This document discusses plant-derived therapeutics for the treatment of metabolic syndrome. It begins by providing context on changing views of nutrition and health, from addressing nutritional deficiencies to understanding how different nutrients impact health. It then discusses various phytochemicals found in plants that have beneficial effects, such as polyphenols, isoflavones, carotenoids, and flavonoids. Several plants showing promise for modulating carbohydrate metabolism are highlighted, including bitter melon, hoodia, and artemisia. Research is presented demonstrating how extracts from artemisia improved insulin signaling and sensitivity in human and animal studies. The need for standardization of phytochemical sourcing is also discussed.
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Plant Derived Therapeutics for Treating Metabolic Syndrome
1. Plant Derived Therapeutics
for the treatment Metabolic
Syndrome
William T. Cefalu, M.D.
Pennington Biomedical Research Center
2. Changing Nutrition/Health Paradigm
s What food is required for me?
ä Nutritional deficiency:
ä Iron - Anemia
ä Iodine – Thyroid goiter
ä Vitamin D - Rickets
ä Identifying essential nutrients required for
promoting growth and sustaining life.
ä Vitamins
ä Essential minerals – Calcium
ä Essential amino acids
1920s-1980s
3. Changing Nutrition/Health Paradigm
s What does food do to me?
ä Nutritional excess and imbalances
ä Calories - obesity
ä Fiber – Colon cancer
ä Identifying nutrients and components that
contribute to premature death
ä Saturated fat
ä Cholesterol
ä Sodium
1950s-1990s
4. Seven Countries Study: CHD Events are
Correlated with Saturated Fat
0 5 10 15 20
% Calories from Saturated Fat
0
1
2
3
4
5
CHDDeathsandMI/100
R = 0.84
V
M
C
D
G
S
W
B
Z
U
N
E
K
Keys, 1970
5. Changing Nutrition/Health Paradigm
s What does food do for me?
ä Nutritional optimization of quality of life
ä Identification of physiological active
components to prevent or delay premature
onset of chronic disease
ä Phytochemicals
ä Pre/Probiotics
ä Fiber
1990s-Today!
Identification of Phytochemicals
6. Phytochemicals as Functional Components
s Individual compounds in plants that have evolved
in part as protective mechanisms against
environmental insult
s Phytochemicals with biological activity have had
great utility as pharmaceuticals and pest-
management agents.
s Very few of these potentially active compounds
have been examined thoroughly.
7. Functional Foods
s Definition
ä Generic description of foods, that when
ingested, provide demonstrated physiological
health benefits beyond simple nutritional value
s Expanded Definition
ä Similar in appearance to conventional foods;
Are consumed as part of a usual diet
8. How to Be a Functional Food
s A natural food product can be engineered to
become a functional food by
ä Increasing specific components (Phytochemicals)
to reach a concentration more likely to express
health benefits
ä Adding components not normally present but
having a beneficial effect
ä Replacing a component that is excessive and
harmful with one having a beneficial effect
ä Improving the bioavailability of components
having desired health benefits
10. Polyphenols
ä Epicatechin
ä Epigallocatechin
ä Epigallocatechin gallate
s Source: Green tea; grapes, red wine
s Benefits: Anti-cancer; CHD protective
s Function: Inhibit chemical carcinogenesis and
tumor formation; inhibit cancer cell
growth; antioxidant; reduces free
radical/oxidative damage
11. Isoflavones
ä Genistein
ä Daidzein
s Source: Soybean, flaxseed
s Benefits: Relieves menopausal symptoms; prevents
osteoporosis; anti-cancer; CHD protective
s Function: Estrogen-like activity; inhibit growth of
breast cancer cells; stimulate Ca
absorption; lower cholesterol levels
Genistein
13. Carotenoids
ä Lycopene
ä -carotene
ä -cryptoxanthin
ä Lutein
s Source: Tomatoes, carrots, yams, cantaloupe,
spinach, sweet potatoes; citrus fruits
s Benefits: Anti-cancer; CHD protective
s Function: Antioxidant; free radical scavenger;
induction of cell-cell communication and
growth control; inhibit tumor growth
-carotene
14. n3-Fatty Acids
ä -linoleic acid
ä Docosahexaenoic acid
ä Eicosapentaenoic acid
s Source: Flaxseed oil, fish oil
s Benefits: CHD protective; anti-cancer; anti-
inflammatory
s Function: Lower triglycerides; inhibit platelet
aggregation; affect eicosanoid production
DHA
15. Flavonoids
