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Netmanias Technical Document: LTE Security I: LTE Security Concept and LTE Authentication 가
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About NMC Consulting Group
NMC Consulting Group is an advanced and professional network consulting company, specializing in IP network areas (e.g., FTTH, Metro Ethernet and IP/MPLS), service
areas (e.g., IPTV, IMS and CDN), and wireless network areas (e.g., Mobile WiMAX, LTE and Wi-Fi) since 2002.
Copyright © 2002-2013 NMC Consulting Group. All rights reserved.
LTE Security I: LTE Security Concept and LTE Authentication
Table of Contents
I. Introduction
II. LTE Security Concept
III. LTE Authentication Procedure
IV. Closing
The LTE Security technical document consists of two companion documents: this first document (Part I,
LTE Security I) and the second document (Part II, LTE Security II) that follows. These documents will cover
the following three topics: LTE authentication (in Part I) and NAS security and AS security (in Part II). In
Part I, an overview of LTE security explaining the concept of the three topics and the relationship among
them will be given, followed by a detailed description of LTE authentication procedure.
July 31, 2013
(Initial Released: May 23, 2011)
www.netmanias.com
NMC Consulting Group (tech@netmanias.com)
LTE Security I: LTE Security Concept and LTE Authentication
1
Netmanias LTE Technical Documents
Visit http://www.netmanias.com to view and download more technical documents.
Index Topic Document Title
Document
presented
here
1
Network
Architecture
LTE Network Architecture: Basic
2
Identification
LTE Identification I: UE and ME Identifiers
3 LTE Identification II: NE and Location Identifiers
4 LTE Identification III: EPS Session/Bearer Identifiers
5
Security
LTE Security I: LTE Security Concept and LTE Authentication O
6 LTE Security II: NAS and AS Security
7 QoS LTE QoS: SDF and EPS Bearer QoS
8
EMM
LTE EMM and ECM States
9 Eleven EMM Cases in an EMM Scenario
10 LTE EMM Procedure 1. Initial Attach - Part 1. Cases of Initial Attach
11 LTE EMM Procedure 1. Initial Attach - Part 2. Call Flow of Initial Attach
12 LTE EMM Procedure 2. Detach
13 LTE EMM Procedure 3. S1 Release
14 LTE EMM Procedure 4. Service Request
15 LTE EMM Procedure 5. Periodic TAU
16
LTE EMM Procedure 6. Handover without TAU - Part 1. Overview of
LTE Handover
17 LTE EMM Procedure 6. Handover without TAU - Part 2. X2 Handover
18 LTE EMM Procedure 6. Handover without TAU - Part 3. S1 Handover
19 LTE EMM Procedure 7. Cell Reselection without TAU
20 LTE EMM Procedure 8 & 9. Handover and Cell Reselection with TAU
21 LTE EMM Procedure 10 & 11. Move to Another City and Attach
22 PCC LTE Policy and Charging Control (PCC)
23
Charging
LTE Charging I: Offline
24 LTE Charging II: Online (TBD)
25 IP Address
Allocation
LTE: IP Address Allocation Schemes I: Basic
26 LTE: IP Address Allocation Schemes II: A Case for Two Cities
LTE Security I: LTE Security Concept and LTE Authentication
2
Abbreviations
AES Advanced Encryption Standard
AKA Authentication and Key Agreement
AS Access Stratum
ASME Access Security Management Entity
AuC Authentication Center
AUTN Authentication Token
AV Authentication Vector
CK Cipher Key
eNB Evolved Node B
EPS Evolved Packet System
E-UTRAN Evolved Universal Terrestrial Radio Access Network
HSS Home Subscriber Server
IK Integrity Key
IMSI International Mobile Subscriber Identity
KDF Key Derivation Function
KSI Key Set Identifier
LTE Long Term Evolution
MAC-I Message Authentication Code for Integrity
MCC Mobile Country Code
MME Mobility Management Entity
MNC Mobile Network Code
NAS Non Access Stratum
NAS-MAC Message Authentication Code for NAS for Integrity
PDCP Packet Data Convergence Protocol
PLMN Public Land Mobile Network
RAND RANDom number
RES Response
RRC Radio Resource Control
SN ID Serving Network IDentity
SQN Sequence Number
UE User Equipment
UP User Plane
USIM Universal Subscriber Identity Module
XRES Expected Response
ZUC Zu Chongzhi
LTE Security I: LTE Security Concept and LTE Authentication
3
I. Introduction
Wireless communication, in its nature, is always at a risk of eavesdropping or manipulation because data
originally sent from/to a user may be received and unlawfully used by an unintended user. Locations or
traveling routes of a user can also be easily tracked by tracing to which cells the user is connected or
through which cells the user is travelling. And this can result in privacy infringement. Mobile
communication networks provide security features to ensure data transferred over radio links is not
manipulated, prevent unauthorized access by an unintended user to the data received, and protect the
privacy of users
The LTE Security document describes basic security features offered by LTE networks, including LTE
authentication, NAS (Non Access Stratum) security and AS (Access Stratum) security. LTE authentication
is the process of determining whether a user is an authorized subscriber to the network that he/she is
trying to access, while NAS security and AS security are features required to securely deliver user data
that travels over LTE radio links at NAS and AS levels.
