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Part 5
© Image Source/Corbis
Global Racial and Ethnic
Relations: A Comparison
Chapter 12: Contrasts in Pluralism: Indigenous Groups
12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard?
12.2 Canada: Minorities’ Struggle for Political Pluralism
12.3 Australia: Overcoming a History of Extreme Pluralism
12.4 Romani: An International Minority Without a Homeland
Summing Up and Looking Ahead
Chapter 13: Different Ideas and Systems of Race and Ethnicity
13.1 India’s Caste System: The Rigid Inheritance of Social
Status
13.2 Brazil’s Racial Fluidity: Illusion of Democracy?
13.3 Mexico’s La Raza: Claiming a Mixed-Race Ideal
13.4 South Africa’s Apartheid: Extremes of Race Relations
Summing Up and Looking Ahead
Chapter 14: Violent Ethnic Conflicts
14.1 The Breakup of Yugoslavia
14.2 Myanmar and the Karen People
14.3 China and Tibet
14.4 The United Kingdom and Ireland
14.5 The Hutus and Tutsis in Rwanda
14.6 Israelis and Palestinians
Summing Up and Looking Ahead
Introduction
This last section of the book will compare racial and ethnic
relations in the United States
with racial and ethnic relations in other countries. While
certainly the lessons and con-
cepts learned in studying race and ethnicity in the United States
can be applied to other
parts of the world, racial and ethnic relations are by no means
uniform around the globe.
For example, in different countries racial and ethnic groups
coexist and experience plu-
ralism in markedly different ways. Some societies strive for
pluralistic equality, many
marginalize minority racial groups, and still others fracture into
violence and bloodshed
on the basis of racial or ethnic differences. As you read, keep in
mind that the idea of plu-
ralism ranges from peaceful coexistence to the extreme of
genocide. Earlier chapters put
forth multiculturalism and cultural pluralism as ways that U.S.
minority groups could
coexist with the dominant group and retain their ethnic
identities. In U.S. society, political
and social desires for a shared American culture have often
overpowered social groups’
retention of distinct ethnic identities, largely through the strong
influences of assimila-
tion, patriotism (particularly in times of war and other crises),
and shared work and edu-
cational norms practiced in the United States. The United States
has therefore not shown
a historical trend toward pluralism, in the sense of separate U.S.
racial and ethnic groups’
both coexisting and retaining their traditional cultures and
identities.
However, compartmentalizing racial and ethnic groups is not a
recent American goal.
Because of the history of racial segregation in the United States,
most Americans today
would likely view it as unequal or discriminatory for separate
groups to live separate
lives. For example, consider how the U.S. Supreme Court
rejected the notion of “separate
but equal” in Brown v. Board of Education (see Chapter 5).
When racial and ethnic minori-
ties seek political power in the United States, it is usually to
attain the same individual
rights and privileges that dominant group members have.
Outside the United States, on
the other hand, equality is less about individual rights and more
about the rights of entire
recognized groups. In many cases around the world, pluralism
now consists of separat-
ism and inequality. Therefore, the pluralistic ideal is often
political in nature, with distinct
racial and ethnic groups sharing power.
PART 5PART 5 Global Racial and Ethnic Relations: A
Comparison
Racial and ethnic relations take different forms throughout the
world, and people outside
the United States construct and maintain racial and ethnic
identities and categories in
ways that are very different from U.S. forms of interaction and
shared meanings. These
differences in identities and social categories flow from core
ideas of race and ethnicity
that can differ widely, not only from American ideas, but also
from country to country.
Moreover, each society has different standards for determining
whether it is living up to
its own ideal racial and ethnic relations.
Conflict will be a pervasive theme in these last chapters.
Conflict need not always be
violent: It can refer to a peaceful competition among groups,
which some might argue
characterizes U.S. racial and ethnic interaction today. In fact,
some social scientists think
that conflict shapes all ethnic and racial group relations,
whether it is as mild as a political
election or as violent as civil war. This idea is known as ethnic
conflict theory. The large
number of ethnic conflicts in the late 20th and early 21st
centuries led many writers to
focus on ethnic conflict as a major cause of both international
war and intranational dis-
putes. In 2006, economists F. Caselli and W. J. Coleman wrote
that “in many countries and
many periods a person’s ethnic identity has profound
consequences for his or her physi-
cal safety, political status, and economic prospects” (p. 3).
Caselli and Coleman went on to
say that nonviolent ethnic conflict is even more widespread than
violent conflict—taking
the form of political competition and economic exploitation.
Ethnic conflict theory has been challenged by a large body of
current research. These
researchers do not accept ethnic identity in itself as a
foundation for conflict, but view it
instead as an organizing principle for group leaders. That is,
while groups in conflict may
use their racial or ethnic identities to build group loyalty and
reject outsiders, these iden-
tities themselves are not the cause of their conflict. Political
scientist Barry Posen suggests
that ethnic group conflict does not result from differences
between ethnicities so much as
it results from competition over things that are unrelated to
ethnic identity, such as rents
or land (1993). In other words, conflict over scarce resources
comes first, and the creation
of ethnic identities follows. In this way, ethnic identities may
be constructed in the course
of a conflict over resources. This does not necessarily mean that
there was no prior preju-
dice or discrimination against minorities before the conflict.
This theory suggests only
that in conflicts between ethnic groups, the strength of different
ethnic identities increases
as conflict escalates.
The presence of conflict should become quite clear as we
examine racial and ethnic rela-
tions in various countries. The goal will not be to come to some
conclusion as to whether
racial and ethnic identities are the cause or result of ethnic
conflict, but to simply continue
thinking about what drives ethnic conflict and what can be done
to alleviate it.
Learning Objectives
After reading this chapter, you should be able to do the
following:
• Explain how Hawaii is multicultural but not pluralistic.
• Explain how Canada is both multicultural and pluralistic.
• Describe how the Australian Aborigines suffered from the
doctrine of
terra nullius.
• Describe how the Romani compare with indigenous peoples in
the
mainland United States, Hawaii, Canada, and Australia.
© Mike Powell12
Contrasts in Pluralism:
Indigenous Groups
CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or
Indigenous Graveyard?
In many countries, an ideal form of pluralism involves distinct
groups sharing political
power. Indeed, some social scientists have argued that cultural
pluralism and shallow
multiculturalism—i.e., ethnic retention in private life alone—
are not enough to consti-
tute true social recognition of diversity. Societies must also
practice political pluralism
in which minority groups share in the highest official levels of
power and decision mak-
ing. In his 1995 book Strange Multiplicity: Constitutionalism in
an Age of Diversity, political
philosopher James Tully argued that cultural recognition of
diversity is incomplete unless
all cultural groups in a society achieve political representation
and participate in govern-
ment. In many countries, political pluralism represents the
extension of political rights
to entire minority groups. This is a stark contrast to the United
States, where legislation
extends equal protection or equal admission to individuals
rather than to racial and eth-
nic groups. U.S. legislation typically specifies that no
individual shall suffer discrimination
because of race, nationality, religion, and so forth. While this
language generally protects
individuals, it does not recognize ethnic or racial groups as
units under the law.
This chapter focuses on pluralism in Hawaii, Canada, and
Australia, which provide strik-
ing contrasts to the U.S. mainland. In all of these instances,
indigenous peoples are the
most excluded, distinct, and separate groups striving for
political pluralism. These peo-
ples have long histories of living separately from their
mainstream societies, and their
ongoing struggles for equal rights are strong examples of how
the ideals of political plu-
ralism work. To gain a contrasting perspective, we will also
apply the idea of pluralism
to the globally scattered Romani ethnic group. The Romani
demonstrate that pluralism
is not always achievable: In spite of the Romani’s ethnic
retention, they have strongly
expressed a preference not to coexist culturally with societally
dominant groups. The
Romani also currently lack sufficient power and recognition for
political pluralism to be
a viable ideal for them.
12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard?
Various social scientists, writers, and tourists have extolled
Hawaii as a unique model of multiculturalism, distinct from the
other U.S. states: The staggered arrival of different racial and
ethnic groups appears to have resulted in a high
degree of racial mixture and intergroup harmony. In Mixing the
Races in Hawaii: A Study
of the Coming Neo-American Hawaiian Race, sociologist Lewis
Glick predicted in 1937 that
racial mixing in Hawaii would result in a culturally homogenous
and “biologically fused”
Hawaiian-American race (Glick, 1937, pp. iv–vi). While in
many ways Hawaii has been
able to overcome its colonial past, its aura of multiculturalism
may mask the devastation
of its indigenous people and their lack of political recognition
or participation.
Conquest and Immigration: The Formation of a Diverse
Population
As noted in Chapter 8, it is believed that the people who are
now considered native Hawai-
ians did not actually originate on those islands, but migrated
there in about 1100 BCE
from Tahiti and other parts of Polynesia. They sailed there in
large double-hulled canoes,
carrying plants, animals, and tools with them. No one knows
why the original prehistoric
Hawaiian groups emigrated, although some archaeologists
speculate that they originally
CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or
Indigenous Graveyard?
meant to travel less far, to mainland Asia. Later, a new group of
Tahitian migrants con-
quered, enslaved, and subsequently interbred with this
population, starting in about 1200
CE. The ruling class formed around a Tahitian royal line called
the Kamehameha, who
remained in power for centuries (DeepHawaii.com, 2000;
Tabrah, 1984).
In 1778, English Captain James Cook (1728–1779) and his crew
became the first Europeans
to reach the Hawaiian Islands. European and U.S. adventurers,
whalers, and traders fol-
lowed. Christian missionaries from Europe arrived throughout
the 19th century; while
they were largely unsuccessful in converting native Hawaiians,
they quickly became
large landowners. As in the Americas, the influx of European
settlers left its mark on the
native population. When Captain Cook arrived, the native
Hawaiian population equaled
about 300,000. By the mid-1800s, European contact had reduced
the population to about
71,000 through violence and disease, including influenza and
smallpox. Most people who
are now considered indigenous Hawaiians are likely to have
European ancestry as well.
The Europeans also usurped power from the islands’ royal
rulers. In 1887, a group of
Europeans and Americans forced Hawaiian King David
Kalakaua to sign a constitution
that stripped him of most of his power and denied most native
Hawaiians the right to
vote. When his successor, Queen Lili’uokalani, proposed a new
constitution in 1891 that
would undo these provisions, European and American residents
moved decisively to
protect their interests. In 1893, U.S. sailors and marines landed
on Hawaii, and the queen
eventually abdicated, bringing an end to the Kingdom of Hawaii
and eventual annexa-
tion by the United States (Tabrah, 1984).
Hawaii
Maui
Molokai
Lanai
Kahoolawe
Oahu
Kauai
Niihau
Figure 12.1: Map of Hawaii
CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or
Indigenous Graveyard?
From the mid-19th century until World War II, agriculture was
the main Hawaiian indus-
try; it drew Chinese, Japanese, Korean, and Filipino laborers to
work on the plantations
from the late 19th to the early 20th centuries. Immigrants from
Puerto Rico arrived after a
hurricane destroyed sugar cane fields on their island in 1889. As
with most industries and
businesses by 1930, agriculture was in the hands of
westerners—specifically, five major
companies: Castle & Cooke, Alexander & Baldwin, C. Brewer
& Co., American Factors
(Amfac), and Theo H. Davies & Co. Japanese Americans were
able to enter the political
realm of the Hawaiian ruling group after World War II, and
members of all the immigrant
groups in Hawaii eventually contributed to the Hawaiian racial
and ethnic mix (Winters
& Swartz, 2010).
Hawaiian Multiculturalism and the Movement
for Hawaiian Political Pluralism
In 1916, William Somerset Maugham wrote, in his novel
Honolulu, “It is the meeting of
East and West. The very new rubs shoulders with the
immeasurably old” (Winters &
Swartz, 2010, p. 3). Hawaii is undoubtedly the most
multicultural part of the United
States, not only because of its demographics (see Figure 12.2)
but also because of a long-
time public social phenomenon evident in the state: In 2010,
Hawaii had the highest state
Figure 12.2: Population of Hawaii by race
U.S. Census Bureau
Asian
39%
Native Hawaiian/
Other Pacific
Islander
10%
Black/
African American
1%
White
25%
Two or
more races
24%
Some
other race
1%
American Indian/
Alaska Native
0%
CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or
Indigenous Graveyard?
percentage of interracial marriages, at 32 percent against the
national average of 8 percent
(King, 2010). Although Native Hawaiians make up only 10
percent of the population, they
contribute much to the overall island culture. Luaus, ukulele
music, myths and supersti-
tions, indigenous phrases such as aloha, and other traditions are
considered integral to the
state’s broader Hawaiian culture. The 1978 Constitution of
Hawaii specifies two official
languages, English and Hawaiian (Hawaii Legislative Reference
Bureau, 1978). Consid-
ering the fact that Hawaii’s immigrant populations and their
descendants outnumbered
the original inhabitants and gained the balance of economic and
political power, this reten-
tion of indigenous customs is unusual.
Not only has this cultural preservation
supported tourism as Hawaii’s major
industry, but many traditional cultural
practices remain authentic despite fre-
quent commercial exploitation (Win-
ters & Swartz, 2010).
Despite its deeply rooted, widespread
indigenous culture, Hawaii appears
not to have achieved overall structural equality for its
indigenous population. This is
not surprising given Hawaii’s history of political, economic,
and social domination by
descendants of the original European colonizers and
missionaries. Many Native Hawai-
ians live on public assistance and constitute a minority within
the state’s society. In fact,
half of all Native Hawaiians have had to look for jobs outside
the state; a large concentra-
tion lives in California and Utah. Educational opportunities are
also meager, and activ-
ists are continuing efforts to secure higher education for young
Polynesians (Polynesian
Cultural Center, 2011).
During the late 20th century, political activists began to express
a perceived need for
indigenous sovereignty or some form of political pluralism
(Winters & Swartz, 2010).
Today, the Hawaiian sovereignty movement consists of
numerous organizations that
advocate for some form of independence, for reparations for the
“American overthrow
of the Hawaiian Kingdom” (Trask, 2000, p. 375), or for racial
equality. However, these
organizations often disagree among themselves about whether
reservations, traditional
lifestyle zones, or outright secession should be the goal.
In many ways, the story of indigenous Hawaiians mirrors that of
the overpowered and
displaced Native Americans on the U.S. mainland in terms of
both colonial conquest and
ongoing economic and educational disadvantages. Still,
Hawaiian society is distinct from
the mainland United States in that it has retained the cultural
influences of its indigenous
population. However, much of this cultural preservation is the
result of non-indigenous
groups acting for their own enjoyment and profit in the
Hawaiian tourist industry. Some
might therefore view this kind of preservation as cultural
appropriation rather than genu-
ine multiculturalism, a practice no different in principle than
the “shallow” multicultural-
ism in other parts of the United States. Yet, not all cultural
preservation in Hawaii is com-
mercialized: One example is the environmental effort to
preserve sacred lands and forests
from development.
Think About It
If indigenous cultural customs and beliefs per-
vade a contemporary society, what are the impli-
cations for people’s daily lives in that society?
CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for
Political Pluralism
12.2 Canada: Minorities’ Struggle for Political Pluralism
Pluralism in Canada has been called “a mosaic” or “tossed
salad” rather than a melt-ing pot because the country’s different
groups remain distinct in retaining their ethnic identities.
Canada is a dual-linguistic nation with French-speaking and
Eng-
lish-speaking populations. It also has a diverse indigenous
population and a separately
recognized population of Métis—people of mixed indigenous
and European descent. In
addition, Canada, like the United States, has received
immigrants from Europe and, since
1950, from East Asia, South Asia, Southeast Asia, and Africa.
One-third of the Canadian
population is now made up of immigrants or their recent
descendants.
Canada is thus one of the most multicultural
nations in the world, and its constitution pro-
claims a commitment to “the preservation and
enhancement of the multicultural heritage of
Canadians” (Canada, 1982). In keeping with that
mission, the Canadian government and media
support linguistic pluralism, recognizing that
residents of different areas speak a number of
distinct primary languages at home. Anglo con-
formity—forced assimilation to English culture
and values—did not occur to the same degree in
Canada as in the United States. However, Cana-
da’s French and indigenous minorities have not
completely achieved political pluralism, though
French Canadians have come closer than the in-
digenous peoples.
French Canadians and the Question
of Quebec
The history of the French and English in Canada
is intertwined from the beginning of the country’s
colonial history. French explorer Jacques Cartier
claimed the Saint Lawrence River area for France
in 1534, and English explorer Sir Humphrey Gil-
bert claimed the eastern island of Newfoundland in 1583. Both
countries explored and
settled Canada’s Atlantic coast in the centuries that followed.
They engaged in open
warfare in the mid-18th century after border and territorial
disputes became violent, and
France was eventually forced to cede most of its North
American colonies to Britain in
1763. The area the French called “New France” was renamed
the province of Quebec,
and its inhabitants became known as Quebecers. However, the
Quebecers were unable to
participate in their new government because many were Roman
Catholic and the oath of
office at that time conflicted with certain tenets of their faith.
Worries about American unrest in 1774, however, prompted the
British to attempt to
secure the allegiance of the Quebecers. The British passed
legislation to preserve French
law, property rights, and the freedom to practice Catholicism.
Still, political and cultural
© Corbis/SuperStock
Signage in Canada reflects the nation’s dual
languages: French and English.
file:///%20Greg%27s%20SG%20work%20folder/Bridgepoint%2
0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot
os('1647')
CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for
Political Pluralism
conflict between French Canadians and their English Canadian
government continued
for over 200 years. In 1841, the government sought to anglicize
Quebec by banning French
language from official use. (The government later repealed this
ban, as evidenced by
today’s linguistic pluralism in Canada.) During both World War
I and World War II, many
French Canadians opposed the draft, as their loyalties lay
mainly with Quebec rather
than with Britain or even France, which was a British ally in
both wars.
The 1960s brought a resurgence in Quebecer nationalist
ideology. With Quebec’s distinctly
French culture and language, it seemed natural to some that
Quebec would separate from
In 1763, France had to cede its North American holdings to
Britain, including a sizable portion of Canada.
One area heavily populated by the French became the province
of Quebec that we know today.
Figure 12.3: Canada, 1763
CANADA
UNITED STATES
MEXICO
Hudson
Bay
Pacific
Ocean
Atlantic
Ocean
Labrador
Sea
Quebec
New
Brunswick
Newfoundland
Baffin
Island
Ontario
Alberta Manitoba
Saskatchewan
British
Columbia
Yukon
Nothwest
Territories
Nunavut
Territories
Labrador
Hudson Strait
Banks
Island
Victoria
Island
British
holdings
French
holdings
CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for
Political Pluralism
the rest of English-speaking Canada. This independence
movement was further strength-
ened after Canada drafted a constitution in 1982 without
Quebec’s support, and the
Canadian government denied efforts in the early 1990s to
officially recognize Quebec as
a “distinct society.” It would be misleading to say that all
French Canadians have wanted
complete independence. While he was in office in the late 20th
century, Prime Minister
Pierre Trudeau, a Quebecer with an English-speaking mother,
sought to compromise by
suggesting that the national and provincial governments share
power. However, Quebec
ultimately rejected this option.
Despite these discords, the overall conflict between Quebec and
the rest of Canada has
been peaceful, perhaps because both areas share the national
interest of competing suc-
cessfully against American businesses and resisting the
encroachment of U.S. popular cul-
ture (Newman, 2003). The result has been a fairly stable de
facto corporate pluralism—a
form of political pluralism that entails the legal coexistence of
distinctly different groups
that prefer geographical, linguistic, or cultural separation
(Newman, 2003). This model
helps explain relations between French and English Canadians
because each group has
coexisted in a separate geographical area, and the French
minority has had the freedom
to preserve its culture.
