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Advertising Regulation 
31-Oct-14
Categories of Advertising 
Broadcast Advertising Regulation 
Preclearance and Clearcast 
Non-broadcast Advertising Regulation 
Questions
There are two categories of advertising in the UK 
Broadcast Advertising 
Non- Broadcast Advertising
Broadcast Advertising is: spot advertising on radio and TV and teleshopping
Non- Broadcast Advertising is:
They share a single regulator, but the legal framework is different 
6
Is co-regulated 
Broadcast Advertising 
Non- Broadcast Advertising 
Is self-regulated
Broadcast Advertising Regulation Framework 
8
Broadcast Advertising is co-regulated 
• 
Government-approved regulatory and competition authority for the broadcasting, telecommunications and postal industries 
• 
Funded by the industry and grant in aid from the government 
9
Broadcast Advertising is co-regulated 
• 
Independent regulator of advertising across all media 
• 
Funded by the advertising industry 
10
Broadcast Advertising is co-regulated 
• 
Ofcom has a statutory duty to maintain standards in broadcast advertising and delegates powers to the ASA 
• 
ASA is responsible on a day-to-day basis for broadcast advertising content standards: 
• 
Investigates complaints 
• 
Publishes adjudications 
11
The rules themselves are written by Broadcast Committee of Advertising Practice (BCAP) 
• 
BCAP is self-regulatory, and made up of representatives of advertisers, media owners, agencies and clearance bodies 
• 
Ofcom retains overall sign-off on major changes to the Code 
12
13 
Responsible in law 
Investigates and Adjudicates 
Makes rules
Ofcom have not delegated responsibility for decisions on 
• 
Political Advertising 
• 
Prohibited from UK Broadcast media by law (allowed on non-broadcast) 
•Broadcast sponsorship 
•due to sponsorship’s strong links with programming and editorial issues 
14
Preclearance and Clearcast
It is a condition of UK Broadcaster licenses that all advertising in broadcast media should not mislead, cause harm or offend 
16
And that broadcasters should therefore clear ads against the BCAP code prior to transmission 
17
Preclearance Bodies 
18
Clearcast is jointly owned by the UK’s 6 largest broadcasters
Clearcast 20 
1. Check that claims can be substantiated, reviewing evidence 
“The most environmentally-friendly car” 
“No one is cheaper” 
“Exclusive”
Clearcast 21 
2. Check that scripts and finished commercials meet the BCAP rules, providing advice
Clearcast 22 
3. Apply timing restrictions and scheduling information
For TV and Radio the ultimate responsibility for complying with rules lies with Broadcasters 
23
Some of the things Clearcast consider 
• 
Claims and Omission 
• 
Harm and Offence 
• 
Denigration 
• 
Context, eg charity 
• 
Specific rules, eg Alcohol 
• 
Superimposed Text
Restrictions 
Post 
11pm 
Post 10pm 
Post 9pm 
Post 7.30pm 
Ex Kids 
Any time 
L1 
L2 
L3 
L4 
L5
Scheduling – product categories 
Gambling 
Kids’ spin-off products 
HFSS 
Cert 15+ 
Film Trailers & Video Games 
Slimming products 
Licensed medicines 
Condoms 
San Pro 
Alcohol 
Products that receive automatic scheduling restrictions:
Info for broadcasters 
Website 
Supers 
Nazi footage 
Phone numbers 
Guns 
Explosions 
Unidentified artists 
Suitable for under 9s? 
Competition mechanic 
Codes give detail about ad content to help broadcasters schedule accordingly.
Clearcast in numbers 
3,547 
Registered users of our copy clearance system 
35,646 
Scripts submitted 
65,091 
TV Commercials submitted
29 
Responsible in law 
Investigates and Adjudicates 
Makes rules 
Pre-clears TV ads 
Advises on VOD
Responsible in law 
Investigates and Adjudicates 
Makes rules 
Pre-clears TV ads 
Advises on VOD 
Licensees 
(eg Broadcasters) 
Advertisers 
Broadcasters 
Who 
What 
Funded by
Complaint 
Defence 
Draft Recommendation 
Final Decision 
ASA Investigation Process 
Not Upheld 
Upheld 
or
0.1% 
Percentage of ASA upheld complaints against total ads viewed by Clearcast
The usual sanction for upheld complaints is being “named and shamed”. Ads must be withdrawn or amended.
The ASA can refer broadcasters to Ofcom for further sanctions if they feel it is necessary. 
34 
• 
Fines 
• 
Licence Revocation
Non- Broadcast Advertising is:
Responsible in law 
Investigates and Adjudicates 
Makes rules 
Pre-clears TV ads 
Advises on VOD 
Broadcast
Investigates and Adjudicates 
Makes rules Provides copy advice 
Non-Broadcast
Importantly, non-broadcast remit of CAP and ASA extends to: 
38 
• 
banners, 
• 
pop-ups, 
• 
Viral communications, 
• 
sponsored search, 
• 
marketing communications on companies’ own websites and 
• 
other non-paid for space under advertiser’s control
Non-broadcast advertising is wholly self-regulated 
• 
“CAP code” determined by advertisers, agencies and media owners 
• 
No preclearance, but advertisers must hold evidence for claims they make 
• 
ASA investigate and adjudicate on complaints. 
• 
Ads must be withdrawn or amended following upheld complaints. 
• 
“Name and Shame”. No fines but media owners may be warned about Advertiser.
