1. David E. Batkiewicz, CPA
84 Montana Dr. Garner, NC 27529
Cell: 919-610-2087 debatkie@gmail.com
PROFESSIONAL SUMMARY
Professional bank internal audit manager with strong experience reviewing and evaluating financial institutions. Proficient
at performing financial and operational audits, coordination with regulatory agencies, and conducting risk assessment.
Specialize at compiling audit reports and recommendations documenting risk and liability.
PROFESSIONAL CERTIFICATIONS / MEMBERSHIPS
Certified Public Account – NC License # 39708 – September 2015
American Institute of Certified Public Accounts
Institute of Internal Auditors
WORK EXPERIENCE
Square 1 Bank a Division ofPacific Western Bank – Durham,NC
Internal Audit Manager (March 2016 – September2016)
SOX ProgramManager (October 2015 – March 2016)
Audit Manager(November 2014 – October 2016)
 Managed the Bank’s compliance with the Sarbanes Oxley (SOX) Act of 2002
o Developed and maintained comprehensive SOX Program policies and procedures
o Created narratives and developed process flowcharts for each operational department
consistency
o Perform system analysis to determine which systems to include in SOX testing
o Planned and budgeted the annual internal plan
 Managed outsourced internal audit partner
o Planned and budgeted the annual internal plan
o Reviewed and approved scopes for the audits and the overall audit program to ensure
completeness and adequate coverage
o Performed quality assurance work paper review
o Managed the tracking and remediation of all internal audit findings and observations in
accordance with bank policy and regulatory compliance
o Completed the annual internal audit quality assessment of the internal audit third party provider
o Performed transactional testing in conjunction with the bank’s third party internal audit
provider
 Managed the bank’s Vendor Management Program
o Completed and bank wide scrub of the bank’s current third party vendors, identifying vendors
that required signed contracts and annual due diligence
o Performed third party vendor SSAE 16 reviewed and evaluated their User Control
Considerations
McGladrey LLP - Raleigh, NC
Senior Associate - Financial Institution Risk Advisory Services (August 2012 – November 2014)
 Providing risk management and internal audit consulting services to clients
 Built and maintained new and existing client relationships
 Conducted internal audit engagements independently
 Conducted fieldwork, discussed findings and observations during client exist meetings, prepared work
papers and prepared written audit reports

2. David E. Batkiewicz, CPA
84 Montana Dr. Garner, NC 27529
Cell: 919-610-2087 debatkie@gmail.com
WORK EXPERIENCE
CVS Pharmacy - Garner, NC
National Certified Pharmacy Technician (October 2006 - August 2012)
 Worked fulltime while attending school fulltime
 Patient consulting, new patient orientation, and data entry
 Insurance billing and troubleshooting
 Preparation of prescribed medications to be verified and dispensed by Pharmacist
Retail Store Manager
Walgreens – Yucca Valley, CA (October 2003 – September 2006)
California Optical Inc. – PalmDesert, CA (April 2002 – August 2003)
Eyeglass World – Springfield, MO (June 2000 – April 2002)
 Managed a management team of five store managers and six lab managers
 Developed assistant managers through Manager In Training Program
 Trained, monitored, and motivated a staff consisting of 25-30 employees
 Established budgets, sales goals, and a commission based compensation plan
 Facilitated a sales training program for employees and management
 Increase sales revenue overall by 4.5% from Jan.-2003 through July-2003
EDUCATION
North Carolina State University – Raleigh, NC
Masters of Accounting – Enterprise Risk Management Concentration - (August 2011 - August 2012)
 Enterprise Risk Management Project – Spring 2012
o Worked with commercial bank to align key risks to the bank
o Aided in the creation of an enterprise-wide view of key risk
o Explored external data sources to develop Key Risk Indicators
o Presented findings to members of the bank’s Senior Management and Risk Management team
B.S. Business Administration – (August 2009 - August 2011)
 Concentration in Finance
 Minor in Accounting