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Brain Circuitry of Narcolepsy:
Mechanistic and Therapeutic insights
Tom Scammell, MD
Harvard Medical School
Boston Children’s Hospital
Beth Israel Deaconess Medical Center
Symptoms of narcolepsy
1) Excessive daytime sleepiness: often moderate to
severe, 4x increased risk motor vehicle accidents
2) Cataplexy: brief, emotionally-triggered episodes of
muscle weakness in type 1 narcolepsy
3) Other REM sleep-like phenomena
– Sleep paralysis in 40-80%
– Hypnagogic and hypnopompic hallucinations in 40-
80%
1) Other symptoms
– Fragmented sleep, depression, mild obesity
Two types of narcolepsy
Narcolepsy Type I (Narcolepsy with Cataplexy)
•Sleepiness
•At least one of the following:
– Cataplexy and a positive Multiple Sleep Latency Test (MSLT)*
– Low CSF orexin-A concentrations
Narcolepsy Type 2 (Narcolepsy without Cataplexy)
•Sleepiness
•Positive MSLT
Hypnagogic hallucinations, sleep paralysis, and fragmented sleep are
more common in Type 1 narcolepsy.
* Positive MSLT : mean sleep latency of ≤8 minutes and ≥2 sleep-
onset REM perdiods. REM sleep latency < 15min on the preceding
nocturnal polysomnogram may replace one of the SOREMPs on
the MSLT.
Orexins/
Hypocretins
Ox2ROx1R
Orexin-A Orexin-B
prepro-orexin mRNA
Hcrt-1 Hcrt-2
Sakurai, et al, 1998; de Lecea, et al, 1998
Orexins activate arousal regions
and suppress REM sleep
PPT/LDT
& SLD
REM-on
neurons( )
Loss of orexin neurons in narcolepsy
Peyron, et al 2000; Thannickal, et al, 2000; Crocker, et al, 2005; Valko, et al, 2013
3V
Control Narcolepsy with cataplexy
24 hour polysomnograms in control and
untreated narcolepsy patient
Adapted from Rogers et al. Sleep. 1994;17:590.
Time of day
Control
Untreated
narcolepsy
Time of day
2000 2400 0400 0800 1200 1600
W
REM
1
2
3/4
2000 2400 0400 0800 1200 1600
W
REM
1
2
3/4
MT
MT
• What causes sleepiness in narcolepsy?
• What is cataplexy?
• How do positive emotions trigger cataplexy?
What causes sleepiness
in narcolepsy?
Poorly maintained wake and sleep
in orexin knockout mice
100
50
0
7 PM7 AM7 PM
100
50
0
Wild-type
Orexin
knockout
%Wake%Wake%wake%wake
Mochizuki, et al, 2004
Wild-type
Orexin
knockout
Poor maintenance of wake
in mice lacking orexin neurons
Branch, et al, 2016
progressive
orexin neuron
loss
Orexins excite many wake-promoting brain regions
orexin
laterodorsal and
pedunculopontine
tegmental nuclei
locus coeruleus
dorsal raphe
ventral tegmental area
tuberomammillary
nucleus
basal forebrain
Reversible disruption of orexin signaling
MAZ
(pausing
sequence)
loxPloxP
Splice
Acceptor
β-geo
(β-galactosidase-NeoR
fusion)
poly A
Exon 1
OX1R
OX2R
SV40
promoter
Exon 3 Exon 4
Exon 2
Transcription disrupter (TD) cassette (2.9 kb)
ATG
ATG
Mochizuki, et al, 2011
Local expression of Cre recombinase to induce
local expression of orexin receptors
orexin
tuberomammillary
nucleus
adeno-associated viral
vector coding for Cre
Ox2R signaling in the tuberomammillary region
rescues sleepiness
Expression of Ox1R and Ox2R in the basal
forebrain improves sleepiness
Alexandre, et al, unpublished
<0.5 0.5-1 1-2.5 2.5-5.0 5.0-10.5 10.5-21.2 21.2-42.5 >42.5
Duration of wake bouts (min)
Ox1R signaling in the locus coeruleus
region rescues sleepiness
Hasegawa, et al, 2014
Injection into LC region of AAV with EF1α promoter driving OX1R expression
Wakeepisodeduration(sec)
What is the underlying
physiology of cataplexy?