Benefits of the system 
• 
Easier for consumers 
• 
Free to the taxpayer 
• 
Simpler for advertisers 
• 
Technology neutral and high standards for all approach 
• 
Harmonious decision making across media 
• 
Corporate social responsibility 
Benefits noted by ASA
Useful links 
• 
Ofcom 
• 
ASA 
• 
ASA Adjudications 
• 
CAP and BCAP 
• 
Basbof and Asbof 
• 
Clearcast 
• 
RACC 
• 
CAA and BBFC 41

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Overview of UK Advertising Regulation

  • 2. Categories of Advertising Broadcast Advertising Regulation Preclearance and Clearcast Non-broadcast Advertising Regulation Questions
  • 3. There are two categories of advertising in the UK Broadcast Advertising Non- Broadcast Advertising
  • 4. Broadcast Advertising is: spot advertising on radio and TV and teleshopping
  • 6. They share a single regulator, but the legal framework is different 6
  • 7. Is co-regulated Broadcast Advertising Non- Broadcast Advertising Is self-regulated
  • 9. Broadcast Advertising is co-regulated • Government-approved regulatory and competition authority for the broadcasting, telecommunications and postal industries • Funded by the industry and grant in aid from the government 9
  • 10. Broadcast Advertising is co-regulated • Independent regulator of advertising across all media • Funded by the advertising industry 10
  • 11. Broadcast Advertising is co-regulated • Ofcom has a statutory duty to maintain standards in broadcast advertising and delegates powers to the ASA • ASA is responsible on a day-to-day basis for broadcast advertising content standards: • Investigates complaints • Publishes adjudications 11
  • 12. The rules themselves are written by Broadcast Committee of Advertising Practice (BCAP) • BCAP is self-regulatory, and made up of representatives of advertisers, media owners, agencies and clearance bodies • Ofcom retains overall sign-off on major changes to the Code 12
  • 13. 13 Responsible in law Investigates and Adjudicates Makes rules
  • 14. Ofcom have not delegated responsibility for decisions on • Political Advertising • Prohibited from UK Broadcast media by law (allowed on non-broadcast) •Broadcast sponsorship •due to sponsorship’s strong links with programming and editorial issues 14
  • 16. It is a condition of UK Broadcaster licenses that all advertising in broadcast media should not mislead, cause harm or offend 16
  • 17. And that broadcasters should therefore clear ads against the BCAP code prior to transmission 17
  • 19. Clearcast is jointly owned by the UK’s 6 largest broadcasters
  • 20. Clearcast 20 1. Check that claims can be substantiated, reviewing evidence “The most environmentally-friendly car” “No one is cheaper” “Exclusive”
  • 21. Clearcast 21 2. Check that scripts and finished commercials meet the BCAP rules, providing advice
  • 22. Clearcast 22 3. Apply timing restrictions and scheduling information
  • 23. For TV and Radio the ultimate responsibility for complying with rules lies with Broadcasters 23
  • 24. Some of the things Clearcast consider • Claims and Omission • Harm and Offence • Denigration • Context, eg charity • Specific rules, eg Alcohol • Superimposed Text
  • 25. Restrictions Post 11pm Post 10pm Post 9pm Post 7.30pm Ex Kids Any time L1 L2 L3 L4 L5
  • 26. Scheduling – product categories Gambling Kids’ spin-off products HFSS Cert 15+ Film Trailers & Video Games Slimming products Licensed medicines Condoms San Pro Alcohol Products that receive automatic scheduling restrictions:
  • 27. Info for broadcasters Website Supers Nazi footage Phone numbers Guns Explosions Unidentified artists Suitable for under 9s? Competition mechanic Codes give detail about ad content to help broadcasters schedule accordingly.
  • 28. Clearcast in numbers 3,547 Registered users of our copy clearance system 35,646 Scripts submitted 65,091 TV Commercials submitted
  • 29. 29 Responsible in law Investigates and Adjudicates Makes rules Pre-clears TV ads Advises on VOD
  • 30. Responsible in law Investigates and Adjudicates Makes rules Pre-clears TV ads Advises on VOD Licensees (eg Broadcasters) Advertisers Broadcasters Who What Funded by
  • 31. Complaint Defence Draft Recommendation Final Decision ASA Investigation Process Not Upheld Upheld or
  • 32. 0.1% Percentage of ASA upheld complaints against total ads viewed by Clearcast
  • 33. The usual sanction for upheld complaints is being “named and shamed”. Ads must be withdrawn or amended.
  • 34. The ASA can refer broadcasters to Ofcom for further sanctions if they feel it is necessary. 34 • Fines • Licence Revocation
  • 36. Responsible in law Investigates and Adjudicates Makes rules Pre-clears TV ads Advises on VOD Broadcast
  • 37. Investigates and Adjudicates Makes rules Provides copy advice Non-Broadcast
  • 38. Importantly, non-broadcast remit of CAP and ASA extends to: 38 • banners, • pop-ups, • Viral communications, • sponsored search, • marketing communications on companies’ own websites and • other non-paid for space under advertiser’s control
  • 39. Non-broadcast advertising is wholly self-regulated • “CAP code” determined by advertisers, agencies and media owners • No preclearance, but advertisers must hold evidence for claims they make • ASA investigate and adjudicate on complaints. • Ads must be withdrawn or amended following upheld complaints. • “Name and Shame”. No fines but media owners may be warned about Advertiser.
  • 40. Benefits of the system • Easier for consumers • Free to the taxpayer • Simpler for advertisers • Technology neutral and high standards for all approach • Harmonious decision making across media • Corporate social responsibility Benefits noted by ASA
  • 41. Useful links • Ofcom • ASA • ASA Adjudications • CAP and BCAP • Basbof and Asbof • Clearcast • RACC • CAA and BBFC 41