First Nations Political Pluralism
The majority of indigenous people in Canada are known
collectively as “First Nations.”
This term does not include the indigenous Inuit (previously
known as Eskimos), who live
in the Arctic regions, nor does it include the Métis, who are of
mixed-race ancestry, being
descended from both European and First Nations groups.
P
o
p
u
la
ti
o
n
Year
1901 1911 1921 1931 1941 1981 19911951 1961 1971 2001
1,600,000
1,400,000
1,200,000
1,000,000
800,000
600,000
400,000
200,000
0
Figure 12.4: Canadian population reporting aboriginal ancestry,
1901–2001
Statistics Canada, Aboriginal people of Canada, Retrieved from
http://www12.statcan.ca/english/census01/products/analytic/co
mpanion/abor/canada.cfm
http://www12.statcan.ca/english/census01/products/analytic/co
mpanion/abor/canada.cfm
CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for
Political Pluralism
The First Nations population of Canada has been increasing
since the mid-20th century,
due to lower infant mortality rates after the 1960s. Between
1951 and 2001, the number
of Canadians with indigenous ancestry increased sevenfold to
1.3 million, or 4.4 percent
of the total population (Statistics Canada, 2011b). There are 630
First Nations groups, or
bands, in Canada. The relationship between European Canadians
and indigenous peoples
was never as brutal as similar relations were in the United
States. There was, for example,
no genocide or attempted genocide of the indigenous population
in Canada and no gen-
eral national policy of forced removal from their ancestral
lands, although across Canada
there were numerous local instances of brutality and forced
assimilation campaigns.
In accordance with ideals of political pluralism, Canada’s
indigenous peoples were con-
sidered founders, together with English and French, in the
British Constitution Act of
1887. However, it was not until Canada’s independence from
the United Kingdom in 1982
that the Canadian government officially recognized the rights of
First Nations peoples,
who then began to participate in national political processes.
First Nations peoples are not considered a “visible minority” by
the Canadian govern-
ment. Visible minorities include those who are covered by the
Employment Equity Act, or
“persons, other than Aboriginal peoples, who are non-Caucasian
in race or nonwhite in
colour” (Statistics Canada, 2011a, p. 1). However, their “non-
visible minority” status still
means that First Nations peoples are recognized by the
government of Canada as need-
ing or deserving protection from discrimination in employment.
The Assembly of First
Nations, an organization of First Nations leaders, has focused
on the group’s poverty,
unemployment, and health problems.
In addition to their desire for full political participation and
representation, Canadian
First Peoples generally wish to preserve their traditional
cultures (Statistics Canada, 2011a;
Assembly of First Nations, 2011). The indigenous desire to
preserve traditional culture in
specific locations is often not compatible with the economic and
technological goals of a
postindustrial Western nation. The biggest differences within
the Canadian population
are therefore between First Nations, Inuit, and Métis on the one
hand and Canadians
with European ancestry and visible minorities who desire at
least secondary or structural
assimilation (acceptance in and access to work, education, and
public life) on the other.
However, despite these differences, it is not clear whether
becoming a sovereign nation
is the best solution for Canada’s First Peoples. Some bands, as
well as outside observ-
ers, believe that self-determination for indigenous groups might
be possible in a form of
“stateless nationhood” (Boldt & Long, 1984).
The most striking differences between the United States and
Canada in majority-minority
relations are indigenous groups’ goals for political pluralism in
Canada and long-existing,
land-based corporate pluralism. In part, this situation is the
result of the history of English
and French Canadians’ relations, with the French Canadians
mainly occupying a different
territory than the English Canadians occupy. Also, Canadian
First Nations peoples were
not removed from their lands on the scale of U.S. indigenous
removals to reservations
so U.S. Native Americans are territorially scattered by
comparison. The general idea of
political pluralism seems to presuppose different geographical
bases for different groups.
CHAPTER 12 Section 12.3 Australia: Overcoming a History of
Extreme Pluralism
12.3 Australia: Overcoming a History of Extreme Pluralism
Unlike Canada, Australia was colonized only by the English. As
a result, in the formation of its dominant national culture,
Australia followed the U.S. pattern of European assimilation
into a well-formed British establishment when other Euro-
pean immigrants began to arrive. Today, Australia boasts a
diverse society that in recent
decades has experienced an influx of immigrants from all over
the world—particularly
the Asian Pacific, Africa, and the Middle East. In 2011, one-
quarter of Australia’s popula-
tion of 21 million was foreign born (Australian Government,
2011).
Australia’s multicultural immigrant present does not resemble
its colonial past. The Aus-
tralian government’s treatment of the country’s indigenous
populations is described by
Aboriginal groups and others as extinction—an approach even
more brutal than U.S. pol-
icy toward Native Americans (Share our Pride, 2012).
Extinction is an extreme of plural-
ism that is more severe than genocide because its perpetrators
see and treat their victims
as animals that needed to be exterminated. Although Australian
Aborigines now partici-
pate in the country’s multicultural society, they remain a
disadvantaged minority.
A Conquered People:
Encounters with the English
Australian Aborigines are believed to have
arrived from Indonesian islands between 40,000
and 120,000 years ago (University of Wollongong,
2004). Before landing on Hawaii, English explorer
James Cook declared Australia to be uninhab-
ited when he sailed past Sydney Cove in 1770.
When Captain Arthur Phillip arrived almost two
decades later to establish a penal colony and take
over the continent for English settlers, he was
therefore surprised to encounter inhabitants.
The Guringai group of Aborigines historically
inhabited the shores of Sydney, and it is believed
that the total population of Aborigines by the late
1700s was about 750,000. Within six months after
Captain Phillip’s arrival, most of the Guringai
were dead, either from European diseases or star-
vation due to the British newcomers’ over- hunting
and over-fishing their food supply (Aboriginal
Heritage Organization, 2006).
The English viewed Australia as terra nullius—
Latin for “empty land.” The British did not see
the nomadic Aborigines as having the same prop-
erty rights as Europeans, nor did the British treat
© Andrew Woodley/age fotostock/SuperStock
An Australian Aborigine. During Australia’s
colonial period, the British government
allowed its settlers and local police to
treat Aborigines as they wished; this often
resulted in cruelty and violence.
file:///%20Greg%27s%20SG%20work%20folder/Bridgepoint%2
0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot
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CHAPTER 12 Section 12.3 Australia: Overcoming a History of
Extreme Pluralism
them as fully human. The British used this idea of “unoccupied”
territory as justification
for allowing its convict settlers to seize land and later
exterminate Aborigines. In 1883,
British High Commissioner Arthur Gordon told Prime Minister
William Ewart Gladstone
that white inhabitants regarded the “natives” as “vermin, to be
cleared off the face of
the earth” (Barta, 2001, p. 40). The brutality and cruelty Gordon
described took a con-
temptuous and self-righteous tone: In 1887, the Australian
native police in the small cattle
town of Normanton were described as putting a group of
“diseased and most disgusting
blacks” gathered around a local telegraph station “out of their
misery” (Barta, 2001, p. 41).
While outright extinction was widely discussed, it never became
the official Australian
policy; rather, British officials allowed settlers and local police
to do as they wished to
Aborigines (Barta, 2001).
Until the late 1960s, Australian Aborigines were subject to
policies of discrimination that
made it impossible for them either to assimilate or practice their
own cultural traditions.
They were driven off their lands, and forbidden entry to
European areas or the use of
public facilities. Their children were either denied education or
forcibly removed from
their parents and sent to live with white families or in church-
run schools (Creative Spir-
its Info, 2012). After World War II, the Australian government
tried to force Aborigines to
assimilate by taking away their remaining rights.
Recovering Rights and Retaining Culture
During the 1960s, government policy shifted and Aborigines
were given citizenship sta-
tus. In 1972, they were given limited rights to their ancestral
lands (Australian Explorer,
2010), and in 1976, the Aboriginal Land Rights Act provided
for the full return of lands to
tribes in some territories. During the 1990s, the government
granted Australian Aborigi-
nes more rights, including greater tribal autonomy, higher
wages, and welfare payments.
Australian Aborigines currently number about 400,000—just
more than half the estimated
population numbers from the year 1700—and make up 2 percent
of Australia’s popula-
tion. At present, about two-thirds of Australian Aborigines live
outside major urban areas.
Contemporary Aborigines are greatly disadvantaged compared
to other ethnic and racial
groups in Australia on almost every measure of health and well-
being, including mental
illness, behavioral disturbances, and suicide (Australian Bureau
of Statistics, 2011).
Australian Aboriginal culture, however, has remained vibrant.
Unlike Hawaiian indig-
enous culture, which has been widely appropriated by
subsequent settlers, immigrants,
and their descendants, Aboriginal culture seems to have
remained under Aboriginal
control and authorship, and Aboriginal artists have received
international attention. The
bamboo wind instrument known as the didgeridoo is particularly
well known and appre-
ciated in folk festivals throughout the world. The Aboriginal
creation myth of Dream-
time, which suggests the basis for a partnership between human
beings and nature, has
also captured the imagination of many people around the world
(Jupp, 2001). In 1996,
anthropologist Anne Ross and archaeologist Kathleen Pickering
proposed that Australian
Aborigines (as well as Native Americans) hold knowledge of
holistic ecosystem manage-
ment, via farming and harvesting, that could make an important
contribution to the con-
servation of increasingly scarce global resources (Ross &
Pickering, 2002).
CHAPTER 12 Section 12.4 Romani: An International Minority
Without a Homeland
12.4 Romani: An International Minority Without a Homeland
Often called “Gypsies,” Romani are very different from the
ethnic minorities we have studied thus far. Like indigenous
peoples, they have been repeatedly expelled by majority groups
throughout Europe and the United States, although
they are not original dwellers on coveted land, but rather
resented guests or temporary
workers. Still, despised as they have been for their distinctive
culture, Romani have con-
sistently refused all invitations or encouragements to assimilate,
and it is not clear that
they would accept even a separatist form of corporate political
pluralism. Their continued
displacement demonstrates one way in which pluralism has its
limits.
Voices: Human Rights for Indigenous Young Aborigines
Today, the Council for Aboriginal Reconciliation attempts to
promote respect, understanding, and
recognition for the Aboriginal peoples as the first inhabitants of
Australia. As Dr. Lowitja O’Donoghue,
Chairperson of the Aboriginal and Torres Strait Islander
Commission, said in 1997:
There have been two great themes to our struggle: Citizenship
rights, the right to be treated
the same as other Australians, to receive the same benefits, to
be provided with the same
level of services; and indigenous rights, the collective rights
that are owed to us as distinct
peoples and the original occupiers of the land. (Chesterman &
Galligan, 1997, p. 193)
The following quotation is from a 1999 report by the Aboriginal
and Torres Strait Islander Social Justice
Commissioner. For the complete report, visit
www.hreoc.gov.au/word/social_justice/sj_report99.doc.
All is far from well with the situation of Indigenous young
people. Generally speaking, they
do not enjoy and exercise their basic human rights to the same
extent that non-Indigenous
youth do. At the same time, it is from these young people that
the future leaders of Indig-
enous Australia will emerge and, despite the many problems
that they face, my experiences
with them provide me with solid grounds for hope in a better
future.
Indigenous youth, of course, face many of the issues faced by
the broader Indigenous com-
munity. . . . Permeating this report, and indeed all of my work,
is a theme that I have a duty
to pursue—the meaning of the principle of equality. By any
measuring stick Aboriginal and
Torres Strait Islander people are not equal with the rest of
Australian society and continue to
experience worse socio-economic conditions. Integrally linked
to redressing this disadvantage
is the requirement that Indigenous people be able to enjoy and
exercise fundamental human
rights.
What is also particularly clear is that Indigenous people
themselves want their situation to
change: the fact that marginalisation exists and continues is not
the preference of the margin-
alised, nor is it caused by them. This disadvantage is a human
rights issue—much of it being
historically derived through overt and structural forms of
discrimination. In order to break
out of these conditions, and in order for Indigenous people to
enjoy a position of equality in
Australian society, justice demands that we acknowledge this
disadvantage and make special
effort to redress it. Governments do not need to be apologetic
about adopting differential
treatment to redress disadvantage, for it is required in order to
achieve equality in Australian
society.
http://www.hreoc.gov.au/word/social_justice/sj_report99.doc
CHAPTER 12 Section 12.4 Romani: An International Minority
Without a Homeland
Romani Persecution from 1300 to Today
Romani first arrived in Europe in about 1300 CE. Historians
believe that the Romani
originated in the Jatt region of Northern India and Pakistan,
where the practice of the
Hindu religion was common. Historians believe that the Romani
were Hindus at that
time, and fled the political effects of Islamic invaders who were
intolerant toward Hindus
(Rudolph, 2003).
Within a century after their arrival, Romani became a despised
group throughout Europe.
Europeans saw them as foreigners and called them “Gypsies”
because of a mistaken belief
that they were descended from Egyptians. Many Europeans saw
Romani customs and
habits as “uncivilized.” The Romani were expelled from
Germany in the first half of the
1400s. In 1471, anti-Gypsy laws in Switzerland led to the
deportation of 17,000 Romani to
Moldavia as slaves. Throughout the 1500s, Europeans expelled
Romani from Italy, Spain,
Holland, Portugal, England, Scotland, and the extensive
domains of the Catholic Church.
In 1637 in Sweden, Romani who did not obey expulsion orders
were sentenced to death,
and in England they were executed just for being Gypsies. In
1710, the Bohemian offi-
cials of Prague hanged adult
Romani men without trial and
mutilated Romani women and
boys (Rudolph, 2003; Romani
World, 2011; Hancock, 2002).
Romani slavery was abolished
in Europe in 1856, but anti-
Romani discrimination contin-
ued well into the 20th century.
In 1933, Nazi leader Adolf Hit-
ler ordered German doctors
to sterilize the Romani, who
were among the groups the
Nazis targeted for extermina-
tion during the Holocaust of
World War II. Historians esti-
mate that between 50,000 and
500,000 Romani were killed in
concentration camps, a geno-
cide known by Romani as Pora-
jmos. Romani immigration con-
tinued to be restricted in Europe after World War II. Some
countries in Eastern Europe
attempted to impose assimilation by forcing Romani children to
attend schools that
would wipe out their culture. There have been repeated claims
that Romani women were
coerced into sterilization in Czechoslovakia from 1979 to 2001.
The Romani were barely
tolerated by other residents throughout the Soviet Union,
although the government did
not expel them. However, the Romani often experienced local
hostility when the Soviet
regime ended (Rudolph, 2003; Romani World, 2011).
Discrimination followed the Romani to the United States, where
they have been known
as “Gypsies” since colonial times. Romani have tended to settle
in small enclaves in major
© Photononstop/SuperStock
A Romani camp in Nantes, France. Since the early 1400s, many
Europeans considered the Romani to be “uncivilized” and were
often the subjects of violence and discrimination.
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0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot
os('1606')
CHAPTER 12 Section 12.4 Romani: An International Minority
Without a Homeland
cities, although small numbers have travelled for centuries
throughout the country. They
have traditionally kept to themselves and some have practiced
fortune telling in store-
front businesses (Hancock, 2002). Only in 1998 did New Jersey
revoke the last remaining
anti-Gypsy law in the United States, a 1917 statue empowering
the state to “regulate rov-
ing groups of nomads, commonly called Gypsies” (McQuiston,
1998).
In the 21st century, anti-Romani prejudice has remained strong
throughout Europe. In
2001, Czech Romani formed patrols to protect themselves from
attacks by other Czechs,
and in 2002, an English district council promoted an orchestral
performance by Buda-
pest’s 100 Gypsies Ensemble as “the only time you want to see
100 Gypsies on your door-
step” (Rudolph, 2003, p. 39; Romani World, 2011). In France,
recent relations between
the Romani and the government have been abrasive. In August
2010, French President
Nicolas Sarkozy arranged for 10,000 Romani to be deported to
Romania and Bulgaria,
although they were reported to have “simply returned” a year
later. Throughout France
in recent years, 500 Romani settlements have been destroyed,
utilities have been cut off,
and police and others have intimidated the Romani population.
Romani children have
RUSSIAN
FEDERATION
Mediterranean Sea
BELARUS
POLAND
UKRAINE
ESTONIA
LATVIA
LITHUANIA
RUSSIAN
FED.
CZECH REP.
SLOVENIA
SLOVAK REP.
CROATIA
HUNGARY
ROMANIA
BULGARIA
MOLDOVA
BOSNIA &
HERZEGOVINA
MONTENEGRO
KOSOVO
ALBANIA
FYR
MACEDONIA
SERBIA
TURKEY
GEORGIA
AZERBAIJAN
ARMENIA
Black Sea
Caspian
Sea
0%-2%
Estimated Percentage
of Romani Populations
2%-4%
4%-8%
8%-12%
Figure 12.5: Estimated percentage of Romani population in
Europe and Central Asia,
2009–2010
Council of Europe Roma and Travellers, 2009-2010. Retrieved
from http://www.coe.int/t/dg3/romatravellers/default_en.asp
http://www.coe.int/t/dg3/romatravellers/default_en.asp
CHAPTER 12 Section 12.4 Romani: An International Minority
Without a Homeland
been deprived of schooling through forced relocations and
expulsions. This persecution
expressed the views of the conservative, right-wing National
Front, which was part of
Sarkozy’s constituency. The French government insisted it was
not specifically targeting
Romani, but merely all who are not citizens and remain in the
country without jobs. Such
policies echoed both the harsh historical experiences of Romani
in Europe as well as the
plight of undocumented immigrants in the United States
(Associated Press, 2010).
The Limits of Pluralism
Today, both cultural and political pluralism are viewed as ideal
alternatives to complete
assimilation—particularly for those who wish to retain their
own cultures. However, as
we have discussed, this option has not become available to the
Romani. Most of the domi-
nant cultures that host them worldwide continue to insist upon
assimilation and subor-
dination rather than accepting a peaceful coexistence that
empowers this minority group.
What has prevented the Romani’s candidacy for pluralism?
First, pluralism is possible
only when a group’s culture is first recognized as distinct and
inherently valuable. We
have seen, for example, that it was only when the French
Canadians and the Canadian
First Nations achieved such cultural recognition that they could
begin to seek political
recognition. The Romani have yet to see such widespread
recognition of their culture.
Romani are still stereotyped as natural outcasts and thieves who
cling to ancient super-
stitions as a way of life. Few recognize the Romani’s rights to
their own cultural prac-
tices, which strike outsiders as a drastic departure from the
social norms of European
and American society. For example, Romani culture is
extremely patriarchal in an age
when women in Europe and the United States expect equal
rights with men. Romani also
obey ancient Hindu purity laws, which include isolating women
during menstruation
and childbirth, and shunning cats as unclean (Hancock, 2002).
A second reason the Romani
have not been candidates for
pluralism is that pluralism, par-
ticularly political pluralism, has
hinged on a minority group’s
being geographically stable, or
“owning” the land on which
they reside. Historically, differ-
ences in the cultural concept of
land ownership have explained
why it has taken a long time for
pluralism to be a viable option
for various indigenous popula-
tions. Many indigenous peoples
were nomadic or quasi-nomadic
before European contact, fol-
lowing their food sources with
the seasons, and hunting, fish-
ing, and gathering rather than
farming in a specific location.
© Design Pics/Corbis
A Romani caravan in Ireland. The Romani have not been
allowed to own land and are forced to migrate throughout
Europe.
