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Nano Alumina Slurries for Improved
Polishing on Thermoset and
Thermoplastic Resins
Abigail Hooper, Christopher Boffa, and
Harry Sarkas
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Outline
• Overview of plastic and aluminum oxide
• Experiments to analyze removal rate when varying size,
shape, and phase of alumina
• Impact of pad type on removal rate and surface finish
• Conclusions
• Questions
2
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Overview: Plastic Lenses
• Plastic lenses have gained popularity due to their favorable
characteristics over glass
– Lightweight optics
– Cheaper, high volume production at a lower cost
– Impact resistant
– Easily tinted
– Greater design freedoms
– High consistency
• Polishing plastic can be a challenge due to its high susceptibility to
scratching
3
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Overview: Aluminum Oxide alternative to Ceria
• Cerium oxide is a common polishing
abrasive
– Provides chemical and mechanical
benefits in glass polishing
– Chemical mechanism is not
accessible in polymer systems
– Expensive rare earth
• Aluminum oxide is a superior
alternative
– Highly customizable
– Superior economics
– Harder than cerium oxide allowing
for higher mechanical MRR
4
Temperature transformation of hydroxides or oxohydroxides to corundum
via the formation of transitional alumina phases
•Sakar, A. M. “Preparation and characterization of alumina powders and suspensions.” Izmir Institute of
Technology. 2000. http://library.iyte.edu.tr/tezler/master/malzemebilimivemuh/T000043.pdf
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Plastics Polishing
• Objective: Examine the impact of alumina particle size,
shape, and crystal phase on removal rate and surface
finish when polishing plastic substrates
5
http://syntecoptics.com/wp-content/uploads/2015/06/mold_min.jpg
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Experiment Setup
• PR Hoffman PR-1 66T Double-Sided Polisher
• Suba X non-embossed polyurethane pad and GNP-510CN High Loft felt pad
• Run Conditions Fixed
– 51 RPM
– 225 mL/min Flow Rate
– 2.0 PSI Downforce
• 5 kilograms of alumina slurry at 20 wt% solids
• Acrylic, Polycarbonate, and Zeonex® K26R Substrates
– 5 discs per run, 1-disc per 66T carrier
– Discs are 2 inches in diameter and 0.5 inches thick
• Removal Rate Gravimetrically determined (Å/min)
• Surface Roughness and scratching evaluated via Zygo NewView 8000 (RMS, nm)
– 20X Mirau objective, 2X zoom
– Zernike piston, tilt, power and sphere removal
6
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Polishing Slurries
• Experimental Aluminum Oxide polishing slurries produced by Nanophase
– Size
• 20, 40, and 150 nm
– Shape
• 20 and 40 nm = spherical
• 150 nm = tabular
– Phase
• 20 and 40 nm = delta/gamma
• 150 nm = alpha
– Additive
• With and without Aluminum Nitrate
– Used to facilitate hydrolysis of the polymer layer on the surface that is in direct contact with the slurry
7
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Results: Acrylic Substrates
• Significant advantage to using
150 nm alumina
• Use of accelerant is positive in
all cases, but more significant
on smaller particle sizes
• 20 nm alumina is significantly
faster than 40 nm alumina
• Heavy, deep scratching
observed with 40 nm, fewer
more shallow scratches with
150 nm
Acrylic
8
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Results Discussion: Acrylic Substrate
9
• Question: Why would a 20 nm particle display higher rate than a 40 nm particle on
acrylic?
– Same shape and phase
• Hypothesis: Higher quantity of particles per unit space
– Acrylic is soft, more particles = more mechanical action to abrade surface
• Conclusion: More experiments needed; test 65 nm spherical particle for trend
Particle Size
Number of particles
per 1 mm3 Space
20 nm 238,732,415
40 nm 29,841,552
150 nm 565,884
Calculation assumes particles are aligned and touching diameter-to-diameter
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Results: Polycarbonate Substrate
Polycarbonate
• MRR increases as particle size
increases when using the
accelerant
• No MRR change among any
particle size when not using
accelerant
• Heavy, deep scratching observed
with 40 nm, fewer more shallow
with 150 nm
10
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Results Discussion: Polycarbonate Substrate
Polished with 40 nm Alumina Polished with 150 nm Alumina
11
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Results
Zeonex K26R
• No MRR advantage between 40
and 150 nm alumina when using
accelerant
• Accelerant does not appear
advantageous with any particle
size
• Removal rate can be
substantially increased when
using 150 nm without accelerant
• Results are very different from
acrylic and polycarbonate
12
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Results Discussion: Surface Finish
• Question: Why does the 150 nm
alumina have better surface
finish than the 40 nm alumina?
