This document discusses forging and forging processes. It defines forging as the controlled plastic deformation of metals at elevated temperatures using compressive forces. Forging enhances mechanical properties like strength and toughness. Forgeability is the tolerance of a metal to deform without failure, and can be evaluated using hot twist, upset, and hot impact tests. Common forging materials include aluminium alloys, steels, and titanium alloys. Forging is classified as open die or close die, with close die allowing more complex shapes. Processes include drop forging, press forging, and machine forging. Forging improves properties like strength and reduces machining time.

1. Chapter 1. Engineering materials
1.0 Introduction:
 Forging is one of the oldest metal working operations dating back to at least 4000
B.C.by blacksmiths.
1.1Forging:
 Forging can be defined as the controlled plastic deformation of metals at elevated
temperatures in to a predetermined size or shape using compressive forces exerted,
through some type of die, by a hammer, a press or upsetting machine.
 Forging enhances the mechanical properties of metals and improves the grain flow,
which in turn increases the strength and toughness of the forged components.
1.2 Forgeability:
 Forgeability can be defined as the tolerance of a metal or alloy for deformation
without failure.
 Thus good forgeability means less resistance to deformation and even adverse
effects such as cracking are not there.
 Forgeability can be evaluated on basis of following tests:
(a) Hot twist test
(b) Upset test
(c) Hot impact test
(a) HOT TWIST TEST:
 In this test, a hot bar is twisted and numbers of twists before failure are counted.
 A large number of twists before failure indicate better forgeability.
(b) UPSET TEST:
 In this test the cylindrical billets are upset-forged to various thicknesses.
 The limit of upset forging without failure or cracking is considered measure of
forgeability.

2.  This test is widely used in forging industry.
(c) HOT-IMPACT TENSILE TEST:
 A conventional impact-testing machine fitted with a tension test attachment is used.
 The impact tensile test is taken as measure of forgeability.
1.3Forging Materials:
 The selection of forging material is made on the basis of certain desirable
mechanical properties inherent in the composition of material and some properties
can be developed by forging such as strength, resistance to fatigue, good machining
characteristics, durability
 Following is the list of some alloys in ascending order of forgeability
1. Aluminium alloys 5. Low-alloy steels 9. Titanium alloys
2.Magnesium alloys 6.Martensitic stainless steels 10. Tantalum alloys
3. Copper alloys 7. Austenitic stainless steels 11. Molybdenum alloys
4. Plain carbon steels 8. Nickel alloys 12. Tungsten alloys
1.4Forging Temperatures:
 For successful forging, the metal piece must be heated to proper temperature to
attain plastic properties before deformation.
 Excessive temperature may result in the burning of the metal.
 Insufficient temperature will not induce sufficient plasticity, so it will be difficult to
shape by hammering.
 The finishing temperature is also important to get a fine grained structure.
 The temperature ranges for some common metals are given in table 1.1
Sr.No. Metal / Alloy
Forging Temperature oC
Starting Finishing

3. 01 Mild steel 1300 800
02 Wrought iron 1275 900
03 Medium carbon steel 1250 750
04 High carbon steel 1150 825
05 Copper, brass and bronze 950 600
06
Aluminium and magnesium
alloys
500 350
Table 1.1 Forging Temperatures
1.5Advantages of forging:
1. Strength:
 Forging reduces the failures.
 In this process workpiece yields with high strength to weight ratio.
 Due to this, it can be able to withstand fluctuating stress caused by sudden shock
loading.
2. Metal conservation:
 Practically there is no waste of metals.
3. Weight saving:
 Strong thin-walled parts may be produced without damaging important physical
requirements.
4. Machining time:
 Forging can be made to close tolerances, which reduces machining time for finishing
operations of the products.
5. Speed of production:
 High rate of production is possible.

