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So many different kinds of mistakes 
Or why systematic error is the 21st century’s sampling error 
! 
Liliana M. Dávalos 
Assistant Professor, Department of Ecology & Evolution 
SUNY, Stony Brook 
! 
Grand Valley State University 
10 April 2014
My lab’s research mission 
Diversification Biological 
Human 
diversity impact
Two kinds of questions 
Biological 
diversity 
Diversification, 
speciation increase decrease Habitat loss
So many kinds of mistakes 
• Sampling error vs. systematic error 
• In phylogenetics 
• How phenotypes evolve 
• In environmental change 
• Why we are losing forests?
So many kinds of mistakes 
• Sampling error vs. systematic error 
• In phylogenetics 
• How phenotypes evolve 
• In environmental change 
• Why we are losing forests?
Thinking about errors 
• Let’s say we want to 
answer a question: 
• In a finite 
population, what is 
the frequency of an 
allele? 
Sampling vs. systematic
How to answer this 
question 
• We go out, get 
samples, genotype 
different individuals 
• Then we count the 
alleles 
• What is the main 
source of error? 
Sampling vs. systematic
This is sampling error 
• We want to get a 
better estimate of the 
allele frequency 
• => Sample more 
• We could sample the 
entire population 
• => Best possible 
estimate of allele 
frequency 
Sampling vs. systematic
Now let’s ask a 
different question 
• We want to find out 
how these 3000 
microbial lineages 
relate to one another 
• We get their genomes, 
map out each of the 
single-copy genes, 
estimate a phylogeny 
Lang, Darling, Eisen 2013 PLoS One 
Sampling vs. systematic
But our results don’t 
make sense 
• Is it sampling error? 
• Can we sample 
more than the whole 
genome? 
• We discover the model 
of gene evolution we 
are using was wrong 
• What kind of error is 
this? 
Lang, Darling, Eisen 2013 PLoS One 
Sampling vs. systematic
This is systematic 
error 
• Even sampling whole 
genomes won’t fix the 
problem 
• Having more data 
can make the 
problem worse! 
• As long as we don’t 
change the model, we 
will keep obtaining the 
wrong answer 
Lang, Darling, Eisen 2013 PLoS One 
Sampling vs. systematic
So many kinds of mistakes 
• Sampling error vs. systematic error 
• In phylogenetics 
• How phenotypes evolve 
• In environmental change 
• Why we are losing forests?
Phylogenetics 
Mycobacterium bovis BCG str. Pasteur 1173P2 
M. tuberculosis H37Ra 
M. bovis BCG str. Tokyo 172 
M. bovis AF212297 
M. tuberculosis CDC1551 
pathogenic M. tuberculosis F11 
(avium-M. tuberculosis KZN 1435 
M. tuberculosis H37Rv 
non-pathogenic Mycobacterium smegmatis M. avium subsp. paratuberculosis K10 
M. avium 104 
M. vanbaalenii PYR1 
M. sp. Spyr1 
M. smegmatis str. MC2 155 
M. sp. KMS 
M. sp. MCS 
M. sp JLS 
Mycobacterium sp. * 
Nocardia farcinica IFM 10152 
Gordonia bronchialis DSM 43247 
Rhodococcus opacus B4 
R. equi ATCC 33707 
R. equi 103S 
Segniliparus rotundus DSM 44985 
Bifidobacterium longum NCC2705 
B. longum DJO10A 
B. longum subsp. infantis 157F 
B. longum subsp. longum JCM 1217 
B. longum subsp. longum BBMN68 
B. longum subsp. infantis ATCC 55813 
B. longum subsp. longum JDM301 
B. longum subsp. infantis ATCC 15697 
B. breve DSM 20213 
B. dentium Bd1 
B. dentium ATCC B. adolescentis ATCC B. bifidum PRL2010 
100 
100 
84 
96 
42 
100 
63 
63 
65 
55 
51 
70 
84 
74 100 
98 
92 
99 
74 
100 
100 
100 
75 
99 
100 
20 
88 
• Testing relatedness 
• All of comparative 
biology 
• Historical 
biogeography 
• Evolutionary aspects 
of community ecology 
• Diagnostics and 
similar applications 
Corthals...Dávalos 2012 PLoS One 
How phenotypes evolve
Dated trees more 
important than ever 
• Dated trees need 
fossils 
• Why use dated trees? 
• Trait evolution 
• History of 
assemblages in time 
and space 
• Key innovations 
Dumont, Dávalos et al. 2012 P R Soc B 
How phenotypes evolve
Fossils without 
genomes 
• We use morphological 
characters 
• How good are the 
models of evolution for 
morphological 
characters? 
• Characteristics of 
the data 
• Compare to models 
molecular evolution 
Dávalos & Russell 2012 Ecol Evol 
How phenotypes evolve
Species Characters 
These are morphological 
characters 
• They look like this —> 
• Discontinuous 
between species 
• Factors, not 
numbers 
• Difficult to model 
How phenotypes evolve
The organisms in 
question 
New World Leaf-nosed bats and 
relatives 
How phenotypes evolve
p 
 i  
  i  
 p p 
 p 
 p p D  
 D 
	 p 
	 p D  

