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Regulatory Science of
Sterile Manufacturing Process
Obaid Ali
August 2018
Case Study - 02
Parenteral Grade Drug Substance
Pyrogenicity
Ref: Richard. L. Friedman,
US-FDAApril 2005 (PDA)
Pyrogenic
Shock
One API used by two different
manufacturers for their own drug
products
Both caused numerous adverse
drug reactions including pyrogenic
reactions
API
Used to manufacture both
injectable and oral dosage forms
All tests prescribed in USP are
routinely followed & compliant
API
Produced by a multistep process
Fermentation, Purification
& Isolation
API Deionized Water used for
Equipment cleaning
Dissolution step
Washing solvent
Unsuitable water in final
processing step
Validation was not done upon scale up & multiple
significant changes implemented
The equipment usage log for spray dryer was
not maintained
Same person signed as operator & checker for a
batch step in many instances
Record was rewritten without
explanation
Possible contributor of endotoxin had
not been evaluated
Potential capability of the process to destroy
or remove endotoxin had not been evaluated
Opportunity for endotoxin reduction in
the process did not exist
Composite testing was used to keep
endotoxin in acceptance limit
Laboratory failed to perform endotoxin control
required by the USP - BET
Water used for purification step & final rinse
was not tested for total microbial count
No procedure exist to characterize
the microorganisms
Impurity tests of the finished API were
not validated
Interestingly, HPLC system suitability test was
performed monthly
Complaint of ADR was not
adequately scrutinized
Strength of root cause analysis & CAPA
was questionable
Multiple quality system elements of
API manufacturer were objectionable
Manufacturer’s material system
became questionable by default
Inadequate raw material is often named as
root cause of product quality failure
The origin of product
problemRaw Material
Variability
Defects, product loss,
rejection or recall
The material system should
provide on going assurance
of acceptable
Compliant
Quality System
Raw Material Quality
Fundamental failure of GMP at API site &
Material System at FG Manufacturer site
Same manufacturing approach adopted by the
API manufacturer for parenteral & oral dosage
forms
1
2
Written assurance of process or laboratory
control
Unacceptable water system & standards
3
4
Greatest amount of endotoxin was contributed
during the final wash of crude active
Additional contribution of endotoxin might
have occurred during other steps
5
6
Rinse water with
significant endotoxin
load was used to wash
(clean) product contact
surface
Pyrogenic test &
endotoxin test found
positive by the FDA in
some samples picked
from discrete part of
drums
Some samples found
non-pyrogenic &
significant potential of
intrabatch variation
due to lack of process
control
About 200 ADE were
reported by the
medical practitioner
upon administration of
the contaminated drugs
Recalls & market
withdrawal of API and
Finished product
Import detention for
multiple years unless
reaches minimal
compliance with GMP
New owners,
assistance of
consultants & major
changes brought back
the company & it took
not days but years &
end up with change of
management

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Regulatory challenges of sterile manufacturing processes

  • 1. Regulatory Science of Sterile Manufacturing Process Obaid Ali August 2018 Case Study - 02
  • 2. Parenteral Grade Drug Substance Pyrogenicity Ref: Richard. L. Friedman, US-FDAApril 2005 (PDA)
  • 3. Pyrogenic Shock One API used by two different manufacturers for their own drug products Both caused numerous adverse drug reactions including pyrogenic reactions
  • 4. API Used to manufacture both injectable and oral dosage forms All tests prescribed in USP are routinely followed & compliant
  • 5. API Produced by a multistep process Fermentation, Purification & Isolation
  • 6. API Deionized Water used for Equipment cleaning Dissolution step Washing solvent
  • 7. Unsuitable water in final processing step Validation was not done upon scale up & multiple significant changes implemented
  • 8. The equipment usage log for spray dryer was not maintained Same person signed as operator & checker for a batch step in many instances
  • 9. Record was rewritten without explanation Possible contributor of endotoxin had not been evaluated
  • 10. Potential capability of the process to destroy or remove endotoxin had not been evaluated Opportunity for endotoxin reduction in the process did not exist
  • 11. Composite testing was used to keep endotoxin in acceptance limit Laboratory failed to perform endotoxin control required by the USP - BET
  • 12. Water used for purification step & final rinse was not tested for total microbial count No procedure exist to characterize the microorganisms
  • 13. Impurity tests of the finished API were not validated Interestingly, HPLC system suitability test was performed monthly
  • 14. Complaint of ADR was not adequately scrutinized Strength of root cause analysis & CAPA was questionable
  • 15. Multiple quality system elements of API manufacturer were objectionable Manufacturer’s material system became questionable by default Inadequate raw material is often named as root cause of product quality failure
  • 16. The origin of product problemRaw Material Variability Defects, product loss, rejection or recall
  • 17. The material system should provide on going assurance of acceptable Compliant Quality System Raw Material Quality
  • 18.
  • 19. Fundamental failure of GMP at API site & Material System at FG Manufacturer site Same manufacturing approach adopted by the API manufacturer for parenteral & oral dosage forms 1 2
  • 20. Written assurance of process or laboratory control Unacceptable water system & standards 3 4
  • 21. Greatest amount of endotoxin was contributed during the final wash of crude active Additional contribution of endotoxin might have occurred during other steps 5 6
  • 22. Rinse water with significant endotoxin load was used to wash (clean) product contact surface
  • 23. Pyrogenic test & endotoxin test found positive by the FDA in some samples picked from discrete part of drums
  • 24. Some samples found non-pyrogenic & significant potential of intrabatch variation due to lack of process control
  • 25. About 200 ADE were reported by the medical practitioner upon administration of the contaminated drugs
  • 26. Recalls & market withdrawal of API and Finished product
  • 27. Import detention for multiple years unless reaches minimal compliance with GMP
  • 28. New owners, assistance of consultants & major changes brought back the company & it took not days but years & end up with change of management