4. 6. Incorporation in welded structures:
 Parts can be welded easily due to fibrous structure.
7. It maintains uniform and same quality all over parts
8. It gives close tolerances.
9. It gives smooth surface finish.
1.6Disadvantages of forging :
1. High tool cost.
2. High tool maintenance
3. No cord holes.
4. Limitation in size and shape.
5. Heat treatment process increases cost of the product.
6. Brittle materials like cast iron cannot be forged.
7. Complex shape cannot be produced by forging.
1.7Classification of forging process:
 Mainly forging process classified into two parts.
I. Open die forging:
a) Hand forging
b) Power forging:
i. Hammer forging
ii. Press forging
II. Close die forging:
a) Drop forging
b) Press forging

5. c) Machine forging
I. Open die forging:
 It is the simplest forging process.
 This process also known as smiths die forging or flat die forging.
 A solid workpiece placed between two flat face dies as shown in fig.1.1 (a)
 It reduces their height by compressing it.
Fig. 1.1 Open Die Forging Processes
 The die surfaces have some cavity to produce relatively simple forging.
 Deformation of workpiece takes place in ideal condition as shown in fig.1.1 (b).
 Due to constant volume, reduction in height increases the diameter of forged part.
 But in actual working conditions part gets developed in barrel shape as shown in
fig.1.1 (c).
 This barreling is caused due to friction force between workpiece and die surfaces.
 Barreling can be reduced easily with help of lubricant.
 Smith die forging process sub-divided into two parts
a) HAND PROCESS:
 According to the name this process purely done by hand.
 The forging is done on a anvil by hammering the workpiece at suitable temperature.
 This temperature attained by heating the workpiece with tongs.

6. Fig. 1.2 a Pair of Fullers and Swages
 Hand forging consist of two formers as shown in fig.1.2.
 These formers are made of high carbon steel in different size to suit various types of
workpiece.
 It has two formers top and bottom formers.
 Bottom formers also known as fuller.
 Working edges of the fullers and formers are normally rounded.
 These are used for making necks by reducing cross-section of a workpiece.
 Generally are used in maintenance shops as well as rework area.
 But now a day, a new forging process is developed known as power forging.
b) POWER FORGING:
 Heavy machine parts cannot be forged by hand.
 Low blow of a hand or hammer is not able to produce a great degree of deformation
in a workpiece.
 The machine or equipments driven by external source having high power are used
in power forging.
 Power forging also sub-divided into two parts
i. HAMMER FORGING:

7.  Machine which is work by blow or impact to perform forging process is known as
hammer forging.
ii. PRESS FORGING:
 Machine which is work on pressure to perform forging process is known as press
forging.
II. Close die forging:
 In open die forging Complex shape with great accuracy is very difficult to forged.
 Close die forging process consist of specially prepared dies to manufacturing forged
parts in large quantities.
 It is also known as impression die forging.
 It consists of two dies as shown in fig.1.3.
Fig. 1.3 Close Die Forging
 The workpiece takes the shape of the die cavities (impression) during forging
process.
 Some materials come outwards and form a flash.
 The flash has a very important role in the grain flow of material in close die forging.
 Thin flash cools very easily.
 Flash have frictional resistance gives high pressure to the material in die cavity. So it
helps to filling of die cavity.
 Generally this process is used for mass production with high degree of accuracy.
 This process sub-divided into two parts
a) DROP FORGING:

8.  Drop forging is used when mass production of identical parts is required.
 It is also called as stamping. It consists of special type of hammer known as drop
hammer or drop stamp.
 Perfectly made steel dies are used for forging.
 These dies are made into two parts as shown in fig.1.4.
 One part is connected to the top side and other part is fastened to the anvil block at
the bottom side.
 The top part of the die is raised by mechanical links to a certain height.
 The heated metal placed accurately in the bottom part of the die.
 The top part of the die is then allowed to fall suddenly.
 This gives a high blow and completes the workpiece in a single operation.
 This process done due to squeezing of the metal into the die cavities.
 The devices are used for raising the top part of the die is given below
i. Belt
ii. Rope
iii. Friction rolls and board.

9. Board being raised Raised board held a proper height
before dropping
Fig. 1.4 Working Principle of a Drop Hammer
 WORKING PROCESS:
 Top & bottom portion get connected with the help of board.
 It can be placed between two rotating friction wheels (fig. a)
 These wheels moves board upward direction as shown in (fig. b)
 When desired height of board is obtaining, brake shoe are applied against the board.
 These brake shoes hold at cretin height for certain period of time.
 When blow is required brake shoes are released.
 Board is free to fall down due to gravitational force.
 This force gives required amount of blow.
 Board is allowed to travel through fixed guide for proper alignment of upper &
lower die.