CHAPTER 12 Summing Up and Looking Ahead
Europeans’ homelands were almost completely populated by
peoples who lived with
permanent dwellings in distinct places, so they tended to find it
inconceivable that such
nomadic cultures could ever own land. They also failed to
understand that whole tribes or
indigenous communities could own land in common. Today,
discussions of cultural and
political pluralism that involve indigenous groups therefore
usually involve the subject
of indigenous land rights. However, such rights are often
restricted to stable plots of land
rather than land that the indigenous groups have historically
roamed over.
The limits on pluralism for the Romani become clearer in light
of these considerations.
Unlike certain indigenous populations, it cannot be said that the
Romani have originally
owned land in their countries of residence because the Romani
arrived in Europe, the
Americas, and other places after others already legally owned
the land. The worldwide
experience of migratory Romani in the seven centuries from
1300 to 2000 has been a con-
tinuous story of arrival followed by extreme discrimination and
expulsion. The Romani
have not been allowed to own their own land and instead have
been repeatedly driven
from one place to another on land owned by others.
Furthermore, unlike other immi-
grants, Romani did not show their hosts that they were
interested in assimilating into
their societies or adopting their norms.
Romani believe that their global population numbers about 4
million, in contrast to World
Bank estimates that put the number at between 1 and 2 million.
Still, there is a broad con-
sensus among Romani scholars that the Romani are Europe’s
single largest ethnic minor-
ity (Ringold, Orenstein, & Wilkens, 2005). The Romani are
mainly based in Central and
Eastern Europe, but are also dispersed throughout the Americas,
North Africa, and the
Middle East.
The Romani remain an extremely vulnerable population.
According to an article pub-
lished by the World Bank, some Romani are ten times poorer
than the majority popula-
tion in certain European countries, with 80 percent of Romani in
Bulgaria and Romania
living on less than $4 a day (Wolfensohn & Soros, 2010). Self-
help organizations such as
the International Romani Union and the European Roma Rights
Center have sought rec-
ognized minority status with some success for the Romani. In
2000, the United Nations
Committee on the Elimination of Racial Discrimination indicted
attacks on Romani in
Kosovo and other parts of Central and
Eastern Europe, and Romani have also
garnered support from the Council of
Europe (Rudolph, 2003). International
organizations such as the World Bank
continue to support research into Romani
problems in Europe (Ringold, Orenstein,
& Wilkens, 2005).
Summing Up and Looking Ahead
In considering pluralism in three former British colonies—
Canada, Australia, and Hawaii—we have seen that political
pluralism is the kind of pluralism that matters most to minority
groups, especially indigenous groups. Deep multiculturalism or
political pluralism matter because they mean that members of
minority groups do not
Think About It
Why do you think that political pluralism works
best if a minority group has a stable home base?
CHAPTER 12 Web Links
need to give up their cultures in order to achieve civil equality.
The French in Canada
have at times wanted separatism or independence to avoid
giving up their culture. Indig-
enous people in Australia have both retained their ethnic
identities and received political
recognition, civil liberties, and the return of some of their
property rights. While multi-
culturalism is deeper in Hawaii than the U.S. mainland, it is not
clear that it benefits the
minority groups whose culture the majority publicly
appreciates; as a result, contempo-
rary Hawaiian indigenous groups now seek either separatism or
limited sovereignty. The
position of the Romani in Europe stands in stark contrast to
shallow multiculturalism,
deep multiculturalism, and political pluralism alike: Europeans
and others at times perse-
cute the Romani for their culture and deny them basic political
rights.
Although most countries throughout the world feature elements
of both pluralism or
multiculturalism, we have focused on Canada, Australia, and
Hawaii as examples of
relatively peaceful pluralism in recent history. These places are
in the process of further
working out group conflict within democratic structures. The
ongoing problems involv-
ing Romani in Europe have shown that when pluralism cannot
be achieved, the results
may include expulsion and violence that can disrupt people’s
lives.
The ideas of race and ethnicity are similar, in these three areas,
to ideas of race and eth-
nicity in the broader United States. The next two chapters
provide further contrasts and
comparisons by focusing on societies with very different ideas
of race and ethnicity and
situations where racial and ethnic relations have recently
included violent conflict.
Web Links
This interactive map of Hawaii allows the user to visualize
Census data—including
race—among the various islands.
http://hawaii.us.censusviewer.com/
The radio show Hawaiian Potpourri discusses indigenous
political, legal, and community
issues. This broadcast is about changing the tourist industry to
better reflect Hawaii’s
history.
http://www.youtube.com/watch?v=Q-E8qRAOOE4
This Canadian government map displays the “mother tongue” of
certain percentages of
the population in certain areas of the country.
http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/
languages2006/
MotherTongue06
This CBS News map displays the top five languages spoken in
each province of Canada.
http://www.cbc.ca/news/interactives/map-languages-canada/
Read more about the Assembly of First Nations at its website.
http://www.afn.ca/index.php/en
http://hawaii.us.censusviewer.com/
http://www.youtube.com/watch?v=Q-E8qRAOOE4
http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/
languages2006/MotherTongue06
http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/
languages2006/MotherTongue06
http://www.cbc.ca/news/interactives/map-languages-canada/
http://www.afn.ca/index.php/en
CHAPTER 12 Key Terms
Learn more about First Nations and Canadian aboriginal peoples
at these Canadian gov-
ernment websites.
http://www.aboriginalcanada.gc.ca/acp/site.nsf/eng/index.html
http://www.hc-sc.gc.ca/fniah-spnia/index-eng.php
Read Canada’s largest First Nations newspaper.
http://firstnationsdrum.com/
Learn more about Australia at the Australian Bureau of
Statistics website.
http://www.abs.gov.au/
The National Library of Australia has collected a series of
websites that detail Australian
history or feature online historical texts.
http://www.nla.gov.au/australiana/australian-history-selected-
websites
Learn more about Aboriginal Australian culture—including art,
the Dreamtime myth,
and the didgeridoo—at the Aboriginal Australia Art and Culture
Centre website.
http://aboriginalart.com.au/
The Romani Project at the University of Manchester has
compiled some information on the
Romani, mostly about the various Romani language dialects and
endangered languages.
http://romani.humanities.manchester.ac.uk/
The Council of Europe on Roma and Travellers is an advocacy
group for Romani.
http://www.coe.int/t/dg3/romatravellers/default_en.asp
Key Terms
corporate pluralism The legal coexistence
of groups with strong differences, who
prefer geographical, linguistic, and cul-
tural separation.
ethnic conflict theory A view that all
racial and ethnic group relations are
shaped by conflict on a continuum from
peaceful competition to extinction.
political pluralism The political recogni-
tion of the rights of minority groups, as
minority groups.
http://www.aboriginalcanada.gc.ca/acp/site.nsf/eng/index.html
http://www.hc-sc.gc.ca/fniah-spnia/index-eng.php
http://firstnationsdrum.com/
http://www.abs.gov.au/
http://www.nla.gov.au/australiana/australian-history-selected-
websites
http://aboriginalart.com.au/
http://romani.humanities.manchester.ac.uk/
http://www.coe.int/t/dg3/romatravellers/default_en.asp
Button 14: Button 1: Button 17: Button 4: Button 6: Button 8:
Button 9: Button 10: Button 11: Button 12: Button 13:
Disaster Recovery Plan Assignment
Using the scenario given for your final project create a disaster
recovery plan
using your group member names as contacts. You can prepare
for the
assignment by, first, listing considerations or plans that you
may need to take
when systems fail? What steps would you take to
recover/find/recreate
information in case of a disaster. If you don’t have a plan for
this situation, think
about what you should have in place for this situation; then,
using the template
create a document for the information using the sections of the
template
provided on pages 36- 40 to the best of your ability. You may
resort to calling
upon group members if you need to or helping each other on
your assignment.
However, I shouldn’t see exact copies of each other’s work. In
this disaster
recovery template, you may use some of the names in the
scenario or videos or
make up fictitious persons.
Please note: Another option or alternative to this would be to
make plan for a
home or office disaster plan in place of the given scenario for
this assignment.
Introduction: How to Use This Tool
Disaster Recovery Plans (DRP) are complex documents that
contain a wealth of information about the IT operations of an
enterprise and yet must present that information in a format that
is easily consumable during an actual emergency. This template
is one example of how to capture and organize the necessary
information to ensure that the enterprise is in a position to
survive if a disaster occurs.
Please note, this template is meant as a guide only. Enterprises
using this template should review it carefully to determine
whether it fits their needs and should customize it to best meet
their own needs and goals.
This template contains instructional text (presented as grey-
highlighted black text such as this). Please review all
instructional text to ensure complete understanding of the
purpose of each document section and follow those instructions
to complete the section in question. This template also contains
example text (presented as italicized grey text, such as this).
These examples exist to provide guidance as to how to complete
a section and supplement the information provided in the
instructional text. In some cases example text (e.g. bullet lists)
may be used as-is, added to, or deleted from while in other
cases (e.g. sample table entries) it should be replaced with
accurate, enterprise specific information.
All attempts have been made to make this template as complete
as possible. As a result, some enterprises may find that the
document is more thorough than required. In those
circumstances it is entirely appropriate to delete entire sections
that have been deemed unnecessary. Info-Tech has attempted to
provide guidance as to which sections most likely need to be
retained versus those that can be eliminated with the following
color-coded text:
Mandatory – it is likely that all enterprises will need to
complete this section.
Elective – it is possible that only some enterprises will need to
complete this section.
Finally, this template also includes markers where the enterprise
may wish to use a Find and Replace function to insert the name
of the company, the name of partner companies and other such
information. These fields are delineated with double angle
brackets (such as <<this>>). Performing a Find and Replace on
these terms can expedite the process of completing the template.
Instructions
Complete all required sections and delete all unnecessary
sections, replacing example text and Find and Replace text
during the process. Upon completion of all sections, delete all
instructional text (including this instruction page) as well as all
Mandatory/Elective markers and Find and Replace markers.
Update the Table of Contents (right click and select “Update
Fields”) and then publish.
Once this document is completed in full, provide hard-copies to
all stakeholders and all employees with DR responsibilities.
Create additional hard-copies as well as soft copies for each
data center or facility that houses IT systems (including and
standby or recovery facilities that may exist).
Ensure the access to these hard and soft copies is protected to
ensure the integrity of the document.
Disaster Recovery Plan Template
ITA – Premium: Strategy & Planning Tool
Finally, review and revise the document on a regular basis to
ensure continued applicability, revising as required.
Info-Tech Research Group
Information Security Cybercrime Consultancy (ISCC) Disaster
Recovery Plan
Date
Version 1
Info-Tech Research Group
Table of Contents
Introduction1
Definition of a Disaster1
Purpose1
Scope2
Version Information & Changes2
Disaster Recovery Teams & Responsibilities4
Disaster Recovery Lead5
Disaster Management Team6
Facilities Team7
Network Team8
Server Team9
Applications Team10
Operations Team11
Senior Management Team12
Communication Team13
Finance Team14
Other Organization Specific Teams15
Disaster Recovery Call Tree16
Recovery Facilities19
Description of Recovery Facilities19
Transportation to the Standby Facility21
Operational Considerations23
Data and Backups25
Communicating During a Disaster26
Communicating with the Authorities26
Communicating with Employees27
Communicating with Clients28
Communicating with Vendors29
Communicating with the Media30
Communicating with <<Other group/stakeholders>>31
Dealing with a Disaster32
Disaster Identification and Declaration32
DRP Activation33
Communicating the Disaster33
Assessment of Current and Prevention of Further Damage33
Standby Facility Activation34
Restoring IT Functionality34
Repair & Rebuilding of Primary Facility35
Other Organization Specific Steps Required35
Restoring IT Functionality36
Current System Architecture36
IT Systems36
Plan Testing & Maintenance42
Maintenance42
Testing42
Call Tree Testing43
ii
Info-Tech Research GroupIntroduction
Mandatory
This Disaster Recovery Plan (DRP) captures, in a single
repository, all of the information that describes ISCC’s ability
to withstand a disaster as well as the processes that must be
followed to achieve disaster recovery.
This section should be completed by all organizations. It helps
position the DRP, detailing what is included in the plan and
what areas are addressed. Edit this section to suit your
organization’s needs, lists and paragraphs should be made
relevant to your organization.Definition of a Disaster
Elective
A disaster can be caused by man or nature and results in ISCC’s
IT department not being able to perform all or some of their
regular roles and responsibilities for a period of time. ISCC
defines disasters as the following:
· Edit this list to reflect your organization
· One or more vital systems are non-functional
· The building is not available for an extended period of time
but all systems are functional within it
· The building is available but all systems are non-functional
· The building and all systems are non functional
The following events can result in a disaster, requiring this
Disaster Recovery document to be activated:
· Edit this list to reflect your organization
· Fire
· Flash flood
· Pandemic
· Power Outage
· War
· Theft
· Terrorist AttackPurpose
Mandatory
The purpose of this DRP document is twofold: first to capture
all of the information relevant to the enterprise’s ability to
withstand a disaster, and second to document the steps that the
enterprise will follow if a disaster occurs.
Note that in the event of a disaster the first priority of ISCC is
to prevent the loss of life. Before any secondary measures are
undertaken, ISCC will ensure that all employees, and any other
individuals on the organization’s premises, are safe and secure.
After all individuals have been brought to safety, the next goal
of ISCC will be to enact the steps outlined in this DRP to bring
all of the organization’s groups and departments back to
business-as-usual as quickly as possible. This includes:
· Edit this list to reflect your organization
· Preventing the loss of the organization’s resources such as
hardware, data and physical IT assets
· Minimizing downtime related to IT
· Keeping the business running in the event of a disaster
· Provide security to each and every individual
This DRP document will also detail how this document is to be
maintained and tested.Scope
Mandatory
The ISCC DRP takes all of the following areas into
consideration:
· Edit this list to reflect your organization
· Network Infrastructure
· Servers Infrastructure
· Telephony System
· Data Storage and Backup Systems
· Data Output Devices
· End-user Computers
· Organizational Software Systems
· Database Systems
· IT Documentation
· Facility Infrastructure
This DRP does not take into consideration any non-IT,
personnel, Human Resources and real estate related disasters.
For any disasters that are not addressed in this document, please
refer to the business continuity plan created by ISCC or contact
<<Business Continuity Lead>> at <<Business Continuity Lead
Contact Information>>.Version Information & Changes
Mandatory
Any changes, edits and updates made to the DRP will be
recorded in here. It is the responsibility of the Disaster
Recovery Lead to ensure that all existing copies of the DRP are
up to date. Whenever there is an update to the DRP, ISCC
requires that the version number be updated to indicate this.
Add rows as required as the DR Plan is amended.
Name of Person Making Change
Role of Person Making Change
Date of Change
Version Number
Notes
Jacob Zack
DR Lead
01/01/11
1.0
Initial version of DR Plan
Joshua Zoiya
DR Lead
01/01/12
2.0
Revised to include new standby facilities
Edwin Mason
CEO
01/03/13
2.1
Replaced John Smith as DR Lead
Disaster Recovery Teams & Responsibilities
Mandatory
In the event of a disaster, different groups will be required to
assist the IT department in their effort to restore normal
functionality to the employees of <<Organization Name>>. The
different groups and their responsibilities are as follows:
· Edit this list to reflect your organization
· Disaster Recovery Lead(s)
· Disaster Management Team
· Facilities Team
· Network Team
· Server Team
· Applications Team
· Operations Team
· Management Team
· Communications Team
· Finance Team
· Infrastructure Team
The lists of roles and responsibilities in this section have been
created by <<Organization Name>> and reflect the likely tasks
that team members will have to perform. Disaster Recovery
Team members will be responsible for performing all of the
tasks below. In some disaster situations, Disaster Recovery
Team members will be called upon to perform tasks not
described in this section.
Please note that the following teams will vary depending on the
size of your organization. Some teams/roles may be combined
or may be split into more than one team.
Disaster Recovery Lead
Mandatory
The Disaster Recovery Lead is responsible for making all
decisions related to the Disaster Recovery efforts. This person’s
primary role will be to guide the disaster recovery process and
all other individuals involved in the disaster recovery process
will report to this person in the event that a disaster occurs at
ISCC, regardless of their department and existing managers. All
efforts will be made to ensure that this person be separate from
the rest of the disaster management teams to keep his/her
decisions unbiased; the Disaster Recovery Lead will not be a
member of other Disaster Recovery groups in ISCC
Role and Responsibilities
· Edit this list to reflect your organization
· Make the determination that a disaster has occurred and
trigger the DRP and related processes.
· Initiate the DR Call Tree.
· Be the single point of contact for and oversee all of the DR
Teams.
· Organize and chair regular meetings of the DR Team leads
throughout the disaster.
· Present to the Management Team on the state of the disaster
and the decisions that need to be made.
· Organize, supervise and manage all DRP test and author all
DRP updates.
Contact Information
Add or delete rows to reflect the size the Disaster Recovery
Team in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Naomy Gaghti
Primary Disaster Lead
111-222-3333
111-222-3333
111-222-3333
Edwin Mason
Secondary Disaster Lead
111-222-3333
111-222-3333
111-222-3333
Disaster Management Team
Elective
The Disaster Management Team that will oversee the entire
disaster recovery process. They will be the first team that will
need to take action in the event of a disaster. This team will
evaluate the disaster and will determine what steps need to be
taken to get the organization back to business as usual.
Please note than in a small organization, these roles may be
performed by the Disaster Recovery Lead.
Role & Responsibilities
· Edit this list to reflect your organization
· Set the DRP into motion after the Disaster Recovery Lead has
declared a disaster
· Determine the magnitude and class of the disaster
· Determine what systems and processes have been affected by
the disaster
· Communicate the disaster to the other disaster recovery teams
· Determine what first steps need to be taken by the disaster
recovery teams
· Keep the disaster recovery teams on track with pre-determined
expectations and goals
· Keep a record of money spent during the disaster recovery
process
· Ensure that all decisions made abide by the DRP and policies
set by <<Organization Name>>
· Get the secondary site ready to restore business operations
· Ensure that the secondary site is fully functional and secure
· Create a detailed report of all the steps undertaken in the
disaster recovery process
· Notify the relevant parties once the disaster is over and normal
business functionality has been restored
· After ISCC is back to business as usual, this team will be
required to summarize any and all costs and will provide a
report to the Disaster Recovery Lead summarizing their
activities during the disaster
Contact Information
Add or delete rows to reflect the size the Disaster Management
Team in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Job Masendi
“Normal” title
111-222-3333
111-222-3333
111-222-3333
Jason Gakuo
“Normal” title
111-222-3333
111-222-3333
111-222-3333
Facilities Team
Mandatory
The Facilities Team will be responsible for all issues related to
the physical facilities that house IT systems. They are the team
that will be responsible for ensuring that the standby facilities
are maintained appropriately and for assessing the damage too
and overseeing the repairs to the primary location in the event
of the primary location’s destruction or damage.
Role & Responsibilities
· Edit this list to reflect your organization
· Ensure that the standby facility is maintained in working order
· Ensure that transportation is provided for all employees
working out of the standby facility
· Ensure that hotels or other sleeping are arranged for all
employees working out of the standby facility
· Ensure that sufficient food, drink, and other supplies are
provided for all employees working out of the standby facility
· Assess, or participate in the assessment of, any physical
damage to the primary facility
· Ensure that measures are taken to prevent further damage to
the primary facility
· Work with insurance company in the event of damage,
destruction or losses to any assets owned by <<Organization
Name>>
· Ensure that appropriate resources are provisioned to rebuild or
repair the main facilities in the event that they are destroyed or
damaged
· After <<Organization Name>> is back to business as usual,
this team will be required to summarize any and all costs and
will provide a report to the Disaster Recovery Lead
summarizing their activities during the disaster
Contact Information
Add or delete rows to reflect the size of the Facilities Team in
your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Zack Jerome
VP Facilities
111-222-3333
111-222-3333
111-222-3333
Charles Maoka
Standby Facility Manager
111-222-3333
111-222-3333
111-222-3333
Network Team
Mandatory
The Network Team will be responsible for assessing damage
specific to any network infrastructure and for provisioning data
and voice network connectivity including WAN, LAN, and any
telephony connections internally within the enterprise as well as
telephony and data connections with the outside world. They
will be primarily responsible for providing baseline network
functionality and may assist other IT DR Teams as required.