 pi  
   
	 D p D  
 i 
 p p D  
	 p D  

 p D  
  i  

 i  p D  
 p D  
 p 
 p  D i  

 pi 
	 

 i Di 

 DD 
  
 D 
 D Di  
 pi 
 p D  
p p D  
	 p D  

 Di  

 p D  i D 

 p D   i D 

 p D  D
p 
 

 Di 
  D D 
D i  
D i    
D i  i  
 
 Dp i  
 p  
 
 p    
 p   p 
 p   i  
 D p 

  p 
 D 
 Di 

 p D  
 p 
 p  

 D 
D i  
  

	
 
 
•	 
• 

 Ma  
	 r M  

 r M  aM 

 r M   Ma 

 r M   aM 

 rM  M  
 r 
 a  
  a  
	 

 ra 
  
 M Ma  
 ra 
	  M 
 M 
 r 
 r  M a  

 
 r 
 r r 

 ra  
   
	 M r M  
 a 
 r r M  
  a  

 a  r M  
 r M  
	 r 
	 r M  
 
 r M  
r r M  c  
r r M   rc  M
r 

 Ma 
 
 r    
 r   
 

  r 
 r   
 Mr a  
 r  
  M  
 M r 
M a  
 a 
M a  
  

 M 
 Ma 
 r 
 M 

 r M
• 
Baker et al. 2003 Occas Pap Mus TTU 
Dávalos, Cirranello et al. 2012 Biol Rev 
Wetterer et al. 2000 B Am Mus Nat Hist 
How phenotypes evolve
The trouble with 
morphological characters 
• At first, only model 
was parsimony 
• Neutral Jukes-Cantor 
1969 model 
implemented 2001 
• Current model has 
gamma variation 
across characters 
• Applying this model 
does not solve conflict 
Dávalos, Cirranello et al. 2012 Biol Rev 
How phenotypes evolve
If the Jukes-Cantor model yields conflicting answer, 
could the model be inadequate given these data?
Non 
consistent 
q 
p 
p p 
q 
Homoplasy I: inconsistency! 
Felsenstein 1978 Syst Biol 
How phenotypes evolve 
consistent
Homoplasy II: 
ecological convergence 
• Can bring together 
unrelated ecologically 
similar lineages 
• This example: mt 
 c  
		
 
cytochrome b gene 
of nectar-feeding 
bats 
• Association adaptive 
molecular evolution 
and supporting wrong 
node Dávalos, Cirranello et al. 2012 Biol Rev 
P  e
c  
	 
 
 
 
 P r e   e 
 c
A B 



		 
		 
 