10. b) PRESS FORGING:
 The machine which is work on pressure to perform forging process is known as
press forging.
 This process consists of slow squeezing of metal in closed impression dies, instead
of Appling repeated blow by hammers.
 Generally two types of presses are used
i. HYDRAULIC PRESSES:
 These presses are used for heavy work.
 Hydraulic presses are less fast than mechanical presses.
 But hydraulic presses produce greater squeezing force than mechanical presses.
ii. MECHANICAL PRESSES:
 These presses are used for light work.
 Mechanical presses are faster than hydraulic presses.
 But mechanical presses not able to produce greater squeezing force than hydraulic
presses.
 In this presses more complicated shapes and better dimensional accuracy can be
easily achieved.
 The alignment of the die is very easy as compared to drop hammer forging.
 These presses and dies have longer life than hammer forging.
 Press forging requires less skill operators.
 These presses produce less noise and vibration.
c) MACHINE FORGING:
 This process also known as hot heading or up-setting.
 This process consists of applying pressure longitudinally on a hot bar clamped or
gripped between grooved dies.
 Forging is done on the end of the bar. Forging is done on various shapes of metals.
 But most commonly used shape is round shape metals.
 The equipments used for forging is forging machine or up-setter.
 Generally it gives forging pressure in a horizontal direction.

11. Fig. 1.5 Machine Forging
 These dies are so designed such that complete operation is performed in several
stages and gradually final shape is obtained.
 Operation performed with a die and punch called heading tool.
 Fig. 1.5 shows step by step operation done on the round bar.
 Die is either made hallow to receive the round bar through it or in two parts to open
out and receive the bar.
 Heading tool is advanced in to die.
 Many strokes of the heading tool may be needed to complete the forging.
 In this process dies does not have draft as well as flash, so it gives better
dimensional accuracy.
1.10 Difference between dropforging and press forging:
Sr.
No.
Drop forging Press forging
1) This process involves fast squeezing This process involves slow squeezing

12. of metal in dies by applying repeated
blows by hammers.
of metal in dies by applying pressure
force.
2)
The dies used relatively more draft
and therefore more complicated
shape cannot be forged.
The dies used relatively less draft and
therefore more complicated shape
can be forged.
3) Alignment of two dies is difficult. Alignment of two dies is easy.
4)
The life of machines and dies are
shorter.
The life of machines and dies are
longer.
5)
This process requires highly skilled
operator.
This process does not require highly
skilled operator.
6)
This process has more noise and
vibrations.
This process has less noise and
vibrations.
7) Production rate is slower. Production rate is faster.
8) Less dimensional accuracy. Better dimensional accuracy.
1.11 Difference between open die forging and close die:
Sr.
No.
Open die forging Close die forging
1) It is the simplest forging process. It is the complex forging process.
2)
This process requires simple and
inexpensive dies.
This process requires complex and
expensive dies.
3)
It is useful only for small scale
production.
It is useful for small scale as well as
large scale production.
4)
It is very difficult to hold close
tolerances.
It is very easy to maintain close
tolerances.
5)
Relatively poor utilization of
materials.
Relatively good utilization of
materials.
6)
This process requires highly skilled
operator.
This process does not require highly
skilled operator.
7) This forging process has less This forging process has better

13. dimensional accuracy. dimensional accuracy.
8)
This forging process has less
reproducibility.
This forging process has better
reproducibility.
9) This forging process has less die cost. This forging process has high die cost.
10)
In this process machining is necessary
to obtain final shape.
In this process machining is not
necessary to obtain final shape.
1.12 Forging tools:
 Common hand forging tools are used for carrying out forging operations manually
 Certain common hand forging tools are employed
 These are also called blacksmith’s tools
 For a blacksmith is one who works on the forging of metals in their hot state
 The main hand forging tools are as under.
a) Tongs b) Flatter c) Swage d) Fuller
e) Punch f) Rivet header g) Hot /cold chisel h) Hammers
i) Anvil block j) Swage block k) Drift l) Set hammer
m) Heading tool