The LTE Security document consists of the following two companion documents: Part I, LTE Security I,
and Part II, LTE Security II. Part I will explain the concept of LTE security and the detailed procedure of LTE
authentication, and Part II will discusses NAS and AS security setup.
Part I is organized as follows: In Chapter II, the scope of these two companion documents will be defined
and a conceptual overview will be given. Chapter III will focus on the detailed procedure of LTE
authentication and Chapter IV will summarize the LTE authentication and the LTE authentication-related
keys.
II. LTE Security Concept
2.1 Scope and Concept of LTE Security
Figure 1 below shows the scope and overall concept of the LTE Security documents. The scope of these
documents will include the following three areas:
❶ LTE Authentication: performs mutual authentication between a UE and a network.
❷ NAS Security: performs integrity protection/verification and ciphering (encryption/decryption) of
NAS signaling between a UE and an MME.
❸ AS Security
 performs integrity protection/verification and ciphering of RRC signaling between a UE and an
eNB.
 performs ciphering of user traffic between a UE and an eNB.
LTE Security I: LTE Security Concept and LTE Authentication
4
Figure 1. Scope and concept of LTE security
LTE Authentication
In mobile communication networks, authentication refers to the process of determining whether a user is an
authorized subscriber to the network that he/she is trying to access. Among various authentication
procedures available in such networks, EPS AKA (Authentication and Key Agreement) procedure is used in LTE
networks for mutual authentication between users and networks.
The EPS AKA procedure consists of two steps. First, an HSS (Home Subscriber Server) generates EPS
authentication vector(s) (RAND, AUTN, XRES, KASME) and delivers them to an MME. Then in the second step,
the MME selects one of the authentication vectors and uses it for mutual authentication with a UE and shares
the same authentication key (KASME) each other. Mutual authentication is the process in which a network and a
user authenticate each other. In LTE networks, since the ID of the user's serving network is required when
generating authentication vectors, authentication of the network by the user is performed in addition to
authentication of the user by the network.
ASME (Access Security Management Entity) is an entity that receives top-level key(s), from an HSS, to be used
in an access network. In EPS, an MME serves as ASME and KASME is used as the top-level key to be used in the
access network. The MME, on behalf of an HSS, conducts mutual authentication with a UE using KASME. Once
mutually authenticated, the UE and MME get to share the same KASME as an authentication key.
To avoid any possible eavesdropping or manipulation of data over radio links, KASME is not delivered to the UE
via E-UTRAN. Instead, the MME delivers part of authentication vector to the UE, which uses it to authenticate
Mutual
Authentication
EPS Authentication Vectors
(RAND, AUTN, XRES, KASME)
KNASint/KNASenc
KNASint/KNASenc
KRRCint/KRRCenc KUPenc
KRRCint/KRRCenc KUPenc
RRC Signaling
§ Integrity
§ Ciphering
IMSI, LTE K
NAS Signaling
§ Integrity
§ Ciphering
KASME
KASME
KeNB
KeNBUE
eNB
MME
HSS
2
3
Mandatory
Optional
KeNB
1
IP Packet
§ Ciphering
IMSI, LTE K
NAS
Security
AS Security
LTE Security I: LTE Security Concept and LTE Authentication
5
the network and generates KASME as the HSS does.
NAS Security
NAS security, designed to securely deliver signaling messages between UEs and MMEs over radio links,
performs integrity check (i.e., integrity protection/verification) and ciphering of NAS signaling messages.
Different keys are used for integrity check and for ciphering. While integrity check is a mandatory function,
ciphering is an optional function. NAS security keys, such as integrity key (KNASint) and ciphering key (KNASenc),
are derived by UEs and MMEs from KASME.
AS Security
AS security is purposed to ensure secure delivery of data between a UE and an eNB over radio links. It
conducts both integrity check and ciphering of RRC signaling messages in control plane, and only ciphering of
IP packets in user plane. Different keys are used for integrity check/ciphering of RRC signaling messages and
ciphering of IP packets. Integrity check is mandatory, but ciphering is optional.
