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Presentation Outline
• Background
• Final Jan. 2023 Rule
Framework
 Jurisdictional Waters
 Exclusions
• Litigation update
• Sackett Decision – select
overview for Oil
“NavigableWaters”: Waters of the United States,
including Territorial Seas
303
Water
Quality
Standards
&TMDLs
311
Oil Spill
Programs
401
State/Tribal
Certification
402
Pollutant
Discharge
Permits
404
Discharge of
dredged
and/or fill
material
States
Tribes
EPA
EPA
USCG
DOT
States
Tribes
EPA
States
Tribes
EPA
USACE
EPA
States
Tribes
Background: Why “Waters of the United
States” Matters
Background: “Waters of the United States”
Over Time
The definition of “waters of the United States” has been a subject of dispute
and addressed in several major Supreme Court cases.
1972:
WOTUS used
in CWA
definition for
“navigable
waters”
1986/1988:
Corps and
EPA issue
revised
regulations
1985: Riverside Bayview
Homes (addressing adjacent
wetlands)
2001: SWANCC (addressing “other
waters”); agencies issue guidance in 2001
and 2003
2006: Rapanos
(adjacent
wetlands to
non-navigable
tributaries);
guidance in
2007 and
2008
1993:
Addition of
exclusion
for prior
converted
cropland
1973-1979: EPA &
Corps issue regs and
revisions
Previous final
rules revising
the definition
in 2015, 2019,
2020, and
2023
1975:
NRDC v.
Callaway
(finding the
Corps’
1974 regs
to be too
narrow)
1980:
Addition of
waste
treatment
system
exclusion
2023: Sackett in
May; final rule
signed/announced
in August
50
Final Rule Framework
Categories of Jurisdictional Waters
(a)(1)
 (i) Traditional Navigable Waters
 (ii) Territorial Seas
 (iii) Interstate Waters
(a)(2) Impoundments of Jurisdictional Waters
(a)(3) Tributaries
(a)(4) Adjacent Wetlands
(a)(5) Intrastate lakes and ponds, streams, and
wetlands that do not fall within (a)(1) – (a)(4)
Final Rule Framework
Exclusions
(b)(1) Waste treatment systems
(b)(2) Prior converted cropland
(b)(3) Certain ditches
(b)(4) Artificially irrigated areas that would revert to dry land
if irrigation ceased
(b)(5) Certain artificial lakes and ponds
(b)(6) Artificial reflecting or swimming pools or other small
ornamental bodies of water
(b)(7) Certain waterfilled depressions
(b)(8) Swales and erosional features
(b)(3) – (b)(8):
Pre-2015 “generally non-
jurisdictional features,”
added to the final rule as
exclusions
(b)(1) – (b)(2):
Pre-2015 exclusions,
modified in the final rule
Final Rule Framework
Definitions
(c)(1) Wetlands
(c)(2) Adjacent
(c)(3) High tide line
(c)(4) Ordinary high water mark
(c)(5) Tidal waters
(c)(6) Significantly affect
(c)(1) – (c)(5):
Pre-2015 definitions,
with no changes
(c)(6):
New term and definition
in the final Jan. 2023
rule – deleted in revised
2023 rule
Key Concepts
• The “relatively permanent standard” means
relatively permanent, standing or continuously
flowing waters connected to paragraph (a)(1)
waters, and waters with a continuous surface
connection to such relatively permanent waters or
to paragraph (a)(1) waters. – Retained in revised
rule
• The ‘‘significant nexus standard’’ means waters that
either alone or in combination with similarly
situated waters in the region, significantly affect
the chemical, physical, or biological integrity of
paragraph (a)(1) waters. – Deleted in revised rule
due to Sackett decision
WOTUS
RULE STATUS AND LITIGATION UPDATE
On March 19, 2023, the U.S. District Court for the Southern District of Texas granted a motion
preliminarily enjoining the 2023 final rule in TX and ID.
The Jan. 2023 rule took effect on March 20, 2023, except in TX and ID.
On April 12, 2023, the U.S. District Court for the District of North Dakota granted a motion
preliminarily enjoining the 2023 final rule in 24 states: WV, ND, GA, IA, AL, AK, AR, FL, IN,
KS, LA, MS, MT, MN, NE, NH, OH, OK, SC, SD, TN, UT, VA, and WY. And on May 10, 2023,
KY was added to PI list.
