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The Test Security Framework:
Why different tests need different
test security requirements
June 29, 2016
Caveon Webinar Series
www.caveon.com2
Today’s Presenters
Rachel Schoenig, ACT
AVP and Head of Test
Security
Jennifer Geraets, ACT
Senior Test Security
Analyst
Jamie Mulkey,
Caveon
VP, Client Services
Agenda
• Division and Project Background
• Process
• Work to Date
• Next Steps
3 www.caveon.com
ATP Workforce Skills
Credentialing Division
ATP Workforce Skills Credentialing Division
1. Security and Privacy Subcommittee
2. Initiative Outreach Taskforce
4 www.caveon.com
ATP Workforce Skills Credentialing
Division
• Workforce: The people engaged in or
available for work, either in a country or
area or in a particular company or industry.
• Credential: The evidence of mastery,
competence, or achievement of a specific
topic or skill that is under the control of the
individual.
5 www.caveon.com
Security & Privacy Subcommittee
1. Survey of workforce skills
credentials and test security
2. Framework for evaluating
security and privacy of
credential offerings
6 www.caveon.com
Workforce Shifts
Shrinking Workforce
7
Sources: Pew Research Center; United Nations; Organisation for Economic
Cooperation and Development; International Politics and Society
www.caveon.com
Workforce Shifts
Reliance on younger
generations
8
Sources: Worldwatch Institute; Organisation for
Economic Cooperation and Development
www.caveon.com
Workforce Shifts
Migration
9
Sources: Organisation for Economic Cooperation and Development
www.caveon.com
Workforce Skills are Important
10 www.caveon.com
Now what?
11
Access to
education
Better skills
and jobs
matches
Formal
recognition
of skills
www.caveon.com
Incomplete Equation
www.caveon.com12
Skills /
Competency
Content
Trustworthy
Portable
Credentials
Access to Opportunity
13 www.caveon.com
www.caveon.com14
Access to Opportunity
$$ Thousands
$$
15 www.caveon.com
Access to Opportunity
FAKE Credentials
are the OPPOSITE
16
Source: Business Insider
Complete Equation
www.caveon.com17
Content
Trustworthy
Portable
Credentials
Test
Security
ATP Workforce Skills Division
Framework of Test
Security
18 www.caveon.com
Process
19
Testing
Company
Employee Employer
www.caveon.com
Examinee Perspective
• Value
– What does this credential say about my skills?
• Fairness
– What does everyone else have to do to earn this
credential?
– Is this a fair process?
– What happens if someone cheated?
20 www.caveon.com
Credential User Perspective
• Trustworthiness
– Did the individual earn the credential and
have the required skills?
– How can I authenticate the credential?
– How will I know if a credential is revoked?
• Portability and Value
– Who administered the test and what brand
is attached to the credential?
– Who else relies on the credential?
21 www.caveon.com
Methodology
1. Test Taker Identification
2. Test Administration
3. Test Design
4. Results Validation and Authentication
5. Investigation and Remediation
6. Sustainability
22 www.caveon.com
Methodology
23
One Size
Fits All
www.caveon.com
Methodology
• Surveys
– Employees
– Employers
– Test publishers
24 www.caveon.com
Work to Date
• Framework
– 6 categories
– 4 tiers
– Capabilities / tools at each tier
• Transparency
• Self-identification
25 www.caveon.com
Applying the Framework
Hypotheticals
26 www.caveon.com
Credential Security –
Pre-Employment testing
• JRJ Manufacturing company needs entry
level workers to operate a simple piece of
machinery.
• They offer candidates a pre-employment
reading test to assess comprehension and
the ability to follow directions.
– The test is given online, without any
proctoring
– Score results are used with other factors to
determine if the candidate moves to the
next round of employment interviews.
27 www.caveon.com
Using the Framework
Test Administration – Test Taker
28
I know my credential has value and
that results will be reliable if I follow
the rules
 I have been told the testing rules in
advance and know I am expected
to follow all rules concerning
appropriate testing conduct
 I am able to take the test on my
own
 I may or may not be proctored
during testing
I know my credential is valuable and that
testing is fair because there are strong
standardized test administration
requirements.
