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Caveon Webinar Series
www.caveon.com 1
June 17, 2015
Aimée Rhodes, CFA Institute
Joe Kamell, American Board of Radiology
Dennis Maynes, Caveon Test Security
Learning About and Teaching Best
Practices in Test Security;
A Panel Discussion
Why this topic?
www.caveon.com 2
Training and education
are essential for
improving test security
Respond
Protect
DetectImprove
Agenda for Today
• Educational Experiences
• Educational Resources
• Panel Discussion
• Summary
www.caveon.com 3
Educational Experiences
www.caveon.com 4
Pioneer: One who is among the first in a field of endeavor
Aimée Rhodes
Director of Exam Security at CFA Institute, Aimée is tasked
with maintaining the public confidence in CFA-sponsored
designations by ensuring that:
1. exam content is secure;
2. no candidate has an unfair
advantage over another;
3. only those individuals truly
qualified to pass the exam do
so; and
4. the risks inherent in our exam
programs are identified and
addressed appropriately.
www.caveon.com 5
Aimée’s Story
• A lawyer by education, Aimée served on active
duty in the US Army JAG Corps before entering
private practice.
• Aimée moved to ACT as Director, Test Security in
2005.
– She oversaw the security of all of ACT’s resident and
contract programs
• Joined CFA Institute in 2008 and has built their
exam security program from scratch, including:
– A data forensic program
– Web patrol program
– Unusual candidate behavior tracking
– Site visit program
www.caveon.com 6
Joe Kamell
1. exam content is secure,
2. Exams are delivered in a
consistent and fair exam
environment,
3. all security related events are
investigated, and,
4. risks to the security of all ABR
exams are identified and
addressed
www.caveon.com 7
As a manager of exam delivery and security at the American
Board of Radiology, Joe is tasked with maintaining the
integrity of ABR Certification by ensuring that:
Joe’s Story
• BS – Health Education / MBA in Technology Mgmt.
• Several years in retail loss prevention
• Training in interviewing and interrogation
techniques (Wicklander-Zulawski)
• As a result of a public event in 2011, ABR added
the responsibilities of exam security to my duties,
where the program was built from the ground up,
including:
– Web patrolling
– Data forensics
– Site visit program
– Investigative process
www.caveon.com 8
Dennis Maynes
Chief Scientist
Dennis oversees the statistical analysis
of exams for detecting potential test
fraud and strengthening the security of
client exams.
Other responsibilities:
1. Present and discuss test security
topics at conferences, workshops,
and webinars
2. Provide expert testimony support as
necessary
3. Conduct research for furthering the
state of the art of data forensics
www.caveon.com 9
Dennis’ Story
• With several others, founded Caveon in
2003
• Developed data forensics methodologies
• Presented in dozens of conferences
• Testified as an expert witness
• Favorite tag lines:
– The answer’s in the data!
– You can’t manage what you don’t measure!
www.caveon.com 10
Educational Resources
www.caveon.com 11
Reference Works
• https://cespcert.org/resources
• Handbook of Test Security
– CCSSO TILSA Guidebook
– Operational Best Practices for Statewide Large-
Scale Assessment Programs
– Standards for Educational and Psychological
Testing
– The ITC Guidelines on Test Security
www.caveon.com 12
Topic-specific Monographs
• ATP Test Security Committee
– ATP Guidelines for Legal Protection of
Assessment Content,
– ATP Online Piracy Enforcement Strategies:
Guidelines and Best Practices,
– ATP Security Survey Report 2013,
– Assessment Security Options: Considerations
by Delivery Channel and Assessment Model
www.caveon.com 13
Journals and Publications
• Journal of Educational and Behavioral
Statistics
• Applied Measurement in Education
www.caveon.com 14
Conferences
• ATP – www.testpublishers.org
• COTS - http://cete.ku.edu/conference-test-security
• ICE - http://www.credentialingexcellence.org
• NCSA - http://www.ccsso.org/ncsa.html
www.caveon.com 15
Workshops
• Caveon Test Security Workshop
• http://www.caveon.com/were-taking-test-
security-on-the-road/
• Various specialty webinars offered by ICE
and Caveon
www.caveon.com 16
CESP
• Certified Exam Security Professional
• Training and Credential
• www.cespcert.org
www.caveon.com 17
Other Online Resources
• Blogs: Caveon
• Candidate Agreements
• Test Security Procedures
www.caveon.com 18
Panel Discussion
www.caveon.com 19
Q1
www.caveon.com 20
• How do you stay current with test security
developments and ideas?
Q1: How do you stay current with test
security developments and ideas?
