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Laura McKinnon, MLIS,
JD
Laura.Mckinnon@unt.ed
u
Director of the Copyright
Advisory Office
University of North
Texas
Brett D. Currier, MSLS,
JD
brett.currier@uta.edu
Director of Scholarly
Communications
University of Texas at
Arlington
3
INTRODUCTIONS
PURPOSE OF ©
“to promote the progress of science and the useful arts, by securing for
limited times to authors and inventors the exclusive right to their
respective writings and discoveries.”
(Article I, §8 of the U.S. Constitution)
Copyright is supposed to promote learning and invention
The Copyright Act is located in Title 17 of the United States Code.
WHAT CAN BE COPYRIGHTED?
Literary works;
Musical works, including any accompanying words;
Dramatic works, including any accompanying music;
Pantomimes and choreographic works;
Pictorial, graphic, and sculptural works;
Motion pictures and other audiovisual works;
Sound recordings; and
Architectural works.
17 U.S.C. § 102
WHAT CANNOT BE COPYRIGHTED?
Ideas & theories
 Copyright protects expression of ideas, but not the ideas themselves
Facts & discoveries
 Including data
U.S. government works (federal level) produced by a government employee
in the scope of their duties
Works whose copyrights have expired – enter the public domain
 Works in the public domain can be used freely by anyone for any purpose
WHEN DOES © PROTECTION BEGIN?
Copyright protection begins automatically in:
 “original works of authorship fixed in any tangible medium of expression…” 17 U.S.C. § 102(a)
 Only needs a small amount of creativity to be original
 Writing, painting, taking pictures, building a sandcastle, blogging, and Tweeting are all
fixed works in tangible mediums
 Fixed ≠ permanent
NO FORMALITIES NEEDED FOR PROTECTION
 You do not have to publish your work to get copyright protection
 You do not have to register your work with the Copyright Office to get
protection
 You do not have to provide notice (use the © symbol) in order to get
protection
 *Although, you cannot sue for statutory damages or attorneys’ fees until after
your work is registered with the Copyright Office
© OWNERS’ EXCLUSIVE RIGHTS
1. Reproduction;
 Copies
2. Derivatives;
 New works based on the original copyrighted work
3. Distribution;
 To the public by sale, rental, lease, or lending
4. Public performance;
 Literary, musical, dramatic and choreographic works, pantomimes, motion pictures and other audio visual
works
5. Public display;
 Literary, musical, dramatic and choreographic works, pantomimes, and pictorial, graphic, or sculptural works
6. Public performance of work via digital audio transmission
 This is a very limited right that applies only to sound recordings
 © owners of sound recordings only have the exclusive rights to #1, #2, #3, and #6 on this list!
17 U.S.C. § 106
HOW LONG DOES © PROTECTION LAST?
Works created in 1978 or later:
 Created by a person = life of the author + 70 years
 Created by a corporation (and works made for hire) = the shorter of 120 years from creation or 90 years from
publication
Works created before 1978:
 Use this chart – http://copyright.cornell.edu/resources/publicdomain.cfm
Works created before 1923 are in the public domain
Foreign works
 Use chart above
• Right of First
Publication
• Reproduction
• Distribution
• Derivatives
12
THE RIGHTS PUBLISHERS . . .
Need Want
YOU OWN THE © IN YOUR WORKS!
Prior to signing a publication agreement (and sometimes after), you own
the exclusive rights to:
1. Reproduce;
2. Make derivatives;
3. Distribute;
4. Publicly perform;
5. Publicly display;
You can transfer (in writing) all of these rights or you can
license specific rights
RETAIN SOME OR ALL OF YOUR RIGHTS!
Determine which rights you want to retain before signing an
agreement!
 Do you want to be able to create derivatives?
 Use your work in teaching activities?
 Post your work to your personal website or to an open access repository?
 Share your work with colleagues?
READ the author agreement!
 Some agreements ask to you simply license certain rights to the publishers
 Some allow you to retain certain rights
 Many require you to transfer your copyright to the publisher
 If this happens you have to then request permission to use your work in the
future
Negotiate to retain all or some of your rights with an author addenda!
