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Introduction to Qualitative
Research
Dr. Sherick Hughes, Associate Professor
Founder and Director
Interpretive Research Suite & Carter Qualitative Thought Lab
Founder & Co-Director
Graduate Certificate in Qualitative Studies
School of Education
University of North Carolina-Chapel Hill
http://quallab.web.unc.edu
Agenda
(See McCaslin & Scott, 2003, p. 449
Brainstorming Your
Phenomenon of Interest
5 Questions Method, McCaslin & Scott (2003, p. 450)
Five-Questions for brainstorming qualitative designs Associated Tradition
 1. If I could discover the meaning of one Narrative Inquiry
person’s lived experience, I would ask Biography
______________ (individual) about __________. Life History
 2. If I could discover the shared lived experiences of Phenomenology
one quality or phenomenon in others, I would want
to know about______________________.
 3. If I could experience a different culture by Ethnography
living/ observing it, I would choose to experience
____________.
 4. If I could discover what actually occurred and Case Study
was experienced in a single lived event, that event
would be _______________________________.
 5. If I could discover a theory for a single phenomenon Grounded Theory
of living as shared by others, I would choose to discover
the theory of________.
People
-Lost People
-Lost Organizations
Passion
-Communication
-Writing
-Training
-Strategic Planning
Pain
-Lost feeling from parents divorce
-Lost feeling from unemployment
-Lost feeling from failed
relationships
= PURPOSE
[OF YOUR QUALITATIVE STUDY]
Finding the Purpose of YOUR Qualitative Study
(See Drakeford, 2010, p. 28)
PEOPLE + PASSION = PURPOSE *The line represents the
PAIN continual Peace Process
Locating Your “Grand Tour” Questions More
Commonly Known as 1-to-3
Central Research Questions
Linking
Phenomenon of Interest Qualitative Approach
Education-Related
Theory/Practice/Policy
Specific Population(s) of Interest
Native American Indian (People of
the First Nations)
African Americans/Black Americans
K-12/Undergraduates/
International Students
Males/Females/LGBTQQI
Latinos/Chicanos/”Undocumented”
Immigrants
Purpose
People
Passion
Peace Process
Pain
Qualitative Ph.D. Design Issues: Triangulation vs.
Assemblage
Triangulation
*Note: Ultimate Goal is for More than 3 Data
Points and Linking Data Collection to the
Central Research Question(s)
Document
Analysis
Interviews:
Individual
and Focus
Groups
Observations
Design Issues: The Challenge of Qualitative
Sampling and the Notion of Saturation
 (See Mason, 2010, paragraphs 9-13)
 Ethnography and ethnoscience: MORSE (1994, p.225) 30-50 interviews
for both; BERNARD (2000, p.178) states that most studies are based on
samples between 30-60 interviews for ethnoscience;
 grounded theory methodology: CRESWELL (1998, p.64) 20-30; MORSE
(1994, p.225) 30-50 interviews.
 phenomenology: CRESWELL (1998, p.64) five to 25; MORSE (1994,
p.225) at least six;
 all qualitative research: BERTAUX (1981, p.35) fifteen is the smallest
acceptable sample (adapted from GUEST et al., 2006). [10]
Mason (2010) Study of Qualitative Ph.D. Studies
troubles sample size and the issue of saturation
 The most popular approaches used in PhD studies for this analysis were: case study, grounded
theory methodology, content analysis, discourse analysis, action research, life history,
phenomenology, symbolic interactionism, and hermeneutics (paragraph 37)
 Sixty per cent of the ethnographic studies found fell within the range of 30-50 suggested by
MORSE (1994) and BERNARD (2000). No ethnoscience studies were found that fitted the
inclusion criteria.
 Just under half (49%) of the studies in this analysis fell within CRESWELL's (1998) suggested
range of 20-30 for grounded theory studies: while just over a third (37%) fell within the range of
30-50 suggested by MORSE.
 All of the phenomenological studies identified had at least six participants, as suggested by
MORSE: while just over two thirds identified (68%) fell within CRESWELL's suggested range of
five to 25.