 

  e
How phenotypes evolve
Homoplasy III: 
correlated evolution 
• Expected in protein-coding 
genes 
• Models in use for 
codons, aminoacids, 
ribosomal RNA 
secondary structure 
Dávalos  Perkins 2008 Genomics 
How phenotypes evolve
Might these affect morphological characters? 
Reviewer 1: 
I don't see the point. If the characters are good 
characters (meaning that they have some phylogenetic 
signal at some level), then there is nothing especially 
wrong with the fact that they are weighted a little more 
than other characters. 
How phenotypes evolve
Dávalos, Cirranello et al. 2012 Biol Rev 
Inconsistency! 
How phenotypes evolve
● 
● 
	
 

 

 
●

 

 
 
●
ï 

 RUQHFWDUï
● 
● 
● 
● 
● 
● 
● 
●● 
● 
● 
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● 
● 
● 
● 
● 
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● 
● 
● 
 c  
A 		
 

  e  
 r   P  P  P
Dávalos et al. In Press Syst Biol 
Dávalos, Cirranello et al. 2012 Biol Rev 
Convergent 
evolution! 
How phenotypes evolve
Correlated evolution! 
Dissimilarity between characters - 
How phenotypes evolve 
‘
Models incur 
systematic error 
• Morphology = 
phenotype 
• Neutrality and 
independence wrong 
for models 
• Not neutral 
• Not independent 
Skelly et al. 2013 Genome Res 
How phenotypes evolve
How does 
morphology evolve? 
• Ordering: each 
character state gives 
rise to a finite range of 
states 
• There are limits to 
states because of 
• Development 
• Natural selection 
Dávalos, Cirranello et al. 2012 Biol Rev 
How phenotypes evolve
Modeling selection in 
morphology 
• Brownian motion vs. 
Ornstein-Uhlenbeck 
models 
• Continuous 
phenotypic traits 
• Might selection explain 
homoplasy in 
morphological data? 
How phenotypes evolve 
Butler  King 2004 Am Nat
OU2b 
OU3 
nectarivorous 
nectarivorous 
strictly frugivorous (figs, Short-faced bats) 
A B C D 
OU2a 
nectarivorous 
other 
frugivorous (figs) 
other 
frugivorous (figs) 
other 
frugivorous (figs) 
other 
OU4 
Macrotus 
Desmodus 
Diaemus 
Diphylla 
Micronycteris 
Lampronycteris 
Carollia 
Sturnira 
Mesophylla 
Vampyressa 
Platyrrhinus 
Vampyrodes 
Chiroderma 
Metavampyressa 
Uroderma 
Ardops 
Ariteus 
Figure Stenoderma 
Ametrida 
Centurio 
Pygoderma 
Sphaeronycteris 
Artibeus 
Ectophylla 
Enchisthenes 
Rhinophylla 
Lonchophylla 
LPolantcahlinoaphylla 
Choeroniscus 
Choeronycteris 
Hylonycteris 
Anoura 
Glossophaga 
Leptonycteris 
Monophyllus 
Erophylla 
Phyllonycteris 
Brachyphylla 
Chrotopterus 
Vampyrum 
Lophostoma 
Phyllostomus 
Phylloderma 
Mimon 
Tonatia 
Trachops 
Dumont ... Dávalos 2014 Evolution 
Engineering model of 
performance 
How phenotypes evolve
500 
400 
300 
200 
100 
0 
0.0 0.4 0.8 1.2 
MA 
count 
diet 
figs 
figs only 
nectar 
other 
Three performance 
peaks 
• Performance related to 
diet 
• Low mechanical 
advantage in nectar-feeding 
bats 
• Convergence on 
this phenotype 
• Analyzing function and 
integrating selection 
better than ignoring 
How phenotypes evolve 
Mechanical advantage 
Frequency 
Dumont ... Dávalos 2014 Evolution
Morphology 
... 
Aminoacids 
Codons 
How phenotypes evolve 
Neutral 
genotype 
Model complexity 
How phenotypes evolve