SAVE your publication agreement!
USE AN AUTHOR ADDENDUM!
There are lots of addenda for various disciplines – just do a search for
“author addendum”
A widely used version is from SPARC
 Scholarly Publishing and Academic Resources Coalition
 http://www.sparc.arl.org/sites/default/files/Access-Reuse_Addendum.pdf
You can also negotiate to apply a CC license to your work
 Author retains: (i) the rights to
reproduce, to distribute, to publicly
perform, and to publicly display the
Article in any medium for noncommercial
purposes; (ii) the right to prepare
derivative works from the Article; and (iii)
the right to authorize others to make
any non-commercial use of the Article
so long as Author receives credit as
author and the journal in which the
Article has been published is cited as
the source of first publication of the
Article.
 Excerpted from Author Addendum by
SPARC licensed under CC BY 3.0
SPARC ADDENDUM
• Online tool created by SPARC and
Creative Commons
• Allows authors to generate a more
custom author addendum
• Choose which rights you want to retain
• Sign & date publication agreement and
write under signature line, “Subject to
attached Addendum”
http://scholars.sciencecommons.or
g/
SCHOLAR’S COPYRIGHT ADDENDUM ENGINE
• Publisher policies on
OA and copyright
• Great resource to
research publication
agreements before
you submit your work
• Useful if you need to
know what rights you
retained
• Though you should
always keep a copy
of your signed
agreement!
SHERPA/ROMEO
20
FIVE MAIN MODELS
Model Type Journal Examples
Work Made for Hire Oxford University Press; ASME
Copyright Transfer Elsevier Journals (over 2000 titles)
Exclusive License Elsevier Open Access license
Non-Exclusive License PLOS; Buzzfeed
Implied License Law reviews
21
WORKS MADE FOR HIRE: OUP
Did the
author ever
own the
copyright?
Who owns
the
copyright?
Reuse by
author?
Institutional
Repository
Deposit?
Reuse by
others?
No The
publisher
Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
22
COPYRIGHT TRANSFER: ELSEVIER
23
Did the
author ever
own the
copyright?
Who owns
the
copyright?
Reuse by
author?
Institutional
Repository
Deposit?
Reuse by
others?
Yes The
publisher
Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
EXCLUSIVE LICENSE: ELSEVIER OPEN ACCESS
24
Did the
author ever
own the
copyright?
Who owns
the
copyright?
Reuse by
author?
Institutional
Repository
Deposit?
Reuse by
others?
Yes The author Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
IMPLIED LICENSE: LAW REVIEWS
25
Did the
author ever
own the
copyright?
Who owns
the
copyright?
Reuse by
author?
Institutional
Repository
Deposit?
Reuse by
others?
Yes The author Probably Probably Probably
NON-EXCLUSIVE LICENSE: PLOS
26
Did you
ever own
the
copyright?
Did the
author ever
own the
copyright?
Reuse by
author?
Institutional
Repository
Deposit?
Reuse by
others?
Yes The author Yes. Yes. Yes.
27
Model Who owns
the
copyright?
Did the
author ever
own the
copyright?
Reuse by
author?
Institutiona
l
Repository
Deposit?
Reuse by
others?
Work
made for
hire
The publisher No Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
Copyright
Transfer
The publisher Yes Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
Exclusive
License
The author Yes Not without
permission
or a license
Not with
permission
Not without
permission
by the
publisher
Implied
License
The author Yes Probably Probably Probably
Non-
Exclusive
License
The author Yes Yes Yes Yes
28
http://www.sparc.arl.org/resources/authors/
addendum-2007
29
WRAP-UP
Know what rights you have in your © works
Determine which rights you want to retain before signing an
agreement with a publisher
READ the author agreement to see what you are agreeing to
Negotiate to retain all or some of your rights with an author addenda,
or use a Creative Commons license
PRESENTATION RESOURCES
Public Domain
 Public Domain & Copyright Term
chart:http://copyright.cornell.edu/resources/publicdomain.cfm
 Find CC and Public Domain works:
http://guides.library.harvard.edu/content.php?pid=500088&sid=4113929
Copyright – General
 CLEAR’s Copyright Guide:http://clear.unt.edu/copyright
 UNT copyright advisory serviceswebsite: http://library.unt.edu/copyright
 U.S. Copyright Act: http://copyright.gov/title17/
 §102 Subject Matter of Copyright
 §106 Exclusive Rights in Copyrighted Works
 §107 Limitations on Exclusive Rights: Fair Use
 §110(1) Limitations on Exclusive Rights: Exemption of Certain Performances and Displays
PRESENTATION RESOURCES
Author Rights
 SPARC Addendum
 http://sparcopen.org/wp-content/uploads/2016/01/Access-
Reuse_Addendum.pdf
 Scholar’s Copyright Addendum Engine
 http://scholars.sciencecommons.org/
 SHERPA RoMEO
 http://sherpa.ac.uk/romeo/index.php
33

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Publication Agreements and Permissions for Law School Repositories

  • 1.