Role & Responsibilities
· Edit this list to reflect your organization
· In the event of a disaster that does not require migration to
standby facilities, the team will determine which network
services are not functioning at the primary facility
· If multiple network services are impacted, the team will
prioritize the recovery of services in the manner and order that
has the least business impact.
· If network services are provided by third parties, the team will
communicate and co-ordinate with these third parties to ensure
recovery of connectivity.
· In the event of a disaster that does require migration to
standby facilities the team will ensure that all network services
are brought online at the secondary facility
· Once critical systems have been provided with connectivity,
employees will be provided with connectivity in the following
order:
· All members of the DR Teams
· All C-level and Executive Staff
· All IT employees
· All remaining employees
· Install and implement any tools, hardware, software and
systems required in the standby facility
· Install and implement any tools, hardware, software and
systems required in the primary facility
· After ISCC is back to business as usual, this team will be
summarize any and all costs and will provide a report to the
Disaster Recovery Lead summarizing their activities during the
disaster
Contact Information
Add or delete rows to reflect the size of the Network Team in
your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Jacob Zack
Network Manager
111-222-3333
111-222-3333
111-222-3333
Joshua Zaiya
Network Administrator
111-222-3333
111-222-3333
111-222-3333
Server Team
Mandatory
The Server Team will be responsible for providing the physical
server infrastructure required for the enterprise to run its IT
operations and applications in the event of and during a
disaster. They will be primarily responsible for providing
baseline server functionality and may assist other IT DR Teams
as required.
Role & Responsibilities
· Edit this list to reflect your organization
· In the event of a disaster that does not require migration to
standby facilities, the team will determine which servers are not
functioning at the primary facility
· If multiple servers are impacted, the team will prioritize the
recovery of servers in the manner and order that has the least
business impact. Recovery will include the following tasks:
· Assess the damage to any servers
· Restart and refresh servers if necessary
· Ensure that secondary servers located in standby facilities are
kept up-to-date with system patches
· Ensure that secondary servers located in standby facilities are
kept up-to-date with application patches
· Ensure that secondary servers located in standby facilities are
kept up-to-date with data copies
· Ensure that the secondary servers located in the standby
facility are backed up appropriately
· Ensure that all of the servers in the standby facility abide by
<<Organization Name>>’s server policy
· Install and implement any tools, hardware, and systems
required in the standby facility
· Install and implement any tools, hardware, and systems
required in the primary facility
· After ISCC is back to business as usual, this team will be
summarize any and all costs and will provide a report to the
Disaster Recovery Lead summarizing their activities during the
disaster
Contact Information
Add or delete rows to reflect the size of the Server Team in
your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Edwin Mason
Operations Manager
111-222-3333
111-222-3333
111-222-3333
Naomy Masendi
Systems Administrator
111-222-3333
111-222-3333
111-222-3333
Applications Team
Mandatory
The Applications Team will be responsible for ensuring that all
enterprise applications operates as required to meet business
objectives in the event of and during a disaster. They will be
primarily responsible for ensuring and validating appropriate
application performance and may assist other IT DR Teams as
required.
Role & Responsibilities
· Edit this list to reflect your organization
· In the event of a disaster that does not require migration to
standby facilities, the team will determine which applications
are not functioning at the primary facility
· If multiple applications are impacted, the team will prioritize
the recovery of applications in the manner and order that has the
least business impact. Recovery will include the following
tasks:
· Assess the impact to application processes
· Restart applications as required
· Patch, recode or rewrite applications as required
· Ensure that secondary servers located in standby facilities are
kept up-to-date with application patches
· Ensure that secondary servers located in standby facilities are
kept up-to-date with data copies
· Install and implement any tools, software and patches required
in the standby facility
· Install and implement any tools, software and patches required
in the primary facility
· After ISCC is back to business as usual, this team will be
summarize any and all costs and will provide a report to the
Disaster Recovery Lead summarizing their activities during the
disaster
Contact Information
Add or delete rows to reflect the size of the Application Team
in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Job Mayande
Program Manager
111-222-3333
111-222-3333
111-222-3333
Naomy Masendi
Systems Administrator
111-222-3333
111-222-3333
111-222-3333
Operations Team
Mandatory
This team’s primary goal will be to provide employees with the
tools they need to perform their roles as quickly and efficiently
as possible. They will need to provision all <<Organization
Name>> employees in the standby facility and those working
from home with the tools that their specific role requires.
Role & Responsibilities
· Edit this list to reflect your organization
· Maintain lists of all essential supplies that will be required in
the event of a disaster
· Ensure that these supplies are provisioned appropriately in the
event of a disaster
· Ensure sufficient spare computers and laptops are on hand so
that work is not significantly disrupted in a disaster
· Ensure that spare computers and laptops have the required
software and patches
· Ensure sufficient computer and laptop related supplies such as
cables, wireless cards, laptop locks, mice, printers and docking
stations are on hand so that work is not significantly disrupted
in a disaster
· Ensure that all employees that require access to a
computer/laptop and other related supplies are provisioned in an
appropriate timeframe
· If insufficient computers/laptops or related supplies are not
available the team will prioritize distribution in the manner and
order that has the least business impact
· This team will be required to maintain a log of where all of
the supplies and equipment were used
· After ISCC is back to business as usual, this team will be
required to summarize any and all costs and will provide a
report to the Disaster Recovery Lead summarizing their
activities during the disaster
Contact Information
Add or delete rows to reflect the size of the Operations Team in
your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Julie Gatundi
Helpdesk Manager
111-222-3333
111-222-3333
111-222-3333
Naomy Masendi
Systems Administrator
111-222-3333
111-222-3333
111-222-3333
Senior Management Team
Mandatory
The Senior Management Team will make any business decisions
that are out of scope for the Disaster Recovery Lead. Decisions
such as constructing a new data center, relocating the primary
site etc. should be make by the Senior Management Team. The
Disaster Recovery Lead will ultimately report to this team.
Role & Responsibilities
· Edit this list to reflect your organization
· Ensure that the Disaster Recovery Team Lead is help
accountable for his/her role
· Assist the Disaster Recovery Team Lead in his/her role as
required
· Make decisions that will impact the company. This can include
decisions concerning:
· Rebuilding of the primary facilities
· Rebuilding of data centers
· Significant hardware and software investments and upgrades
· Other financial and business decisions
Contact Information
Add or delete rows to reflect the size of the Management Team
in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Edwin Mason
CEO
111-222-3333
111-222-3333
111-222-3333
Fred Gatonde
COO
111-222-3333
111-222-3333
111-222-3333
Communication Team
Elective
This will be the team responsible for all communication during
a disaster. Specifically, they will communicate with ISCC’s
employees, clients, vendors and suppliers, banks, and even the
media if required.
Role & Responsibilities
· Edit this list to reflect your organization
· Communicate the occurrence of a disaster and the impact of
that disaster to all <<Organization Name>>‘s employees
· Communicate the occurrence of a disaster and the impact of
that disaster to authorities, as required
· Communicate the occurrence of a disaster and the impact of
that disaster to all <<Organization Name>>‘s partners
· Communicate the occurrence of a disaster and the impact of
that disaster to all <<Organization Name>>‘s clients
· Communicate the occurrence of a disaster and the impact of
that disaster to all <<Organization Name>>‘s vendors
· Communicate the occurrence of a disaster and the impact of
that disaster to media contacts, as required
· After ISCC is back to business as usual, this team will be
required to summarize any and all costs and will provide a
report to the Disaster Recovery Lead summarizing their
activities during the disaster
Contact Information
Add or delete rows to reflect the size of the Communications
Team in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Zack Jerome
VP HR
111-222-3333
111-222-3333
111-222-3333
NA
NA
NA
NA
NA
Finance Team
Elective
This team will be responsible for ensuring that all of
<<Organization Name>>’s finances are dealt with in an
appropriate and timely manner in the event of a disaster. The
finance team will ensure that there is money available for
necessary expenses that may result from a disaster as well as
expenses from normal day-to-day business functions.
Role & Responsibilities
· Edit this list to reflect your organization
· Ensure there is sufficient cash on-hand or accessible to deal
with small-scale expenses caused by the disaster. These can
include paying for accommodations and food for DR team
members, incremental bills, etc.
· Ensure there is sufficient credit available or accessible to deal
with large-scale expenses caused by the disaster. These can
include paying for new equipment, repairs for primary facilities,
etc.
· Review and approve Disaster Teams’ finances and spending
· Ensure that payroll occurs and that employees are paid as
normal, where possible
· Communicate with creditor to arrange suspension of
extensions to scheduled payments, as required
· Communicate with banking partners to obtain any materials
such as checks, bank books etc. that may need to be replaced as
a result of the disaster
Contact Information
Add or delete rows to reflect the size of the Finance Team in
your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
Zack Jerome
CFO
111-222-3333
111-222-3333
111-222-3333
Job Mayande
Controller
111-222-3333
111-222-3333
111-222-3333
Other Organization Specific Teams
Elective
Specify additional teams as required in your organization.
Define the team’s goals here.
Role & Responsibilities
· Edit this list to reflect your organization
· List of team’s roles and responsibilities
Contact Information
Add or delete rows to reflect the size of the Other Organization
DR Teams in your organization.
Name
Role/Title
Work Phone Number
Home Phone Number
Mobile Phone Number
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
Disaster Recovery Call Tree
Mandatory
In a disaster recovery or business continuity emergency, time is
of the essence so <<Organization Name>> will make use of a
Call Tree to ensure that appropriate individuals are contacted in
a timely manner.
· The Disaster Recovery Team Lead calls all Level 1 Members
(Blue cells)
· Level 1 members call all Level 2 team members over whom
they are responsible (Green cells)
· Level 1 members call all Level 3 team members over whom
they are directly responsible (Beige cells)
· Level 2 Members call all Level 3 team members over whom
they are responsible (Beige cells)
· In the event a team member is unavailable, the initial caller
assumes responsibility for subsequent calls (i.e. if a Level 2
team member is inaccessible, the Level 1 team member directly
contacts Level 3 team members).
Add as many levels as you need for your organization.
Contact
Office
Mobile
Home
DR Lead
John Smith
111-222-3333
111-222-3333
111-222-3333
DR Management Team Lead
DR Management Team 1
DR Management Team 2
Facilities Team Lead
Facilities Team 1
Network Team Lead
LAN Team Lead
LAN Team 1
WAN Team Lead
WAN Team 1
Server Team Lead
Server Type 1 Team Lead
Server Type 1 Team 1
Server Type 2 Team Lead
Server Type 2 Team 1
Applications Team Lead
App 1 Team Lead
App1 Team 1
App 2 Team Lead
App 2 Team 1
Management Team Lead
Management Team 1
Communications Team Lead
Communications Team 1
Finance Team Lead
Finance Team 1
A Disaster Recovery Call Tree Process Flow diagram can help
clarify the call process in the event of an emergency. This
sample may be used as-is or replaced with a custom flow
process.
Recovery Facilities
Elective
In order to ensure that <<Organization Name>> is able to
withstand a significant outage caused by a disaster, it has
provisioned separate dedicated standby facilities. This section
of this document describes those facilities and includes
operational information should those facilities have to be used.
This section will vary depending on the type of standby facility
that your organization uses. Please append this section
according to the measures and facilities that your organization
has in place. Some organizations may not have a standby
facility at their disposal; in this situation, skip this section.
This section is currently populated by an example of a company
with a dedicated standby facility.Description of Recovery
Facilities
Elective (Mandatory where facilities exist)
The Disaster Command and Control Center or Standby facility
will be used after the Disaster Recovery Lead has declared that
a disaster has occurred. This location is a separate location to
the primary facility. The current facility, located at <<Address
of Standby Facility>> is <<standby facility’s actual distance
away from the primary facility>> miles away from the primary
facility.
The standby facility will be used by the IT department and the
Disaster Recovery teams; it will function as a central location
where all decisions during the disaster will be made. It will also
function as a communications hub for <<Organization Name>>.
The standby facility must always have the following resources
available:
· Edit this list to reflect your organization
· Copies of this DRP document
· Fully redundant server room
· Sufficient servers and storage infrastructure to support
enterprise business operations
· Office space for DR teams and IT to use in the event of a
disaster
· External data and voice connectivity
· Sleeping quarters for employees that may need to work
multiple shifts
· Kitchen facilities (including food, kitchen supplies and
appliances)
· Bathroom facilities (Including toilets, showers, sinks and
appropriate supplies)
· Parking spaces for employee vehicles
Map of Standby Facility Location
Provide a map of the area where the standby facility is located.
Use sufficient scale that people can easily determine both where
the facility is (not too small a scale) and how to get there (not
too large a scale).
Example (From Google Maps):
Directions to Recovery Facility
Provide multiple ways of getting to the facility in the event that
one of the roads is unavailable.
<<Directions to the standby facility: Option 1>>
<<Directions to the standby facility: Option 2>>
Transportation to the Standby Facility
Elective (Mandatory where facilities exist)
In the event of a disaster, only the Disaster Recovery Teams and
select members of the IT department will work out of the
standby facility. Since the standby facility is located <<standby
facility’s actual distance away from the primary facility>>
miles away from the primary facility, employees will need to be
provided with transportation to the facility if they do not own
vehicles or are unable to use them and hotel accommodations if
necessary.
Include only those transportation providers that are appropriate
given the location of the Standby Facility.
Taxi Providers
Taxi Company 1
Address
Phone Number
<<Map of Taxi Company 1’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Taxi Company 2
Address
Phone Number
<<Map of Taxi Company 2’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Rental Car Providers
Rental Car Company 1
Address
Phone Number
<<Map of Rental Car Company 1’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Rental Car Company 2
Address
Phone Number
<<Map of Rental Car Company 1’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Travel Agents (for air or train travel)
Travel Agent 1
Address
Phone Number
<<Map of Travel Agent 1’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Travel Agent 2
Address
Phone Number
<<Map of Travel Agent 2’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Airports
Airport 1
Address
Phone Number
<<Map of Airport 1’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>
Airport 2
Address
Phone Number
<<Map of Airport 2’s Location>>
<<Directions to get to Rental Car Company 1 from the standby
facility>>Operational Considerations
Elective (Mandatory where facilities exist)
If employees are required to stay at the Standby Facility for
extended periods of time and require hotel accommodations,
they will be provided by <<Organization Name>>. The
Facilities Team will be responsible for determining which
employees require hotel accommodations and ensuring
sufficient rooms are made available.
If employees are required to stay at the Standby Facility for
extended periods of time and require food, it will be provided
by <<Organization Name>>. The Facilities Team will be
responsible for determining which employees require food and
ensuring sufficient is made available via groceries, restaurants
or caterers as appropriate.
While in the Standby Facility, employees must work under
appropriate, sanitary and safe conditions. The Facilities team
will be responsible for ensuring that this facility is kept in
proper working order.
Include only those operations considerations providers that are
appropriate given the facilities of the Standby Facility.
Accommodations
Hotel 1
Address
Phone Number
<<Map of Hotel 1’s Location>>
<<Directions to get to Hotel 1 from the standby facility>>
Hotel 2
Address
Phone Number
<<Map of Hotel 1’s Location>>
<<Directions to get to Hotel 2 from the standby facility>>
Food, Beverages and Other Supplies
Restaurant/Grocery 1
Address
Phone Number
<<Map of Restaurant/Grocery 1’s Location>>
<<Directions to get to Restaurant/Grocery 1 from the standby
facility>>
Restaurant/Grocery 2
Address
Phone Number
<<Map of Restaurant/Grocery 2’s Location>>
<<Directions to get to Restaurant/Grocery 2 from the standby
facility>>
Restaurant/Grocery 3
Address
Phone Number
<<Map of Restaurant/Grocery 3’s Location>>
<<Directions to get to Restaurant/Grocery 3 from the standby
facility>>
Catering
Caterer 1
Address
Phone Number
<<Map of Caterer 1’s Location>>
<<Directions to get to Caterer 1 from the standby facility>>
Caterer 2
Address
Phone Number
<<Map of Caterer 2’s Location>>
<<Directions to get to Caterer 2 from the standby facility>>
Standby Facility Maintenance
Maintenance Company
Address
Phone Number
Data and Backups
Mandatory
This section explains where all of the organization’s data
resides as well as where it is backed up to. Use this information
to locate and restore data in the event of a disaster.
In this section it is important to explain where the
organization’s data resides. Discuss the location of all the
organization’s servers, backups and offsite backups and list
what information is stored on each of these.
Data in Order of Criticality
Please list all of the data in your organization in order of their
criticality. Add or delete rows as needed to the table below.
Rank
Data
Data Type
Back-up Frequency
Backup Location(s)
1
<<Data Name or Group>>
<<Confidential, Public, Personally identifying information>>
<<Frequency that data is backed up>>
<<Where data is backed up to>>
2
3
4
5
6
7
8
9
10
Communicating During a Disaster
Mandatory
In the event of a disaster <<Organization Name>> will need to
communicate with various parties to inform them of the effects
on the business, surrounding areas and timelines. The
Communications Team will be responsible for contacting all of
<<Organization Name>>‘s stakeholders.Communicating with
the Authorities
Mandatory
The Communications Team’s first priority will be to ensure that
the appropriate authorities have been notified of the disaster,
providing the following information:
· Edit this list to reflect your organization
· The location of the disaster
· The nature of the disaster
· The magnitude of the disaster
· The impact of the disaster
· Assistance required in overcoming the disaster
· Anticipated timelines
Authorities Contacts
Add or delete rows to reflect the media contacts your enterprise
must contact.
Authorities
Point of Contact
Phone Number
E-mail
Police Department
<<Contact Name>>
111-222-3333
<<Contact E-mail>>
Fire Department
<<Contact Name>>
111-222-3333
<<Contact E-mail>>
Communicating with Employees
Mandatory
The Communications Team’s second priority will be to ensure
that the entire company has been notified of the disaster. The
best and/or most practical means of contacting all of the
employees will be used with preference on the following
methods (in order):
· Edit this list to reflect your organization
· E-mail (via corporate e-mail where that system still functions)
· E-mail (via non-corporate or personal e-mail)
· Telephone to employee home phone number
· Telephone to employee mobile phone number
The employees will need to be informed of the following:
· Edit this list to reflect your organization
· Whether it is safe for them to come into the office
· Where they should go if they cannot come into the office
· Which services are still available to them
· Work expectations of them during the disaster
Employee Contacts
Add or delete rows to reflect the employees in your
organization.
Name
Role/Title
Home Phone Number
Mobile Phone Number
Personal E-mail Address
John Smith
Employee
111-222-3333
111-222-3333
[email protected]
Fred Jones
Employee
111-222-3333
111-222-3333
[email protected]
Communicating with Clients
Mandatory
After all of the organization’s employees have been informed of
the disaster, the Communications Team will be responsible for
informing clients of the disaster and the impact that it will have
on the following:
· Edit this list to reflect your organization
· Anticipated impact on service offerings
· Anticipated impact on delivery schedules
· Anticipated impact on security of client information
· Anticipated timelines
Crucial clients will be made aware of the disaster situation first.