Cataplexy
• Muscle weakness triggered by strong emotions
- especially laughter and joking, but also intense
frustration or anger
• Consciousness is preserved, though long
episodes may transition into REM sleep
Physiology of cataplexy
• Lapses of tone at
onset resemble
asterixis
• Intermittent atonia
opposed by postural
reflexes can resemble
arrhythmic tremor
falling
1 sec
Rubboli, et al, 2000
Isolated cataplexy
• Cataplexy and vomiting from
pilocytic astrocytoma at the
dorsal ponto-medullary
junction
• A few additional cases
cataplexy with lesions in the
pons
Stahl, et al, 1980; Fernandez, et al, 1995; D’Cruz, et al, 1994, O’Neil, et al, 1994
REM dissociation hypothesis
• Cataplexy resembles the atonia of REM sleep
(sparing extraocular and respiratory muscles)
• People with narcolepsy have Sleep-Onset REM
periods (SOREMs), esp. people with cataplexy
• Most drugs that suppress cataplexy also suppress
REM sleep
• Cataplexy less common in narcoleptic dogs and mice
with REM sleep in prior 10-20 min
Orexins promote wake
and suppress REM sleep
PPT/LDT
& SLD
REM-on
neurons( )
Histamine neurons remain active during cataplexy
1.6
1.2
0.8
0.4
0
QuietwakeNREM
REMcataplexy
dischargerate(Hz)
Active
wake
dorsal
raphe
1.6
1.2
0.8
0.4
0
Quietwake
NREM
REMcataplexy
dischargerate(Hz)
Active
wake
locus
coeruleus
John, et al, 2004
Active
wake
8
6
4
2
0
Quietwake
NREM
REMcataplexy
dischargerate(Hz)
tuberomammillary
nucleus
Problems with the REM dissociation hypothesis
• Emotions do not trigger REM sleep
• Even in healthy people, laughter transiently reduces the
H reflex and deep tendon reflexes
• Sodium oxybate (GHB) reduces cataplexy without
affecting REM sleep
• Sulpiride (D2/D3 antagonist) reduces cataplexy without
affecting REM sleep in narcoleptic dogs
Tonic immobility
(feigned death, playing possum)
• Immobility when faced with imminent
death
• Atonia and loss of deep tendon reflexes
(rabbits, guinea pigs, ducks, chickens,
grass snakes, sharks)
• Consciousness is probably preserved
(immobility ends when predator looks
away); EEG consistent with wake
Milius, 2006
Tonic immobility is widespread and varied
• Occurs in many species
– Mammals (rabbits, guinea pigs, pigs,
bison)
– Marsupials (opossum)
– Birds (chickens, ducks, quail)
– Reptiles (snakes)
– Crustaceans (brittle star)
– Insects (grasshoppers, beetles)
• Some species have high tone
(opossums, hognose snake,
grasshoppers)
Milius, 2006
Explanations for tonic immobility
• Predator loses interest
– Cats prefer moving quail
– Some atonic ducks survive fox attack
– Beetles bred for tonic immobility more likely to survive spider
attack
• Prey more difficult to swallow
– Awkward postures in grasshoppers
• Sends a signals that no escape is needed as the prey
has other defenses (toxic chemicals, etc)
(Miyatake, 2004; Honma, 2006)
How do positive emotions
trigger cataplexy?
Cataplexy triggers
Overeem, et al, 2011
Adapted from E. Nestler
How can we read emotions in mice?
Cataplexy in mice may be associated
with positive emotions
• Cataplexy in orexin knockout mice is increased by:
– Tasty food (Froot Loops, peanuts, chocolate)
– Running wheels
España, et al, 2007; Clark, et al, 2009
Reunification with siblings increases cataplexy
Mahoney, et al, unpublished
Reunification doubles cataplexy in male and female orexin knockout mice.
Amygdala activation increases cataplexy
Expression of hM3 DREADD receptor in GABAergic neurons of the central nucleus.
n=21. DREADD: Designer Receptor Exclusively Activated by Designer Drug
Mahoney, et al, 2017
Amygdala inactivation reduces cataplexy
Mahoney, et al, 2017
hM4 inhibitory DREADD in GABAergic neurons of the central nucleus
of the amygdala
7PM 9PM 11PM 1AM
Chow Chocolate
6
4
2
0
#cataplexybouts
7PM 9PM 11PM 1AM
Saline
CNO 1 mg/kg
Saline
CNO 1 mg/kg*
*
* *
*, p<0.05
Proposed model for cataplexy
Amygdala
Orexin
vlPAG
/LPT
SLD
Cataplexy
-
Atonia
blocker( )
vlPAG/LPT: ventrolateral periaqueductal grey
and lateral pontine tegmentum
SLD: sublaterodorsal nucleus
+
-
Medial
prefrontal
cortex
+
+
Conclusions
• Narcolepsy with cataplexy is caused by loss of the
orexin/hypocretin neurons.