 Eighty per cent of the total proportion of qualitative studies met BERTAUX's (1981)
guidelineof 15 being the smallest number of participants for a qualitative study irrespective of
the methodology: while just under half (45%) met CHARMAZ's (2006) guidelines for qualitative
samples, with up to 25 participants being "adequate" (p.114). A third of the studies (33% or 186)
used sample sizes of 20 or under (GREEN & THOROGOOD, 2009 [2004]). Finally, 85% met
RITCHIE et al.'s (2003) assertion that qualitative samples "often lie under 50" (p.84). [41]
 Can we be unobtrusive observers?
 OBSERVE WITH 5 AND 6TH SENSES
 Challenge of Writing descriptive and not evaluative
statements
 Avoid “yes” or “no” answer questions
 YOU PRACTICE OBSERVING FOR 5 MINUTES
Issues with Planning Ahead FOR OBSERVATIONS
 Approximately 3 hours of transcription for every 1
hour of raw interview data (audio)
 Avoid “yes” or “no” answer questions
 YOU PRACTICE WRITING 5 QUESTIONS IN GROUPS
Issues with Planning Ahead and Writing the Interview
Protocol Questions
 Plan for no more than 5 questions per contact MOMENT (or visit
or sitting)
 2 to 2.5 hours of interviewing considered “in-depth” SO YOU
MAY NEED LIKELY MORE THAN ONE CONTACT MOMENT
 AVOID LOOKING AT YOUR PAPER (PRACTICE IN MOVIE
THEATER)
 AVOID LOOKING TOWARD TAPE RECORDER
 PRE-PARING TO MAKE ACCOMODATIONS FOR CULTURAL,
LINGUISTIC, SOCIAL CLASS, AGE, RACIAL, POLITICAL
AFFILIATION, RE-SCHEDULING, SOCIAL SPACE, GEOGRAPHIC
SPACE, TECHNOLOGY, FOLLOW-UP, LINKS TO OTHERS
 YOU PRACTICE INTERVIEWING EACH OTHER IN GROUPS
Issues with Planning Ahead FOR INTERVIEWING
 UNIVERSITY IRB (MAY BE EXEMPT FROM FULL
REVIEW) AND STUDY SITE IRB (MAY NOT EXEMPT
FROM FULL REVIEW)
ADDITIONAL MAJOR DESIGN CONSIDERATIONS FOR
IRB:
 ENTRY
 ROLE(S)
 Member-Checking (IRB EVEN looks for it now)
 RECIPROCITY
IRB APPROVAL AND ADDITIONAL
CONSIDERATIONS
Qualitative Data Coding and
Analysis Plans
Sociological and Axial Coding
Etic Analysis
Coding In Vivo; [by Hand (See Coffey & Atkinson)
vs. NVivo, Atlas.ti, DeDoose] Constant Comparison
Raw Data Transcription (e.g., Transana,
Dragon Dictate)
 Narrative
 Critical, Self Reflexive
 Naming Relevant Issues, beyond typical “Limitations”
 Crises of Representation and Crises of Praxis
Writing for Qualitative Research:
Interpretation
 Marilyn Lichtman
 Qualitative Research in Education: A User’s Guide
 Third Edition (2013)
 Thousand Oaks, CA: Sage Publications
Ten Critical Elements of Qualitative
Research
 Purpose of Qualitative Research: To Explore,
Describe, Understand, and Interpret human
phenomena, human interaction, or human discourse
 Qualitative Researchers tend to ask “Why” and
“How” Questions
1. Description, Understanding and
Interpretation of Human Behavior
 Qualitative Research is thought to be fluid and ever
changing
 Sociologists at The Chicago School in the early 20th century
tended to go on “field trips” to study the culture of
“others” to today’s study of internet cultures
 Interviews can be unstructured
 Do not always begin with a detailed and “concrete” plan
(ex. May rely upon “key informant” participants to identify
others who might be studied)
 Questions and procedural protocol may evolve (note IRB)
2. Dynamic
 6 Most applied approaches to Qualitative Research
 Grounded theory
 Ethnography (Including autoethnography)
 Case Study
 Narrative Inquiry
 Phenomenology
 Symbolic Interactionism
 Involves organizing thick, rich, descriptive data and
evidence-based interpretations that can be considered
credible and legitimate
3. No Single Way of Doing Something
 Scaffolding (one thing leads to another)
 (Caveat) “in deductive approaches you would do a
considerable amount of planning and write a proposal
for research rather than conduct research” (p. 19)
 (Caveat) Alludes to the importance of pilot study data
in qualitative research
 Begin by gathering considerable amount of data
 Analyze data: find many examples of a particular
thing to identify a central issue (concept or theme)
 Find some data that is disconfirming (“outliers”)
 Collect and simultaneously look at data to move to
more data-driven, general statements or ideas
4. Inductive Thinking
 Studying situation in its entirety rather than
identifying specific variables
 Want to study how something is and understand it no
breaking down components into separate variables
5. Holistic
 Interviews can be conducted at home, office or worship
and leisure spaces of participants
 Observations can occur in classrooms, homes school-yards
or parent-teacher meetings, school board meetings, etc.