• Conferences are a good source of
information
• Benchmarking with colleagues in the
industry
– Vendors
– Testing partners
– Other Directors, Exam Security
• Test security is ALWAYS in the news!
www.caveon.com 21
Aimée Rhodes
• Warning – blatant plug!
– Caveon newsletters provide perspective and
news on current issues
– Caveon often discusses current issues in
webinars
• Get engaged on Social Media
– Current trends are often discussed on LinkedIn
– Some folks regularly “tweet” on test security
news
www.caveon.com 22
Q1: How do you stay current with test
security developments and ideas?
Dennis Maynes
Q2
www.caveon.com 23
• Is there a special vocabulary for test security? If
so, how do I learn it?
• Vocabulary and language are very important
• You need to know the differences between
– Vulnerabilities, Threats, Risks
– Anomalies, Irregularities, Violations, Breaches
• You need to be able to talk about “loss”
• Watch how you talk about potential test fraud
– Are you worried about “cheating” or “validity?”
• Learn how to precisely discuss issues without
stereotyping or implying malfeasance
www.caveon.com 24
Q2: Is there a special vocabulary for test
security? If so, how do I learn it?
Dennis Maynes
Q3
www.caveon.com 25
• What advice would you give for someone who is
new to this area and needs to create a test
security program from scratch?
www.caveon.com 26
• NETWORK!
• Reach out to other exam security professionals
and spend some time learning from them.
• Ask for examples of various documentation
(policies, letters, etc.).
• Conduct audits to understand where you are and
attack the major issues first.
• Attend training sessions, webinars and
conferences as much as you can.
Q3: What advice would you give for someone who is new to
this area and needs to create a test security program from
scratch?
Joe Kamell
• Build relationships with folks who have been there
before!
• Conduct a security audit or peer review to identify
and prioritize your needs
• Identify resources from within your organization
that you can rely on for help:
– Exam Development - Exam Administration
– Legal - Risk Management
– Internal Audit - Professional Conduct
www.caveon.com 27
Q3: What advice would you give for someone who is new to
this area and needs to create a test security program from
scratch?
Aimée Rhodes
Q4
www.caveon.com 28
• What things can you do to network with others
who are learning and teaching about test security?
www.caveon.com 29
• The most important thing is to pick up the
phone and don’t be shy asking questions.
• Partner with companies such as Caveon
and see what services are available that
would be useful to you. Realize that you
may not need the full menu of options they
provide.
Q4: What things can you do to network with
others who are learning and teaching about test
security?
Joe Kamell
• Find the right contacts among your vendors
• Attend conferences
• Seek out others who are in your position
• Establish peer groups
– Non-disclosure agreements
– Regular meetings
– Share information and experiences
www.caveon.com 30
Q4: What things can you do to network with
others who are learning and teaching about test
security?
Aimée Rhodes
Q5
www.caveon.com 31
• How can I get involved in promoting test security
education and providing training materials and
experiences for others in test security?
www.caveon.com 32
• Be willing to speak up and share your
experiences. Every testing program is
unique.
• Regardless of expertise, there is always
an opportunity to learn from others how
they have handled different security-
related events.
Q5: How can I get involved in promoting test security education
and providing training materials and experiences for others in test
security?
Joe Kamell
Q6
www.caveon.com 33
• What has been your biggest challenge and how
have you handled it?
www.caveon.com 34
• Educating myself and others what constitutes a
complete or comprehensive test security
program
• The field is still developing and resources are
not unified
• I read a lot. I read from other disciplines and I
listen to what others are saying.
• I think about how writings like “The Art of War”
apply to our discipline.
Q6: What has been your biggest challenge
and how have you handled it?
Dennis Maynes
Summary
• Education is critical – an uneducated
individual is one who can’t make choices
• We need to learn from others if we do not
wish to repeat the mistakes that others
have made.
www.caveon.com 35
Thank You!
