials: 2000; European Commission (DGV)/ The Netherland AIDS Fund UNDP-SEAHIV – The UNDP South East Asia HIV & Development Project focuses on the interrelations between mobility and HIV vulnerability http://www.hiv-development.org Repatriation of orphans & vulnerable children to rural areas: AF-AIDS Discussion Thread http://www.hivnet.ch:8000/africa/af-aids/viewR?1036 `Panel on Poverty, Livelihoods, Migration and HIV/AIDS at the 5th ICAAP, Kuala Lumpur, October 1999. www.aidsouthasia.undp.org.in/publicatn/symposium/Symp_detail.htm. Includes discussion on the consequences of trafficking in the South Asia region as well as general commentary on the mobile population in the region: migrant workers from Bangladesh, India, Pakistan, Nepal and Sri Lanka, refugees from Afghanistan, and large mobile armies and para-militaries. `Mobility and migration are not in themselves risk factors for HIV, but can create conditions in which people are more vulnerable. Separation from spouse, family, socio-cultural norms, together with isolation and loneliness, and a sense of anonymity, can lead to situations which make migrants and mobile workers more susceptible to exposure to HIV’ .
  • 33. FINAL. 29th December 2001 ‘Foreign Labour Migration & the remittance economy of Nepal (1999) Seddon, Adhikari & Gurung, ODG http://www.uea.ac.uk/ 33 Migration of orphans & vulnerable children – This article stresses that most available evidence regarding this theme is only anecdotal http://www.hivnet.ch:8000/africa/af-aids/viewR?1034 Monitoring & Evaluation National AIDS Programmes – A Guide to monitoring & evaluation: 2000; UNAIDS Nutrition HIV/AIDS and nutrition: helping families and communities cope www.fao.org/docrep/x4390t/x4390t04.htm ACC/SCN 28th Session: Symposium on Nutrition and HIV/AIDS www.acc.unsystem.org/scn/Publications/AnnualMeeting/SCN28/28th_session_ report.htm Food and Nutrition Technical Assistance (FANTA), (2001). HIV/AIDS: A guide for nutrition, care and support www.fantaproject.org People Living with HIV/AIDS (PLWHA) Care and Support for PLWHA in Resource-poor settings: Gilks et al 1998; DFID UNAIDS Research into the participation of People Living with HIV/AIDS (PLHA) in community-based organisations extracted from Research Summary August 1999 – Positive, Engaged, Involved: PLHA Participation in Community-based organisations, Population Council/Horizons Communications Division. www.unaids.org/bestpractice/digest/files/plah.html, mentions the value of involvement in CBOs for PLHA sense of well-being because of better integration into community. Poverty Elimination ‘HIV/AIDS Implications for Poverty Reduction, UNDP Policy Paper 2001 What Good Can Debt Relief and PRSP DO? The Case of Zambia. Bread for the World April 2001 www.bread.org/whoweare/bfwi/debtanddevelopment/dossier5.html includes a section on `The Social Impact of Adjustment and HIV/AIDS’. ‘Africa: HIV/AIDS and Failed Development’ APIC Document www.africapolicy.org/docs00/rau0010.htm this is an analysis of the two way connection between HIV/AIDS and `failed development’, taken from a longer
  • 34. FINAL. 29th December 2001 paper by Joe Collins and Bill Rau (www.unrisd.org). This paper highlights the importance of understanding and designing prevention programmes which take into account the social and economic contexts within which people live, including the movement of people between rural and urban areas. The World Development Report 2000/1, HIV/AIDS and Development: Barnett & Whiteside 2001 Journal of International Development The consequences of the evolving HIV/AIDS epidemic have not been properly considered by any agency. Existing development indicators do not pick up the impact of AIDS nor do they measure the complex adverse consequences the disease may have in the decades ahead. Incomplete and conflicting demographic and health indicators compound the problem. This epidemic is a "long wave" event and its effects will be seen in Africa and elsewhere for many decades ahead. The result is that development targets may be unattainable and the way development is carried out may need to be rethought. http://www.uea.ac.uk/dev/publink/aidabst.shtml - the world 34 AIDS in Africa: Socio-economic determinants and development impact: Barnett & Whiteside 1998. AIDS (IAS supplement) March: 5-15 An initial account of the relationship between social cohesion, income inequality and susceptibility and vulnerability to HIV/AIDS http://www.uea.ac.uk/dev/publink/aidabst.shtml#aids in The HIV/AIDS Epidemic in Ukraine: Its Potential Social and Economic Impact: Barnett, Whiteside, Kruglov, Steshenko, Khodakevich , 2000, Social Science and Medicine 51 (9): 1387-1403. ISSN 0277 9536 The research reported here was undertaken in 1997-8 and describes the potential medium to long term social and economic impact of an HIV/AIDS epidemic in Ukraine. Using the concepts of risk environment, susceptibility and vulnerability, it reports the problems which might be expected to develop in relation to care of excess orphans, the elderly, vulnerable households and regions as well as among those working in the “third sector”, a social sector upon which exponents of the importance of developing sound “civil society” in “transitional economies” place heavy emphasis. http://www.uea.ac.uk/dev/publink/aidabst.shtml - the hiv/aids epidemic in ukraine The Social and Economic Impact of HIV/AIDS in Poor Countries: a review of studies and lessons, Barnett, Whiteside & Desmond 2001 Progress in Development Studies 1 (2): 23-48 This review of the literature on the social and economic impact of HIV/AIDS falls into three parts: an account of the different theoretical approaches to studying impact; history of the study of impact over the last decade; main disciplinary approaches of existing impact studies: demographic modelling, economic modelling of macro-economic effects and of effects on the various sectors, particularly on the health sector.
