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THE ROLE OF MINDFULNESS AND PSYCHOLOGICAL 
CAPITAL ON THE WELL-BEING OF ORGANIZATIONAL 
LEADERS 
DR MAREE ROCHE 
Organizational Psychology 
School of Psychology 
University of Waikato 
Private Bag 
Hamilton 
& 
Professor Jarrod M. Haar 
School of Management 
College of Business 
Massey University (Albany) 
New Zealand 
& 
Professor Fred Luthans 
Department of Management 
University of Nebraska 
Lincoln, NE 68588-0491 
see Roche et al (2014) Journal of Occupational and Health Psychology. DOI: 10.103/a0037183
A typical leadership day… 
the depleted leader… 
e.g. Bryne et al (2014). The depleted leader. Leadership Quarterly
...the flow on…
To keep the lamp burning brightly you must keep putting oil in it … 
Mother Theresa
What is mindfulness..?
Mindfulness literature 
• Western conceptualizations – generally: 
• Open and curious attention 
• Noticing and categorizing 
• Meta cognitive 
See: Langer, E. J. (2002).Well-being: Mindfulness versus positive evaluation. In C. R. Snyder (Ed.), Handbook of positive psychology. Oxford 
University Press. 
• Eastern Mindfulness (SDT) 
• Receptive awareness of both internal and external 
phenomena 
• Present orientation 
• Non judgmental - meta awareness 
See: Brown, K.W., & Ryan, R. M. (2003). The benefits of being present: Mindfulness and its role in psychological well-being. 
Journal of Personality and Social Psychology, 84, 822– 848.
Eastern Mindfulness 
• MAAS in clinical settings:  
• Reduced depression, anxiety and ill-being 
• Enhanced life satisfaction and positive affect 
BUT…. 
• Rarely used in empirical studies in the workplace 
AND.... 
• Not used in leadership settings so far..
Aims and contributions 
1. Establish the relationship between Eastern 
mindfulness and leaders’ wellbeing. 
Four samples over differing leadership levels. 
2. Assess a wide range of dysfunctional mental 
wellbeing outcomes in leaders. 
3. Examine the mediating effects of PsyCap on 
leaders’ mindfulness and dysfunctional wellbeing 
across all samples.
Hypothesis 
• Leaders who report 
high levels of 
mindfulness will have 
reduced mental health 
issues (i.e. anxiety, 
depression) 
The general and 
direct hypothesis
Psychological 
Capital 
Luthans, et al. 
2007 
1. Hope 
2. Efficacy 
3. Resilience 
4. Optimism 
PsyCap
The mediation hypothesis 
(PsyCap) 
Mindfulness 
• Stems from PP aimed at 
enhancing positive human 
experiences. 
• In clinical settings a negative 
relationship with stress and 
depression has been found 
• Eastern mindfulness like 
pushing ‘pause’ allowing for 
cognitive space (Lerory, 
2014; Allen, 2013) 
Psychological 
Capital 
• Stems from PP aimed at 
enhancing positive 
workplace experiences. 
• Over two meta analysis 
has confirmed the benefits 
for employees and 
organisations of PsyCap. 
• Negative relationship with 
stress and anxiety
Hypotheses - mediation 
• PsyCap will mediate the 
relationship between 
leaders mindfulness and 
negative mental health 
outcomes 
General 
Hypothesis: 2
Sample & Methods 
• N=205 
• Outcomes tested: anxiety and depression 
CEOs 
• N=184 
• Outcomes tested: anxiety, depression and negative affect 
Senior 
Managers 
• N=202 
• Outcomes tested: anxiety, depression and negative affect 
Junior 
Managers 
• N=107 
• Outcomes tested: emotional exhaustion and cynicism 
Entrepreneurs
CEOs 
Hierarchical Regression Analysis for Mental Well-Being Outcomes (Top Managers) 
Senior Managers/CEOs 
Variables Anxiety Depression 
Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 
Controls 
Age -.31*** -.28*** -.29*** -.18* -.15* -.16* 
Education .10 .07 .08 .06 .01 .03 
Private Sector .07 .08 .10 -.13 -.11 -.10 
Firm Size -.08 -.09 -.10 -.04 -.05 -.07 
Predictor 
Mindfulness -.25*** -.13* -.35*** -.20** 
Mediator 
Psychological Capital -.27*** -.35*** 
R2 change .11*** .06*** .06*** .05* .12*** .10*** 
Total R2 .11 .18 .23 .05 .17 .27 
Total Adjusted R2 .09 .15 .21 .03 .15 .25 
F Statistic 5.803*** 7.634*** 9.112*** 2.549* 7.539*** 11.259*** 
† p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
Middle Managers 
Hierarchical Regression Analysis for Mental Well-Being Outcomes (Middle Managers) 
Middle Managers 
Variables Anxiety Depression Negative Affect 
Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 