www.caveon.com 36
Aimée Rhodes
Director, Exam Security
aimee.rhodes@cfainstitute.org
Dennis Maynes
Chief Scientist
dennis.maynes@caveon.com
Follow Caveon on twitter @caveon
Check out our blog
www.caveon.com/blog
LinkedIn Group “Caveon Test Security”
Joe Kamell
Exam Delivery and
Security Manager
jkamell@theabr.org

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Caveon Webinar Series - Learning and Teaching Best Practices in Test Security - June 2015

  • 1. Caveon Webinar Series www.caveon.com 1 June 17, 2015 Aimée Rhodes, CFA Institute Joe Kamell, American Board of Radiology Dennis Maynes, Caveon Test Security Learning About and Teaching Best Practices in Test Security; A Panel Discussion
  • 2. Why this topic? www.caveon.com 2 Training and education are essential for improving test security Respond Protect DetectImprove
  • 3. Agenda for Today • Educational Experiences • Educational Resources • Panel Discussion • Summary www.caveon.com 3
  • 4. Educational Experiences www.caveon.com 4 Pioneer: One who is among the first in a field of endeavor
  • 5. Aimée Rhodes Director of Exam Security at CFA Institute, Aimée is tasked with maintaining the public confidence in CFA-sponsored designations by ensuring that: 1. exam content is secure; 2. no candidate has an unfair advantage over another; 3. only those individuals truly qualified to pass the exam do so; and 4. the risks inherent in our exam programs are identified and addressed appropriately. www.caveon.com 5
  • 6. Aimée’s Story • A lawyer by education, Aimée served on active duty in the US Army JAG Corps before entering private practice. • Aimée moved to ACT as Director, Test Security in 2005. – She oversaw the security of all of ACT’s resident and contract programs • Joined CFA Institute in 2008 and has built their exam security program from scratch, including: – A data forensic program – Web patrol program – Unusual candidate behavior tracking – Site visit program www.caveon.com 6
  • 7. Joe Kamell 1. exam content is secure, 2. Exams are delivered in a consistent and fair exam environment, 3. all security related events are investigated, and, 4. risks to the security of all ABR exams are identified and addressed www.caveon.com 7 As a manager of exam delivery and security at the American Board of Radiology, Joe is tasked with maintaining the integrity of ABR Certification by ensuring that:
  • 8. Joe’s Story • BS – Health Education / MBA in Technology Mgmt. • Several years in retail loss prevention • Training in interviewing and interrogation techniques (Wicklander-Zulawski) • As a result of a public event in 2011, ABR added the responsibilities of exam security to my duties, where the program was built from the ground up, including: – Web patrolling – Data forensics – Site visit program – Investigative process www.caveon.com 8
  • 9. Dennis Maynes Chief Scientist Dennis oversees the statistical analysis of exams for detecting potential test fraud and strengthening the security of client exams. Other responsibilities: 1. Present and discuss test security topics at conferences, workshops, and webinars 2. Provide expert testimony support as necessary 3. Conduct research for furthering the state of the art of data forensics www.caveon.com 9
  • 10. Dennis’ Story • With several others, founded Caveon in 2003 • Developed data forensics methodologies • Presented in dozens of conferences • Testified as an expert witness • Favorite tag lines: – The answer’s in the data! – You can’t manage what you don’t measure! www.caveon.com 10
  • 12. Reference Works • https://cespcert.org/resources • Handbook of Test Security – CCSSO TILSA Guidebook – Operational Best Practices for Statewide Large- Scale Assessment Programs – Standards for Educational and Psychological Testing – The ITC Guidelines on Test Security www.caveon.com 12
  • 13. Topic-specific Monographs • ATP Test Security Committee – ATP Guidelines for Legal Protection of Assessment Content, – ATP Online Piracy Enforcement Strategies: Guidelines and Best Practices, – ATP Security Survey Report 2013, – Assessment Security Options: Considerations by Delivery Channel and Assessment Model www.caveon.com 13
  • 14. Journals and Publications • Journal of Educational and Behavioral Statistics • Applied Measurement in Education www.caveon.com 14
  • 15. Conferences • ATP – www.testpublishers.org • COTS - http://cete.ku.edu/conference-test-security • ICE - http://www.credentialingexcellence.org • NCSA - http://www.ccsso.org/ncsa.html www.caveon.com 15
  • 16. Workshops • Caveon Test Security Workshop • http://www.caveon.com/were-taking-test- security-on-the-road/ • Various specialty webinars offered by ICE and Caveon www.caveon.com 16
  • 17. CESP • Certified Exam Security Professional • Training and Credential • www.cespcert.org www.caveon.com 17
  • 18. Other Online Resources • Blogs: Caveon • Candidate Agreements • Test Security Procedures www.caveon.com 18
  • 20. Q1 www.caveon.com 20 • How do you stay current with test security developments and ideas?
  • 21. Q1: How do you stay current with test security developments and ideas? • Conferences are a good source of information • Benchmarking with colleagues in the industry – Vendors – Testing partners – Other Directors, Exam Security • Test security is ALWAYS in the news! www.caveon.com 21 Aimée Rhodes
  • 22. • Warning – blatant plug! – Caveon newsletters provide perspective and news on current issues – Caveon often discusses current issues in webinars • Get engaged on Social Media – Current trends are often discussed on LinkedIn – Some folks regularly “tweet” on test security news www.caveon.com 22 Q1: How do you stay current with test security developments and ideas? Dennis Maynes
  • 23. Q2 www.caveon.com 23 • Is there a special vocabulary for test security? If so, how do I learn it?