Crucial clients will be E-mailed first then called after to ensure
that the message has been delivered. All other clients will be
contacted only after all crucial clients have been contacted.
Crucial Clients
Mandatory
Add or delete rows to reflect the crucial clients your enterprise
must contact.
Company Name
Point of Contact
Phone Number
E-mail
<<Company Name>>
<<Contact Name>>
111-222-3333
<<Contact E-mail>>
Secondary Clients
Elective
Add or delete rows to reflect the secondary clients your
enterprise must contact.
Company Name
Point of Contact
Phone Number
E-mail
<<Company Name>>
<<Contact Name>>
111-222-3333
<<Contact E-mail>>
Communicating with Vendors
Mandatory
After all of the organization’s employees have been informed of
the disaster, the Communications Team will be responsible for
informing vendors of the disaster and the impact that it will
have on the following:
· Edit this list to reflect your organization
· Adjustments to service requirements
· Adjustments to delivery locations
· Adjustments to contact information
· Anticipated timelines
Crucial vendors will be made aware of the disaster situation
first. Crucial vendors will be E-mailed first then called after to
ensure that the message has been delivered. All other vendors
will be contacted only after all crucial vendors have been
contacted.
Vendors encompass those organizations that provide everyday
services to the enterprise, but also the hardware and software
companies that supply the IT department. The Communications
Team will act as a go-between between the DR Team leads and
vendor contacts should additional IT infrastructure be required.
Crucial Vendors
Mandatory
Add or delete rows to reflect the crucial vendors your enterprise
must contact.
Company Name
Point of Contact
Phone Number
E-mail
<<Company Name>>
<<Contact Name>>
111-222-3333
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
Disaster Recovery Plan Rubric and Global Racial Relations Comparison
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Disaster Recovery Plan Rubric and Global Racial Relations Comparison

  • 1. Disaster Recovery Plan Rubric Levels of Achievement Criteria Beginning (0) Developing (30) Accomplished (45) Pts. Quality of Response response was not relevant to the original question response was relevant to the assignment but failed to adequately provide all elements outlined in the assignment response was relevant to the assignment and
  • 2. provided all the elements outlined in the assignment and exceeded expectations Understanding of Reading and Support Materials response was not relevant to assignment or question posed nor did they draw upon the external readings or support materials response reflected some of the reading and outside source materials, but they were not adequately
  • 3. utilized response reflected outside readings and information and were adequately utilized Criteria Beginning (0) Developing (5) Accomplished (10) Spelling and Grammar response had too many spelling errors and had not been quality checked prior to response for grammar issues response had a limited number of spelling or grammar usage errors response had been
  • 4. quality checked and was free of noticeable spelling or grammar errors Total: 30 + 30 + 30 + 10 = 100 pts. Part 5 © Image Source/Corbis Global Racial and Ethnic Relations: A Comparison Chapter 12: Contrasts in Pluralism: Indigenous Groups 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? 12.2 Canada: Minorities’ Struggle for Political Pluralism 12.3 Australia: Overcoming a History of Extreme Pluralism 12.4 Romani: An International Minority Without a Homeland Summing Up and Looking Ahead Chapter 13: Different Ideas and Systems of Race and Ethnicity 13.1 India’s Caste System: The Rigid Inheritance of Social
  • 5. Status 13.2 Brazil’s Racial Fluidity: Illusion of Democracy? 13.3 Mexico’s La Raza: Claiming a Mixed-Race Ideal 13.4 South Africa’s Apartheid: Extremes of Race Relations Summing Up and Looking Ahead Chapter 14: Violent Ethnic Conflicts 14.1 The Breakup of Yugoslavia 14.2 Myanmar and the Karen People 14.3 China and Tibet 14.4 The United Kingdom and Ireland 14.5 The Hutus and Tutsis in Rwanda 14.6 Israelis and Palestinians Summing Up and Looking Ahead Introduction This last section of the book will compare racial and ethnic relations in the United States with racial and ethnic relations in other countries. While certainly the lessons and con- cepts learned in studying race and ethnicity in the United States can be applied to other parts of the world, racial and ethnic relations are by no means
  • 6. uniform around the globe. For example, in different countries racial and ethnic groups coexist and experience plu- ralism in markedly different ways. Some societies strive for pluralistic equality, many marginalize minority racial groups, and still others fracture into violence and bloodshed on the basis of racial or ethnic differences. As you read, keep in mind that the idea of plu- ralism ranges from peaceful coexistence to the extreme of genocide. Earlier chapters put forth multiculturalism and cultural pluralism as ways that U.S. minority groups could coexist with the dominant group and retain their ethnic identities. In U.S. society, political and social desires for a shared American culture have often overpowered social groups’ retention of distinct ethnic identities, largely through the strong influences of assimila- tion, patriotism (particularly in times of war and other crises), and shared work and edu- cational norms practiced in the United States. The United States has therefore not shown a historical trend toward pluralism, in the sense of separate U.S. racial and ethnic groups’ both coexisting and retaining their traditional cultures and identities. However, compartmentalizing racial and ethnic groups is not a recent American goal. Because of the history of racial segregation in the United States, most Americans today would likely view it as unequal or discriminatory for separate groups to live separate lives. For example, consider how the U.S. Supreme Court
  • 7. rejected the notion of “separate but equal” in Brown v. Board of Education (see Chapter 5). When racial and ethnic minori- ties seek political power in the United States, it is usually to attain the same individual rights and privileges that dominant group members have. Outside the United States, on the other hand, equality is less about individual rights and more about the rights of entire recognized groups. In many cases around the world, pluralism now consists of separat- ism and inequality. Therefore, the pluralistic ideal is often political in nature, with distinct racial and ethnic groups sharing power. PART 5PART 5 Global Racial and Ethnic Relations: A Comparison Racial and ethnic relations take different forms throughout the world, and people outside the United States construct and maintain racial and ethnic identities and categories in ways that are very different from U.S. forms of interaction and shared meanings. These differences in identities and social categories flow from core ideas of race and ethnicity that can differ widely, not only from American ideas, but also from country to country. Moreover, each society has different standards for determining whether it is living up to its own ideal racial and ethnic relations. Conflict will be a pervasive theme in these last chapters. Conflict need not always be
  • 8. violent: It can refer to a peaceful competition among groups, which some might argue characterizes U.S. racial and ethnic interaction today. In fact, some social scientists think that conflict shapes all ethnic and racial group relations, whether it is as mild as a political election or as violent as civil war. This idea is known as ethnic conflict theory. The large number of ethnic conflicts in the late 20th and early 21st centuries led many writers to focus on ethnic conflict as a major cause of both international war and intranational dis- putes. In 2006, economists F. Caselli and W. J. Coleman wrote that “in many countries and many periods a person’s ethnic identity has profound consequences for his or her physi- cal safety, political status, and economic prospects” (p. 3). Caselli and Coleman went on to say that nonviolent ethnic conflict is even more widespread than violent conflict—taking the form of political competition and economic exploitation. Ethnic conflict theory has been challenged by a large body of current research. These researchers do not accept ethnic identity in itself as a foundation for conflict, but view it instead as an organizing principle for group leaders. That is, while groups in conflict may use their racial or ethnic identities to build group loyalty and reject outsiders, these iden- tities themselves are not the cause of their conflict. Political scientist Barry Posen suggests that ethnic group conflict does not result from differences between ethnicities so much as it results from competition over things that are unrelated to ethnic identity, such as rents
  • 9. or land (1993). In other words, conflict over scarce resources comes first, and the creation of ethnic identities follows. In this way, ethnic identities may be constructed in the course of a conflict over resources. This does not necessarily mean that there was no prior preju- dice or discrimination against minorities before the conflict. This theory suggests only that in conflicts between ethnic groups, the strength of different ethnic identities increases as conflict escalates. The presence of conflict should become quite clear as we examine racial and ethnic rela- tions in various countries. The goal will not be to come to some conclusion as to whether racial and ethnic identities are the cause or result of ethnic conflict, but to simply continue thinking about what drives ethnic conflict and what can be done to alleviate it. Learning Objectives After reading this chapter, you should be able to do the following: • Explain how Hawaii is multicultural but not pluralistic. • Explain how Canada is both multicultural and pluralistic. • Describe how the Australian Aborigines suffered from the doctrine of terra nullius.
  • 10. • Describe how the Romani compare with indigenous peoples in the mainland United States, Hawaii, Canada, and Australia. © Mike Powell12 Contrasts in Pluralism: Indigenous Groups CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? In many countries, an ideal form of pluralism involves distinct groups sharing political power. Indeed, some social scientists have argued that cultural pluralism and shallow multiculturalism—i.e., ethnic retention in private life alone— are not enough to consti- tute true social recognition of diversity. Societies must also practice political pluralism in which minority groups share in the highest official levels of power and decision mak- ing. In his 1995 book Strange Multiplicity: Constitutionalism in an Age of Diversity, political philosopher James Tully argued that cultural recognition of diversity is incomplete unless all cultural groups in a society achieve political representation and participate in govern- ment. In many countries, political pluralism represents the extension of political rights to entire minority groups. This is a stark contrast to the United States, where legislation extends equal protection or equal admission to individuals rather than to racial and eth-
  • 11. nic groups. U.S. legislation typically specifies that no individual shall suffer discrimination because of race, nationality, religion, and so forth. While this language generally protects individuals, it does not recognize ethnic or racial groups as units under the law. This chapter focuses on pluralism in Hawaii, Canada, and Australia, which provide strik- ing contrasts to the U.S. mainland. In all of these instances, indigenous peoples are the most excluded, distinct, and separate groups striving for political pluralism. These peo- ples have long histories of living separately from their mainstream societies, and their ongoing struggles for equal rights are strong examples of how the ideals of political plu- ralism work. To gain a contrasting perspective, we will also apply the idea of pluralism to the globally scattered Romani ethnic group. The Romani demonstrate that pluralism is not always achievable: In spite of the Romani’s ethnic retention, they have strongly expressed a preference not to coexist culturally with societally dominant groups. The Romani also currently lack sufficient power and recognition for political pluralism to be a viable ideal for them. 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? Various social scientists, writers, and tourists have extolled Hawaii as a unique model of multiculturalism, distinct from the other U.S. states: The staggered arrival of different racial and ethnic groups appears to have resulted in a high degree of racial mixture and intergroup harmony. In Mixing the
  • 12. Races in Hawaii: A Study of the Coming Neo-American Hawaiian Race, sociologist Lewis Glick predicted in 1937 that racial mixing in Hawaii would result in a culturally homogenous and “biologically fused” Hawaiian-American race (Glick, 1937, pp. iv–vi). While in many ways Hawaii has been able to overcome its colonial past, its aura of multiculturalism may mask the devastation of its indigenous people and their lack of political recognition or participation. Conquest and Immigration: The Formation of a Diverse Population As noted in Chapter 8, it is believed that the people who are now considered native Hawai- ians did not actually originate on those islands, but migrated there in about 1100 BCE from Tahiti and other parts of Polynesia. They sailed there in large double-hulled canoes, carrying plants, animals, and tools with them. No one knows why the original prehistoric Hawaiian groups emigrated, although some archaeologists speculate that they originally CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? meant to travel less far, to mainland Asia. Later, a new group of Tahitian migrants con- quered, enslaved, and subsequently interbred with this population, starting in about 1200 CE. The ruling class formed around a Tahitian royal line called
  • 13. the Kamehameha, who remained in power for centuries (DeepHawaii.com, 2000; Tabrah, 1984). In 1778, English Captain James Cook (1728–1779) and his crew became the first Europeans to reach the Hawaiian Islands. European and U.S. adventurers, whalers, and traders fol- lowed. Christian missionaries from Europe arrived throughout the 19th century; while they were largely unsuccessful in converting native Hawaiians, they quickly became large landowners. As in the Americas, the influx of European settlers left its mark on the native population. When Captain Cook arrived, the native Hawaiian population equaled about 300,000. By the mid-1800s, European contact had reduced the population to about 71,000 through violence and disease, including influenza and smallpox. Most people who are now considered indigenous Hawaiians are likely to have European ancestry as well. The Europeans also usurped power from the islands’ royal rulers. In 1887, a group of Europeans and Americans forced Hawaiian King David Kalakaua to sign a constitution that stripped him of most of his power and denied most native Hawaiians the right to vote. When his successor, Queen Lili’uokalani, proposed a new constitution in 1891 that would undo these provisions, European and American residents moved decisively to protect their interests. In 1893, U.S. sailors and marines landed on Hawaii, and the queen eventually abdicated, bringing an end to the Kingdom of Hawaii
  • 14. and eventual annexa- tion by the United States (Tabrah, 1984). Hawaii Maui Molokai Lanai Kahoolawe Oahu Kauai Niihau Figure 12.1: Map of Hawaii CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? From the mid-19th century until World War II, agriculture was the main Hawaiian indus- try; it drew Chinese, Japanese, Korean, and Filipino laborers to work on the plantations from the late 19th to the early 20th centuries. Immigrants from Puerto Rico arrived after a hurricane destroyed sugar cane fields on their island in 1889. As with most industries and businesses by 1930, agriculture was in the hands of westerners—specifically, five major
  • 15. companies: Castle & Cooke, Alexander & Baldwin, C. Brewer & Co., American Factors (Amfac), and Theo H. Davies & Co. Japanese Americans were able to enter the political realm of the Hawaiian ruling group after World War II, and members of all the immigrant groups in Hawaii eventually contributed to the Hawaiian racial and ethnic mix (Winters & Swartz, 2010). Hawaiian Multiculturalism and the Movement for Hawaiian Political Pluralism In 1916, William Somerset Maugham wrote, in his novel Honolulu, “It is the meeting of East and West. The very new rubs shoulders with the immeasurably old” (Winters & Swartz, 2010, p. 3). Hawaii is undoubtedly the most multicultural part of the United States, not only because of its demographics (see Figure 12.2) but also because of a long- time public social phenomenon evident in the state: In 2010, Hawaii had the highest state Figure 12.2: Population of Hawaii by race U.S. Census Bureau Asian 39% Native Hawaiian/ Other Pacific Islander 10%
  • 16. Black/ African American 1% White 25% Two or more races 24% Some other race 1% American Indian/ Alaska Native 0% CHAPTER 12 Section 12.1 Hawaii: Multicultural Paradise or Indigenous Graveyard? percentage of interracial marriages, at 32 percent against the national average of 8 percent (King, 2010). Although Native Hawaiians make up only 10 percent of the population, they contribute much to the overall island culture. Luaus, ukulele music, myths and supersti- tions, indigenous phrases such as aloha, and other traditions are considered integral to the
  • 17. state’s broader Hawaiian culture. The 1978 Constitution of Hawaii specifies two official languages, English and Hawaiian (Hawaii Legislative Reference Bureau, 1978). Consid- ering the fact that Hawaii’s immigrant populations and their descendants outnumbered the original inhabitants and gained the balance of economic and political power, this reten- tion of indigenous customs is unusual. Not only has this cultural preservation supported tourism as Hawaii’s major industry, but many traditional cultural practices remain authentic despite fre- quent commercial exploitation (Win- ters & Swartz, 2010). Despite its deeply rooted, widespread indigenous culture, Hawaii appears not to have achieved overall structural equality for its indigenous population. This is not surprising given Hawaii’s history of political, economic, and social domination by descendants of the original European colonizers and missionaries. Many Native Hawai- ians live on public assistance and constitute a minority within the state’s society. In fact, half of all Native Hawaiians have had to look for jobs outside the state; a large concentra- tion lives in California and Utah. Educational opportunities are also meager, and activ- ists are continuing efforts to secure higher education for young Polynesians (Polynesian Cultural Center, 2011). During the late 20th century, political activists began to express a perceived need for
  • 18. indigenous sovereignty or some form of political pluralism (Winters & Swartz, 2010). Today, the Hawaiian sovereignty movement consists of numerous organizations that advocate for some form of independence, for reparations for the “American overthrow of the Hawaiian Kingdom” (Trask, 2000, p. 375), or for racial equality. However, these organizations often disagree among themselves about whether reservations, traditional lifestyle zones, or outright secession should be the goal. In many ways, the story of indigenous Hawaiians mirrors that of the overpowered and displaced Native Americans on the U.S. mainland in terms of both colonial conquest and ongoing economic and educational disadvantages. Still, Hawaiian society is distinct from the mainland United States in that it has retained the cultural influences of its indigenous population. However, much of this cultural preservation is the result of non-indigenous groups acting for their own enjoyment and profit in the Hawaiian tourist industry. Some might therefore view this kind of preservation as cultural appropriation rather than genu- ine multiculturalism, a practice no different in principle than the “shallow” multicultural- ism in other parts of the United States. Yet, not all cultural preservation in Hawaii is com- mercialized: One example is the environmental effort to preserve sacred lands and forests from development. Think About It
  • 19. If indigenous cultural customs and beliefs per- vade a contemporary society, what are the impli- cations for people’s daily lives in that society? CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for Political Pluralism 12.2 Canada: Minorities’ Struggle for Political Pluralism Pluralism in Canada has been called “a mosaic” or “tossed salad” rather than a melt-ing pot because the country’s different groups remain distinct in retaining their ethnic identities. Canada is a dual-linguistic nation with French-speaking and Eng- lish-speaking populations. It also has a diverse indigenous population and a separately recognized population of Métis—people of mixed indigenous and European descent. In addition, Canada, like the United States, has received immigrants from Europe and, since 1950, from East Asia, South Asia, Southeast Asia, and Africa. One-third of the Canadian population is now made up of immigrants or their recent descendants. Canada is thus one of the most multicultural nations in the world, and its constitution pro- claims a commitment to “the preservation and enhancement of the multicultural heritage of Canadians” (Canada, 1982). In keeping with that mission, the Canadian government and media support linguistic pluralism, recognizing that residents of different areas speak a number of distinct primary languages at home. Anglo con-
  • 20. formity—forced assimilation to English culture and values—did not occur to the same degree in Canada as in the United States. However, Cana- da’s French and indigenous minorities have not completely achieved political pluralism, though French Canadians have come closer than the in- digenous peoples. French Canadians and the Question of Quebec The history of the French and English in Canada is intertwined from the beginning of the country’s colonial history. French explorer Jacques Cartier claimed the Saint Lawrence River area for France in 1534, and English explorer Sir Humphrey Gil- bert claimed the eastern island of Newfoundland in 1583. Both countries explored and settled Canada’s Atlantic coast in the centuries that followed. They engaged in open warfare in the mid-18th century after border and territorial disputes became violent, and France was eventually forced to cede most of its North American colonies to Britain in 1763. The area the French called “New France” was renamed the province of Quebec, and its inhabitants became known as Quebecers. However, the Quebecers were unable to participate in their new government because many were Roman Catholic and the oath of office at that time conflicted with certain tenets of their faith. Worries about American unrest in 1774, however, prompted the British to attempt to secure the allegiance of the Quebecers. The British passed
  • 21. legislation to preserve French law, property rights, and the freedom to practice Catholicism. Still, political and cultural © Corbis/SuperStock Signage in Canada reflects the nation’s dual languages: French and English. file:///%20Greg%27s%20SG%20work%20folder/Bridgepoint%2 0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot os('1647') CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for Political Pluralism conflict between French Canadians and their English Canadian government continued for over 200 years. In 1841, the government sought to anglicize Quebec by banning French language from official use. (The government later repealed this ban, as evidenced by today’s linguistic pluralism in Canada.) During both World War I and World War II, many French Canadians opposed the draft, as their loyalties lay mainly with Quebec rather than with Britain or even France, which was a British ally in both wars. The 1960s brought a resurgence in Quebecer nationalist ideology. With Quebec’s distinctly French culture and language, it seemed natural to some that Quebec would separate from In 1763, France had to cede its North American holdings to
  • 22. Britain, including a sizable portion of Canada. One area heavily populated by the French became the province of Quebec that we know today. Figure 12.3: Canada, 1763 CANADA UNITED STATES MEXICO Hudson Bay Pacific Ocean Atlantic Ocean Labrador Sea Quebec New Brunswick Newfoundland Baffin Island Ontario
  • 24. the rest of English-speaking Canada. This independence movement was further strength- ened after Canada drafted a constitution in 1982 without Quebec’s support, and the Canadian government denied efforts in the early 1990s to officially recognize Quebec as a “distinct society.” It would be misleading to say that all French Canadians have wanted complete independence. While he was in office in the late 20th century, Prime Minister Pierre Trudeau, a Quebecer with an English-speaking mother, sought to compromise by suggesting that the national and provincial governments share power. However, Quebec ultimately rejected this option. Despite these discords, the overall conflict between Quebec and the rest of Canada has been peaceful, perhaps because both areas share the national interest of competing suc- cessfully against American businesses and resisting the encroachment of U.S. popular cul- ture (Newman, 2003). The result has been a fairly stable de facto corporate pluralism—a form of political pluralism that entails the legal coexistence of distinctly different groups that prefer geographical, linguistic, or cultural separation (Newman, 2003). This model helps explain relations between French and English Canadians because each group has coexisted in a separate geographical area, and the French minority has had the freedom to preserve its culture. First Nations Political Pluralism
  • 25. The majority of indigenous people in Canada are known collectively as “First Nations.” This term does not include the indigenous Inuit (previously known as Eskimos), who live in the Arctic regions, nor does it include the Métis, who are of mixed-race ancestry, being descended from both European and First Nations groups. P o p u la ti o n Year 1901 1911 1921 1931 1941 1981 19911951 1961 1971 2001 1,600,000 1,400,000 1,200,000 1,000,000 800,000 600,000
  • 26. 400,000 200,000 0 Figure 12.4: Canadian population reporting aboriginal ancestry, 1901–2001 Statistics Canada, Aboriginal people of Canada, Retrieved from http://www12.statcan.ca/english/census01/products/analytic/co mpanion/abor/canada.cfm http://www12.statcan.ca/english/census01/products/analytic/co mpanion/abor/canada.cfm CHAPTER 12 Section 12.2 Canada: Minorities’ Struggle for Political Pluralism The First Nations population of Canada has been increasing since the mid-20th century, due to lower infant mortality rates after the 1960s. Between 1951 and 2001, the number of Canadians with indigenous ancestry increased sevenfold to 1.3 million, or 4.4 percent of the total population (Statistics Canada, 2011b). There are 630 First Nations groups, or bands, in Canada. The relationship between European Canadians and indigenous peoples was never as brutal as similar relations were in the United States. There was, for example, no genocide or attempted genocide of the indigenous population in Canada and no gen- eral national policy of forced removal from their ancestral lands, although across Canada
  • 27. there were numerous local instances of brutality and forced assimilation campaigns. In accordance with ideals of political pluralism, Canada’s indigenous peoples were con- sidered founders, together with English and French, in the British Constitution Act of 1887. However, it was not until Canada’s independence from the United Kingdom in 1982 that the Canadian government officially recognized the rights of First Nations peoples, who then began to participate in national political processes. First Nations peoples are not considered a “visible minority” by the Canadian govern- ment. Visible minorities include those who are covered by the Employment Equity Act, or “persons, other than Aboriginal peoples, who are non-Caucasian in race or nonwhite in colour” (Statistics Canada, 2011a, p. 1). However, their “non- visible minority” status still means that First Nations peoples are recognized by the government of Canada as need- ing or deserving protection from discrimination in employment. The Assembly of First Nations, an organization of First Nations leaders, has focused on the group’s poverty, unemployment, and health problems. In addition to their desire for full political participation and representation, Canadian First Peoples generally wish to preserve their traditional cultures (Statistics Canada, 2011a; Assembly of First Nations, 2011). The indigenous desire to preserve traditional culture in specific locations is often not compatible with the economic and
  • 28. technological goals of a postindustrial Western nation. The biggest differences within the Canadian population are therefore between First Nations, Inuit, and Métis on the one hand and Canadians with European ancestry and visible minorities who desire at least secondary or structural assimilation (acceptance in and access to work, education, and public life) on the other. However, despite these differences, it is not clear whether becoming a sovereign nation is the best solution for Canada’s First Peoples. Some bands, as well as outside observ- ers, believe that self-determination for indigenous groups might be possible in a form of “stateless nationhood” (Boldt & Long, 1984). The most striking differences between the United States and Canada in majority-minority relations are indigenous groups’ goals for political pluralism in Canada and long-existing, land-based corporate pluralism. In part, this situation is the result of the history of English and French Canadians’ relations, with the French Canadians mainly occupying a different territory than the English Canadians occupy. Also, Canadian First Nations peoples were not removed from their lands on the scale of U.S. indigenous removals to reservations so U.S. Native Americans are territorially scattered by comparison. The general idea of political pluralism seems to presuppose different geographical bases for different groups.