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So many different kinds of mistakes

  • 1. So many different kinds of mistakes Or why systematic error is the 21st century’s sampling error ! Liliana M. Dávalos Assistant Professor, Department of Ecology & Evolution SUNY, Stony Brook ! Grand Valley State University 10 April 2014
  • 2. My lab’s research mission Diversification Biological Human diversity impact
  • 3. Two kinds of questions Biological diversity Diversification, speciation increase decrease Habitat loss
  • 4. So many kinds of mistakes • Sampling error vs. systematic error • In phylogenetics • How phenotypes evolve • In environmental change • Why we are losing forests?
  • 5. So many kinds of mistakes • Sampling error vs. systematic error • In phylogenetics • How phenotypes evolve • In environmental change • Why we are losing forests?
  • 6. Thinking about errors • Let’s say we want to answer a question: • In a finite population, what is the frequency of an allele? Sampling vs. systematic
  • 7. How to answer this question • We go out, get samples, genotype different individuals • Then we count the alleles • What is the main source of error? Sampling vs. systematic
  • 8. This is sampling error • We want to get a better estimate of the allele frequency • => Sample more • We could sample the entire population • => Best possible estimate of allele frequency Sampling vs. systematic
  • 9. Now let’s ask a different question • We want to find out how these 3000 microbial lineages relate to one another • We get their genomes, map out each of the single-copy genes, estimate a phylogeny Lang, Darling, Eisen 2013 PLoS One Sampling vs. systematic
  • 10. But our results don’t make sense • Is it sampling error? • Can we sample more than the whole genome? • We discover the model of gene evolution we are using was wrong • What kind of error is this? Lang, Darling, Eisen 2013 PLoS One Sampling vs. systematic
  • 11. This is systematic error • Even sampling whole genomes won’t fix the problem • Having more data can make the problem worse! • As long as we don’t change the model, we will keep obtaining the wrong answer Lang, Darling, Eisen 2013 PLoS One Sampling vs. systematic
  • 12. So many kinds of mistakes • Sampling error vs. systematic error • In phylogenetics • How phenotypes evolve • In environmental change • Why we are losing forests?
  • 13. Phylogenetics Mycobacterium bovis BCG str. Pasteur 1173P2 M. tuberculosis H37Ra M. bovis BCG str. Tokyo 172 M. bovis AF212297 M. tuberculosis CDC1551 pathogenic M. tuberculosis F11 (avium-M. tuberculosis KZN 1435 M. tuberculosis H37Rv non-pathogenic Mycobacterium smegmatis M. avium subsp. paratuberculosis K10 M. avium 104 M. vanbaalenii PYR1 M. sp. Spyr1 M. smegmatis str. MC2 155 M. sp. KMS M. sp. MCS M. sp JLS Mycobacterium sp. * Nocardia farcinica IFM 10152 Gordonia bronchialis DSM 43247 Rhodococcus opacus B4 R. equi ATCC 33707 R. equi 103S Segniliparus rotundus DSM 44985 Bifidobacterium longum NCC2705 B. longum DJO10A B. longum subsp. infantis 157F B. longum subsp. longum JCM 1217 B. longum subsp. longum BBMN68 B. longum subsp. infantis ATCC 55813 B. longum subsp. longum JDM301 B. longum subsp. infantis ATCC 15697 B. breve DSM 20213 B. dentium Bd1 B. dentium ATCC B. adolescentis ATCC B. bifidum PRL2010 100 100 84 96 42 100 63 63 65 55 51 70 84 74 100 98 92 99 74 100 100 100 75 99 100 20 88 • Testing relatedness • All of comparative biology • Historical biogeography • Evolutionary aspects of community ecology • Diagnostics and similar applications Corthals...Dávalos 2012 PLoS One How phenotypes evolve