  • 35. FINAL. 29th December 2001 All of these are seen to be useful but limited in enabling a full understanding of impact. The review argues that social scientists other than economists and demographers need to make their contribution to understanding of impact issues. http://www.uea.ac.uk/dev/publink/aidabst.shtml#the social and economic impact HIV/AIDS in Africa: Implications for "development" and major policy implications Barnett & Whiteside: presented at the Annual Conference of the United Kingdom Standing Committee on African Studies, 1999 This paper begins by describing the history of the HIV/AIDS epidemic in Africa together with a survey of its known epidemiology and a consideration of the problems of data construction and reliability. It argues that HIV/AIDS is a long wave event. Such events have particular implications for policy making. In particular there are issues to do with the cultural and political construction of HIV/AIDS as a problem to be addressed by policy makers in all fields. http://www.uea.ac.uk/dev/publink/aidabst.shtml#hiv/aids in 35 Religion/ culture Sermons based on Buddhist Precepts- a response to HIV/AIDS: 2001; UNDP-SEAHIV http://www.hiv-development.org/publications/Sermons.asp A cultural approach to AIDS in Africa: 2001 AFAIDS Discussion Thread http://hivnet.ch:8000/africa/af-aids/viewR?989 Resource-poor settings/ Environmental Degradation Care and Support for PLWHA in Resource-poor settings: Gilks et al 1998; DFID Links between environmental degradation and AIDS: 1999; AF-AIDS Discussion Thread http://hivnet.ch:8000/africa/af-aids/viewR?231 Health and Environmental Crisis in India, a five part series of HIVNET postings by Rajan Gupta (email:rajan@gita.lanl.gov) on: A. Intro & Health & Environmental Crisis in India: The Track Record B. Why is HIV/AIDS different? Is something really being done in SEA? C. Why is the industrialised world concerned about HIV/AIDS? D. Is the West doing enough to help the developing world? E. What is missing & suggestions on what needs to be done http://www.hivnet.ch:8000/asia/sea-aids/threadR?2345:0 `Risk’ and vulnerability The Jaipur Paradigm: a conceptual framework for understanding social susceptibility and vulnerability to HIV : Barnett, Whiteside & Decosas 2000 South African Medical Journal 90: 1098-1101
  • 36. FINAL. 29th December 2001 36 http://www.uea.ac.uk/dev/publink/aidabst.shtml#the jaipur Rural/ Urban development Follow-up to the recommendations of the International Conference on Population and Development: Health and mortality – linkages to development: Statement by FAO www.fao.org/sd/wpdirect/wpre0069.htm `Impact of HIV/AIDS on Sustainable Livelihoods’, E. Mede, was presented at UNDP’s SADC Regional Workshop on Sustainable Livelihoods (July 1998) www.undp.org/sl/Documents/Workshops/sadc/proceedings_from_sadc.htm While the text of Ms Mede’s paper is not given, the Proceedings does include some discussion of how a `sustainable livelihoods approach’ might lessen peoples vulnerability to infection. Sustainable Agricultural/Rural development & vulnerability to the AIDS Epidemic: Topouzis & de Guerny 1999; FAO/UNAIDS Best Practice Collection AIDS & Agriculture in Africa: can agricultural policy make a difference?: 2000; du Guerny, FAO http://www.fao.org./sd/wpdirect/wpan0048.htm HIV/AIDS and agriculture: an FAO perspective by Jacques du Guerny www.unaids.org/bestpratice/digest/files/fao.html Impact of HIV/AIDS on smallholder agricultural production in Gweru, Zimbabwe, summarised from a paper by N.M. Ncube in AIDS and African Smallholder Agriculture 1999 Edited by Gladys Mutangadura, Helen Jackson and Duduzile