  • 2. 2
  • 3. Laura McKinnon, MLIS, JD Laura.Mckinnon@unt.ed u Director of the Copyright Advisory Office University of North Texas Brett D. Currier, MSLS, JD brett.currier@uta.edu Director of Scholarly Communications University of Texas at Arlington 3 INTRODUCTIONS
  • 4.
  • 5. PURPOSE OF © “to promote the progress of science and the useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries.” (Article I, §8 of the U.S. Constitution) Copyright is supposed to promote learning and invention The Copyright Act is located in Title 17 of the United States Code.
  • 6. WHAT CAN BE COPYRIGHTED? Literary works; Musical works, including any accompanying words; Dramatic works, including any accompanying music; Pantomimes and choreographic works; Pictorial, graphic, and sculptural works; Motion pictures and other audiovisual works; Sound recordings; and Architectural works. 17 U.S.C. § 102
  • 7. WHAT CANNOT BE COPYRIGHTED? Ideas & theories  Copyright protects expression of ideas, but not the ideas themselves Facts & discoveries  Including data U.S. government works (federal level) produced by a government employee in the scope of their duties Works whose copyrights have expired – enter the public domain  Works in the public domain can be used freely by anyone for any purpose
  • 8. WHEN DOES © PROTECTION BEGIN? Copyright protection begins automatically in:  “original works of authorship fixed in any tangible medium of expression…” 17 U.S.C. § 102(a)  Only needs a small amount of creativity to be original  Writing, painting, taking pictures, building a sandcastle, blogging, and Tweeting are all fixed works in tangible mediums  Fixed ≠ permanent
  • 9. NO FORMALITIES NEEDED FOR PROTECTION  You do not have to publish your work to get copyright protection  You do not have to register your work with the Copyright Office to get protection  You do not have to provide notice (use the © symbol) in order to get protection  *Although, you cannot sue for statutory damages or attorneys’ fees until after your work is registered with the Copyright Office
  • 10. © OWNERS’ EXCLUSIVE RIGHTS 1. Reproduction;  Copies 2. Derivatives;  New works based on the original copyrighted work 3. Distribution;  To the public by sale, rental, lease, or lending 4. Public performance;  Literary, musical, dramatic and choreographic works, pantomimes, motion pictures and other audio visual works 5. Public display;  Literary, musical, dramatic and choreographic works, pantomimes, and pictorial, graphic, or sculptural works 6. Public performance of work via digital audio transmission  This is a very limited right that applies only to sound recordings  © owners of sound recordings only have the exclusive rights to #1, #2, #3, and #6 on this list! 17 U.S.C. § 106
  • 11. HOW LONG DOES © PROTECTION LAST? Works created in 1978 or later:  Created by a person = life of the author + 70 years  Created by a corporation (and works made for hire) = the shorter of 120 years from creation or 90 years from publication Works created before 1978:  Use this chart – http://copyright.cornell.edu/resources/publicdomain.cfm Works created before 1923 are in the public domain Foreign works  Use chart above
  • 12. • Right of First Publication • Reproduction • Distribution • Derivatives 12 THE RIGHTS PUBLISHERS . . . Need Want
  • 13.