In light of these preliminary injunctions, the agencies are interpreting “waters of the United
States” consistent with the pre-2015 regulatory regime in these states until further notice.
WOTUS
RULE STATUS AND LITIGATION UPDATE, cont’d
• The U.S. Supreme Court issued their decision in the case of Sackett v. EPA on May 25,
2023. In light of this decision, EPA and the Dept. of Army are interpreting the phrase
“waters of the United States” consistent with the Supreme Court’s decision.
• EPA and Army are developing a new rule to amend the final "Revised Definition of 'Waters of the
United States'" rule, published in the Federal Register on January 18, 2023, consistent with the
U.S. Supreme Court’s decision in the Sackett case.
• The revised 2023 rule was announced on August 30, 2023. Publication in the FR is anticipated
soon.
Nationwide Demarcation of
Operative Definition of WOTUS
In States where the 2023 Rule is Enjoined,
the Agencies Are Implementing the Pre-2015
Regulatory Regime Until Further Notice
For Oil Spill Programs under 40 CFR 112, the pre-2015 regulatory regime utilizes the 1973
definition of “navigable waters.” EPA interprets Section 311 and the 1973 definition to have
the same breadth as the phrase “navigable waters” used elsewhere in section 311, and in
other sections of the Clean Water Act, and as defined by the agencies.
The term “navigable waters” includes:
1) All navigable waters of the United States, as defined in judicial decisions prior to
the passage of the 1972 Amendments of the Federal Water Pollution Control Act
(Pub. L. 92-500) also known as the Clean Water Act (CWA), and tributaries of
such waters;
2) Interstate waters;
3) Intrastate lakes, rivers, and streams which are utilized by interstate travelers for
recreational or other purposes; and
4) Intrastate lakes, rivers, and streams from which fish or shellfish are taken and
sold in interstate commerce.
Supreme Court decisions in Riverside Bayview, SWANCC, Rapanos and Sackett and
applicable guidance also play a role in jurisdictional decisions.
Additional Information
• See https://www.epa.gov/wotus for additional information.
• Public webinars have been scheduled for:
 Sept. 12, 2023 (3pm-4pm Eastern Time)
 Sept. 13, 2023 (1pm-2pm Eastern Time)
 Sept. 20, 2023 (3pm-4pm Eastern Time).
• Please contact CWAwotus@epa.gov with any questions.

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WOTUS Presentation.pdf

  • 1. Presentation Outline • Background • Final Jan. 2023 Rule Framework  Jurisdictional Waters  Exclusions • Litigation update • Sackett Decision – select overview for Oil
  • 2. “NavigableWaters”: Waters of the United States, including Territorial Seas 303 Water Quality Standards &TMDLs 311 Oil Spill Programs 401 State/Tribal Certification 402 Pollutant Discharge Permits 404 Discharge of dredged and/or fill material States Tribes EPA EPA USCG DOT States Tribes EPA States Tribes EPA USACE EPA States Tribes Background: Why “Waters of the United States” Matters
  • 3. Background: “Waters of the United States” Over Time The definition of “waters of the United States” has been a subject of dispute and addressed in several major Supreme Court cases. 1972: WOTUS used in CWA definition for “navigable waters” 1986/1988: Corps and EPA issue revised regulations 1985: Riverside Bayview Homes (addressing adjacent wetlands) 2001: SWANCC (addressing “other waters”); agencies issue guidance in 2001 and 2003 2006: Rapanos (adjacent wetlands to non-navigable tributaries); guidance in 2007 and 2008 1993: Addition of exclusion for prior converted cropland 1973-1979: EPA & Corps issue regs and revisions Previous final rules revising the definition in 2015, 2019, 2020, and 2023 1975: NRDC v. Callaway (finding the Corps’ 1974 regs to be too narrow) 1980: Addition of waste treatment system exclusion 2023: Sackett in May; final rule signed/announced in August 50
  • 4. Final Rule Framework Categories of Jurisdictional Waters (a)(1)  (i) Traditional Navigable Waters  (ii) Territorial Seas  (iii) Interstate Waters (a)(2) Impoundments of Jurisdictional Waters (a)(3) Tributaries (a)(4) Adjacent Wetlands (a)(5) Intrastate lakes and ponds, streams, and wetlands that do not fall within (a)(1) – (a)(4)