• Orexins likely promote wake through the tuberomammillary nucleus
and locus coeruleus.
• The medial prefrontal cortex and amygdala are necessary for
cataplexy.
• Unanswered questions:
– Does an autoimmune process kill the orexin neurons?
– What causes narcolepsy without cataplexy?
– What are the key neurons that mediate sleepiness and cataplexy?
– Can these be targeted therapeutically?
– Can we develop ways to restore orexin signaling?
Acknowledgements
Harvard Medical School/BIDMC
Carrie Mahoney
Caroline Woods
Danielle Hawryluk
Christian Burgess
Yo Oishi
Chloe Alexandre
Takatoshi Mochizuki
Megan Steele
Lindsay Agostinelli
Jack Thundercliffe
Daniel Kroeger
Marta Morawska
Elda Arrigoni
Clif Saper
Support from:
NINDS, NHLBI
Wake Up Narcolepsy
Foundation for Prader-Willi Research
Collaborators:
Christian Baumann, Philipp Valko – Univ. of Zurich
Claudio Bassetti – Univ. of Bern
Masashi Yanagisawa - UTSW Medical School
Emmanuel Mignot - Stanford Univ.
Jerry Siegel – UCLA
Takeshi Sakurai - Kanazawa Univ.
Akihiro Yamanaka - Nagoya Univ.
Akira Terao- Tokai Univ.

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Thomas E. Scammel - Harvard Medical School, Boston, USA.

  • 1. Brain Circuitry of Narcolepsy: Mechanistic and Therapeutic insights Tom Scammell, MD Harvard Medical School Boston Children’s Hospital Beth Israel Deaconess Medical Center
  • 2. Symptoms of narcolepsy 1) Excessive daytime sleepiness: often moderate to severe, 4x increased risk motor vehicle accidents 2) Cataplexy: brief, emotionally-triggered episodes of muscle weakness in type 1 narcolepsy 3) Other REM sleep-like phenomena – Sleep paralysis in 40-80% – Hypnagogic and hypnopompic hallucinations in 40- 80% 1) Other symptoms – Fragmented sleep, depression, mild obesity
  • 3. Two types of narcolepsy Narcolepsy Type I (Narcolepsy with Cataplexy) •Sleepiness •At least one of the following: – Cataplexy and a positive Multiple Sleep Latency Test (MSLT)* – Low CSF orexin-A concentrations Narcolepsy Type 2 (Narcolepsy without Cataplexy) •Sleepiness •Positive MSLT Hypnagogic hallucinations, sleep paralysis, and fragmented sleep are more common in Type 1 narcolepsy. * Positive MSLT : mean sleep latency of ≤8 minutes and ≥2 sleep- onset REM perdiods. REM sleep latency < 15min on the preceding nocturnal polysomnogram may replace one of the SOREMPs on the MSLT.
  • 4. Orexins/ Hypocretins Ox2ROx1R Orexin-A Orexin-B prepro-orexin mRNA Hcrt-1 Hcrt-2 Sakurai, et al, 1998; de Lecea, et al, 1998
  • 5. Orexins activate arousal regions and suppress REM sleep PPT/LDT & SLD REM-on neurons( )
  • 6. Loss of orexin neurons in narcolepsy Peyron, et al 2000; Thannickal, et al, 2000; Crocker, et al, 2005; Valko, et al, 2013 3V Control Narcolepsy with cataplexy
  • 7. 24 hour polysomnograms in control and untreated narcolepsy patient Adapted from Rogers et al. Sleep. 1994;17:590. Time of day Control Untreated narcolepsy Time of day 2000 2400 0400 0800 1200 1600 W REM 1 2 3/4 2000 2400 0400 0800 1200 1600 W REM 1 2 3/4 MT MT
  • 8. • What causes sleepiness in narcolepsy? • What is cataplexy? • How do positive emotions trigger cataplexy?