  • 14. YOU OWN THE © IN YOUR WORKS! Prior to signing a publication agreement (and sometimes after), you own the exclusive rights to: 1. Reproduce; 2. Make derivatives; 3. Distribute; 4. Publicly perform; 5. Publicly display; You can transfer (in writing) all of these rights or you can license specific rights
  • 15. RETAIN SOME OR ALL OF YOUR RIGHTS! Determine which rights you want to retain before signing an agreement!  Do you want to be able to create derivatives?  Use your work in teaching activities?  Post your work to your personal website or to an open access repository?  Share your work with colleagues? READ the author agreement!  Some agreements ask to you simply license certain rights to the publishers  Some allow you to retain certain rights  Many require you to transfer your copyright to the publisher  If this happens you have to then request permission to use your work in the future Negotiate to retain all or some of your rights with an author addenda! SAVE your publication agreement!
  • 16. USE AN AUTHOR ADDENDUM! There are lots of addenda for various disciplines – just do a search for “author addendum” A widely used version is from SPARC  Scholarly Publishing and Academic Resources Coalition  http://www.sparc.arl.org/sites/default/files/Access-Reuse_Addendum.pdf You can also negotiate to apply a CC license to your work
  • 17.  Author retains: (i) the rights to reproduce, to distribute, to publicly perform, and to publicly display the Article in any medium for noncommercial purposes; (ii) the right to prepare derivative works from the Article; and (iii) the right to authorize others to make any non-commercial use of the Article so long as Author receives credit as author and the journal in which the Article has been published is cited as the source of first publication of the Article.  Excerpted from Author Addendum by SPARC licensed under CC BY 3.0 SPARC ADDENDUM
  • 18. • Online tool created by SPARC and Creative Commons • Allows authors to generate a more custom author addendum • Choose which rights you want to retain • Sign & date publication agreement and write under signature line, “Subject to attached Addendum” http://scholars.sciencecommons.or g/ SCHOLAR’S COPYRIGHT ADDENDUM ENGINE
  • 19. • Publisher policies on OA and copyright • Great resource to research publication agreements before you submit your work • Useful if you need to know what rights you retained • Though you should always keep a copy of your signed agreement! SHERPA/ROMEO
  • 20. 20
  • 21. FIVE MAIN MODELS Model Type Journal Examples Work Made for Hire Oxford University Press; ASME Copyright Transfer Elsevier Journals (over 2000 titles) Exclusive License Elsevier Open Access license Non-Exclusive License PLOS; Buzzfeed Implied License Law reviews 21
  • 22. WORKS MADE FOR HIRE: OUP Did the author ever own the copyright? Who owns the copyright? Reuse by author? Institutional Repository Deposit? Reuse by others? No The publisher Not without permission or a license Not with permission Not without permission by the publisher 22
  • 23. COPYRIGHT TRANSFER: ELSEVIER 23 Did the author ever own the copyright? Who owns the copyright? Reuse by author? Institutional Repository Deposit? Reuse by others? Yes The publisher Not without permission or a license Not with permission Not without permission by the publisher
  • 24. EXCLUSIVE LICENSE: ELSEVIER OPEN ACCESS 24 Did the author ever own the copyright? Who owns the copyright? Reuse by author? Institutional Repository Deposit? Reuse by others? Yes The author Not without permission or a license Not with permission Not without permission by the publisher
  • 25. IMPLIED LICENSE: LAW REVIEWS 25 Did the author ever own the copyright? Who owns the copyright? Reuse by author? Institutional Repository Deposit? Reuse by others? Yes The author Probably Probably Probably
  • 26. NON-EXCLUSIVE LICENSE: PLOS 26 Did you ever own the copyright? Did the author ever own the copyright? Reuse by author? Institutional Repository Deposit? Reuse by others? Yes The author Yes. Yes. Yes.
