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Caring through Sharing




    eHIP: Health Information Platform
        Legislation and its practical implications

                   Kirsten Van Gossum,
         former researcher KULeuven-ICRI-IBBT
            Ir. José Verguts, Agfa HealthCare




Agenda
Some definitions regarding the processing
of health data
Case: local collaboration of GP’s
In practice…
  The written consent
  Conditions and safeguards
  Right of access
  Documents needed to start
Conclusion
                                                          2
Definitions
Scope of Belgian privacy law= the processing of personal data
wholly or partly by automatic means, and to the processing otherwise
than by automatic means of personal data which form part of a filing
system or are intended to form part of a filing system;

Personal data= any information relating to an identified or identifiable
natural person. An identifiable person is one who can be identified
directly or indirectly, in particular by reference to an identification
number or to one or more factors specific to his physical,
physiological, mental, economic, cultural or social identity;

Processing= any operation or set of operations which performed
upon personal data, whether or not by automatic means, such as
collection, recording, organization, storage, adaptation or alteration,
erasure or destruction,…
                                                                           3




 Health data
 The processing of health data is, in principle, prohibited
 (art. 7 DPA)
 This prohibition does, however, not apply for EHRs in the
 following instances
     written patient consent
     the processing is rendered mandatory by a law
     the processing is necessary to protect the vital interests of the
     patient
     processing of the data is required for the purposes of preventive
     medicine, medical diagnosis, the provision of care or treatment to
     the data subject or a relative, or the management of health-care
     services;
     the processing is necessary for scientific research



                                                                           4
Case: local collaboration of GP’s

  How do GP’s look at sharing of Health Data?
       Survey conducted summer 2007*
       135 GP responded
       28 questions including
          Current and future collaboration issues
          Information classification: nice2know, need2know
          Privacy issues

* Survey conducted as part of a Master thesis “EMD samenwerking tussen huisartsen”,
   José Verguts, VUB UA Ugent, September 2007 in collaboration with Domus Medica and
   related to a project funded by the FOD


                                                                                  5




  Health data essential to share

  Which data is seen as essential to share?

       Allergies and intolerances
       Current and chronic medication
       Vaccinations
       Chronic diseases
       Actual problem
       Personal antecedents




                                                                                  6
Health data classification
Some survey results

                                    Results of the survey
   Post survey            Is       On patient    On patient   No formal
GROUP classification   essential    consent       request      opinion
    “ESSENTIAL”           75          20
   “ON CONSENT”           25          40             20
   “ON REQUEST”          27.5         25             25         22.5
“NO FORMAL OPINION”       30          20             20          30

                                                No universal consensus



                                                                       7




  Health data classification
Which data is not seen as essential to share?

Three categories & some examples
 On patient consent
    Desired pregnancy / Abortion
 On patient request
    Appointments and full medical history file
 No formal opinion
    Information received from relatives and others patients
    Personal judgments


                                                                       8
In practice...

The written consent as a general rule…

 A prior, freely given, specific, informed
 consent
 The drafting of an “informed consent” (multi-
 layered)
 Art. 9 DPA: minimum requirements
 Possibility to withdraw his consent

                                                  9




Case: GP’s & informed consent

Prior informed consent
To whom may the patient give his prior consent ?
   To any of the GP’s (valid for all GP’s)
   To the GP holding the global medical file
   To every GP (only valid for the GP involved)


Is an ad-hoc consent allowed instead of a prior
consent?



                                                  10
Case: GP’s & informed consent

Some survey results

                                           Results of the survey
When?        To whom?           Required     Is OK      No         No formal
                                                                    opinion
PRIOR    Consent to GMD-GP          30        35        10            25
AD HOC      Consulted GP            15        35        20            30

                      No universal consensus, but a significant difference




                                                                           11




  Conditions and safeguards

  The processing of health data has to
  comply with the rules set out in the Royal
  decree of February 13th, 2001
  Health data can only be processed under
  the responsibility / supervision of a
  healthcare professional
  The health data have to be gathered at the
  data subject himself

                                                                           12
Right of access

Of the data subject (the patient)
   With or without the help of a healthcare professional
   Exception: medical research
   Therapeutic exception


Of the healthcare professionals
   Free choice of the patient
   RBAC as a security measure


                                                             13




Documents needed to start
External
   Privacy policy regarding the patient
   -> the informed consent
Internal / External
   Privacy policy regarding the healthcare professionals
   -> the privacy policy on the website of the application
Internal
   The security policy (technical and organisational
   measures)
   -> internal documents


                                                             14
Conclusion & open questions

A specific informed prior consent is important
   Is this realistic in daily medical practice?
   Self-regulation based on health data classification?
   Empowerment of the patient?