  • 10. Poorly maintained wake and sleep in orexin knockout mice 100 50 0 7 PM7 AM7 PM 100 50 0 Wild-type Orexin knockout %Wake%Wake%wake%wake Mochizuki, et al, 2004 Wild-type Orexin knockout
  • 11. Poor maintenance of wake in mice lacking orexin neurons Branch, et al, 2016 progressive orexin neuron loss
  • 12. Orexins excite many wake-promoting brain regions orexin laterodorsal and pedunculopontine tegmental nuclei locus coeruleus dorsal raphe ventral tegmental area tuberomammillary nucleus basal forebrain
  • 13. Reversible disruption of orexin signaling MAZ (pausing sequence) loxPloxP Splice Acceptor β-geo (β-galactosidase-NeoR fusion) poly A Exon 1 OX1R OX2R SV40 promoter Exon 3 Exon 4 Exon 2 Transcription disrupter (TD) cassette (2.9 kb) ATG ATG Mochizuki, et al, 2011
  • 14. Local expression of Cre recombinase to induce local expression of orexin receptors orexin tuberomammillary nucleus adeno-associated viral vector coding for Cre
  • 15. Ox2R signaling in the tuberomammillary region rescues sleepiness
  • 16. Expression of Ox1R and Ox2R in the basal forebrain improves sleepiness Alexandre, et al, unpublished <0.5 0.5-1 1-2.5 2.5-5.0 5.0-10.5 10.5-21.2 21.2-42.5 >42.5 Duration of wake bouts (min)
  • 17. Ox1R signaling in the locus coeruleus region rescues sleepiness Hasegawa, et al, 2014 Injection into LC region of AAV with EF1α promoter driving OX1R expression Wakeepisodeduration(sec)
  • 18. What is the underlying physiology of cataplexy?
  • 19. Cataplexy • Muscle weakness triggered by strong emotions - especially laughter and joking, but also intense frustration or anger • Consciousness is preserved, though long episodes may transition into REM sleep
  • 20. Physiology of cataplexy • Lapses of tone at onset resemble asterixis • Intermittent atonia opposed by postural reflexes can resemble arrhythmic tremor falling 1 sec Rubboli, et al, 2000
  • 21. Isolated cataplexy • Cataplexy and vomiting from pilocytic astrocytoma at the dorsal ponto-medullary junction • A few additional cases cataplexy with lesions in the pons Stahl, et al, 1980; Fernandez, et al, 1995; D’Cruz, et al, 1994, O’Neil, et al, 1994
  • 22. REM dissociation hypothesis • Cataplexy resembles the atonia of REM sleep (sparing extraocular and respiratory muscles) • People with narcolepsy have Sleep-Onset REM periods (SOREMs), esp. people with cataplexy • Most drugs that suppress cataplexy also suppress REM sleep • Cataplexy less common in narcoleptic dogs and mice with REM sleep in prior 10-20 min
  • 23. Orexins promote wake and suppress REM sleep PPT/LDT & SLD REM-on neurons( )
  • 24. Histamine neurons remain active during cataplexy 1.6 1.2 0.8 0.4 0 QuietwakeNREM REMcataplexy dischargerate(Hz) Active wake dorsal raphe 1.6 1.2 0.8 0.4 0 Quietwake NREM REMcataplexy dischargerate(Hz) Active wake locus coeruleus John, et al, 2004 Active wake 8 6 4 2 0 Quietwake NREM REMcataplexy dischargerate(Hz) tuberomammillary nucleus
  • 25. Problems with the REM dissociation hypothesis • Emotions do not trigger REM sleep • Even in healthy people, laughter transiently reduces the H reflex and deep tendon reflexes • Sodium oxybate (GHB) reduces cataplexy without affecting REM sleep • Sulpiride (D2/D3 antagonist) reduces cataplexy without affecting REM sleep in narcoleptic dogs
  • 26. Tonic immobility (feigned death, playing possum) • Immobility when faced with imminent death • Atonia and loss of deep tendon reflexes (rabbits, guinea pigs, ducks, chickens, grass snakes, sharks) • Consciousness is probably preserved (immobility ends when predator looks away); EEG consistent with wake Milius, 2006
  • 27. Tonic immobility is widespread and varied • Occurs in many species – Mammals (rabbits, guinea pigs, pigs, bison) – Marsupials (opossum) – Birds (chickens, ducks, quail) – Reptiles (snakes) – Crustaceans (brittle star) – Insects (grasshoppers, beetles) • Some species have high tone (opossums, hognose snake, grasshoppers) Milius, 2006
  • 28. Explanations for tonic immobility • Predator loses interest – Cats prefer moving quail – Some atonic ducks survive fox attack – Beetles bred for tonic immobility more likely to survive spider attack • Prey more difficult to swallow – Awkward postures in grasshoppers • Sends a signals that no escape is needed as the prey has other defenses (toxic chemicals, etc) (Miyatake, 2004; Honma, 2006)
  • 29. How do positive emotions trigger cataplexy?