  • 14. Dated trees more important than ever • Dated trees need fossils • Why use dated trees? • Trait evolution • History of assemblages in time and space • Key innovations Dumont, Dávalos et al. 2012 P R Soc B How phenotypes evolve
  • 15. Fossils without genomes • We use morphological characters • How good are the models of evolution for morphological characters? • Characteristics of the data • Compare to models molecular evolution Dávalos & Russell 2012 Ecol Evol How phenotypes evolve
  • 16. Species Characters These are morphological characters • They look like this —> • Discontinuous between species • Factors, not numbers • Difficult to model How phenotypes evolve
  • 17. The organisms in question New World Leaf-nosed bats and relatives How phenotypes evolve
  • 18. p i i p p p p p D D p p D pi D p D i p p D p D p D i i p D p D p p D i pi i Di DD D D Di pi p D p p D p D Di p D i D p D i D p D D
  • 19. p Di D D D i D i D i i Dp i p p p p p i D p p D Di p D p p D D i • • Ma r M r M aM r M Ma r M aM rM M r a a ra M Ma ra M M r r M a r r r ra M r M a r r M a a r M r M r r M r M r r M c r r M rc M
  • 20. r Ma r r r r Mr a r M M r M a a M a M Ma r M r M
  • 21. • Baker et al. 2003 Occas Pap Mus TTU Dávalos, Cirranello et al. 2012 Biol Rev Wetterer et al. 2000 B Am Mus Nat Hist How phenotypes evolve
  • 22. The trouble with morphological characters • At first, only model was parsimony • Neutral Jukes-Cantor 1969 model implemented 2001 • Current model has gamma variation across characters • Applying this model does not solve conflict Dávalos, Cirranello et al. 2012 Biol Rev How phenotypes evolve
  • 23. If the Jukes-Cantor model yields conflicting answer, could the model be inadequate given these data?
  • 24. Non consistent q p p p q Homoplasy I: inconsistency! Felsenstein 1978 Syst Biol How phenotypes evolve consistent
  • 25. Homoplasy II: ecological convergence • Can bring together unrelated ecologically similar lineages • This example: mt c cytochrome b gene of nectar-feeding bats • Association adaptive molecular evolution and supporting wrong node Dávalos, Cirranello et al. 2012 Biol Rev P e
  • 26. c P r e e c
  • 27. A B e
  • 29. Homoplasy III: correlated evolution • Expected in protein-coding genes • Models in use for codons, aminoacids, ribosomal RNA secondary structure Dávalos Perkins 2008 Genomics How phenotypes evolve
  • 30. Might these affect morphological characters? Reviewer 1: I don't see the point. If the characters are good characters (meaning that they have some phylogenetic signal at some level), then there is nothing especially wrong with the fact that they are weighted a little more than other characters. How phenotypes evolve
  • 31. Dávalos, Cirranello et al. 2012 Biol Rev Inconsistency! How phenotypes evolve
  • 32. ● ● ● ●
  • 34. ● ● ● ● ● ● ● ●● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● c A e r P P P
  • 35. Dávalos et al. In Press Syst Biol Dávalos, Cirranello et al. 2012 Biol Rev Convergent evolution! How phenotypes evolve
  • 36. Correlated evolution! Dissimilarity between characters - How phenotypes evolve ‘
  • 37. Models incur systematic error • Morphology = phenotype • Neutrality and independence wrong for models • Not neutral • Not independent Skelly et al. 2013 Genome Res How phenotypes evolve
  • 38. How does morphology evolve? • Ordering: each character state gives rise to a finite range of states • There are limits to states because of • Development • Natural selection Dávalos, Cirranello et al. 2012 Biol Rev How phenotypes evolve