• I have to test at a designated, secure
testing location
• I have been told the rules in advance
and know I am expected to follow all
rules concerning appropriate testing
conduct
• I am prohibited from bringing
unauthorized aids and electronics
(digital devices) into the testing room
and expect additional security to
prevent me or others from doing so
Level 1 Level 4
Credential Security –
Medical Device Certification
• The new JRJ hand-held medical sonogram
is being marketed in the US and Europe
but a credential is required for use
– Individuals taking the sonogram device training
already have medical credentials (MD, RN,
RDMS)
– A computerized test is completed at the end of
training course completion. Scores are
recorded and tracked.
– The test is monitored by the instructor who
taught the course.
29 www.caveon.com
Using the Framework
Test Taker Identification – Test Publisher
30
Level 1 Level 4
Minimal identification and
authentication tools
 Examinee self-identifies
 Credential issuer may seek to
match identification through
other tools (such as Facebook
or Twitter accounts)
 Credential issuer will seek to
verify identification if questions
arise
Strong identification and authentication
tools
• Identification is established by
requiring government-issued photo
identification
• Identification is further established via
biometrics tools, challenge questions
and presentation of government-
issued photo identification
• Test taker image is captured at time of
testing
Challenges
• Communicating the Framework
• Getting credential users and examinees to
request and use the Framework levels
• Will users see the Framework’s flexibility?
• Consulting the Framework before test
development
31 www.caveon.com
Next Steps
Work in Process
• Completion & publication by ATP 2017
• Privacy Framework is next
32 www.caveon.com
Next Steps
Reviewers needed!
33 www.caveon.com
Complete Equation
www.caveon.com34
Content
Trustworthy
Portable
Credentials
Test
Security
Q&A
www.caveon.com35
Thank You!
www.caveon.com36
Follow Caveon on twitter @caveon
Check out our blog
www.caveon.com/blog
LinkedIn Group “Caveon Test Security”
Rachel Schoenig
Rachel.Schoenig@act.org
Jennifer Geraets
Jennifer.Geraets@act.org
Dr. Jamie Mulkey
Jamie.Mulkey@caveon.com

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Caveon Webinar Series - The Test Security Framework- Why Different Tests Need Different Test Security Requirements - June 2016

  • 1. The Test Security Framework: Why different tests need different test security requirements June 29, 2016 Caveon Webinar Series
  • 2. www.caveon.com2 Today’s Presenters Rachel Schoenig, ACT AVP and Head of Test Security Jennifer Geraets, ACT Senior Test Security Analyst Jamie Mulkey, Caveon VP, Client Services
  • 3. Agenda • Division and Project Background • Process • Work to Date • Next Steps 3 www.caveon.com
  • 4. ATP Workforce Skills Credentialing Division ATP Workforce Skills Credentialing Division 1. Security and Privacy Subcommittee 2. Initiative Outreach Taskforce 4 www.caveon.com
  • 5. ATP Workforce Skills Credentialing Division • Workforce: The people engaged in or available for work, either in a country or area or in a particular company or industry. • Credential: The evidence of mastery, competence, or achievement of a specific topic or skill that is under the control of the individual. 5 www.caveon.com
  • 6. Security & Privacy Subcommittee 1. Survey of workforce skills credentials and test security 2. Framework for evaluating security and privacy of credential offerings 6 www.caveon.com
  • 7. Workforce Shifts Shrinking Workforce 7 Sources: Pew Research Center; United Nations; Organisation for Economic Cooperation and Development; International Politics and Society www.caveon.com
  • 8. Workforce Shifts Reliance on younger generations 8 Sources: Worldwatch Institute; Organisation for Economic Cooperation and Development www.caveon.com
  • 9. Workforce Shifts Migration 9 Sources: Organisation for Economic Cooperation and Development www.caveon.com
  • 10. Workforce Skills are Important 10 www.caveon.com
  • 11. Now what? 11 Access to education Better skills and jobs matches Formal recognition of skills www.caveon.com
  • 13. Access to Opportunity 13 www.caveon.com
  • 15. Access to Opportunity $$ Thousands $$ 15 www.caveon.com