  • 27. 27 Model Who owns the copyright? Did the author ever own the copyright? Reuse by author? Institutiona l Repository Deposit? Reuse by others? Work made for hire The publisher No Not without permission or a license Not with permission Not without permission by the publisher Copyright Transfer The publisher Yes Not without permission or a license Not with permission Not without permission by the publisher Exclusive License The author Yes Not without permission or a license Not with permission Not without permission by the publisher Implied License The author Yes Probably Probably Probably Non- Exclusive License The author Yes Yes Yes Yes
  • 29. 29
  • 30. WRAP-UP Know what rights you have in your © works Determine which rights you want to retain before signing an agreement with a publisher READ the author agreement to see what you are agreeing to Negotiate to retain all or some of your rights with an author addenda, or use a Creative Commons license
  • 31. PRESENTATION RESOURCES Public Domain  Public Domain & Copyright Term chart:http://copyright.cornell.edu/resources/publicdomain.cfm  Find CC and Public Domain works: http://guides.library.harvard.edu/content.php?pid=500088&sid=4113929 Copyright – General  CLEAR’s Copyright Guide:http://clear.unt.edu/copyright  UNT copyright advisory serviceswebsite: http://library.unt.edu/copyright  U.S. Copyright Act: http://copyright.gov/title17/  §102 Subject Matter of Copyright  §106 Exclusive Rights in Copyrighted Works  §107 Limitations on Exclusive Rights: Fair Use  §110(1) Limitations on Exclusive Rights: Exemption of Certain Performances and Displays
  • 32. PRESENTATION RESOURCES Author Rights  SPARC Addendum  http://sparcopen.org/wp-content/uploads/2016/01/Access- Reuse_Addendum.pdf  Scholar’s Copyright Addendum Engine  http://scholars.sciencecommons.org/  SHERPA RoMEO  http://sherpa.ac.uk/romeo/index.php
  • 33. 33

Editor's Notes

  1. Brett Currier: Director of Scholarly Communications here in the library; JD/MSLS from UNC
  2. Copyright law in the United States is as old as the United States – the Constitution grants Congress the power to create federal copyright law. U.S. copyright law gives authors a limited monopoly in their creations.
  3. Copyright is AUTOMATIC – as soon as you fix the work in a tangible medium of expression, you have copyright protection Original – white pages vs. yellow pages
  4. Putting the copyright symbol on your work is a good idea if you want people to know who to contact for permission to use the work if you do not formally publish it.
  5. This is the monopoly that copyright protection grants to owners – no one else can do these things with the materials
  6. Corporations/employers are authors of works created by their employees in the scope of their employment. Example: a graphic designer creating a logo for her company’s website – the company owns the copyright in the logo. Prior to 1978 there are several possibilities in terms of copyright protection, works had to have notice, some had to be renewed, etc., so it can get very complicated. This chart was created by Peter Hirtle at Cornell and is extremely helpful in determining whether a work still has copyright protection. It is updated yearly.
  7. It is important that you know what © protection grants you so that you can make informed decisions regarding publishing agreements. Remember, there are a few exceptions for sound recordings
  8. Copyright is a bundle. You can unbundle these rights and transfer only some of them to publishers: If the you transfer ownership of the copyright, you can still retain the right to do certain things like include articles in course packs, or place articles on a personal web site or an institutional repository. Many publication agreements address the rights retained by the author(s), and it is vital to understand these rights and negotiate if they are insufficient. If the you retain ownership of the copyright, you can grant a non-exclusive license to the publisher, typically for the right of first formal publication. Adapted from Scholarly Communication Toolkit by ACRL is licensed under CC BY-NC-SA 3.0
  9. “SPARC is an international alliance of academic and research libraries working to create a more open system of scholarly communication” http://www.sparc.arl.org/about
  10. Author retains MOST rights for noncommercial purposes There are other provisions in this document You can just print this off and sign it and send to your publisher - they may say no, but it’s worth a try If for some reason you don’t want to retain all of these rights, you can modify it to better suit your needs
  11. SHERPA also has a list of publishers that allow deposit of works in institutional repositories
  12. Determine: Do you want to be able to create derivatives? Use your work in teaching activities? Post your work to your personal website or to an open access repository? Read: Some agreements ask to you simply license certain rights to the publishers Some allow you to retain certain rights Many require you to transfer your copyright to the publisher If this happens you have to then request permission to use your work in the future