ä Quercetin
ä Apigenin
ä Luteolin
ä Myricetin
s Source: Citrus fruits; vegetables
s Benefits: Anti-cancer; CHD protective
s Function: Antioxidant; inhibit platelet aggregation;
inhibit cancer cell growth and
proliferation; cytotoxic to cancer cells
Luteolin
16. The Promise of Plant Therapeutics
s Better health through improved nutrition
can:
ä Increase quality of life
ä Enhance productivity
ä Reduce health-care costs
- by preventing or delaying the onset of
chronic disease, i.e diabetes
- or improving metabolic factors related to the
disease, i.e. glucose
Health claims need to
be verified
with carefully controlled studies
17. O
Type 2 diabetes
Years from
diagnosis
0 5-10 -5 10 15
Pre-diabetes
Onset Diagnosis
Insulin resistance
Post-Meal glucose
Fasting glucose
“Nutraceutical (Botanical/Bioactive)
Strategies”
18. “Pre-Diabetes”
Type 2 diabetes
Years from
diagnosis
0 5-10 -5 10 15
Pre-diabetes
Onset Diagnosis
Insulin secretion
Insulin “inefficiency
Ramlo-Halsted BA, Edelman SV. Prim Care. 1999;26:771-789 Nathan DM. N Engl J Med. 2002;347:1342-1349
Post-Meal glucose
Fasting glucose
Pancreas function
Progressive -Cell Failure
Natural History of Type 2 Diabetes
20. Type 2 diabetes
Years from
diagnosis
0 5-10 -5 10 15
Pre-diabetes
Onset Diagnosis
Insulin resistance
Ramlo-Halsted BA, Edelman SV. Prim Care. 1999;26:771-789 Nathan DM. N Engl J Med. 2002;347:1342-1349
Post-Meal glucose
Fasting glucose
Natural History of Type 2 Diabetes
“Nutraceutical (Botanical/Bioactive)
Strategies”
22. Blueberries as a Therapy for
Type 2 Diabetes
• Literature Review
– Blueberries are a folk remedy in Canada for
treatment of diabetes (Martineau LC et al., Phytomedicine, 2006)
– Blueberries have been found to:
• Reduce blood glucose concentrations in rats and
humans (Abidov M et al, 2006 ; DeFuria J et al, 2009)
• Increase glucose uptake in muscle and fat cells
(Tri Vuong et al, 2006)
• Protect against obesity in rats (DeFuria J et al, 2009)
23. PBRC Blueberry Research Study
• Primary Objective
– To evaluate the effect of blueberry bioactives
on improving a pathophysiologic parameter
contributing to the development of type 2
diabetes in humans
• Hypothesis
– Increased consumption of blueberry
bioactives will result in an increase in whole
body insulin action, i.e. insulin sensitivity, in
pre-diabetic individuals
25. Nutritional Value (per 16oz) Bioactives Placebo
Energy, kcal 239 234
Carbohydrate, g 48.5 48.6
Fiber, g 4.2 4.3
Protein, g 11.9 11.1
Fat, g 0.08 0.08
Saturated Fat, g 0.05 0.05
Each subject consumed two 16oz smoothies per day
16 oz
Smoothie
(Bioactives) =
Nutritional Value of Intervention
Placebo
Smoothie
Stull AJ et al. J Nutr. 2010 Oct;140(10):1764-8.
26. The Ability of Insulin to Work in All Participants
From Beginning to End of Study
-30
-20
-10
0
10
20
30
40
50
60
70
80
90
100
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32
%∆InsulinSensitivity
Subject Numbers
Bioactives
Group
Placebo
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17
Placebo (Control)
Group
Bioactives
Group
Individual Response in Insulin
Sensitivity
Technical Variability
27. Blueberry Bioactives Improved Insulin
Sensitivity
22.2
4.9
0
5
10
15
20
25
Blueberry Placebo
%∆InsulinSensitivity
∆ insulin Sensitivity = ability of insulin to work from week 0 to week 6
4-Fold
28. Botanicals showing Promise to
Favorably modulate Carbohydrate
Metabolism
• Bitter Melon ( Momordica charantia)
• Hoodia (Hoodia gordonii)
• Artemisia dracunculas and related sp.
38. • Agriculture SOPs must be developed for each crop
(Germination; Plant nutrition Pest management)
• Optimization of activity and composition
Sourcing and Standardization of
Phytochemicals
40. LC-MS Comparison of PMI-5011 Extracts Made
from Plants at Different Stages of Development
Flowering Stage
Growth/
Non-flowering Stage
41. • Agriculture SOPs must be developed for each crop
(Germination; Plant nutrition Pest management)
• Optimization of activity and composition
• Identification of the active components for
standardization (Bioactivity guided Fractionization)
Sourcing and Standardization of
Phytochemicals
44. IRS-1
IRS-2
PTP 1B
IR
PI 3
-Actin
Fraction7 Contr 2 3 4 5 6 7 8 9 10 11 5011D
Akt-p
Insulin Signaling Parameters
Human Skeletal Muscle Culture
5011 Fractions
Phosphatase
Wang ZQ et al. Metabolism. 2008 Jul;57(7 Suppl 1):S58-64.
Ribnicky DM et al. Am J Clin Nutr. 2008;87(2):472S-5S.