Mukurazita. www.unaids.org/bestpractice/digest/files/impactgweru.html (includes mention that the extension workers are expected to attend funerals which is disruptive for their work… and they lose the salary for those days, which is approximately 10% of the monthly salary) HIV/AIDS in Namibia: The impact on the livestock sector: 2000; FAO http://www.fao.org./sd/wpdirect/wpan0046.htm HIV/AIDS & Rural Development: What can we do?: SNRD Workshop, April 2001, Harare, Zimbabwe; GTZ HIV/AIDS and the commercial agricultural sector of Kenya: Impact, vulnerability, susceptibility and coping strategies: Rugalema 1999; FAO http://www.fao.org/sd/exdirect/exre0026.htm HIV/AIDS and agriculture: an FAO perspective: 2000, FAO http://fao.org/sd/wpdirect/wpre0129.htm Strategic approaches to HIV prevention and AIDS mitigation in rural communities and households in Sub-Saharan Africa: Michiels 2001 FAO. This
  • 37. FINAL. 29th December 2001 is a draft paper for discussion that aims to provide a framework of action for FAO’s engagement in HIV/AIDS prevention & mitigation in Sub-Saharan Africa, that presents a list of potential activities . http://www.fao.org/sd/2001/kn0402_en.htm `The Implications of HIV/AIDS for Rural Development Policy and Programming: Focus on Sub-Saharan Africa’ by Daphne Topouzis (July 1998) www.fao.org/waicent/faoinfo/sustdev/Wpdirect/Wpre0074.htm This paper examines the implications of the HIV epidemic for rural development policies and programmes in Sub-Saharan Africa. HIV/AIDS and the African Agrarian Crisis; Which Way Forward? - a paper by Tony Barnett www.unaids.org/bestpractice/digest/files/aids1.html AIDS and African Smallholder Agriculture Summarised from the paper by T.Barnett in AIDS and African Smallholder Agriculture 1999. Edited by Gladys Mutangadura, Helen Jackson, Duduzile Mukurazita. SAfAIDS. ’The critical issue for subsistence agriculture, as for other areas of the economy, is that HIV/AIDS affects primarily the age range that constitutes the main labour force, between 15 and 50’ 37 Security/ Disaster Relief HIV/AIDS and Security: Carballo et al 2001; WHO/International Centre for Migration and Health/DFID HIV Subverts National Security: Lee-Nah Hsu- UNDP South East Asia HIV and Development Project, August 2001 This paper examines both the causes and effects of the rapid spread of the HIV/AIDS epidemic in South East Asia. It also recommends possible strategies to avert the HIV threats to national security through a combined health and development approach Civil War looms unless poor countries get relief from AIDS: 2001 AF-AIDS Discussion Thread; http://www.hivnet.ch:8000/africa/af-aids/viewR?1037 ‘The HIV/AIDS Epidemic and Food Security ‘ Barnett & Rugalema, 2001 International Food Policy Research Institute http://www.uea.ac.uk/dev/publink/aidabst.shtml#aids has Stigma/ Discrimination ‘UNAIDS Compendium on Discrimination, Stigmatisation and Denial’ 2001, a set of new reports using case studies from India and Uganda to explore discrimination and stigma related to HIV/AIDS http://www.unaids.org/ Transport sector
  • 38. FINAL. 29th December 2001 Since 1998 UNDP-SEAHIV has been advocating the potential contributions by the transport sector to HIV vulnerability reduction in the following relevant publications: • Reduction of HIV Vulnerability within the Land Transport Sector: Towards a Public Policy Framework for Addressing HIV/AIDS in the Transport Sector, May 2000. • Land Transport & HIV Vulnerability: A Development Challenge, April 2001. • HIV Policy Formulation and Strategic Planning for the Transport Sector in Vientiane, Lao People’s Democratic Republic, August 2001 http://www.hiv-development. 38 org/