– Different shape, size, and phase
• Hypothesis: Spherical particle
rolls while tabular particle lies
flat against substrate when a
force is applied
• Conclusion: More experiments
needed; examine smaller tabular
particles
13
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Confirmation Testing
• Optimal Slurry for each substrate type selected
– Acrylic
• 150 nm Alumina with accelerant
– Polycarbonate
• 150 nm Alumina with accelerant
– Zeonex K26R
• 150 nm Alumina without accelerant
• Explored removal rate and surface finish on a high loft, felt like pad
designed for plastics and compared against a standard
polyurethane
14
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Confirmation Testing Results
Pad Type Measurement Acrylic Polycarbonate Zeonex® K26R
SubaX
Surface Roughness
RMS, nm
6.1 3.3 4.9
Removal Rate
Angstroms/min
66,707 5,112 22,409
GNP-510CN
Surface Roughness
RMS, nm
9.3 6.3 7.2
Removal Rate
Angstroms/min
79,404 9,334 24,876
15
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Conclusions
• Shape, size, and phase of the aluminum oxide particles can impact
the material removal rate and surface finish
• Particle size alone does not dictate the removal rate characteristics
observed
• Accelerants, when combined with the correct particle size and
morphology, can yield stepwise changes in removal rate
• Pad type can be utilized to tune in further rate improvements or
lower surface roughness values
• Additional experiments are needed to further understand how
particle morphology plays into creating a novel polishing slurry for
plastic substrates
16
We Make NanoTechnology Work!® |
Thank you for joining us!
To request more information, visit
us at Booth 304 or go to
www.nanophase.com/slurry

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Nano Alumina for Improved Plastic Polishing (Optifab 2015)

  • 1. We Make NanoTechnology Work!® | Nano Alumina Slurries for Improved Polishing on Thermoset and Thermoplastic Resins Abigail Hooper, Christopher Boffa, and Harry Sarkas
  • 2. We Make NanoTechnology Work!® | Outline • Overview of plastic and aluminum oxide • Experiments to analyze removal rate when varying size, shape, and phase of alumina • Impact of pad type on removal rate and surface finish • Conclusions • Questions 2
  • 3. We Make NanoTechnology Work!® | Overview: Plastic Lenses • Plastic lenses have gained popularity due to their favorable characteristics over glass – Lightweight optics – Cheaper, high volume production at a lower cost – Impact resistant – Easily tinted – Greater design freedoms – High consistency • Polishing plastic can be a challenge due to its high susceptibility to scratching 3
  • 4. We Make NanoTechnology Work!® | Overview: Aluminum Oxide alternative to Ceria • Cerium oxide is a common polishing abrasive – Provides chemical and mechanical benefits in glass polishing – Chemical mechanism is not accessible in polymer systems – Expensive rare earth • Aluminum oxide is a superior alternative – Highly customizable – Superior economics – Harder than cerium oxide allowing for higher mechanical MRR 4 Temperature transformation of hydroxides or oxohydroxides to corundum via the formation of transitional alumina phases •Sakar, A. M. “Preparation and characterization of alumina powders and suspensions.” Izmir Institute of Technology. 2000. http://library.iyte.edu.tr/tezler/master/malzemebilimivemuh/T000043.pdf
  • 5. We Make NanoTechnology Work!® | Plastics Polishing • Objective: Examine the impact of alumina particle size, shape, and crystal phase on removal rate and surface finish when polishing plastic substrates 5 http://syntecoptics.com/wp-content/uploads/2015/06/mold_min.jpg
  • 6. We Make NanoTechnology Work!® | Experiment Setup • PR Hoffman PR-1 66T Double-Sided Polisher • Suba X non-embossed polyurethane pad and GNP-510CN High Loft felt pad • Run Conditions Fixed – 51 RPM – 225 mL/min Flow Rate – 2.0 PSI Downforce • 5 kilograms of alumina slurry at 20 wt% solids • Acrylic, Polycarbonate, and Zeonex® K26R Substrates – 5 discs per run, 1-disc per 66T carrier – Discs are 2 inches in diameter and 0.5 inches thick • Removal Rate Gravimetrically determined (Å/min) • Surface Roughness and scratching evaluated via Zygo NewView 8000 (RMS, nm) – 20X Mirau objective, 2X zoom – Zernike piston, tilt, power and sphere removal 6