 Natural settings also desirable when collecting data like
photos, videos or pictures created by the participants (ex.
Family portraits, drawings by children; research notes
during and/or soon after the observation are important
natural setting data)
 (Caveat) Back to point on Assemblage
6. Variety of Data in Natural Settings
 Researcher constructs reality
 Researcher moves back and forth between data collected
and data analyzed (constant comparison method drawn
from grounded theory)
 Research interprets and makes sense of the data
 (Caveat) Bias of researcher is present always and should be
named
 Bracketing, Member-checks, triangulation are traditional
attempts to reduce bias Perhaps, most useful to see them
as additional data to check how you name your biases
7. Role of the researcher
 In-depth interview at least 2.5 hours per participant
 Can study individual(s) in-depth
 Can study small groups, classrooms, cultural groups,
etc. (goal is long-term and multiple visits, if not
moving to the setting as with the “field trips”
8. In-Depth Study
 Thick description (Geertz, 1973)
 Interviews, observations, document analysis, archival data,
video footage, photos, etc. however, Interviews and
Observations tend to be the major source of data
 Themes are developed from the data generated from them
 Qualitative Research is characterized by a writing style that
is less technical (and formal?) than is used in more
traditional research—Written in 1st person or “active
voice”
9. Words, Themes and Writing
 Order of research and procedures are not fixed
 Multiple beginning points
10. Nonlinear

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Introduction to Qualitative Research: An Overview

  • 1. Introduction to Qualitative Research Dr. Sherick Hughes, Associate Professor Founder and Director Interpretive Research Suite & Carter Qualitative Thought Lab Founder & Co-Director Graduate Certificate in Qualitative Studies School of Education University of North Carolina-Chapel Hill http://quallab.web.unc.edu
  • 2. Agenda (See McCaslin & Scott, 2003, p. 449
  • 4. 5 Questions Method, McCaslin & Scott (2003, p. 450) Five-Questions for brainstorming qualitative designs Associated Tradition  1. If I could discover the meaning of one Narrative Inquiry person’s lived experience, I would ask Biography ______________ (individual) about __________. Life History  2. If I could discover the shared lived experiences of Phenomenology one quality or phenomenon in others, I would want to know about______________________.  3. If I could experience a different culture by Ethnography living/ observing it, I would choose to experience ____________.  4. If I could discover what actually occurred and Case Study was experienced in a single lived event, that event would be _______________________________.  5. If I could discover a theory for a single phenomenon Grounded Theory of living as shared by others, I would choose to discover the theory of________.