AS security keys, such as KRRCint, KRRCenc and KUPenc, are derived from KeNB by a UE and an eNB. KRRCint and KRRCenc
are used for integrity check and ciphering of control plane data (i.e., RRC signaling messages), and KUPenc is
used for ciphering of user plane data (i.e., IP packets). Integrity check and ciphering are performed at the
PDCP (Packet Data Convergence Protocol) layer.
A UE can derive KeNB from KASME. However, since KASME is not transferred to an eNB, an MME instead generates
KeNB from KASME and forwards it to the eNB.
2.2 Overview of LTE Security Procedure
Figure 2 shows the overview of LTE security procedure. ❶ displays LTE authentication procedure while ❷
and ❸ demonstrate security setup procedures for NAS and AS respectively. A brief description of each
procedure will be given below first. Then, a detailed explanation on the LTE authentication procedures and
NAS and AS security setup procedures will be given in Chapter III hereof and again in Part II, LTE Security II,
that follows.
LTE Security I: LTE Security Concept and LTE Authentication
6
Figure 2. Overview of LTE security procedure
❶ LTE Authentication
When a user requests for access to a LTE network, mutual authentication between the user and the
network is conducted using EPS AKA procedure. An MME, upon receipt of such request, identifies the user
using his/her IMSI and requests authentication vector(s) (AVs) from an HSS1
. The HSS then generates AV(s)
using EPS AKA algorithm, AV={RAND, XRES, AUTNHSS, KASME}, and forwards them to the MME.
After storing the AVs, the MME selects one of them and uses it to perform mutual authentication with the
UE2
. The MME forwards RAND and AUTNHSS to the UE, which then computes RES, AUTNUE and KASME using
EPS AKA algorithm. The UE now compares its own AUTNUE and AUTNHSS received from the MME for
network authentication. Once authenticated, RES is forwarded to the MME, which then compares the XRES
received from the HSS and the RES received from the UE for user authentication. If the UE and network
have authenticated each other, they share the same key KASME (KASME is not transferred between UE and
MME, though).
1
MME may request for more than one authentication vectors.
2
In general, UE consists of USIM and ME. USIM handles mutual authentication and ME delivers authentication information
between MME and USIM. Once the network is successfully authenticated, USIM calculates CK and IK and delivers them to ME,
which then calculates KASME based on them. USIM and ME are collectively referred to as UE herein for the sake of convenience
unless it is required to refer to USIM specifically.
Attach Request (IMSI, UE Network Capability, KSIASME=7)
Authentication Data Request (IMSI, SN ID, Network Type)
Authentication Data Response (AVs (1...n))
Authentication Request (RAND, AUTNHSS, KSIASME=1)
[not ciphered; not integrity protected]
Authentication Response (RES) [not ciphered; not integrity protected]
AS Security Mode Complete (MAC-I)
[AS integrity protected]
AS Security Mode Command
(Ciphering Algorithm=EEA1, Integrity
Algorithm=EIA1, MAC-I)
[AS integrity protected]
Attach Accept
<Initial Context Setup Request>
(UE Network Capability, KeNB)
NAS Security Mode Command (KSIASME=1, Replayed UE Network Capability, NAS
Ciphering Algorithm=EEA1, NAS Integrity Algorithm=EIA1, NAS-MAC)
[NAS integrity protected]
NAS Security Mode Complete (NAS-MAC) [NAS ciphered and integrity protected]
Network(HSS) Authentication
( AUTNUE = AUTNHSS )
UE Authentication
( RES = XRES )
Authentication
NAS Security Setup
AS Security Setup
Ciphered and Integrity Protected NAS Signaling
Compute KeNB
Ciphered and Integrity Protected RRC Signaling
Ciphered User Plane (Data Plane)
KNASenc, KNASint
KRRCenc, KRRCint
KUPenc
KRRCenc, KRRCint
KUPenc
eNBUE MME HSS
1
2
3
LTE K RAND
EPS AKA Algorithm
AUTNUE RES KASME
SQN SN ID
LTE K RAND
EPS AKA Algorithm
AUTNHSS XRES KASME
SQN SN ID
Authentication Vector=
(RAND, XRES, AUTNHSS, KASME)
Select encryption/integrity algorithm
KNASenc
KASME
KDF
KNASint
Alg-ID, Alg Distinguisher
KNASenc, KNASint
NAS Uplink Count
KeNB
KASME
KDF
Alg-ID, Alg Distinguisher
KRRCenc
KeNB
KDF
KRRCint KUPenc
Select encryption/integrity algorithm
NAS Uplink Count
KeNB
KASME
KDF
KNASenc
KASME
KDF
KNASint
Alg-ID, Alg Distinguisher
Alg-ID, Alg Distinguisher
KRRCenc
KeNB
KDF
KRRCint KUPenc
UE Security Capability (Supported
encryption/integrity algorithm)
- EEA0=on, EEA1=on, EEA2=off,…
- EIA1=on, EIA2=on, …
UE Network Capability (24.301)
EPS encryption algorithm (EEA)
EEA0 NO encryption
128-EEA1 SNOW 3G
128-EEA2 128-bit AES
EEA3~EEA7 NOT Defined
EPS integrity algorithm (EIA)
128-EIA1 SNOW 3G
128-EIA2 128-bit AES
EEA3~EEA7 NOT Defined
Alg-ID
EEA0 00
EEA1 01
EEA2 02
EIA1 01
EIA2 02
Alg Distinguisher
NAS-enc-alg 01
NAS-int-alg 02
RRC-enc-alg 03
RRC-int-alg 04
UP-enc-alg 05
KASME
LTE Security I: LTE Security Concept and LTE Authentication
7
❷ NAS Security
Once the UE and MME have authenticated each other and the same key KASME is shared, NAS security setup
procedure begins. In this procedure, NAS security keys to be used when delivering NAS signaling messages
are derived from KASME for secure delivery of these messages. This procedure consists of a round trip of NAS
signaling messages (Security Mode Command and Security Mode Complete messages), and begins when
the MME delivers a Security Mode Command message to the UE.