  • 7. We Make NanoTechnology Work!® | Polishing Slurries • Experimental Aluminum Oxide polishing slurries produced by Nanophase – Size • 20, 40, and 150 nm – Shape • 20 and 40 nm = spherical • 150 nm = tabular – Phase • 20 and 40 nm = delta/gamma • 150 nm = alpha – Additive • With and without Aluminum Nitrate – Used to facilitate hydrolysis of the polymer layer on the surface that is in direct contact with the slurry 7
  • 8. We Make NanoTechnology Work!® | Results: Acrylic Substrates • Significant advantage to using 150 nm alumina • Use of accelerant is positive in all cases, but more significant on smaller particle sizes • 20 nm alumina is significantly faster than 40 nm alumina • Heavy, deep scratching observed with 40 nm, fewer more shallow scratches with 150 nm Acrylic 8
  • 9. We Make NanoTechnology Work!® | Results Discussion: Acrylic Substrate 9 • Question: Why would a 20 nm particle display higher rate than a 40 nm particle on acrylic? – Same shape and phase • Hypothesis: Higher quantity of particles per unit space – Acrylic is soft, more particles = more mechanical action to abrade surface • Conclusion: More experiments needed; test 65 nm spherical particle for trend Particle Size Number of particles per 1 mm3 Space 20 nm 238,732,415 40 nm 29,841,552 150 nm 565,884 Calculation assumes particles are aligned and touching diameter-to-diameter
  • 10. We Make NanoTechnology Work!® | Results: Polycarbonate Substrate Polycarbonate • MRR increases as particle size increases when using the accelerant • No MRR change among any particle size when not using accelerant • Heavy, deep scratching observed with 40 nm, fewer more shallow with 150 nm 10
  • 11. We Make NanoTechnology Work!® | Results Discussion: Polycarbonate Substrate Polished with 40 nm Alumina Polished with 150 nm Alumina 11
  • 12. We Make NanoTechnology Work!® | Results Zeonex K26R • No MRR advantage between 40 and 150 nm alumina when using accelerant • Accelerant does not appear advantageous with any particle size • Removal rate can be substantially increased when using 150 nm without accelerant • Results are very different from acrylic and polycarbonate 12
  • 13. We Make NanoTechnology Work!® | Results Discussion: Surface Finish • Question: Why does the 150 nm alumina have better surface finish than the 40 nm alumina? – Different shape, size, and phase • Hypothesis: Spherical particle rolls while tabular particle lies flat against substrate when a force is applied • Conclusion: More experiments needed; examine smaller tabular particles 13
  • 14. We Make NanoTechnology Work!® | Confirmation Testing • Optimal Slurry for each substrate type selected – Acrylic • 150 nm Alumina with accelerant – Polycarbonate • 150 nm Alumina with accelerant – Zeonex K26R • 150 nm Alumina without accelerant • Explored removal rate and surface finish on a high loft, felt like pad designed for plastics and compared against a standard polyurethane 14
  • 15. We Make NanoTechnology Work!® | Confirmation Testing Results Pad Type Measurement Acrylic Polycarbonate Zeonex® K26R SubaX Surface Roughness RMS, nm 6.1 3.3 4.9 Removal Rate Angstroms/min 66,707 5,112 22,409 GNP-510CN Surface Roughness RMS, nm 9.3 6.3 7.2 Removal Rate Angstroms/min 79,404 9,334 24,876 15
  • 16. We Make NanoTechnology Work!® | Conclusions • Shape, size, and phase of the aluminum oxide particles can impact the material removal rate and surface finish • Particle size alone does not dictate the removal rate characteristics observed • Accelerants, when combined with the correct particle size and morphology, can yield stepwise changes in removal rate • Pad type can be utilized to tune in further rate improvements or lower surface roughness values • Additional experiments are needed to further understand how particle morphology plays into creating a novel polishing slurry for plastic substrates 16
  • 17. We Make NanoTechnology Work!® | Thank you for joining us! To request more information, visit us at Booth 304 or go to www.nanophase.com/slurry

Editor's Notes

  1. Thermoset resins crosslink together Thermoplastic resins are pellets melted
  2. 20% increase on acrylic 83% increase on polycarbonate 11% increase on Zeonex