  • 29. CHAPTER 12 Section 12.3 Australia: Overcoming a History of Extreme Pluralism 12.3 Australia: Overcoming a History of Extreme Pluralism Unlike Canada, Australia was colonized only by the English. As a result, in the formation of its dominant national culture, Australia followed the U.S. pattern of European assimilation into a well-formed British establishment when other Euro- pean immigrants began to arrive. Today, Australia boasts a diverse society that in recent decades has experienced an influx of immigrants from all over the world—particularly the Asian Pacific, Africa, and the Middle East. In 2011, one- quarter of Australia’s popula- tion of 21 million was foreign born (Australian Government, 2011). Australia’s multicultural immigrant present does not resemble its colonial past. The Aus- tralian government’s treatment of the country’s indigenous populations is described by Aboriginal groups and others as extinction—an approach even more brutal than U.S. pol- icy toward Native Americans (Share our Pride, 2012). Extinction is an extreme of plural- ism that is more severe than genocide because its perpetrators see and treat their victims as animals that needed to be exterminated. Although Australian Aborigines now partici- pate in the country’s multicultural society, they remain a disadvantaged minority. A Conquered People: Encounters with the English
  • 30. Australian Aborigines are believed to have arrived from Indonesian islands between 40,000 and 120,000 years ago (University of Wollongong, 2004). Before landing on Hawaii, English explorer James Cook declared Australia to be uninhab- ited when he sailed past Sydney Cove in 1770. When Captain Arthur Phillip arrived almost two decades later to establish a penal colony and take over the continent for English settlers, he was therefore surprised to encounter inhabitants. The Guringai group of Aborigines historically inhabited the shores of Sydney, and it is believed that the total population of Aborigines by the late 1700s was about 750,000. Within six months after Captain Phillip’s arrival, most of the Guringai were dead, either from European diseases or star- vation due to the British newcomers’ over- hunting and over-fishing their food supply (Aboriginal Heritage Organization, 2006). The English viewed Australia as terra nullius— Latin for “empty land.” The British did not see the nomadic Aborigines as having the same prop- erty rights as Europeans, nor did the British treat © Andrew Woodley/age fotostock/SuperStock An Australian Aborigine. During Australia’s colonial period, the British government allowed its settlers and local police to treat Aborigines as they wished; this often resulted in cruelty and violence. file:///%20Greg%27s%20SG%20work%20folder/Bridgepoint%2 0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot
  • 31. os('1566') CHAPTER 12 Section 12.3 Australia: Overcoming a History of Extreme Pluralism them as fully human. The British used this idea of “unoccupied” territory as justification for allowing its convict settlers to seize land and later exterminate Aborigines. In 1883, British High Commissioner Arthur Gordon told Prime Minister William Ewart Gladstone that white inhabitants regarded the “natives” as “vermin, to be cleared off the face of the earth” (Barta, 2001, p. 40). The brutality and cruelty Gordon described took a con- temptuous and self-righteous tone: In 1887, the Australian native police in the small cattle town of Normanton were described as putting a group of “diseased and most disgusting blacks” gathered around a local telegraph station “out of their misery” (Barta, 2001, p. 41). While outright extinction was widely discussed, it never became the official Australian policy; rather, British officials allowed settlers and local police to do as they wished to Aborigines (Barta, 2001). Until the late 1960s, Australian Aborigines were subject to policies of discrimination that made it impossible for them either to assimilate or practice their own cultural traditions. They were driven off their lands, and forbidden entry to European areas or the use of public facilities. Their children were either denied education or forcibly removed from
  • 32. their parents and sent to live with white families or in church- run schools (Creative Spir- its Info, 2012). After World War II, the Australian government tried to force Aborigines to assimilate by taking away their remaining rights. Recovering Rights and Retaining Culture During the 1960s, government policy shifted and Aborigines were given citizenship sta- tus. In 1972, they were given limited rights to their ancestral lands (Australian Explorer, 2010), and in 1976, the Aboriginal Land Rights Act provided for the full return of lands to tribes in some territories. During the 1990s, the government granted Australian Aborigi- nes more rights, including greater tribal autonomy, higher wages, and welfare payments. Australian Aborigines currently number about 400,000—just more than half the estimated population numbers from the year 1700—and make up 2 percent of Australia’s popula- tion. At present, about two-thirds of Australian Aborigines live outside major urban areas. Contemporary Aborigines are greatly disadvantaged compared to other ethnic and racial groups in Australia on almost every measure of health and well- being, including mental illness, behavioral disturbances, and suicide (Australian Bureau of Statistics, 2011). Australian Aboriginal culture, however, has remained vibrant. Unlike Hawaiian indig- enous culture, which has been widely appropriated by subsequent settlers, immigrants,
  • 33. and their descendants, Aboriginal culture seems to have remained under Aboriginal control and authorship, and Aboriginal artists have received international attention. The bamboo wind instrument known as the didgeridoo is particularly well known and appre- ciated in folk festivals throughout the world. The Aboriginal creation myth of Dream- time, which suggests the basis for a partnership between human beings and nature, has also captured the imagination of many people around the world (Jupp, 2001). In 1996, anthropologist Anne Ross and archaeologist Kathleen Pickering proposed that Australian Aborigines (as well as Native Americans) hold knowledge of holistic ecosystem manage- ment, via farming and harvesting, that could make an important contribution to the con- servation of increasingly scarce global resources (Ross & Pickering, 2002). CHAPTER 12 Section 12.4 Romani: An International Minority Without a Homeland 12.4 Romani: An International Minority Without a Homeland Often called “Gypsies,” Romani are very different from the ethnic minorities we have studied thus far. Like indigenous peoples, they have been repeatedly expelled by majority groups throughout Europe and the United States, although they are not original dwellers on coveted land, but rather resented guests or temporary workers. Still, despised as they have been for their distinctive culture, Romani have con-
  • 34. sistently refused all invitations or encouragements to assimilate, and it is not clear that they would accept even a separatist form of corporate political pluralism. Their continued displacement demonstrates one way in which pluralism has its limits. Voices: Human Rights for Indigenous Young Aborigines Today, the Council for Aboriginal Reconciliation attempts to promote respect, understanding, and recognition for the Aboriginal peoples as the first inhabitants of Australia. As Dr. Lowitja O’Donoghue, Chairperson of the Aboriginal and Torres Strait Islander Commission, said in 1997: There have been two great themes to our struggle: Citizenship rights, the right to be treated the same as other Australians, to receive the same benefits, to be provided with the same level of services; and indigenous rights, the collective rights that are owed to us as distinct peoples and the original occupiers of the land. (Chesterman & Galligan, 1997, p. 193) The following quotation is from a 1999 report by the Aboriginal and Torres Strait Islander Social Justice Commissioner. For the complete report, visit www.hreoc.gov.au/word/social_justice/sj_report99.doc. All is far from well with the situation of Indigenous young people. Generally speaking, they do not enjoy and exercise their basic human rights to the same extent that non-Indigenous youth do. At the same time, it is from these young people that the future leaders of Indig-
  • 35. enous Australia will emerge and, despite the many problems that they face, my experiences with them provide me with solid grounds for hope in a better future. Indigenous youth, of course, face many of the issues faced by the broader Indigenous com- munity. . . . Permeating this report, and indeed all of my work, is a theme that I have a duty to pursue—the meaning of the principle of equality. By any measuring stick Aboriginal and Torres Strait Islander people are not equal with the rest of Australian society and continue to experience worse socio-economic conditions. Integrally linked to redressing this disadvantage is the requirement that Indigenous people be able to enjoy and exercise fundamental human rights. What is also particularly clear is that Indigenous people themselves want their situation to change: the fact that marginalisation exists and continues is not the preference of the margin- alised, nor is it caused by them. This disadvantage is a human rights issue—much of it being historically derived through overt and structural forms of discrimination. In order to break out of these conditions, and in order for Indigenous people to enjoy a position of equality in Australian society, justice demands that we acknowledge this disadvantage and make special effort to redress it. Governments do not need to be apologetic about adopting differential treatment to redress disadvantage, for it is required in order to achieve equality in Australian society.
  • 36. http://www.hreoc.gov.au/word/social_justice/sj_report99.doc CHAPTER 12 Section 12.4 Romani: An International Minority Without a Homeland Romani Persecution from 1300 to Today Romani first arrived in Europe in about 1300 CE. Historians believe that the Romani originated in the Jatt region of Northern India and Pakistan, where the practice of the Hindu religion was common. Historians believe that the Romani were Hindus at that time, and fled the political effects of Islamic invaders who were intolerant toward Hindus (Rudolph, 2003). Within a century after their arrival, Romani became a despised group throughout Europe. Europeans saw them as foreigners and called them “Gypsies” because of a mistaken belief that they were descended from Egyptians. Many Europeans saw Romani customs and habits as “uncivilized.” The Romani were expelled from Germany in the first half of the 1400s. In 1471, anti-Gypsy laws in Switzerland led to the deportation of 17,000 Romani to Moldavia as slaves. Throughout the 1500s, Europeans expelled Romani from Italy, Spain, Holland, Portugal, England, Scotland, and the extensive domains of the Catholic Church. In 1637 in Sweden, Romani who did not obey expulsion orders were sentenced to death, and in England they were executed just for being Gypsies. In
  • 37. 1710, the Bohemian offi- cials of Prague hanged adult Romani men without trial and mutilated Romani women and boys (Rudolph, 2003; Romani World, 2011; Hancock, 2002). Romani slavery was abolished in Europe in 1856, but anti- Romani discrimination contin- ued well into the 20th century. In 1933, Nazi leader Adolf Hit- ler ordered German doctors to sterilize the Romani, who were among the groups the Nazis targeted for extermina- tion during the Holocaust of World War II. Historians esti- mate that between 50,000 and 500,000 Romani were killed in concentration camps, a geno- cide known by Romani as Pora- jmos. Romani immigration con- tinued to be restricted in Europe after World War II. Some countries in Eastern Europe attempted to impose assimilation by forcing Romani children to attend schools that would wipe out their culture. There have been repeated claims that Romani women were coerced into sterilization in Czechoslovakia from 1979 to 2001. The Romani were barely tolerated by other residents throughout the Soviet Union, although the government did not expel them. However, the Romani often experienced local hostility when the Soviet regime ended (Rudolph, 2003; Romani World, 2011).
  • 38. Discrimination followed the Romani to the United States, where they have been known as “Gypsies” since colonial times. Romani have tended to settle in small enclaves in major © Photononstop/SuperStock A Romani camp in Nantes, France. Since the early 1400s, many Europeans considered the Romani to be “uncivilized” and were often the subjects of violence and discrimination. file:///%20Greg%27s%20SG%20work%20folder/Bridgepoint%2 0SOC%20308/ms%20to%20comp/javascript:ShowCompanyPhot os('1606') CHAPTER 12 Section 12.4 Romani: An International Minority Without a Homeland cities, although small numbers have travelled for centuries throughout the country. They have traditionally kept to themselves and some have practiced fortune telling in store- front businesses (Hancock, 2002). Only in 1998 did New Jersey revoke the last remaining anti-Gypsy law in the United States, a 1917 statue empowering the state to “regulate rov- ing groups of nomads, commonly called Gypsies” (McQuiston, 1998). In the 21st century, anti-Romani prejudice has remained strong throughout Europe. In 2001, Czech Romani formed patrols to protect themselves from attacks by other Czechs, and in 2002, an English district council promoted an orchestral
  • 39. performance by Buda- pest’s 100 Gypsies Ensemble as “the only time you want to see 100 Gypsies on your door- step” (Rudolph, 2003, p. 39; Romani World, 2011). In France, recent relations between the Romani and the government have been abrasive. In August 2010, French President Nicolas Sarkozy arranged for 10,000 Romani to be deported to Romania and Bulgaria, although they were reported to have “simply returned” a year later. Throughout France in recent years, 500 Romani settlements have been destroyed, utilities have been cut off, and police and others have intimidated the Romani population. Romani children have RUSSIAN FEDERATION Mediterranean Sea BELARUS POLAND UKRAINE ESTONIA LATVIA LITHUANIA RUSSIAN FED. CZECH REP.
  • 41. 0%-2% Estimated Percentage of Romani Populations 2%-4% 4%-8% 8%-12% Figure 12.5: Estimated percentage of Romani population in Europe and Central Asia, 2009–2010 Council of Europe Roma and Travellers, 2009-2010. Retrieved from http://www.coe.int/t/dg3/romatravellers/default_en.asp http://www.coe.int/t/dg3/romatravellers/default_en.asp CHAPTER 12 Section 12.4 Romani: An International Minority Without a Homeland been deprived of schooling through forced relocations and expulsions. This persecution expressed the views of the conservative, right-wing National Front, which was part of Sarkozy’s constituency. The French government insisted it was not specifically targeting Romani, but merely all who are not citizens and remain in the country without jobs. Such policies echoed both the harsh historical experiences of Romani in Europe as well as the plight of undocumented immigrants in the United States (Associated Press, 2010).