Controls 
Age -.22* -.08 -.08 -.14 -.02 -.01 -.28** -.11 -.11 
Education .09 .08 .09 .03 .03 .03 .07 .06 .07 
Private Sector .12 .05 .08 .09 .04 .08 -.01 -.09 -.06 
Firm Size .05 .03 .03 .04 .02 .02 .05 .03 .03 
Predictor 
Mindfulness -.31*** -.26** -.28** -.19* -.37*** -.31** 
Mediator 
Psychological Capital -.18* -.31*** -.21** 
R2 change .08* .07** .03* .03 .06** .09*** .09* .10*** .04* 
Total R2 .08 .15 .18 .03 .09 .18 .09 .19 .23 
Total Adjusted R2 .05 .12 .14 .00 .06 .14 .06 .16 .19 
F Statistic 2.616* 4.421** 4.507*** 1.076 2.566* 4.556*** 2.908* 5.716*** 6.068*** 
† p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
Junior Managers 
Hierarchical Regression Analysis for Mental Well-Being Outcomes (Junior Managers) 
Junior Managers 
Variables Anxiety Depression Negative Affect 
Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 
Controls 
Age -.06 .05 .06 -.21* -.09 -.07 -.09 .03 .04 
Education .03 .04 .02 .08 .10 .06 .09 .10 .08 
Private Sector .04 .04 .06 -.11 -.10 -.08 .02 .03 .06 
Firm Size .10 .06 .06 .06 -.01 .01 .21* .14† .15† 
Predictor 
Mindfulness -.28** -.19* -.36*** -.23** -.39*** -.30*** 
Mediator 
Psychological Capital -.25** -.37*** -.26*** 
R2 change .01 .07** .05** .07* .11*** .12*** .06† .13*** .06** 
Total R2 .01 .08 .13 .07 .17 .29 .06 .18 .24 
Total Adjusted R2 .00 .05 .09 .04 .15 .26 .03 .15 .21 
F Statistic .497 2.403* 3.484** 2.620* 5.972*** 9.709*** 2.078† 6.255*** 7.360*** 
† p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
Entrepreneurs 
Hierarchical Regression Analysis for Mental Well-Being Outcomes (Entrepreneurs) 
Entrepreneurs 
Variables Emotional Exhaustion Cynicism 
Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 
Controls 
Age -.27* -.17 -.11 -.15 -.09 .08 
Education .05 .13 .15 .03 .08 .15 
Private Sector -.03 .15 .15 -.05 .09 .08 
Firm Size -.03 .02 .03 -.04 .02 .06 
Predictor 
Mindfulness -.58*** -.52*** -.40** -.25* 
Mediator 
Psychological Capital -.19† -.49*** 
R2 change .08 .28*** .03 .03 .11** .18** 
Total R2 .08 .36 .39 .03 .16 .34 
Total Adjusted R2 .02 .31 .32 .01 .08 .26 
F Statistic 1.244 6.352*** 5.797*** .421 2.522* 4.411** 
† p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
Findings 
o Mindfulness buffered ill being in all four samples  
o Psychological capital also buffered ill being in all samples  
o BUT…The benefits of Mindfulness were found to be over and 
above that of PsyCap  
o THUS…. over four different samples, Mindfulness (and 
PsyCap) was found to be significant in buffering ill being in 
New Zealand leaders…
Limitations and future directions 
Limitations 
• Cross-sectional data 
• Long-term effects 
• Single occupation/country sample 
Future directions 
• Interventions 
• Daily diary and longitudinal research
Questions and 
comments…

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Mindfulness, psychological capital and the wellbeing of organizational leaders

  • 1. THE ROLE OF MINDFULNESS AND PSYCHOLOGICAL CAPITAL ON THE WELL-BEING OF ORGANIZATIONAL LEADERS DR MAREE ROCHE Organizational Psychology School of Psychology University of Waikato Private Bag Hamilton & Professor Jarrod M. Haar School of Management College of Business Massey University (Albany) New Zealand & Professor Fred Luthans Department of Management University of Nebraska Lincoln, NE 68588-0491 see Roche et al (2014) Journal of Occupational and Health Psychology. DOI: 10.103/a0037183
  • 2. A typical leadership day… the depleted leader… e.g. Bryne et al (2014). The depleted leader. Leadership Quarterly
  • 4. To keep the lamp burning brightly you must keep putting oil in it … Mother Theresa
  • 6. Mindfulness literature • Western conceptualizations – generally: • Open and curious attention • Noticing and categorizing • Meta cognitive See: Langer, E. J. (2002).Well-being: Mindfulness versus positive evaluation. In C. R. Snyder (Ed.), Handbook of positive psychology. Oxford University Press. • Eastern Mindfulness (SDT) • Receptive awareness of both internal and external phenomena • Present orientation • Non judgmental - meta awareness See: Brown, K.W., & Ryan, R. M. (2003). The benefits of being present: Mindfulness and its role in psychological well-being. Journal of Personality and Social Psychology, 84, 822– 848.
