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A Measurement Approach for a Resilience
Index: Possible Applications to Climate
Shocks
John M. Ulimwengu
Senior Research Fellow, AFR
International Food Policy Research Institute
Washington, DC | September 29, 2021
Commitment 6: Enhancing Resilience to Climate
Variability: Where Do African Countries Stand?
BR Score, 2019 (normalized)
No data
< 0.5 of benchmark
0.5 - 0.99 of benchmark
Above benchmark
• In 2019, 11 countries were on track for
enhanced climate and livelihood resilience—
an improvement since 2017, when only 7
countries achieved the benchmark threshold.
• However, none of the five geographic-
economic regions met the benchmark.
WEST AFRICA FOOD SYSTEM RESILIENCE
PROGRAM : THEORY OF CHANGE
MEASURING RESILIENCE TO CLIMATE SHOCKS
Standard variables
for estimating a
comprehensive
resilience capacity
index
1. Basic Condition Measures: Initial states
Food security (FAO’s four components)
Health index
Assets index
Social capital index
Access to services index
Infrastructure
Ecological eco-services index
2. Disturbance Measures: Shocks and Stressors
2.1. Covariate shocks and stressors
• Drought/flood
• Health shocks
• Political crises
• Market prices
• Trade/policy shocks…
2.2. Idiosyncratic shocks and stressors
• Illness/death
• Loss of income
• Failed crops
• Livestock loss…
3. Response Measures:
Mitigation strategies
Coping strategies
Adaptation strategies
4. Subsequent State(s): Current state
Food security (FAO’s four components)
Health index
Assets index
Social capital index
Access to services index
Infrastructure
Ecological eco-services index
Source: Adapted from Constas and Barrett (2013)
𝐹𝑜𝑜𝑑 𝑐𝑜𝑛𝑠𝑢𝑚𝑝𝑡𝑖𝑜𝑛
𝐷𝑖𝑒𝑡𝑎𝑟𝑦 𝐷𝑖𝑣𝑒𝑟𝑠𝑖𝑡𝑦
𝐹𝐶𝑆
= Λ2, Λ3, Λ4 × 𝑅𝐶𝐼 + 𝜀2, 𝜀3, 𝜀4 (1)
𝑅𝐶𝐼 = 𝛽1, 𝛽2, 𝛽3, 𝛽4 ×
𝐴𝐵𝑆
𝐴𝑆𝑇
𝑆𝑆𝑁
𝐴𝐶
+ 𝜀1 (2)
Resilience Index Measurement and Analysis II (RIMA-II)
Resilience Capacity | South Sudan
ε=0.18 ε=0.35
ε=0.01
ε=0.09
ε=1.09 ε=0.85 ε=0.75 ε=0.04 ε=-0.44
4. Results
Resilience
BASIC ASSET ADC
SSN
FCS HDDI Meals1 Meals2 Meals3
Pillar variables Weights
Distance to primary school 0.717
Time to reach the health
facility 0.537
Health facility provides
free care 0.467
Respondent satisfied with
quality of health service 0.357
Existence of agricultural
extension workers 0.312
Participation in vocational
training 0.278
Access to a common open
market 0.138
Pillar variables Weights
Predicted no. of
tables 0.998
Predicted no. of
beds 0.998
Predicted no. of
cell phones -0.023
Pillar variables Weights
No. of ag livelihood
activities 0.599
No. of crop types
planted 0.522
No. of nonag
livelihood activities 0.472
Educational
attainment of head 0.230
Info. about natural
disaster 0.034
No. of formal
employers -0.034
Pillar variables Weights
Remittances
from S. Sudan 0.441
Remittances
from outside S.
Sudan 0.441
Conflict Governance
Estimate Resilience capacity
(RC)
1
Using RIMA framework
2
RC: f(BASIC, ASSET, SSN, ADC)
[FCS, HDDI,…]=g(RC)
3
4
Next steps: Programming,
Impact assessment, M&E,
Harmonization.
5
Resilience capacity and intervention pillars
0.034
0.073
0.067
0.186
0.000
0.020
0.040
0.060
0.080
0.100
0.120
0.140
0.160
0.180
0.200
Access to basic
services
Assets Social safety nets Adaptive capacity
Elasticity
Pillars
• Pillars do not
have the same
effect on
resilience
capacity
Simulation of
livestock disease
• We built up on the previous scenario and make
use of the current prices in the livestock market
of Torit, Easter Equatoria (where this dataset
comes from).
• The average tropical livestock unit endowments
in our data is 3.3; in our simulation, we assume
70% of disruption that approximately can be
valued as 2.5 cows.
0.96
0.98
1
1.02
1.04
1.06
1.08
10% 50% 60% 90% 10% 50% 60% 90% 10% 50% 60% 90%
Training Agricultural inputs Wealth
Relative
RCI
Interventions
System Resilience or Component Resilience?
There are three entry points to capture food system resilience in a holistic
approach:
i) national or regional food systems, which comprise multiple value chains
contributing to food security and other outcomes;
ii) individual food value chains ranging from local to global levels, which form the
national and regional food systems, and together lead to the diverse outcomes
of food systems; and
iii) Individual participants: this includes smallholder livelihoods, household food
security, consumers' health etc.
The distinction is important as it determines the types of metrics the project will
use to assess its effectiveness in building resilience.
Concluding remarks
▪ Coherence
o Call for alignment of project theory of change,
data collection tools and interventions costs.