  • 42. The Limits of Pluralism Today, both cultural and political pluralism are viewed as ideal alternatives to complete assimilation—particularly for those who wish to retain their own cultures. However, as we have discussed, this option has not become available to the Romani. Most of the domi- nant cultures that host them worldwide continue to insist upon assimilation and subor- dination rather than accepting a peaceful coexistence that empowers this minority group. What has prevented the Romani’s candidacy for pluralism? First, pluralism is possible only when a group’s culture is first recognized as distinct and inherently valuable. We have seen, for example, that it was only when the French Canadians and the Canadian First Nations achieved such cultural recognition that they could begin to seek political recognition. The Romani have yet to see such widespread recognition of their culture. Romani are still stereotyped as natural outcasts and thieves who cling to ancient super- stitions as a way of life. Few recognize the Romani’s rights to their own cultural prac- tices, which strike outsiders as a drastic departure from the social norms of European and American society. For example, Romani culture is extremely patriarchal in an age when women in Europe and the United States expect equal rights with men. Romani also obey ancient Hindu purity laws, which include isolating women during menstruation
  • 43. and childbirth, and shunning cats as unclean (Hancock, 2002). A second reason the Romani have not been candidates for pluralism is that pluralism, par- ticularly political pluralism, has hinged on a minority group’s being geographically stable, or “owning” the land on which they reside. Historically, differ- ences in the cultural concept of land ownership have explained why it has taken a long time for pluralism to be a viable option for various indigenous popula- tions. Many indigenous peoples were nomadic or quasi-nomadic before European contact, fol- lowing their food sources with the seasons, and hunting, fish- ing, and gathering rather than farming in a specific location. © Design Pics/Corbis A Romani caravan in Ireland. The Romani have not been allowed to own land and are forced to migrate throughout Europe. CHAPTER 12 Summing Up and Looking Ahead Europeans’ homelands were almost completely populated by peoples who lived with permanent dwellings in distinct places, so they tended to find it
  • 44. inconceivable that such nomadic cultures could ever own land. They also failed to understand that whole tribes or indigenous communities could own land in common. Today, discussions of cultural and political pluralism that involve indigenous groups therefore usually involve the subject of indigenous land rights. However, such rights are often restricted to stable plots of land rather than land that the indigenous groups have historically roamed over. The limits on pluralism for the Romani become clearer in light of these considerations. Unlike certain indigenous populations, it cannot be said that the Romani have originally owned land in their countries of residence because the Romani arrived in Europe, the Americas, and other places after others already legally owned the land. The worldwide experience of migratory Romani in the seven centuries from 1300 to 2000 has been a con- tinuous story of arrival followed by extreme discrimination and expulsion. The Romani have not been allowed to own their own land and instead have been repeatedly driven from one place to another on land owned by others. Furthermore, unlike other immi- grants, Romani did not show their hosts that they were interested in assimilating into their societies or adopting their norms. Romani believe that their global population numbers about 4 million, in contrast to World Bank estimates that put the number at between 1 and 2 million. Still, there is a broad con-
  • 45. sensus among Romani scholars that the Romani are Europe’s single largest ethnic minor- ity (Ringold, Orenstein, & Wilkens, 2005). The Romani are mainly based in Central and Eastern Europe, but are also dispersed throughout the Americas, North Africa, and the Middle East. The Romani remain an extremely vulnerable population. According to an article pub- lished by the World Bank, some Romani are ten times poorer than the majority popula- tion in certain European countries, with 80 percent of Romani in Bulgaria and Romania living on less than $4 a day (Wolfensohn & Soros, 2010). Self- help organizations such as the International Romani Union and the European Roma Rights Center have sought rec- ognized minority status with some success for the Romani. In 2000, the United Nations Committee on the Elimination of Racial Discrimination indicted attacks on Romani in Kosovo and other parts of Central and Eastern Europe, and Romani have also garnered support from the Council of Europe (Rudolph, 2003). International organizations such as the World Bank continue to support research into Romani problems in Europe (Ringold, Orenstein, & Wilkens, 2005). Summing Up and Looking Ahead In considering pluralism in three former British colonies— Canada, Australia, and Hawaii—we have seen that political
  • 46. pluralism is the kind of pluralism that matters most to minority groups, especially indigenous groups. Deep multiculturalism or political pluralism matter because they mean that members of minority groups do not Think About It Why do you think that political pluralism works best if a minority group has a stable home base? CHAPTER 12 Web Links need to give up their cultures in order to achieve civil equality. The French in Canada have at times wanted separatism or independence to avoid giving up their culture. Indig- enous people in Australia have both retained their ethnic identities and received political recognition, civil liberties, and the return of some of their property rights. While multi- culturalism is deeper in Hawaii than the U.S. mainland, it is not clear that it benefits the minority groups whose culture the majority publicly appreciates; as a result, contempo- rary Hawaiian indigenous groups now seek either separatism or limited sovereignty. The position of the Romani in Europe stands in stark contrast to shallow multiculturalism, deep multiculturalism, and political pluralism alike: Europeans and others at times perse- cute the Romani for their culture and deny them basic political rights. Although most countries throughout the world feature elements
  • 47. of both pluralism or multiculturalism, we have focused on Canada, Australia, and Hawaii as examples of relatively peaceful pluralism in recent history. These places are in the process of further working out group conflict within democratic structures. The ongoing problems involv- ing Romani in Europe have shown that when pluralism cannot be achieved, the results may include expulsion and violence that can disrupt people’s lives. The ideas of race and ethnicity are similar, in these three areas, to ideas of race and eth- nicity in the broader United States. The next two chapters provide further contrasts and comparisons by focusing on societies with very different ideas of race and ethnicity and situations where racial and ethnic relations have recently included violent conflict. Web Links This interactive map of Hawaii allows the user to visualize Census data—including race—among the various islands. http://hawaii.us.censusviewer.com/ The radio show Hawaiian Potpourri discusses indigenous political, legal, and community issues. This broadcast is about changing the tourist industry to better reflect Hawaii’s history. http://www.youtube.com/watch?v=Q-E8qRAOOE4
  • 48. This Canadian government map displays the “mother tongue” of certain percentages of the population in certain areas of the country. http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/ languages2006/ MotherTongue06 This CBS News map displays the top five languages spoken in each province of Canada. http://www.cbc.ca/news/interactives/map-languages-canada/ Read more about the Assembly of First Nations at its website. http://www.afn.ca/index.php/en http://hawaii.us.censusviewer.com/ http://www.youtube.com/watch?v=Q-E8qRAOOE4 http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/ languages2006/MotherTongue06 http://atlas.nrcan.gc.ca/site/english/maps/peopleandsociety/lang/ languages2006/MotherTongue06 http://www.cbc.ca/news/interactives/map-languages-canada/ http://www.afn.ca/index.php/en CHAPTER 12 Key Terms Learn more about First Nations and Canadian aboriginal peoples at these Canadian gov- ernment websites. http://www.aboriginalcanada.gc.ca/acp/site.nsf/eng/index.html
  • 49. http://www.hc-sc.gc.ca/fniah-spnia/index-eng.php Read Canada’s largest First Nations newspaper. http://firstnationsdrum.com/ Learn more about Australia at the Australian Bureau of Statistics website. http://www.abs.gov.au/ The National Library of Australia has collected a series of websites that detail Australian history or feature online historical texts. http://www.nla.gov.au/australiana/australian-history-selected- websites Learn more about Aboriginal Australian culture—including art, the Dreamtime myth, and the didgeridoo—at the Aboriginal Australia Art and Culture Centre website. http://aboriginalart.com.au/ The Romani Project at the University of Manchester has compiled some information on the Romani, mostly about the various Romani language dialects and endangered languages. http://romani.humanities.manchester.ac.uk/ The Council of Europe on Roma and Travellers is an advocacy group for Romani. http://www.coe.int/t/dg3/romatravellers/default_en.asp
  • 50. Key Terms corporate pluralism The legal coexistence of groups with strong differences, who prefer geographical, linguistic, and cul- tural separation. ethnic conflict theory A view that all racial and ethnic group relations are shaped by conflict on a continuum from peaceful competition to extinction. political pluralism The political recogni- tion of the rights of minority groups, as minority groups. http://www.aboriginalcanada.gc.ca/acp/site.nsf/eng/index.html http://www.hc-sc.gc.ca/fniah-spnia/index-eng.php http://firstnationsdrum.com/ http://www.abs.gov.au/ http://www.nla.gov.au/australiana/australian-history-selected- websites http://aboriginalart.com.au/ http://romani.humanities.manchester.ac.uk/ http://www.coe.int/t/dg3/romatravellers/default_en.asp Button 14: Button 1: Button 17: Button 4: Button 6: Button 8: Button 9: Button 10: Button 11: Button 12: Button 13: Disaster Recovery Plan Assignment Using the scenario given for your final project create a disaster recovery plan
  • 51. using your group member names as contacts. You can prepare for the assignment by, first, listing considerations or plans that you may need to take when systems fail? What steps would you take to recover/find/recreate information in case of a disaster. If you don’t have a plan for this situation, think about what you should have in place for this situation; then, using the template create a document for the information using the sections of the template provided on pages 36- 40 to the best of your ability. You may resort to calling upon group members if you need to or helping each other on your assignment. However, I shouldn’t see exact copies of each other’s work. In this disaster recovery template, you may use some of the names in the scenario or videos or make up fictitious persons. Please note: Another option or alternative to this would be to make plan for a
  • 52. home or office disaster plan in place of the given scenario for this assignment. Introduction: How to Use This Tool Disaster Recovery Plans (DRP) are complex documents that contain a wealth of information about the IT operations of an enterprise and yet must present that information in a format that is easily consumable during an actual emergency. This template is one example of how to capture and organize the necessary information to ensure that the enterprise is in a position to survive if a disaster occurs. Please note, this template is meant as a guide only. Enterprises using this template should review it carefully to determine whether it fits their needs and should customize it to best meet their own needs and goals. This template contains instructional text (presented as grey- highlighted black text such as this). Please review all instructional text to ensure complete understanding of the purpose of each document section and follow those instructions to complete the section in question. This template also contains example text (presented as italicized grey text, such as this). These examples exist to provide guidance as to how to complete a section and supplement the information provided in the instructional text. In some cases example text (e.g. bullet lists) may be used as-is, added to, or deleted from while in other cases (e.g. sample table entries) it should be replaced with accurate, enterprise specific information. All attempts have been made to make this template as complete as possible. As a result, some enterprises may find that the document is more thorough than required. In those circumstances it is entirely appropriate to delete entire sections that have been deemed unnecessary. Info-Tech has attempted to
  • 53. provide guidance as to which sections most likely need to be retained versus those that can be eliminated with the following color-coded text: Mandatory – it is likely that all enterprises will need to complete this section. Elective – it is possible that only some enterprises will need to complete this section. Finally, this template also includes markers where the enterprise may wish to use a Find and Replace function to insert the name of the company, the name of partner companies and other such information. These fields are delineated with double angle brackets (such as <<this>>). Performing a Find and Replace on these terms can expedite the process of completing the template. Instructions Complete all required sections and delete all unnecessary sections, replacing example text and Find and Replace text during the process. Upon completion of all sections, delete all instructional text (including this instruction page) as well as all Mandatory/Elective markers and Find and Replace markers. Update the Table of Contents (right click and select “Update Fields”) and then publish. Once this document is completed in full, provide hard-copies to all stakeholders and all employees with DR responsibilities. Create additional hard-copies as well as soft copies for each data center or facility that houses IT systems (including and standby or recovery facilities that may exist). Ensure the access to these hard and soft copies is protected to ensure the integrity of the document. Disaster Recovery Plan Template ITA – Premium: Strategy & Planning Tool Finally, review and revise the document on a regular basis to ensure continued applicability, revising as required.
  • 54. Info-Tech Research Group Information Security Cybercrime Consultancy (ISCC) Disaster Recovery Plan Date Version 1 Info-Tech Research Group Table of Contents Introduction1 Definition of a Disaster1 Purpose1 Scope2 Version Information & Changes2 Disaster Recovery Teams & Responsibilities4 Disaster Recovery Lead5 Disaster Management Team6 Facilities Team7 Network Team8 Server Team9 Applications Team10 Operations Team11 Senior Management Team12 Communication Team13 Finance Team14 Other Organization Specific Teams15 Disaster Recovery Call Tree16 Recovery Facilities19 Description of Recovery Facilities19 Transportation to the Standby Facility21 Operational Considerations23 Data and Backups25 Communicating During a Disaster26 Communicating with the Authorities26
  • 55. Communicating with Employees27 Communicating with Clients28 Communicating with Vendors29 Communicating with the Media30 Communicating with <<Other group/stakeholders>>31 Dealing with a Disaster32 Disaster Identification and Declaration32 DRP Activation33 Communicating the Disaster33 Assessment of Current and Prevention of Further Damage33 Standby Facility Activation34 Restoring IT Functionality34 Repair & Rebuilding of Primary Facility35 Other Organization Specific Steps Required35 Restoring IT Functionality36 Current System Architecture36 IT Systems36 Plan Testing & Maintenance42 Maintenance42 Testing42 Call Tree Testing43 ii Info-Tech Research GroupIntroduction Mandatory This Disaster Recovery Plan (DRP) captures, in a single repository, all of the information that describes ISCC’s ability to withstand a disaster as well as the processes that must be followed to achieve disaster recovery. This section should be completed by all organizations. It helps position the DRP, detailing what is included in the plan and what areas are addressed. Edit this section to suit your organization’s needs, lists and paragraphs should be made relevant to your organization.Definition of a Disaster
  • 56. Elective A disaster can be caused by man or nature and results in ISCC’s IT department not being able to perform all or some of their regular roles and responsibilities for a period of time. ISCC defines disasters as the following: · Edit this list to reflect your organization · One or more vital systems are non-functional · The building is not available for an extended period of time but all systems are functional within it · The building is available but all systems are non-functional · The building and all systems are non functional The following events can result in a disaster, requiring this Disaster Recovery document to be activated: · Edit this list to reflect your organization · Fire · Flash flood · Pandemic · Power Outage · War · Theft · Terrorist AttackPurpose Mandatory The purpose of this DRP document is twofold: first to capture all of the information relevant to the enterprise’s ability to withstand a disaster, and second to document the steps that the enterprise will follow if a disaster occurs. Note that in the event of a disaster the first priority of ISCC is to prevent the loss of life. Before any secondary measures are undertaken, ISCC will ensure that all employees, and any other individuals on the organization’s premises, are safe and secure. After all individuals have been brought to safety, the next goal of ISCC will be to enact the steps outlined in this DRP to bring all of the organization’s groups and departments back to business-as-usual as quickly as possible. This includes: · Edit this list to reflect your organization · Preventing the loss of the organization’s resources such as
  • 57. hardware, data and physical IT assets · Minimizing downtime related to IT · Keeping the business running in the event of a disaster · Provide security to each and every individual This DRP document will also detail how this document is to be maintained and tested.Scope Mandatory The ISCC DRP takes all of the following areas into consideration: · Edit this list to reflect your organization · Network Infrastructure · Servers Infrastructure · Telephony System · Data Storage and Backup Systems · Data Output Devices · End-user Computers · Organizational Software Systems · Database Systems · IT Documentation · Facility Infrastructure This DRP does not take into consideration any non-IT, personnel, Human Resources and real estate related disasters. For any disasters that are not addressed in this document, please refer to the business continuity plan created by ISCC or contact <<Business Continuity Lead>> at <<Business Continuity Lead Contact Information>>.Version Information & Changes Mandatory Any changes, edits and updates made to the DRP will be recorded in here. It is the responsibility of the Disaster Recovery Lead to ensure that all existing copies of the DRP are up to date. Whenever there is an update to the DRP, ISCC requires that the version number be updated to indicate this.