14.  Some of the hand forging tool are shown in Fig. and their applications are described as
under.
a) Tongs :
 The tongs are generally used for holding work while doing a forging operation
 Various kinds of tongs are classified as
1. Flat tongs
2. Straight-lip fluted tongs
3. Rivet or ring tongs
4. Gad tongs
1. Flat tongs:
 Flat tongs are used mainly for holding work of rectangular section

15. 2. Straight lip fluted tongs:
 . Straight-lip fluted tongs are commonly used for holding square, circular and hexagonal
bar stock
3. Rivet or ring tongs:
 Rivet or ring tongs are widely used for holding bolts, rivets and other work of circular
section
4. Gad tongs:
 Gad tongs are used for holding general pick-up work, either straight or tapered
b) Flatter:
 Flatter is shown in Fig.
 It is commonly used in forging shop to give smoothness &

16.  Accuracy to articles which have already been shaped by fullers and swages
c) Swage:
 Swage (Fig.) is used for forging work
 which has to be reduced or finished to round, square or hexagonal form
 It is made with half grooves of dimensions to suit the work being reduced
 It consists of two parts
 The top part having a handle.
 The bottom part having a square shank.
 This fits in the hard die hole on the anvil face.

17. d) Fullers:
e)
f)
g)
h)
i)
j)
k)

1.13 Forging die design:

18.  The design of forging dies requires knowledge of strength, ductility, sensitivity to
deformation rate and melting point of the workpiece material.
Fig. 1.6 Standard Terminology of Forging Die
 The terminology for forging die is as shown in fig. 1.6.
 Some of this consideration is similar to those for casting.
 For most of the forging, the parting line is usually at the largest cross-section of the
part for symmetrical parts, the parting line at the center of the forging.
 But for more complex shapes the parting line may not be lie in the center of the
forging.
 The flash materials allowed to flow into a gutter, so that extra flash does not
increase the forging load unnecessarily.
 The length of the land is usually 2 to 5 times the flash thickness.
 Numbers of gutter design have been developed throughout the years.
 To removal of the workpiece from the dies in almost all forging process draft angles
are necessary.
 At the time of cooling, forging shrinks both Radialy and longitudinally.
 To overcome this cause, internal draft angles are made larger than external draft
angles.
 Internal draft angles are about 7° to 10°, and external draft angles are about 3° to 5°.
 Selection of proper radii for corners and fillets is important to give smooth flow of
metal in a die cavity as well as to improve die life.

19.  Small radii and fillets are not allowed due to stress concentration and fatigue
cracking of the dies.
 Allowances are provided in forging die design because machining of forging of
forging may be necessary to obtain final desired dimensional as well as surface
finish.
 To produce a smooth and accurate cavity with parting plane more care is required.
 In a die, better and economical results are will be obtained if the following points
are considered:
i. The die should part along a single flat plane, if at all possible. If not then parting
plane should follow counter of the workpiece.
ii. The parting line should be lies in one plane and not close to the upper or lower
edge.
iii. Proper draft angles should be provided – at least 3° for aluminum and 5° to 7°
for steel. Also 1° to 5° draft is provided in press forging and 3° to 10° in drop
forging.
iv. Filets radii should be provided.
v. Ribs should be low and wide.
vi. The various sections should be balanced to avoid extreme differences in metal
flow.
vii. Full advantage should be taken of fiber flow lines.
viii. Dimensional tolerances should not be closer than necessary.
ix. Forged component should be easily able to achive a radial flow grains or fibers.
x. Too thin section should be avoided for easy flow of metal.
1.13 Die materials and lubricants:
 The die material and lubrication is the important aspects of forging.
I. DIE MATERIALS:

20.  In most of the forging operation large parts are forged at elevated temperature.
 Therefore the general requirements for die materials are:
a) Good strength and toughness at elevated temperatures.
b) Good harden ability and ability to harden uniformaly.
c) Resistance to mechanical and thermal shocks.
d) It should have high wear resistance.
 Selection of proper die material depends on following factors:
i. Size of the die components.
ii. The properties and composition of the workpiece.
iii. Complexity of shape.
iv. Forging temperature.
v. Cost of the die material.
vi. Number of forging is required.
vii. Heat transfer from hot workpiece to die.
 Common die materials are tool and die steel containing chromium, nickel,
molybdenum, and vanadium.
 Dies are made from die block , which are forged from casting.
 These dies are machined and finished to the desired shape and surface finish.
II. Lubrication:
 Lubricants generally reduce friction and wear.
 They also act as thermal conductor between hot workpiece and cool dies.
 It can slow the cooling rate of workpiece and improving metal flow or grain flow.
 It also acts as a parting agent.
 Wide variety of lubricants can be used in forging:
a) For hot forging:
i. Graphite.

