1. S. KUMAR Email: kumar870911@gmail.com
21/52, Nathamuni street, Phone: +919176190561
Gandhi Main Road, Oragadam,
Ambattur, Chennai - 600053
CAREER OBJECTIVE:
Seeking a challenging career that encourages continuous learning and provides exposure
to new ideas, which stimulates professional and personal growth and help to function as an
asset to company.
PROFILE SUMMARY:
Investment banking back office operation, on boarding clients-Legal entity & Sub account
level for both existing and new clients around the world. Performing audits on the works
done by Personal, Corporate, Maintenance Team and acting as gate keeper.
TOTAL WORK EXPERIENCE (4 years 10 months)
SOCIETE GENERALE GLOBAL SOLUTION CENTRE: Sep 2014 to till date.
Working as a Process executive Societe Generale (SGGSC) in Investment banking domain
Profile description:
 Performing KYC- Customer Due Diligence for on boarding Global Corporate Clients.
 Carrying quality analysis & completing audit on the work done by the KYC client on
boarding team
 Confirming via due diligence searches such as D&B, World Check and LexisNexis
that all information provided on the KYC is corroborated with supporting
documentation and resolve possible negative media/regulatory issues with the
business and/or escalate them as required to Compliance.
 Sourcing of documents from registries & regulators of various countries.
 Validation of entire data with relate to on boarding adhering to the regulatory
requirements.
 Carrying KYC review for the clients based on the risk exposure.
Responsibilities:
 Migrated on-boarding process from project to live status
 Prepared SOP for on-boarding process
 Dealing with IT team for process application related issues & enrichments
 Handling the team in the absence of seniors/Managers and dealing with
clients/onshore on process related updates
 Weekly Calls with onshore on process

2. SCOPE INTERNATIONAL PVT LTD: 17th Aug 2010 to Sep 2014.
Worked as a officer Scope International in investment banking back office operation
Job Responsibilities:
 Reviewing the clients all low & high risk KYC clients profiles to ensure all required
KYC documents and or information has been obtained in accordance with the
Bank’s know your customer.
 Using various countries corporate Registry the clients are on boarded at Legal entity
level, Dun & Bradstreet, Orbis, Avox Identifier, Account Opening forms & proofs like
Certificate of Incorporation.
 Liaising with Credit Risk team & Relationship Manager for further steps in case of
Alacra KYC failed clients.
 Creation & maintenance new on boarding & existing clients in system.
 Completing the Audit on time and maintaining the 100% SLA & accuracy.
 Handling queries from onshore counterparts in timely manner & other tasks within
TAT.
 Ensure regulatory compliance and data integrity.
Additional Responsibilities:
 Supported on boarding FX Account and Derivative accounts in Financial Market
system for funds such as (Cash Equities, RMF and Hedge fund account, “On
Account”, Broker Account)
 Analyzing EMIR classification for derivative Products.
 Preparation and maintaining of Authorized List, EOD preparation (Report)
 In the absence of the Lead, handing regular activities of the team and provide the
regular updates to the Manager.
 Bringing to the notice of the Team Leader any procedural conflicts and system
issues.
 To get in touch with any kind of process improvement or update and report to the
management for same on monthly basis.
OTHER ACTIVITIES:
 Updating the process changes, migrations, issues to the team Daily.
 UAT testing for system projects and migrations.
 Providing on the job training to the team on client on-boarding
 BCP Testing and submission of reports.

3.  Work allocation to the team and MIS and EOD reports
ACHIEVEMENTS AND REWARDS:
 Won a Business champ Award for the year 2012 for Best Performance
 Won the Team Award with Cash Reward for the year 2011 for Best Performance
EDUCATIONAL QUALIFICATION:
 M.B.A., Marketing and Finance. Sri Ram Engineering College (2008-2010).
 B.B.M., Bank Management, Jaya College of Arts and Science (2005-2008).
 HSC (+2 grade) from Singaram Pillai Boys Higher Secondary School, Chennai in
2005.
PERSONAL SKILLS
 Problem solving skills.
 Excellent verbal and written communication skills.
 Team facilitator.
 Quick learner.
 Proficient in EXCEL.
PERSONAL DETAILS
NAME : S.KUMAR
AGE : 27
D.O.B : 09.11.1987.
FATHER NAME : A. SUBRAMANI
GENDER : MALE
NATIONALITY : INDIAN
LANGUAGE KNOWN : ENGLISH & TAMIL
PERMANENT ADDRESS : # 21/52, NATHAMUNI STREET
GANDHI MAIN ROAD,
ORAGADAM, AMBATTUR O.T.,
CHENNAI, PIN CODE - 600 053
DATE:
PLACE: CHENNAI (S.KUMAR)