  • 31. Adapted from E. Nestler How can we read emotions in mice?
  • 32. Cataplexy in mice may be associated with positive emotions • Cataplexy in orexin knockout mice is increased by: – Tasty food (Froot Loops, peanuts, chocolate) – Running wheels España, et al, 2007; Clark, et al, 2009
  • 33. Reunification with siblings increases cataplexy Mahoney, et al, unpublished Reunification doubles cataplexy in male and female orexin knockout mice.
  • 34. Amygdala activation increases cataplexy Expression of hM3 DREADD receptor in GABAergic neurons of the central nucleus. n=21. DREADD: Designer Receptor Exclusively Activated by Designer Drug Mahoney, et al, 2017
  • 35. Amygdala inactivation reduces cataplexy Mahoney, et al, 2017 hM4 inhibitory DREADD in GABAergic neurons of the central nucleus of the amygdala 7PM 9PM 11PM 1AM Chow Chocolate 6 4 2 0 #cataplexybouts 7PM 9PM 11PM 1AM Saline CNO 1 mg/kg Saline CNO 1 mg/kg* * * * *, p<0.05
  • 36. Proposed model for cataplexy Amygdala Orexin vlPAG /LPT SLD Cataplexy - Atonia blocker( ) vlPAG/LPT: ventrolateral periaqueductal grey and lateral pontine tegmentum SLD: sublaterodorsal nucleus + - Medial prefrontal cortex + +
  • 37. Conclusions • Narcolepsy with cataplexy is caused by loss of the orexin/hypocretin neurons. • Orexins likely promote wake through the tuberomammillary nucleus and locus coeruleus. • The medial prefrontal cortex and amygdala are necessary for cataplexy. • Unanswered questions: – Does an autoimmune process kill the orexin neurons? – What causes narcolepsy without cataplexy? – What are the key neurons that mediate sleepiness and cataplexy? – Can these be targeted therapeutically? – Can we develop ways to restore orexin signaling?
  • 38. Acknowledgements Harvard Medical School/BIDMC Carrie Mahoney Caroline Woods Danielle Hawryluk Christian Burgess Yo Oishi Chloe Alexandre Takatoshi Mochizuki Megan Steele Lindsay Agostinelli Jack Thundercliffe Daniel Kroeger Marta Morawska Elda Arrigoni Clif Saper Support from: NINDS, NHLBI Wake Up Narcolepsy Foundation for Prader-Willi Research Collaborators: Christian Baumann, Philipp Valko – Univ. of Zurich Claudio Bassetti – Univ. of Bern Masashi Yanagisawa - UTSW Medical School Emmanuel Mignot - Stanford Univ. Jerry Siegel – UCLA Takeshi Sakurai - Kanazawa Univ. Akihiro Yamanaka - Nagoya Univ. Akira Terao- Tokai Univ.

Editor's Notes

  1. Orexins/hypocretins discovered by Yanagisawa, Sakurai, deLecea 1998
  2. Christelle Peyron and Tom Kilduff mapped out the projections of the orexin neurons and found they strongly innervate many wake promoting brain regions including….
  3. Sleep is disrupted in patients with narcolepsy The disrupted nature of sleep in narcolepsy is evident in these 24-hour polysomnographic (PSG) recordings of an untreated patient with narcolepsy (bottom) and an individual with a normal sleep pattern (top). The Control subject has a regular pattern of REM and NREM stages confined to a 7.5-hour sleep interval. In contrast, the untreated patient with narcolepsy experiences a more fragmented sleep pattern, has REM sleep at evening sleep onset, and has REM sleep intruding even during usual waking hours.
  4. Orexin signaling through neurons in the TMN region is sufficient to rescue the sleepiness of narcolepsy.
  5. Distribution of Wake bouts index = amount of
  6. So restoring orexin signaling in the TMN and LC regions is sufficient, but there may still be other important sites and it remains unclear which sites are truly necessary for orexin’s effects
  7. Christelle Peyron and Tom Kilduff mapped out the projections of the orexin neurons and found they strongly innervate many wake promoting brain regions including….