45. Isolated Compounds ALR2 PTP-1B PEPCK
4,5-di-O-caffeoylquinic acid * ◊ ○ A - -
Davidigenin * ◊ † ‡ A - -
A - A
2′,4′-dihydroxy- 4-
methoxydihydrochalcone * ◊ ○ † ‡ §
A A A
2,4-dihydroxy- 4-
methoxydihydrochalcone * ◊ ○ † ‡
- A -
- A -
6-demethoxycapillarisin * ◊ ○
Sakuranetin ▪ ◊ ○
*
- confirmed with NMR
◊ - new compound to A . dracunculus
○ - activity reported for the first time
A - active
† - dihydrochalcone
‡ - new compound to genus Artemisia
§ - first report as a constituent of plants
▪ - flavonoids
ALR2- Aldose reductase
PTP-1B - Protein tyrosine phosphatase - 1B
PEPCK - Phosphoenolpyruvate carboxykinase
Bioactives Isolated from Artemisia dracunculus
and PMI-5011 by Activity-Guided Fractionation
46. *2′, 4′–dihydroxy-4-methoxydihydrochalcone
0
50
100
150
200
250
Labrasol 50 mg/kg
chalcone
150 mg/kg
chalcone
300 mg/kg
chalcone
metformin 300
mg/kg
bloodglucose(mg/dl)
0 hr
6 hr
*
*
**
*
All treatments provided with 66% Labrasol
The Pure Active DMC-2* from Artermisia is Validated
in vivo with Comparable Activity to Metformin
47. • Agriculture SOPs must be developed for each crop
(Germination; Plant nutrition Pest management)
• Optimization of activity and composition
• Identification of the active components for
standardization (Bioactivity Guided Fractionization)
• Standardized for Active Components
Sourcing and Standardization of
Phytochemicals
48. • Agriculture SOPs must be developed for each crop
(Germination; Plant nutrition Pest management)
• Optimization of activity and composition
• Identification of the active components for
standardization (Fingerprinting)
• Standardized for Active Components
• Stability Assessed
Sourcing and Standardization of
Phytochemicals
49. -20ºC freezer
22ºC open container
22ºC desiccator
37ºC open oven
Stability of the Extract
PMI-5011 is stable under
various
storage conditions
Stability was investigated
a period of 7 months by
validated HPLC method
HPLC-Chromatograms of PMI-5011,
stored under different conditions
50. Sourcing and Standardization of
Phytochemicals
Assuring Supply of materials for research
• in vitro studies
• Toxicology
• in vivo preclinical
• clinical
55. Bench to Bedside
Cells tested with
Botanical
Human Testing in
Several Phases
Animal Testing to Monitor
Safety and Effectiveness
56. Screening
Screening
5011
Placebo
Intervention
Subjects: Obese, Insulin Resistant, n = 28
Intervention: 5011 Total Extract vs Placebo
Endpoint: Insulin Sensitivity (Clamp Procedure)
•Hyperinsulinemic Euglycemic Clamps
•Body Composition
Baseline
Baseline
Clinical Trial Study Design
57. 4
5
6
7
8
9
10
11
12
Pre Post Pre Post
5011
4
6
8
10
5011Placebo
InsulinSensitivity(mg/min/FFM)
Placebo
Baseline
End of Study
*
* P < .05
Clinical Response
Insulin Sensitivity
58. Analysis of Compounds from PMI-5011 in
SIM for active compounds in PMI-5011
Standards
6-demethoxycapillarisin & davidigenin
Standards
sakuranetin &
2′, 4–dihydroxy-4′-methoxydihydrochalcone
SIM plasma analysis
SIM = Selected Ion Monitoring
285
257
271
285
Phytochemical Characterization
In Plasma by LC-MS-SIM
59. Time Course of Appearance
0
1
2
3
4
5
6
7
0 45 120 180 240
Minutes after Ingestion
Abundance(X107) Plasma Appearance of
Phytochemical
60. Mean Levels over 4 hours
0
1
2
3
4
5
6
7
5011 Placebo
Ion 257: davidigenin
Ion 271 sakuranetin
Ion 285: chalcone
Undetectable
Abundance(x107)
Plasma Abundance
5011 Metabolites
61. Potential Nutraceutical (Phytochemical)
Markets
1. Joint health
(n3-fatty acids, glucosamine, chondroitin sulfate)
2. Gastrointestinal health
(ginger, pepermint, fennel, prebiotics, probiotics)
3. Blood lipids
(n3-fatty acids, oat bran, phytosterols)
4. Bone density and skeletal health
(phytoestrogens, Ca, Zn)
5. Hormone replacement
(isoflavones, arginine, yohimbe)
62. 6. Body fat/Weight
(herbal phen-fen, Cr, garcinia cambogia)
7. Optimal vision
(lutein, zeaxanthin)
8. Stress and insomnia
(St. John’s Wort, tryptophan)
9. Breast and prostate health
(fruits, vegetables, saw palmetto)
10. Carbohydrate Metabolism
(Chalcones, Cinnamon polyphenols)
Potential Nutraceutical (Phytochemical)
Markets
63. The most studied Phytochemical:
Wine
0
0.2
0.4
0.6
0.8
1
1.2
1.4
0 <0.1 0.1 - 0.3 0.3 - 1 1.0 - 2.0 >2.0
Drinks per Day
Relative
Risk
CVD
Non-CVD
s Over 40 prospective studies have documented an inverse
relationship between alcohol intake and heart disease
prevention
64. We Can’t Put Our Heads in the Sand any Longer !!!
Regarding Plant Therapeutics and Human
Health…..