  • 39. Modeling selection in morphology • Brownian motion vs. Ornstein-Uhlenbeck models • Continuous phenotypic traits • Might selection explain homoplasy in morphological data? How phenotypes evolve Butler King 2004 Am Nat
  • 40. OU2b OU3 nectarivorous nectarivorous strictly frugivorous (figs, Short-faced bats) A B C D OU2a nectarivorous other frugivorous (figs) other frugivorous (figs) other frugivorous (figs) other OU4 Macrotus Desmodus Diaemus Diphylla Micronycteris Lampronycteris Carollia Sturnira Mesophylla Vampyressa Platyrrhinus Vampyrodes Chiroderma Metavampyressa Uroderma Ardops Ariteus Figure Stenoderma Ametrida Centurio Pygoderma Sphaeronycteris Artibeus Ectophylla Enchisthenes Rhinophylla Lonchophylla LPolantcahlinoaphylla Choeroniscus Choeronycteris Hylonycteris Anoura Glossophaga Leptonycteris Monophyllus Erophylla Phyllonycteris Brachyphylla Chrotopterus Vampyrum Lophostoma Phyllostomus Phylloderma Mimon Tonatia Trachops Dumont ... Dávalos 2014 Evolution Engineering model of performance How phenotypes evolve
  • 41. 500 400 300 200 100 0 0.0 0.4 0.8 1.2 MA count diet figs figs only nectar other Three performance peaks • Performance related to diet • Low mechanical advantage in nectar-feeding bats • Convergence on this phenotype • Analyzing function and integrating selection better than ignoring How phenotypes evolve Mechanical advantage Frequency Dumont ... Dávalos 2014 Evolution
  • 42. Morphology ... Aminoacids Codons How phenotypes evolve Neutral genotype Model complexity How phenotypes evolve
  • 43. The trouble with systematic error • In sampling error mode • More is more • More characters • = thousands of correlated phenotypes • This will fail, we have systematic error • Improve model • Improve data • Reduce data
  • 44. So many kinds of mistakes • Sampling error vs. systematic error • In phylogenetics • How phenotypes evolve • In environmental change • Why we are losing forests?
  • 45. My lab’s research mission Diversification Biological Human diversity impact
  • 46. Hamburger! (or steak) Kaimowitz et al. 2004 CIFOR Coca Dávalos et al. 2011 Environ Sci Technol Land tenure and property Hecht 1993 BioScience Why do rainforests decline? Three hypotheses Why lose forests?
  • 47. + demand beef + beef, + cattle + cattle, + pasture + pasture, - forest Hamburger! (or steak) Kaimowitz et al. 2004 CIFOR Predictions Coca Dávalos et al. 2011 Environ Sci Technol Land tenure and property Hecht 1993 BioScience Why lose forests? + demand cocaine + cocaine, + coca + coca, - forest + demand land + pasture, + cattle + cattle, - forest
  • 48. Forest, decrease coca nothing Eradication The real drivers of habitat loss Urbanization Development Dávalos et al. 2014 Biol Cons becomes Pasture Cows property is Why lose forests?
  • 49. These systematic errors are scary • Models inform policy • Real decisions are made based on these inadequate models • Models influence what data we collect • If we focus on cattle and the problem is palm, we are missing the real story
  • 50. Shifting to the present • 20th century challenge • Collecting enough data • i.e., sampling • Still relevant in many cases • New challenges • Formulating models • “Big” data • Correlated data • Otherwise biased data Fjeldsa et al. 2005 Ambio
  • 51. Thanks! • Funding • NSF–DEB, CIDER–SBU • Speciation diversification: A. Cirranello, A. Russell, N. Simmons, P. Velazco • Functional evolution: E. Dumont, S. Rossiter, E. Teeling • Conservation policy: D. Armenteras, A. Bejarano, A. Corthals, L. Correa, J. Holmes, N. Rodriguez, C. Romero • Dávalos Lab • Phylogenetics: R. Dahan, S. DelSerra, A. Goldberg, O. Warsi, L. Yohe, X. Zhang • Land use: P. Connell, M. Hall, E. Simola, G. Tudda, Y. Shah