  • 7. Eastern Mindfulness • MAAS in clinical settings:  • Reduced depression, anxiety and ill-being • Enhanced life satisfaction and positive affect BUT…. • Rarely used in empirical studies in the workplace AND.... • Not used in leadership settings so far..
  • 8. Aims and contributions 1. Establish the relationship between Eastern mindfulness and leaders’ wellbeing. Four samples over differing leadership levels. 2. Assess a wide range of dysfunctional mental wellbeing outcomes in leaders. 3. Examine the mediating effects of PsyCap on leaders’ mindfulness and dysfunctional wellbeing across all samples.
  • 9. Hypothesis • Leaders who report high levels of mindfulness will have reduced mental health issues (i.e. anxiety, depression) The general and direct hypothesis
  • 10. Psychological Capital Luthans, et al. 2007 1. Hope 2. Efficacy 3. Resilience 4. Optimism PsyCap
  • 11. The mediation hypothesis (PsyCap) Mindfulness • Stems from PP aimed at enhancing positive human experiences. • In clinical settings a negative relationship with stress and depression has been found • Eastern mindfulness like pushing ‘pause’ allowing for cognitive space (Lerory, 2014; Allen, 2013) Psychological Capital • Stems from PP aimed at enhancing positive workplace experiences. • Over two meta analysis has confirmed the benefits for employees and organisations of PsyCap. • Negative relationship with stress and anxiety
  • 12. Hypotheses - mediation • PsyCap will mediate the relationship between leaders mindfulness and negative mental health outcomes General Hypothesis: 2
  • 13.
  • 14. Sample & Methods • N=205 • Outcomes tested: anxiety and depression CEOs • N=184 • Outcomes tested: anxiety, depression and negative affect Senior Managers • N=202 • Outcomes tested: anxiety, depression and negative affect Junior Managers • N=107 • Outcomes tested: emotional exhaustion and cynicism Entrepreneurs
  • 15. CEOs Hierarchical Regression Analysis for Mental Well-Being Outcomes (Top Managers) Senior Managers/CEOs Variables Anxiety Depression Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Controls Age -.31*** -.28*** -.29*** -.18* -.15* -.16* Education .10 .07 .08 .06 .01 .03 Private Sector .07 .08 .10 -.13 -.11 -.10 Firm Size -.08 -.09 -.10 -.04 -.05 -.07 Predictor Mindfulness -.25*** -.13* -.35*** -.20** Mediator Psychological Capital -.27*** -.35*** R2 change .11*** .06*** .06*** .05* .12*** .10*** Total R2 .11 .18 .23 .05 .17 .27 Total Adjusted R2 .09 .15 .21 .03 .15 .25 F Statistic 5.803*** 7.634*** 9.112*** 2.549* 7.539*** 11.259*** † p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
  • 16. Middle Managers Hierarchical Regression Analysis for Mental Well-Being Outcomes (Middle Managers) Middle Managers Variables Anxiety Depression Negative Affect Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Controls Age -.22* -.08 -.08 -.14 -.02 -.01 -.28** -.11 -.11 Education .09 .08 .09 .03 .03 .03 .07 .06 .07 Private Sector .12 .05 .08 .09 .04 .08 -.01 -.09 -.06 Firm Size .05 .03 .03 .04 .02 .02 .05 .03 .03 Predictor Mindfulness -.31*** -.26** -.28** -.19* -.37*** -.31** Mediator Psychological Capital -.18* -.31*** -.21** R2 change .08* .07** .03* .03 .06** .09*** .09* .10*** .04* Total R2 .08 .15 .18 .03 .09 .18 .09 .19 .23 Total Adjusted R2 .05 .12 .14 .00 .06 .14 .06 .16 .19 F Statistic 2.616* 4.421** 4.507*** 1.076 2.566* 4.556*** 2.908* 5.716*** 6.068*** † p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