  • 16. Access to Opportunity FAKE Credentials are the OPPOSITE 16 Source: Business Insider
  • 18. ATP Workforce Skills Division Framework of Test Security 18 www.caveon.com
  • 20. Examinee Perspective • Value – What does this credential say about my skills? • Fairness – What does everyone else have to do to earn this credential? – Is this a fair process? – What happens if someone cheated? 20 www.caveon.com
  • 21. Credential User Perspective • Trustworthiness – Did the individual earn the credential and have the required skills? – How can I authenticate the credential? – How will I know if a credential is revoked? • Portability and Value – Who administered the test and what brand is attached to the credential? – Who else relies on the credential? 21 www.caveon.com
  • 22. Methodology 1. Test Taker Identification 2. Test Administration 3. Test Design 4. Results Validation and Authentication 5. Investigation and Remediation 6. Sustainability 22 www.caveon.com
  • 24. Methodology • Surveys – Employees – Employers – Test publishers 24 www.caveon.com
  • 25. Work to Date • Framework – 6 categories – 4 tiers – Capabilities / tools at each tier • Transparency • Self-identification 25 www.caveon.com
  • 27. Credential Security – Pre-Employment testing • JRJ Manufacturing company needs entry level workers to operate a simple piece of machinery. • They offer candidates a pre-employment reading test to assess comprehension and the ability to follow directions. – The test is given online, without any proctoring – Score results are used with other factors to determine if the candidate moves to the next round of employment interviews. 27 www.caveon.com
  • 28. Using the Framework Test Administration – Test Taker 28 I know my credential has value and that results will be reliable if I follow the rules  I have been told the testing rules in advance and know I am expected to follow all rules concerning appropriate testing conduct  I am able to take the test on my own  I may or may not be proctored during testing I know my credential is valuable and that testing is fair because there are strong standardized test administration requirements. • I have to test at a designated, secure testing location • I have been told the rules in advance and know I am expected to follow all rules concerning appropriate testing conduct • I am prohibited from bringing unauthorized aids and electronics (digital devices) into the testing room and expect additional security to prevent me or others from doing so Level 1 Level 4
  • 29. Credential Security – Medical Device Certification • The new JRJ hand-held medical sonogram is being marketed in the US and Europe but a credential is required for use – Individuals taking the sonogram device training already have medical credentials (MD, RN, RDMS) – A computerized test is completed at the end of training course completion. Scores are recorded and tracked. – The test is monitored by the instructor who taught the course. 29 www.caveon.com
  • 30. Using the Framework Test Taker Identification – Test Publisher 30 Level 1 Level 4 Minimal identification and authentication tools  Examinee self-identifies  Credential issuer may seek to match identification through other tools (such as Facebook or Twitter accounts)  Credential issuer will seek to verify identification if questions arise Strong identification and authentication tools • Identification is established by requiring government-issued photo identification • Identification is further established via biometrics tools, challenge questions and presentation of government- issued photo identification • Test taker image is captured at time of testing
  • 31. Challenges • Communicating the Framework • Getting credential users and examinees to request and use the Framework levels • Will users see the Framework’s flexibility? • Consulting the Framework before test development 31 www.caveon.com
  • 32. Next Steps Work in Process • Completion & publication by ATP 2017 • Privacy Framework is next 32 www.caveon.com
  • 36. Thank You! www.caveon.com36 Follow Caveon on twitter @caveon Check out our blog www.caveon.com/blog LinkedIn Group “Caveon Test Security” Rachel Schoenig Rachel.Schoenig@act.org Jennifer Geraets Jennifer.Geraets@act.org Dr. Jamie Mulkey Jamie.Mulkey@caveon.com