▪ Data availability
o Tracking and record cost data for interventions
needs become a standard part of program
implementation
o Building panel datasets

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A Measurement Approach for a Resilience Index: Possible Applications to Climate Shocks

  • 1. A Measurement Approach for a Resilience Index: Possible Applications to Climate Shocks John M. Ulimwengu Senior Research Fellow, AFR International Food Policy Research Institute Washington, DC | September 29, 2021
  • 2. Commitment 6: Enhancing Resilience to Climate Variability: Where Do African Countries Stand? BR Score, 2019 (normalized) No data < 0.5 of benchmark 0.5 - 0.99 of benchmark Above benchmark • In 2019, 11 countries were on track for enhanced climate and livelihood resilience— an improvement since 2017, when only 7 countries achieved the benchmark threshold. • However, none of the five geographic- economic regions met the benchmark.
  • 3. WEST AFRICA FOOD SYSTEM RESILIENCE PROGRAM : THEORY OF CHANGE
  • 4. MEASURING RESILIENCE TO CLIMATE SHOCKS
  • 5. Standard variables for estimating a comprehensive resilience capacity index 1. Basic Condition Measures: Initial states Food security (FAO’s four components) Health index Assets index Social capital index Access to services index Infrastructure Ecological eco-services index 2. Disturbance Measures: Shocks and Stressors 2.1. Covariate shocks and stressors • Drought/flood • Health shocks • Political crises • Market prices • Trade/policy shocks… 2.2. Idiosyncratic shocks and stressors • Illness/death • Loss of income • Failed crops • Livestock loss… 3. Response Measures: Mitigation strategies Coping strategies Adaptation strategies 4. Subsequent State(s): Current state Food security (FAO’s four components) Health index Assets index Social capital index Access to services index Infrastructure Ecological eco-services index Source: Adapted from Constas and Barrett (2013)
  • 6. 𝐹𝑜𝑜𝑑 𝑐𝑜𝑛𝑠𝑢𝑚𝑝𝑡𝑖𝑜𝑛 𝐷𝑖𝑒𝑡𝑎𝑟𝑦 𝐷𝑖𝑣𝑒𝑟𝑠𝑖𝑡𝑦 𝐹𝐶𝑆 = Λ2, Λ3, Λ4 × 𝑅𝐶𝐼 + 𝜀2, 𝜀3, 𝜀4 (1) 𝑅𝐶𝐼 = 𝛽1, 𝛽2, 𝛽3, 𝛽4 × 𝐴𝐵𝑆 𝐴𝑆𝑇 𝑆𝑆𝑁 𝐴𝐶 + 𝜀1 (2) Resilience Index Measurement and Analysis II (RIMA-II)
  • 7. Resilience Capacity | South Sudan ε=0.18 ε=0.35 ε=0.01 ε=0.09 ε=1.09 ε=0.85 ε=0.75 ε=0.04 ε=-0.44 4. Results Resilience BASIC ASSET ADC SSN FCS HDDI Meals1 Meals2 Meals3 Pillar variables Weights Distance to primary school 0.717 Time to reach the health facility 0.537 Health facility provides free care 0.467 Respondent satisfied with quality of health service 0.357 Existence of agricultural extension workers 0.312 Participation in vocational training 0.278 Access to a common open market 0.138 Pillar variables Weights Predicted no. of tables 0.998 Predicted no. of beds 0.998 Predicted no. of cell phones -0.023 Pillar variables Weights No. of ag livelihood activities 0.599 No. of crop types planted 0.522 No. of nonag livelihood activities 0.472 Educational attainment of head 0.230 Info. about natural disaster 0.034 No. of formal employers -0.034 Pillar variables Weights Remittances from S. Sudan 0.441 Remittances from outside S. Sudan 0.441 Conflict Governance Estimate Resilience capacity (RC) 1 Using RIMA framework 2 RC: f(BASIC, ASSET, SSN, ADC) [FCS, HDDI,…]=g(RC) 3 4 Next steps: Programming, Impact assessment, M&E, Harmonization. 5
  • 8. Resilience capacity and intervention pillars 0.034 0.073 0.067 0.186 0.000 0.020 0.040 0.060 0.080 0.100 0.120 0.140 0.160 0.180 0.200 Access to basic services Assets Social safety nets Adaptive capacity Elasticity Pillars • Pillars do not have the same effect on resilience capacity
  • 9. Simulation of livestock disease • We built up on the previous scenario and make use of the current prices in the livestock market of Torit, Easter Equatoria (where this dataset comes from). • The average tropical livestock unit endowments in our data is 3.3; in our simulation, we assume 70% of disruption that approximately can be valued as 2.5 cows. 0.96 0.98 1 1.02 1.04 1.06 1.08 10% 50% 60% 90% 10% 50% 60% 90% 10% 50% 60% 90% Training Agricultural inputs Wealth Relative RCI Interventions
  • 10. System Resilience or Component Resilience? There are three entry points to capture food system resilience in a holistic approach: i) national or regional food systems, which comprise multiple value chains contributing to food security and other outcomes; ii) individual food value chains ranging from local to global levels, which form the national and regional food systems, and together lead to the diverse outcomes of food systems; and iii) Individual participants: this includes smallholder livelihoods, household food security, consumers' health etc. The distinction is important as it determines the types of metrics the project will use to assess its effectiveness in building resilience.
  • 11. Concluding remarks ▪ Coherence o Call for alignment of project theory of change, data collection tools and interventions costs. ▪ Data availability o Tracking and record cost data for interventions needs become a standard part of program implementation o Building panel datasets