  • 5. People -Lost People -Lost Organizations Passion -Communication -Writing -Training -Strategic Planning Pain -Lost feeling from parents divorce -Lost feeling from unemployment -Lost feeling from failed relationships = PURPOSE [OF YOUR QUALITATIVE STUDY] Finding the Purpose of YOUR Qualitative Study (See Drakeford, 2010, p. 28) PEOPLE + PASSION = PURPOSE *The line represents the PAIN continual Peace Process
  • 6. Locating Your “Grand Tour” Questions More Commonly Known as 1-to-3 Central Research Questions Linking Phenomenon of Interest Qualitative Approach Education-Related Theory/Practice/Policy Specific Population(s) of Interest Native American Indian (People of the First Nations) African Americans/Black Americans K-12/Undergraduates/ International Students Males/Females/LGBTQQI Latinos/Chicanos/”Undocumented” Immigrants Purpose People Passion Peace Process Pain
  • 7. Qualitative Ph.D. Design Issues: Triangulation vs. Assemblage Triangulation *Note: Ultimate Goal is for More than 3 Data Points and Linking Data Collection to the Central Research Question(s) Document Analysis Interviews: Individual and Focus Groups Observations
  • 8. Design Issues: The Challenge of Qualitative Sampling and the Notion of Saturation  (See Mason, 2010, paragraphs 9-13)  Ethnography and ethnoscience: MORSE (1994, p.225) 30-50 interviews for both; BERNARD (2000, p.178) states that most studies are based on samples between 30-60 interviews for ethnoscience;  grounded theory methodology: CRESWELL (1998, p.64) 20-30; MORSE (1994, p.225) 30-50 interviews.  phenomenology: CRESWELL (1998, p.64) five to 25; MORSE (1994, p.225) at least six;  all qualitative research: BERTAUX (1981, p.35) fifteen is the smallest acceptable sample (adapted from GUEST et al., 2006). [10]
  • 9. Mason (2010) Study of Qualitative Ph.D. Studies troubles sample size and the issue of saturation  The most popular approaches used in PhD studies for this analysis were: case study, grounded theory methodology, content analysis, discourse analysis, action research, life history, phenomenology, symbolic interactionism, and hermeneutics (paragraph 37)  Sixty per cent of the ethnographic studies found fell within the range of 30-50 suggested by MORSE (1994) and BERNARD (2000). No ethnoscience studies were found that fitted the inclusion criteria.  Just under half (49%) of the studies in this analysis fell within CRESWELL's (1998) suggested range of 20-30 for grounded theory studies: while just over a third (37%) fell within the range of 30-50 suggested by MORSE.  All of the phenomenological studies identified had at least six participants, as suggested by MORSE: while just over two thirds identified (68%) fell within CRESWELL's suggested range of five to 25.  Eighty per cent of the total proportion of qualitative studies met BERTAUX's (1981) guidelineof 15 being the smallest number of participants for a qualitative study irrespective of the methodology: while just under half (45%) met CHARMAZ's (2006) guidelines for qualitative samples, with up to 25 participants being "adequate" (p.114). A third of the studies (33% or 186) used sample sizes of 20 or under (GREEN & THOROGOOD, 2009 [2004]). Finally, 85% met RITCHIE et al.'s (2003) assertion that qualitative samples "often lie under 50" (p.84). [41]
  • 10.  Can we be unobtrusive observers?  OBSERVE WITH 5 AND 6TH SENSES  Challenge of Writing descriptive and not evaluative statements  Avoid “yes” or “no” answer questions  YOU PRACTICE OBSERVING FOR 5 MINUTES Issues with Planning Ahead FOR OBSERVATIONS
  • 11.  Approximately 3 hours of transcription for every 1 hour of raw interview data (audio)  Avoid “yes” or “no” answer questions  YOU PRACTICE WRITING 5 QUESTIONS IN GROUPS Issues with Planning Ahead and Writing the Interview Protocol Questions
  • 12.  Plan for no more than 5 questions per contact MOMENT (or visit or sitting)  2 to 2.5 hours of interviewing considered “in-depth” SO YOU MAY NEED LIKELY MORE THAN ONE CONTACT MOMENT  AVOID LOOKING AT YOUR PAPER (PRACTICE IN MOVIE THEATER)  AVOID LOOKING TOWARD TAPE RECORDER  PRE-PARING TO MAKE ACCOMODATIONS FOR CULTURAL, LINGUISTIC, SOCIAL CLASS, AGE, RACIAL, POLITICAL AFFILIATION, RE-SCHEDULING, SOCIAL SPACE, GEOGRAPHIC SPACE, TECHNOLOGY, FOLLOW-UP, LINKS TO OTHERS  YOU PRACTICE INTERVIEWING EACH OTHER IN GROUPS Issues with Planning Ahead FOR INTERVIEWING
  • 13.  UNIVERSITY IRB (MAY BE EXEMPT FROM FULL REVIEW) AND STUDY SITE IRB (MAY NOT EXEMPT FROM FULL REVIEW) ADDITIONAL MAJOR DESIGN CONSIDERATIONS FOR IRB:  ENTRY  ROLE(S)  Member-Checking (IRB EVEN looks for it now)  RECIPROCITY IRB APPROVAL AND ADDITIONAL CONSIDERATIONS