  • 58. Add rows as required as the DR Plan is amended. Name of Person Making Change Role of Person Making Change Date of Change Version Number Notes Jacob Zack DR Lead 01/01/11 1.0 Initial version of DR Plan Joshua Zoiya DR Lead 01/01/12 2.0 Revised to include new standby facilities Edwin Mason CEO 01/03/13 2.1 Replaced John Smith as DR Lead Disaster Recovery Teams & Responsibilities
  • 59. Mandatory In the event of a disaster, different groups will be required to assist the IT department in their effort to restore normal functionality to the employees of <<Organization Name>>. The different groups and their responsibilities are as follows: · Edit this list to reflect your organization · Disaster Recovery Lead(s) · Disaster Management Team · Facilities Team · Network Team · Server Team · Applications Team · Operations Team · Management Team · Communications Team · Finance Team · Infrastructure Team The lists of roles and responsibilities in this section have been created by <<Organization Name>> and reflect the likely tasks that team members will have to perform. Disaster Recovery Team members will be responsible for performing all of the tasks below. In some disaster situations, Disaster Recovery Team members will be called upon to perform tasks not described in this section. Please note that the following teams will vary depending on the size of your organization. Some teams/roles may be combined or may be split into more than one team. Disaster Recovery Lead Mandatory The Disaster Recovery Lead is responsible for making all decisions related to the Disaster Recovery efforts. This person’s primary role will be to guide the disaster recovery process and all other individuals involved in the disaster recovery process will report to this person in the event that a disaster occurs at ISCC, regardless of their department and existing managers. All efforts will be made to ensure that this person be separate from
  • 60. the rest of the disaster management teams to keep his/her decisions unbiased; the Disaster Recovery Lead will not be a member of other Disaster Recovery groups in ISCC Role and Responsibilities · Edit this list to reflect your organization · Make the determination that a disaster has occurred and trigger the DRP and related processes. · Initiate the DR Call Tree. · Be the single point of contact for and oversee all of the DR Teams. · Organize and chair regular meetings of the DR Team leads throughout the disaster. · Present to the Management Team on the state of the disaster and the decisions that need to be made. · Organize, supervise and manage all DRP test and author all DRP updates. Contact Information Add or delete rows to reflect the size the Disaster Recovery Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Naomy Gaghti Primary Disaster Lead 111-222-3333 111-222-3333 111-222-3333 Edwin Mason Secondary Disaster Lead 111-222-3333 111-222-3333 111-222-3333
  • 61. Disaster Management Team Elective The Disaster Management Team that will oversee the entire disaster recovery process. They will be the first team that will need to take action in the event of a disaster. This team will evaluate the disaster and will determine what steps need to be taken to get the organization back to business as usual. Please note than in a small organization, these roles may be performed by the Disaster Recovery Lead. Role & Responsibilities · Edit this list to reflect your organization · Set the DRP into motion after the Disaster Recovery Lead has declared a disaster · Determine the magnitude and class of the disaster · Determine what systems and processes have been affected by the disaster · Communicate the disaster to the other disaster recovery teams · Determine what first steps need to be taken by the disaster recovery teams · Keep the disaster recovery teams on track with pre-determined expectations and goals · Keep a record of money spent during the disaster recovery process · Ensure that all decisions made abide by the DRP and policies set by <<Organization Name>> · Get the secondary site ready to restore business operations · Ensure that the secondary site is fully functional and secure · Create a detailed report of all the steps undertaken in the disaster recovery process · Notify the relevant parties once the disaster is over and normal business functionality has been restored · After ISCC is back to business as usual, this team will be required to summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the disaster
  • 62. Contact Information Add or delete rows to reflect the size the Disaster Management Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Job Masendi “Normal” title 111-222-3333 111-222-3333 111-222-3333 Jason Gakuo “Normal” title 111-222-3333 111-222-3333 111-222-3333 Facilities Team Mandatory The Facilities Team will be responsible for all issues related to the physical facilities that house IT systems. They are the team that will be responsible for ensuring that the standby facilities are maintained appropriately and for assessing the damage too and overseeing the repairs to the primary location in the event of the primary location’s destruction or damage. Role & Responsibilities · Edit this list to reflect your organization · Ensure that the standby facility is maintained in working order · Ensure that transportation is provided for all employees working out of the standby facility · Ensure that hotels or other sleeping are arranged for all employees working out of the standby facility · Ensure that sufficient food, drink, and other supplies are
  • 63. provided for all employees working out of the standby facility · Assess, or participate in the assessment of, any physical damage to the primary facility · Ensure that measures are taken to prevent further damage to the primary facility · Work with insurance company in the event of damage, destruction or losses to any assets owned by <<Organization Name>> · Ensure that appropriate resources are provisioned to rebuild or repair the main facilities in the event that they are destroyed or damaged · After <<Organization Name>> is back to business as usual, this team will be required to summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the disaster Contact Information Add or delete rows to reflect the size of the Facilities Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Zack Jerome VP Facilities 111-222-3333 111-222-3333 111-222-3333 Charles Maoka Standby Facility Manager 111-222-3333 111-222-3333 111-222-3333 Network Team Mandatory
  • 64. The Network Team will be responsible for assessing damage specific to any network infrastructure and for provisioning data and voice network connectivity including WAN, LAN, and any telephony connections internally within the enterprise as well as telephony and data connections with the outside world. They will be primarily responsible for providing baseline network functionality and may assist other IT DR Teams as required. Role & Responsibilities · Edit this list to reflect your organization · In the event of a disaster that does not require migration to standby facilities, the team will determine which network services are not functioning at the primary facility · If multiple network services are impacted, the team will prioritize the recovery of services in the manner and order that has the least business impact. · If network services are provided by third parties, the team will communicate and co-ordinate with these third parties to ensure recovery of connectivity. · In the event of a disaster that does require migration to standby facilities the team will ensure that all network services are brought online at the secondary facility · Once critical systems have been provided with connectivity, employees will be provided with connectivity in the following order: · All members of the DR Teams · All C-level and Executive Staff · All IT employees · All remaining employees · Install and implement any tools, hardware, software and systems required in the standby facility · Install and implement any tools, hardware, software and systems required in the primary facility · After ISCC is back to business as usual, this team will be summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the
  • 65. disaster Contact Information Add or delete rows to reflect the size of the Network Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Jacob Zack Network Manager 111-222-3333 111-222-3333 111-222-3333 Joshua Zaiya Network Administrator 111-222-3333 111-222-3333 111-222-3333 Server Team Mandatory The Server Team will be responsible for providing the physical server infrastructure required for the enterprise to run its IT operations and applications in the event of and during a disaster. They will be primarily responsible for providing baseline server functionality and may assist other IT DR Teams as required. Role & Responsibilities · Edit this list to reflect your organization · In the event of a disaster that does not require migration to standby facilities, the team will determine which servers are not functioning at the primary facility · If multiple servers are impacted, the team will prioritize the recovery of servers in the manner and order that has the least
  • 66. business impact. Recovery will include the following tasks: · Assess the damage to any servers · Restart and refresh servers if necessary · Ensure that secondary servers located in standby facilities are kept up-to-date with system patches · Ensure that secondary servers located in standby facilities are kept up-to-date with application patches · Ensure that secondary servers located in standby facilities are kept up-to-date with data copies · Ensure that the secondary servers located in the standby facility are backed up appropriately · Ensure that all of the servers in the standby facility abide by <<Organization Name>>’s server policy · Install and implement any tools, hardware, and systems required in the standby facility · Install and implement any tools, hardware, and systems required in the primary facility · After ISCC is back to business as usual, this team will be summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the disaster Contact Information Add or delete rows to reflect the size of the Server Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Edwin Mason Operations Manager 111-222-3333 111-222-3333 111-222-3333 Naomy Masendi
  • 67. Systems Administrator 111-222-3333 111-222-3333 111-222-3333 Applications Team Mandatory The Applications Team will be responsible for ensuring that all enterprise applications operates as required to meet business objectives in the event of and during a disaster. They will be primarily responsible for ensuring and validating appropriate application performance and may assist other IT DR Teams as required. Role & Responsibilities · Edit this list to reflect your organization · In the event of a disaster that does not require migration to standby facilities, the team will determine which applications are not functioning at the primary facility · If multiple applications are impacted, the team will prioritize the recovery of applications in the manner and order that has the least business impact. Recovery will include the following tasks: · Assess the impact to application processes · Restart applications as required · Patch, recode or rewrite applications as required · Ensure that secondary servers located in standby facilities are kept up-to-date with application patches · Ensure that secondary servers located in standby facilities are kept up-to-date with data copies · Install and implement any tools, software and patches required in the standby facility · Install and implement any tools, software and patches required in the primary facility · After ISCC is back to business as usual, this team will be summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the
  • 68. disaster Contact Information Add or delete rows to reflect the size of the Application Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Job Mayande Program Manager 111-222-3333 111-222-3333 111-222-3333 Naomy Masendi Systems Administrator 111-222-3333 111-222-3333 111-222-3333 Operations Team Mandatory This team’s primary goal will be to provide employees with the tools they need to perform their roles as quickly and efficiently as possible. They will need to provision all <<Organization Name>> employees in the standby facility and those working from home with the tools that their specific role requires. Role & Responsibilities · Edit this list to reflect your organization · Maintain lists of all essential supplies that will be required in the event of a disaster · Ensure that these supplies are provisioned appropriately in the event of a disaster · Ensure sufficient spare computers and laptops are on hand so that work is not significantly disrupted in a disaster
  • 69. · Ensure that spare computers and laptops have the required software and patches · Ensure sufficient computer and laptop related supplies such as cables, wireless cards, laptop locks, mice, printers and docking stations are on hand so that work is not significantly disrupted in a disaster · Ensure that all employees that require access to a computer/laptop and other related supplies are provisioned in an appropriate timeframe · If insufficient computers/laptops or related supplies are not available the team will prioritize distribution in the manner and order that has the least business impact · This team will be required to maintain a log of where all of the supplies and equipment were used · After ISCC is back to business as usual, this team will be required to summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the disaster Contact Information Add or delete rows to reflect the size of the Operations Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Julie Gatundi Helpdesk Manager 111-222-3333 111-222-3333 111-222-3333 Naomy Masendi Systems Administrator 111-222-3333 111-222-3333
  • 70. 111-222-3333 Senior Management Team Mandatory The Senior Management Team will make any business decisions that are out of scope for the Disaster Recovery Lead. Decisions such as constructing a new data center, relocating the primary site etc. should be make by the Senior Management Team. The Disaster Recovery Lead will ultimately report to this team. Role & Responsibilities · Edit this list to reflect your organization · Ensure that the Disaster Recovery Team Lead is help accountable for his/her role · Assist the Disaster Recovery Team Lead in his/her role as required · Make decisions that will impact the company. This can include decisions concerning: · Rebuilding of the primary facilities · Rebuilding of data centers · Significant hardware and software investments and upgrades · Other financial and business decisions Contact Information Add or delete rows to reflect the size of the Management Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Edwin Mason CEO 111-222-3333 111-222-3333 111-222-3333 Fred Gatonde
  • 71. COO 111-222-3333 111-222-3333 111-222-3333 Communication Team Elective This will be the team responsible for all communication during a disaster. Specifically, they will communicate with ISCC’s employees, clients, vendors and suppliers, banks, and even the media if required. Role & Responsibilities · Edit this list to reflect your organization · Communicate the occurrence of a disaster and the impact of that disaster to all <<Organization Name>>‘s employees · Communicate the occurrence of a disaster and the impact of that disaster to authorities, as required · Communicate the occurrence of a disaster and the impact of that disaster to all <<Organization Name>>‘s partners · Communicate the occurrence of a disaster and the impact of that disaster to all <<Organization Name>>‘s clients · Communicate the occurrence of a disaster and the impact of that disaster to all <<Organization Name>>‘s vendors · Communicate the occurrence of a disaster and the impact of that disaster to media contacts, as required · After ISCC is back to business as usual, this team will be required to summarize any and all costs and will provide a report to the Disaster Recovery Lead summarizing their activities during the disaster Contact Information Add or delete rows to reflect the size of the Communications Team in your organization. Name Role/Title Work Phone Number
  • 72. Home Phone Number Mobile Phone Number Zack Jerome VP HR 111-222-3333 111-222-3333 111-222-3333 NA NA NA NA NA Finance Team Elective This team will be responsible for ensuring that all of <<Organization Name>>’s finances are dealt with in an appropriate and timely manner in the event of a disaster. The finance team will ensure that there is money available for necessary expenses that may result from a disaster as well as expenses from normal day-to-day business functions. Role & Responsibilities · Edit this list to reflect your organization · Ensure there is sufficient cash on-hand or accessible to deal with small-scale expenses caused by the disaster. These can include paying for accommodations and food for DR team members, incremental bills, etc. · Ensure there is sufficient credit available or accessible to deal with large-scale expenses caused by the disaster. These can include paying for new equipment, repairs for primary facilities, etc. · Review and approve Disaster Teams’ finances and spending · Ensure that payroll occurs and that employees are paid as normal, where possible · Communicate with creditor to arrange suspension of extensions to scheduled payments, as required
  • 73. · Communicate with banking partners to obtain any materials such as checks, bank books etc. that may need to be replaced as a result of the disaster Contact Information Add or delete rows to reflect the size of the Finance Team in your organization. Name Role/Title Work Phone Number Home Phone Number Mobile Phone Number Zack Jerome CFO 111-222-3333 111-222-3333 111-222-3333 Job Mayande Controller 111-222-3333 111-222-3333 111-222-3333 Other Organization Specific Teams Elective Specify additional teams as required in your organization. Define the team’s goals here. Role & Responsibilities · Edit this list to reflect your organization · List of team’s roles and responsibilities Contact Information Add or delete rows to reflect the size of the Other Organization DR Teams in your organization. Name Role/Title
  • 74. Work Phone Number Home Phone Number Mobile Phone Number NA NA NA NA NA NA NA NA NA NA Disaster Recovery Call Tree Mandatory In a disaster recovery or business continuity emergency, time is of the essence so <<Organization Name>> will make use of a Call Tree to ensure that appropriate individuals are contacted in a timely manner. · The Disaster Recovery Team Lead calls all Level 1 Members (Blue cells) · Level 1 members call all Level 2 team members over whom they are responsible (Green cells) · Level 1 members call all Level 3 team members over whom they are directly responsible (Beige cells) · Level 2 Members call all Level 3 team members over whom they are responsible (Beige cells) · In the event a team member is unavailable, the initial caller assumes responsibility for subsequent calls (i.e. if a Level 2 team member is inaccessible, the Level 1 team member directly contacts Level 3 team members). Add as many levels as you need for your organization. Contact Office Mobile Home
  • 75. DR Lead John Smith 111-222-3333 111-222-3333 111-222-3333 DR Management Team Lead DR Management Team 1 DR Management Team 2 Facilities Team Lead Facilities Team 1
  • 76. Network Team Lead LAN Team Lead LAN Team 1 WAN Team Lead WAN Team 1 Server Team Lead
  • 77. Server Type 1 Team Lead Server Type 1 Team 1 Server Type 2 Team Lead Server Type 2 Team 1 Applications Team Lead App 1 Team Lead
  • 78. App1 Team 1 App 2 Team Lead App 2 Team 1 Management Team Lead Management Team 1 Communications Team Lead
  • 79. Communications Team 1 Finance Team Lead Finance Team 1 A Disaster Recovery Call Tree Process Flow diagram can help clarify the call process in the event of an emergency. This sample may be used as-is or replaced with a custom flow process. Recovery Facilities Elective In order to ensure that <<Organization Name>> is able to withstand a significant outage caused by a disaster, it has provisioned separate dedicated standby facilities. This section of this document describes those facilities and includes operational information should those facilities have to be used. This section will vary depending on the type of standby facility that your organization uses. Please append this section
  • 80. according to the measures and facilities that your organization has in place. Some organizations may not have a standby facility at their disposal; in this situation, skip this section. This section is currently populated by an example of a company with a dedicated standby facility.Description of Recovery Facilities Elective (Mandatory where facilities exist) The Disaster Command and Control Center or Standby facility will be used after the Disaster Recovery Lead has declared that a disaster has occurred. This location is a separate location to the primary facility. The current facility, located at <<Address of Standby Facility>> is <<standby facility’s actual distance away from the primary facility>> miles away from the primary facility. The standby facility will be used by the IT department and the Disaster Recovery teams; it will function as a central location where all decisions during the disaster will be made. It will also function as a communications hub for <<Organization Name>>. The standby facility must always have the following resources available: · Edit this list to reflect your organization · Copies of this DRP document · Fully redundant server room · Sufficient servers and storage infrastructure to support enterprise business operations · Office space for DR teams and IT to use in the event of a disaster · External data and voice connectivity · Sleeping quarters for employees that may need to work multiple shifts · Kitchen facilities (including food, kitchen supplies and appliances) · Bathroom facilities (Including toilets, showers, sinks and appropriate supplies) · Parking spaces for employee vehicles
  • 81. Map of Standby Facility Location Provide a map of the area where the standby facility is located. Use sufficient scale that people can easily determine both where the facility is (not too small a scale) and how to get there (not too large a scale). Example (From Google Maps): Directions to Recovery Facility Provide multiple ways of getting to the facility in the event that one of the roads is unavailable. <<Directions to the standby facility: Option 1>> <<Directions to the standby facility: Option 2>> Transportation to the Standby Facility Elective (Mandatory where facilities exist) In the event of a disaster, only the Disaster Recovery Teams and select members of the IT department will work out of the standby facility. Since the standby facility is located <<standby facility’s actual distance away from the primary facility>> miles away from the primary facility, employees will need to be provided with transportation to the facility if they do not own vehicles or are unable to use them and hotel accommodations if necessary. Include only those transportation providers that are appropriate given the location of the Standby Facility. Taxi Providers Taxi Company 1 Address Phone Number <<Map of Taxi Company 1’s Location>> <<Directions to get to Rental Car Company 1 from the standby
  • 82. facility>> Taxi Company 2 Address Phone Number <<Map of Taxi Company 2’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Rental Car Providers Rental Car Company 1 Address Phone Number <<Map of Rental Car Company 1’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Rental Car Company 2 Address Phone Number <<Map of Rental Car Company 1’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Travel Agents (for air or train travel) Travel Agent 1 Address
  • 83. Phone Number <<Map of Travel Agent 1’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Travel Agent 2 Address Phone Number <<Map of Travel Agent 2’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Airports Airport 1 Address Phone Number <<Map of Airport 1’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>> Airport 2 Address Phone Number <<Map of Airport 2’s Location>> <<Directions to get to Rental Car Company 1 from the standby facility>>Operational Considerations Elective (Mandatory where facilities exist) If employees are required to stay at the Standby Facility for
  • 84. extended periods of time and require hotel accommodations, they will be provided by <<Organization Name>>. The Facilities Team will be responsible for determining which employees require hotel accommodations and ensuring sufficient rooms are made available. If employees are required to stay at the Standby Facility for extended periods of time and require food, it will be provided by <<Organization Name>>. The Facilities Team will be responsible for determining which employees require food and ensuring sufficient is made available via groceries, restaurants or caterers as appropriate. While in the Standby Facility, employees must work under appropriate, sanitary and safe conditions. The Facilities team will be responsible for ensuring that this facility is kept in proper working order. Include only those operations considerations providers that are appropriate given the facilities of the Standby Facility. Accommodations Hotel 1 Address Phone Number <<Map of Hotel 1’s Location>> <<Directions to get to Hotel 1 from the standby facility>> Hotel 2 Address Phone Number <<Map of Hotel 1’s Location>> <<Directions to get to Hotel 2 from the standby facility>>
  • 85. Food, Beverages and Other Supplies Restaurant/Grocery 1 Address Phone Number <<Map of Restaurant/Grocery 1’s Location>> <<Directions to get to Restaurant/Grocery 1 from the standby facility>> Restaurant/Grocery 2 Address Phone Number <<Map of Restaurant/Grocery 2’s Location>> <<Directions to get to Restaurant/Grocery 2 from the standby facility>> Restaurant/Grocery 3 Address Phone Number <<Map of Restaurant/Grocery 3’s Location>> <<Directions to get to Restaurant/Grocery 3 from the standby facility>> Catering Caterer 1 Address Phone Number
  • 86. <<Map of Caterer 1’s Location>> <<Directions to get to Caterer 1 from the standby facility>> Caterer 2 Address Phone Number <<Map of Caterer 2’s Location>> <<Directions to get to Caterer 2 from the standby facility>> Standby Facility Maintenance Maintenance Company Address Phone Number Data and Backups Mandatory This section explains where all of the organization’s data resides as well as where it is backed up to. Use this information to locate and restore data in the event of a disaster. In this section it is important to explain where the organization’s data resides. Discuss the location of all the organization’s servers, backups and offsite backups and list what information is stored on each of these. Data in Order of Criticality Please list all of the data in your organization in order of their criticality. Add or delete rows as needed to the table below. Rank Data Data Type Back-up Frequency Backup Location(s)
  • 87. 1 <<Data Name or Group>> <<Confidential, Public, Personally identifying information>> <<Frequency that data is backed up>> <<Where data is backed up to>> 2 3 4 5 6 7 8
  • 88. 9 10 Communicating During a Disaster Mandatory In the event of a disaster <<Organization Name>> will need to communicate with various parties to inform them of the effects on the business, surrounding areas and timelines. The Communications Team will be responsible for contacting all of <<Organization Name>>‘s stakeholders.Communicating with the Authorities Mandatory The Communications Team’s first priority will be to ensure that the appropriate authorities have been notified of the disaster, providing the following information: · Edit this list to reflect your organization · The location of the disaster · The nature of the disaster · The magnitude of the disaster · The impact of the disaster · Assistance required in overcoming the disaster · Anticipated timelines Authorities Contacts Add or delete rows to reflect the media contacts your enterprise
  • 89. must contact. Authorities Point of Contact Phone Number E-mail Police Department <<Contact Name>> 111-222-3333 <<Contact E-mail>> Fire Department <<Contact Name>> 111-222-3333 <<Contact E-mail>> Communicating with Employees Mandatory The Communications Team’s second priority will be to ensure that the entire company has been notified of the disaster. The best and/or most practical means of contacting all of the employees will be used with preference on the following methods (in order): · Edit this list to reflect your organization · E-mail (via corporate e-mail where that system still functions) · E-mail (via non-corporate or personal e-mail) · Telephone to employee home phone number · Telephone to employee mobile phone number The employees will need to be informed of the following: · Edit this list to reflect your organization · Whether it is safe for them to come into the office · Where they should go if they cannot come into the office · Which services are still available to them · Work expectations of them during the disaster
  • 90. Employee Contacts Add or delete rows to reflect the employees in your organization. Name Role/Title Home Phone Number Mobile Phone Number Personal E-mail Address John Smith Employee 111-222-3333 111-222-3333 [email protected] Fred Jones Employee 111-222-3333 111-222-3333 [email protected] Communicating with Clients Mandatory After all of the organization’s employees have been informed of the disaster, the Communications Team will be responsible for informing clients of the disaster and the impact that it will have on the following: · Edit this list to reflect your organization · Anticipated impact on service offerings · Anticipated impact on delivery schedules · Anticipated impact on security of client information · Anticipated timelines Crucial clients will be made aware of the disaster situation first. Crucial clients will be E-mailed first then called after to ensure that the message has been delivered. All other clients will be contacted only after all crucial clients have been contacted. Crucial Clients Mandatory
  • 91. Add or delete rows to reflect the crucial clients your enterprise must contact. Company Name Point of Contact Phone Number E-mail <<Company Name>> <<Contact Name>> 111-222-3333 <<Contact E-mail>> Secondary Clients Elective Add or delete rows to reflect the secondary clients your enterprise must contact. Company Name Point of Contact Phone Number E-mail <<Company Name>> <<Contact Name>> 111-222-3333 <<Contact E-mail>>
  • 92. Communicating with Vendors Mandatory After all of the organization’s employees have been informed of the disaster, the Communications Team will be responsible for informing vendors of the disaster and the impact that it will have on the following: · Edit this list to reflect your organization · Adjustments to service requirements · Adjustments to delivery locations · Adjustments to contact information · Anticipated timelines Crucial vendors will be made aware of the disaster situation first. Crucial vendors will be E-mailed first then called after to ensure that the message has been delivered. All other vendors will be contacted only after all crucial vendors have been contacted. Vendors encompass those organizations that provide everyday services to the enterprise, but also the hardware and software companies that supply the IT department. The Communications Team will act as a go-between between the DR Team leads and vendor contacts should additional IT infrastructure be required. Crucial Vendors Mandatory Add or delete rows to reflect the crucial vendors your enterprise must contact. Company Name Point of Contact Phone Number E-mail <<Company Name>> <<Contact Name>> 111-222-3333