Proportionality – informed consent
   Role based access
   Necessity principle



                                                          15




At your service

                     [José Verguts]
               jose.verguts@agfa.com
                   Agfa HealthCare

                [Kirsten Van Gossum]
            k.vangossum@lorenz-law.com
                        Lorenz

                      [Joris Ballet]
             joris.ballet@law.kuleuven.be
                ICRI K.U.Leuven – IBBT

                                                          16

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Ehip3 caring through sharing legislation and-its-practical-implications kirsten van gossum jose verguts

  • 1. Caring through Sharing eHIP: Health Information Platform Legislation and its practical implications Kirsten Van Gossum, former researcher KULeuven-ICRI-IBBT Ir. José Verguts, Agfa HealthCare Agenda Some definitions regarding the processing of health data Case: local collaboration of GP’s In practice… The written consent Conditions and safeguards Right of access Documents needed to start Conclusion 2
  • 2. Definitions Scope of Belgian privacy law= the processing of personal data wholly or partly by automatic means, and to the processing otherwise than by automatic means of personal data which form part of a filing system or are intended to form part of a filing system; Personal data= any information relating to an identified or identifiable natural person. An identifiable person is one who can be identified directly or indirectly, in particular by reference to an identification number or to one or more factors specific to his physical, physiological, mental, economic, cultural or social identity; Processing= any operation or set of operations which performed upon personal data, whether or not by automatic means, such as collection, recording, organization, storage, adaptation or alteration, erasure or destruction,… 3 Health data The processing of health data is, in principle, prohibited (art. 7 DPA) This prohibition does, however, not apply for EHRs in the following instances written patient consent the processing is rendered mandatory by a law the processing is necessary to protect the vital interests of the patient processing of the data is required for the purposes of preventive medicine, medical diagnosis, the provision of care or treatment to the data subject or a relative, or the management of health-care services; the processing is necessary for scientific research 4
  • 3. Case: local collaboration of GP’s How do GP’s look at sharing of Health Data? Survey conducted summer 2007* 135 GP responded 28 questions including Current and future collaboration issues Information classification: nice2know, need2know Privacy issues * Survey conducted as part of a Master thesis “EMD samenwerking tussen huisartsen”, José Verguts, VUB UA Ugent, September 2007 in collaboration with Domus Medica and related to a project funded by the FOD 5 Health data essential to share Which data is seen as essential to share? Allergies and intolerances Current and chronic medication Vaccinations Chronic diseases Actual problem Personal antecedents 6
  • 4. Health data classification Some survey results Results of the survey Post survey Is On patient On patient No formal GROUP classification essential consent request opinion “ESSENTIAL” 75 20 “ON CONSENT” 25 40 20 “ON REQUEST” 27.5 25 25 22.5 “NO FORMAL OPINION” 30 20 20 30 No universal consensus 7 Health data classification Which data is not seen as essential to share? Three categories & some examples On patient consent Desired pregnancy / Abortion On patient request Appointments and full medical history file No formal opinion Information received from relatives and others patients Personal judgments 8
  • 5. In practice... The written consent as a general rule… A prior, freely given, specific, informed consent The drafting of an “informed consent” (multi- layered) Art. 9 DPA: minimum requirements Possibility to withdraw his consent 9 Case: GP’s & informed consent Prior informed consent To whom may the patient give his prior consent ? To any of the GP’s (valid for all GP’s) To the GP holding the global medical file To every GP (only valid for the GP involved) Is an ad-hoc consent allowed instead of a prior consent? 10
  • 6. Case: GP’s & informed consent Some survey results Results of the survey When? To whom? Required Is OK No No formal opinion PRIOR Consent to GMD-GP 30 35 10 25 AD HOC Consulted GP 15 35 20 30 No universal consensus, but a significant difference 11 Conditions and safeguards The processing of health data has to comply with the rules set out in the Royal decree of February 13th, 2001 Health data can only be processed under the responsibility / supervision of a healthcare professional The health data have to be gathered at the data subject himself 12
  • 7. Right of access Of the data subject (the patient) With or without the help of a healthcare professional Exception: medical research Therapeutic exception Of the healthcare professionals Free choice of the patient RBAC as a security measure 13 Documents needed to start External Privacy policy regarding the patient -> the informed consent Internal / External Privacy policy regarding the healthcare professionals -> the privacy policy on the website of the application Internal The security policy (technical and organisational measures) -> internal documents 14
  • 8. Conclusion & open questions A specific informed prior consent is important Is this realistic in daily medical practice? Self-regulation based on health data classification? Empowerment of the patient? Proportionality – informed consent Role based access Necessity principle 15 At your service [José Verguts] jose.verguts@agfa.com Agfa HealthCare [Kirsten Van Gossum] k.vangossum@lorenz-law.com Lorenz [Joris Ballet] joris.ballet@law.kuleuven.be ICRI K.U.Leuven – IBBT 16