  • 5. Final Rule Framework Exclusions (b)(1) Waste treatment systems (b)(2) Prior converted cropland (b)(3) Certain ditches (b)(4) Artificially irrigated areas that would revert to dry land if irrigation ceased (b)(5) Certain artificial lakes and ponds (b)(6) Artificial reflecting or swimming pools or other small ornamental bodies of water (b)(7) Certain waterfilled depressions (b)(8) Swales and erosional features (b)(3) – (b)(8): Pre-2015 “generally non- jurisdictional features,” added to the final rule as exclusions (b)(1) – (b)(2): Pre-2015 exclusions, modified in the final rule
  • 6. Final Rule Framework Definitions (c)(1) Wetlands (c)(2) Adjacent (c)(3) High tide line (c)(4) Ordinary high water mark (c)(5) Tidal waters (c)(6) Significantly affect (c)(1) – (c)(5): Pre-2015 definitions, with no changes (c)(6): New term and definition in the final Jan. 2023 rule – deleted in revised 2023 rule
  • 7. Key Concepts • The “relatively permanent standard” means relatively permanent, standing or continuously flowing waters connected to paragraph (a)(1) waters, and waters with a continuous surface connection to such relatively permanent waters or to paragraph (a)(1) waters. – Retained in revised rule • The ‘‘significant nexus standard’’ means waters that either alone or in combination with similarly situated waters in the region, significantly affect the chemical, physical, or biological integrity of paragraph (a)(1) waters. – Deleted in revised rule due to Sackett decision
  • 8. WOTUS RULE STATUS AND LITIGATION UPDATE On March 19, 2023, the U.S. District Court for the Southern District of Texas granted a motion preliminarily enjoining the 2023 final rule in TX and ID. The Jan. 2023 rule took effect on March 20, 2023, except in TX and ID. On April 12, 2023, the U.S. District Court for the District of North Dakota granted a motion preliminarily enjoining the 2023 final rule in 24 states: WV, ND, GA, IA, AL, AK, AR, FL, IN, KS, LA, MS, MT, MN, NE, NH, OH, OK, SC, SD, TN, UT, VA, and WY. And on May 10, 2023, KY was added to PI list. In light of these preliminary injunctions, the agencies are interpreting “waters of the United States” consistent with the pre-2015 regulatory regime in these states until further notice.
  • 9. WOTUS RULE STATUS AND LITIGATION UPDATE, cont’d • The U.S. Supreme Court issued their decision in the case of Sackett v. EPA on May 25, 2023. In light of this decision, EPA and the Dept. of Army are interpreting the phrase “waters of the United States” consistent with the Supreme Court’s decision. • EPA and Army are developing a new rule to amend the final "Revised Definition of 'Waters of the United States'" rule, published in the Federal Register on January 18, 2023, consistent with the U.S. Supreme Court’s decision in the Sackett case. • The revised 2023 rule was announced on August 30, 2023. Publication in the FR is anticipated soon.
  • 10. Nationwide Demarcation of Operative Definition of WOTUS
  • 11. In States where the 2023 Rule is Enjoined, the Agencies Are Implementing the Pre-2015 Regulatory Regime Until Further Notice For Oil Spill Programs under 40 CFR 112, the pre-2015 regulatory regime utilizes the 1973 definition of “navigable waters.” EPA interprets Section 311 and the 1973 definition to have the same breadth as the phrase “navigable waters” used elsewhere in section 311, and in other sections of the Clean Water Act, and as defined by the agencies. The term “navigable waters” includes: 1) All navigable waters of the United States, as defined in judicial decisions prior to the passage of the 1972 Amendments of the Federal Water Pollution Control Act (Pub. L. 92-500) also known as the Clean Water Act (CWA), and tributaries of such waters; 2) Interstate waters; 3) Intrastate lakes, rivers, and streams which are utilized by interstate travelers for recreational or other purposes; and 4) Intrastate lakes, rivers, and streams from which fish or shellfish are taken and sold in interstate commerce. Supreme Court decisions in Riverside Bayview, SWANCC, Rapanos and Sackett and applicable guidance also play a role in jurisdictional decisions.
  • 12. Additional Information • See https://www.epa.gov/wotus for additional information. • Public webinars have been scheduled for:  Sept. 12, 2023 (3pm-4pm Eastern Time)  Sept. 13, 2023 (1pm-2pm Eastern Time)  Sept. 20, 2023 (3pm-4pm Eastern Time). • Please contact CWAwotus@epa.gov with any questions.