  • 24. • Vocabulary and language are very important • You need to know the differences between – Vulnerabilities, Threats, Risks – Anomalies, Irregularities, Violations, Breaches • You need to be able to talk about “loss” • Watch how you talk about potential test fraud – Are you worried about “cheating” or “validity?” • Learn how to precisely discuss issues without stereotyping or implying malfeasance www.caveon.com 24 Q2: Is there a special vocabulary for test security? If so, how do I learn it? Dennis Maynes
  • 25. Q3 www.caveon.com 25 • What advice would you give for someone who is new to this area and needs to create a test security program from scratch?
  • 26. www.caveon.com 26 • NETWORK! • Reach out to other exam security professionals and spend some time learning from them. • Ask for examples of various documentation (policies, letters, etc.). • Conduct audits to understand where you are and attack the major issues first. • Attend training sessions, webinars and conferences as much as you can. Q3: What advice would you give for someone who is new to this area and needs to create a test security program from scratch? Joe Kamell
  • 27. • Build relationships with folks who have been there before! • Conduct a security audit or peer review to identify and prioritize your needs • Identify resources from within your organization that you can rely on for help: – Exam Development - Exam Administration – Legal - Risk Management – Internal Audit - Professional Conduct www.caveon.com 27 Q3: What advice would you give for someone who is new to this area and needs to create a test security program from scratch? Aimée Rhodes
  • 28. Q4 www.caveon.com 28 • What things can you do to network with others who are learning and teaching about test security?
  • 29. www.caveon.com 29 • The most important thing is to pick up the phone and don’t be shy asking questions. • Partner with companies such as Caveon and see what services are available that would be useful to you. Realize that you may not need the full menu of options they provide. Q4: What things can you do to network with others who are learning and teaching about test security? Joe Kamell
  • 30. • Find the right contacts among your vendors • Attend conferences • Seek out others who are in your position • Establish peer groups – Non-disclosure agreements – Regular meetings – Share information and experiences www.caveon.com 30 Q4: What things can you do to network with others who are learning and teaching about test security? Aimée Rhodes
  • 31. Q5 www.caveon.com 31 • How can I get involved in promoting test security education and providing training materials and experiences for others in test security?
  • 32. www.caveon.com 32 • Be willing to speak up and share your experiences. Every testing program is unique. • Regardless of expertise, there is always an opportunity to learn from others how they have handled different security- related events. Q5: How can I get involved in promoting test security education and providing training materials and experiences for others in test security? Joe Kamell
  • 33. Q6 www.caveon.com 33 • What has been your biggest challenge and how have you handled it?
  • 34. www.caveon.com 34 • Educating myself and others what constitutes a complete or comprehensive test security program • The field is still developing and resources are not unified • I read a lot. I read from other disciplines and I listen to what others are saying. • I think about how writings like “The Art of War” apply to our discipline. Q6: What has been your biggest challenge and how have you handled it? Dennis Maynes
  • 35. Summary • Education is critical – an uneducated individual is one who can’t make choices • We need to learn from others if we do not wish to repeat the mistakes that others have made. www.caveon.com 35
  • 36. Thank You! www.caveon.com 36 Aimée Rhodes Director, Exam Security aimee.rhodes@cfainstitute.org Dennis Maynes Chief Scientist dennis.maynes@caveon.com Follow Caveon on twitter @caveon Check out our blog www.caveon.com/blog LinkedIn Group “Caveon Test Security” Joe Kamell Exam Delivery and Security Manager jkamell@theabr.org

Editor's Notes

  1. Test security is a process, not a state. I have at home a security system. Simply installing the system did not make my home secure. Instead, I need to arm and disarm the system, daily. I need to maintain the system. I need to stay current with my monitoring service. And, even after doing those things, I cannot affirm that my home is secure. The idea of “being secure” is somewhat fleeting and unattainable. It is not possible to know that test security was not or will not be breached. Instead, we seek to maintain the integrity of the testing program by performing the activities which we know will improve test security. These activities are succinctly described using the four-step model: Protect-Detect-Response-Improve. You will probably hear this from me again, “If you don’t measure test security risks and threats, you won’t be able to manage them. Conversely, when you do measure test security risks, you will be in a position to proactively and reactively manage them.”