  • 14. Qualitative Data Coding and Analysis Plans Sociological and Axial Coding Etic Analysis Coding In Vivo; [by Hand (See Coffey & Atkinson) vs. NVivo, Atlas.ti, DeDoose] Constant Comparison Raw Data Transcription (e.g., Transana, Dragon Dictate)
  • 15.  Narrative  Critical, Self Reflexive  Naming Relevant Issues, beyond typical “Limitations”  Crises of Representation and Crises of Praxis Writing for Qualitative Research: Interpretation
  • 16.  Marilyn Lichtman  Qualitative Research in Education: A User’s Guide  Third Edition (2013)  Thousand Oaks, CA: Sage Publications Ten Critical Elements of Qualitative Research
  • 17.  Purpose of Qualitative Research: To Explore, Describe, Understand, and Interpret human phenomena, human interaction, or human discourse  Qualitative Researchers tend to ask “Why” and “How” Questions 1. Description, Understanding and Interpretation of Human Behavior
  • 18.  Qualitative Research is thought to be fluid and ever changing  Sociologists at The Chicago School in the early 20th century tended to go on “field trips” to study the culture of “others” to today’s study of internet cultures  Interviews can be unstructured  Do not always begin with a detailed and “concrete” plan (ex. May rely upon “key informant” participants to identify others who might be studied)  Questions and procedural protocol may evolve (note IRB) 2. Dynamic
  • 19.  6 Most applied approaches to Qualitative Research  Grounded theory  Ethnography (Including autoethnography)  Case Study  Narrative Inquiry  Phenomenology  Symbolic Interactionism  Involves organizing thick, rich, descriptive data and evidence-based interpretations that can be considered credible and legitimate 3. No Single Way of Doing Something
  • 20.  Scaffolding (one thing leads to another)  (Caveat) “in deductive approaches you would do a considerable amount of planning and write a proposal for research rather than conduct research” (p. 19)  (Caveat) Alludes to the importance of pilot study data in qualitative research  Begin by gathering considerable amount of data  Analyze data: find many examples of a particular thing to identify a central issue (concept or theme)  Find some data that is disconfirming (“outliers”)  Collect and simultaneously look at data to move to more data-driven, general statements or ideas 4. Inductive Thinking
  • 21.  Studying situation in its entirety rather than identifying specific variables  Want to study how something is and understand it no breaking down components into separate variables 5. Holistic
  • 22.  Interviews can be conducted at home, office or worship and leisure spaces of participants  Observations can occur in classrooms, homes school-yards or parent-teacher meetings, school board meetings, etc.  Natural settings also desirable when collecting data like photos, videos or pictures created by the participants (ex. Family portraits, drawings by children; research notes during and/or soon after the observation are important natural setting data)  (Caveat) Back to point on Assemblage 6. Variety of Data in Natural Settings
  • 23.  Researcher constructs reality  Researcher moves back and forth between data collected and data analyzed (constant comparison method drawn from grounded theory)  Research interprets and makes sense of the data  (Caveat) Bias of researcher is present always and should be named  Bracketing, Member-checks, triangulation are traditional attempts to reduce bias Perhaps, most useful to see them as additional data to check how you name your biases 7. Role of the researcher
  • 24.  In-depth interview at least 2.5 hours per participant  Can study individual(s) in-depth  Can study small groups, classrooms, cultural groups, etc. (goal is long-term and multiple visits, if not moving to the setting as with the “field trips” 8. In-Depth Study
  • 25.  Thick description (Geertz, 1973)  Interviews, observations, document analysis, archival data, video footage, photos, etc. however, Interviews and Observations tend to be the major source of data  Themes are developed from the data generated from them  Qualitative Research is characterized by a writing style that is less technical (and formal?) than is used in more traditional research—Written in 1st person or “active voice” 9. Words, Themes and Writing
  • 26.  Order of research and procedures are not fixed  Multiple beginning points 10. Nonlinear