  • 17. Junior Managers Hierarchical Regression Analysis for Mental Well-Being Outcomes (Junior Managers) Junior Managers Variables Anxiety Depression Negative Affect Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Controls Age -.06 .05 .06 -.21* -.09 -.07 -.09 .03 .04 Education .03 .04 .02 .08 .10 .06 .09 .10 .08 Private Sector .04 .04 .06 -.11 -.10 -.08 .02 .03 .06 Firm Size .10 .06 .06 .06 -.01 .01 .21* .14† .15† Predictor Mindfulness -.28** -.19* -.36*** -.23** -.39*** -.30*** Mediator Psychological Capital -.25** -.37*** -.26*** R2 change .01 .07** .05** .07* .11*** .12*** .06† .13*** .06** Total R2 .01 .08 .13 .07 .17 .29 .06 .18 .24 Total Adjusted R2 .00 .05 .09 .04 .15 .26 .03 .15 .21 F Statistic .497 2.403* 3.484** 2.620* 5.972*** 9.709*** 2.078† 6.255*** 7.360*** † p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
  • 18. Entrepreneurs Hierarchical Regression Analysis for Mental Well-Being Outcomes (Entrepreneurs) Entrepreneurs Variables Emotional Exhaustion Cynicism Model 1 Model 2 Model 3 Model 1 Model 2 Model 3 Controls Age -.27* -.17 -.11 -.15 -.09 .08 Education .05 .13 .15 .03 .08 .15 Private Sector -.03 .15 .15 -.05 .09 .08 Firm Size -.03 .02 .03 -.04 .02 .06 Predictor Mindfulness -.58*** -.52*** -.40** -.25* Mediator Psychological Capital -.19† -.49*** R2 change .08 .28*** .03 .03 .11** .18** Total R2 .08 .36 .39 .03 .16 .34 Total Adjusted R2 .02 .31 .32 .01 .08 .26 F Statistic 1.244 6.352*** 5.797*** .421 2.522* 4.411** † p< .1, * p< .05, ** p< .01, *** p< .001, Standardized regression coefficients. All significance tests were single-tailed.
  • 19. Findings o Mindfulness buffered ill being in all four samples  o Psychological capital also buffered ill being in all samples  o BUT…The benefits of Mindfulness were found to be over and above that of PsyCap  o THUS…. over four different samples, Mindfulness (and PsyCap) was found to be significant in buffering ill being in New Zealand leaders…
  • 20. Limitations and future directions Limitations • Cross-sectional data • Long-term effects • Single occupation/country sample Future directions • Interventions • Daily diary and longitudinal research

Editor's Notes

  1. Although receiving recent attention, the construct of mindfulness goes back to ancient Eastern philosophy (Brown & Ryan, 2003; Brown, Ryan & Creswell, 2007). A mindful person has heightened awareness of the present reality and gives attention to living the moment. The recent surge of clinical research attests to its beneficial psychological properties, specifically providing evidence of its positive relationship with one’s wellbeing (e.g., Brown & Ryan, 2003; Weinstein, Brown & Ryan, 2009; Weinstein & Ryan, 2011) and stress reduction (e.g. Shapiro, Astin, Bishop & Cordova, 2005). However, despite the current popularity in the clinical and self-help literature, mindfulness has only recently found its way into the management and organizational behavior field (e.g., Avey, Wernsing & Luthans, 2008; Dane, 2011; Glomb, Duffy, Bono & Yang, 2011). Specifically, mindfulness has been offered as a potential valuable wellbeing resource for employees (Weinstein & Ryan, 2011), but has not yet been tested as an antecedent of combating dysfunctional outcomes that detract from the mental wellbeing of organizational leaders.
  2. Eastern Not judgmental – just is what it is. Not better, or worse than, not curious. Just acceptance and non judgmental orientation to the present moment. Thus, when faced with stresses and challenges these leaders, ideally should be able to respond, but not responding Cf langer:The Langer Mindfulness Scale The Langer Mindfulness Scale is a 21-item questionnaire intended for use as a training, self-discovery, and research instrument. It assesses four domains associated with mindful thinking: novelty-seeking, engagement, novelty producing, and flexibility. An individual who seeks novelty perceives each situation as an opportunity to learn something new. An individual who scores high in engagement is likely to notice more details about his or her specific relationship with the environment. A novelty producing person generates new information in order to learn more about the current situation. Flexible people welcome a changing environment rather than resist it.