21. ii. Glass.
iii. Molybdenum disulfide.
 In hot forging lubricants are usually applied directly in to the dies.
b) For cold forging:
i. Mineral oils.
ii. Soaps.
 In cold forging, Lubricants are generally applied on the workpiece.
1.14 Defects in forging:
 All defects in forging are given below with the reasons:
a) Defective structure of metal; Reason – defective original metal.
b) Presence of cold shuts or cracks at corners; Reason – improper forging and
faulty die design.
c) Incomplete component; Reason – less metal used, faulty die design and
inadequate metal flow.
d) Mismatched forging; Reason – die halves not properly aligned.
e) Burnt and overheated metal; Reason – improper heating.
f) Fiber flow lines or grain flow lines disconnected; Reason – very rapid
plastic flow of metal.
g) Scale pits; Reason – formed by squeezing of scale into metal during forging.
h) Oversize components; Reason – worn out dies, incorrect dies.

22.  Also fig. 1.7 shows common examples of defects in forged parts
Fig. 1.7 Examples Of Defects In Forged Parts
1.15 Forgedparts:
I. Gear blank:
 It can be made by upsetting the bar stock.
 The pattern of the grain flow lines in the bar stock is as shown in fig. 1.8 (a).
 When bar stock is placed in dies such that the flow lines are vertical.
 The grain pattern produced will be radial and gear blank will give greatest strength
to the teeth as shown in fig. 1.8 (b).

23. Fig 1.8 Forging Sequence for Gear Blank
 All teeth will be equally strong.
 This is desired because each tooth considered as a cantilever beam and grain flow
lines will be parallel with expected tensile and compressive stress along the face of
the gear teeth.
 If the bar stock is placed in the die in such a manner that its flow lines are
horizontal, then the grain pattern produced will be shown in fig. 1.8 (c).
 The teeth cut on such blank will not be of the same strength.
 Because gear blank has expected stresses are perpendicular to the flow lines of bar
stock.
II. Connecting rod:
 It can be made by forging the bar stock.
 The blank shape gradually changes, as shown in fig. 1.9 (a) of connecting rod.

24. Fig. 1.9 Forging Sequence for Connecting Rod
 Performing processes, such as Fullering and Edging [fig. 1.9(b) and fig. 1.9(c)] are
used to distribute the material into various regions of the blank.
 In Fullering, material is distributed away from an area.
 In Edging, it is gathered into a localized area.
 The part is then formed into the rough shape of a connecting rod by a process called
blocking using blocker dies.
 The final operation is the finishing of the forging in close die forging that gives the
forging its final shape.
 The flash is removed usually by a trimming operation (fig. 1.9)

25. Fig 1.10 Practical Forging Process for Connecting Rod
III. Crank shaft :
 Stock is redistributed & size is increases at certain place
 Reduced at others by roll forging
 After preliminary roll forging, the stock is again roll forged

26.  This stock is then forged on first impression / block dies
 Final shape is given to the forging in next blocking dies
 Then finished part is trimmed in blanking die
 To remove excess metal / flash

27. IV. Spanner:
 Heated stock is elongated by reducing its cross section in first die Called as Fullering
 Metal is redistributed, increasing the cross section at certain places
 Reducing at others as required filling the cavities of the die Called as Edging
 General shape is given in first blocking die
 Finished shape is given to forging in final impression die

28.  Then finished part is trimmed in blanking die
 To remove excess metal / flash
V. Cam Shaft:
 Stock is redistributed & size is increases at certain place
 Reduced at others by roll forging
 After preliminary roll forging, the stock is again roll forged
 This stock is then forged on first impression / block dies

29.  Final shape is given to the forging in next blocking dies
 Then finished part is trimmed in blanking die
 To remove excess metal / flash