First, the MME selects NAS security algorithms (Alg-ID: Algorithm ID) and uses them to create an integrity
key (KNASint) and a ciphering key (KNASenc) from KASME. Then, it applies KNASint to the Security Mode Command
message to generate an NAS message authentication code (NAS-MAC, Message Authentication Code for
NAS for Integrity). The MME then delivers the Security Mode Command message including the selected
NAS security algorithms and the NAS-MAC to the UE. As the UE does not know the selected encryption
algorithm yet, this message is integrity protected only but not ciphered.
Upon receiving the Security Mode Command message, the UE verifies the integrity thereof by using the
NAS integrity algorithm selected by the MME and uses NAS integrity/ciphering algorithm to generate NAS
security keys (KNASint and KNASenc) from KASME. Then it ciphers the Security Command Complete message with
KNASenc and generates a message authentication code, NAS-MAC with KNASint to the ciphered message. Now
it forwards the ciphered and integrity protected message to the MME with the NAS-MAC included.
Once the MME successfully verifies the integrity of the received Security Mode Complete message and has
them decrypted using the NAS security keys (KNASint and KNASenc), the NAS security setup procedure is
completed.
Once the NAS security is set up, NAS signaling messages between the UE and the MME are ciphered and
integrity protected by the NAS security keys and then securely delivered over radio links.
❸ AS Security
After NAS security setup is finished, AS security setup procedure between a UE and an eNB begins. In this
procedure, AS security keys to be used when delivering RRC signaling messages and IP packets are derived
from KeNB for secure delivery of these data. This procedure consists of a round trip of RRC signaling
messages (Security Mode Command and Security Mode Complete messages), and begins when an eNB
delivers Security Mode Command message to the UE.
First, the MME calculates KeNB from KASME and delivers it to the eNB, which uses it to perform the AS
security setup procedure. The eNB selects AS security algorithms (Alg-ID: Algorithm ID) and uses them to
create an integrity key (KRRCint) and a ciphering key (KRRCenc) from KeNB to be used for RRC signaling messages,
and a ciphering key (KUPenc) to be used in the user plane. Then, it applies KRRCint to the Security Mode
Command message to generate a message authentication code (MAC-I, Message Authentication Code for
Integrity). The eNB now delivers the Security Mode Command message including the selected AS security
algorithms and the MAC-I to the UE.
Upon receiving the Security Mode Command message from the eNB, the UE verifies the integrity thereof
by using the AS integrity algorithm selected by the eNB and uses AS integrity/ciphering algorithm to
generate AS security keys (KRRCint, KRRCenc and KUPenc). Then it generates a message authentication code,
MAC-I, with the RRC integrity key to the Security Command Complete message, and then forwards the
LTE Security I: LTE Security Concept and LTE Authentication
8
message including the MAC-I to the eNB.
When the eNB successfully verifies the integrity of the received Security Mode Complete message by using
the AS integrity key, the AS security setup procedure is completed.
After the AS security is set up, RRC signaling messages between the UE and the eNB are ciphered and
integrity protected by the AS security keys, and user IP packets are encrypted and then securely delivered
over radio links.
III. LTE Authentication Procedure
The LTE authentication procedure briefly described in Chapter II will be further discussed below. Figure 3
shows the EPS AKA-based LTE authentication procedure that is performed when a UE attaches to the LTE
network. On the USIM and in the HSS/AuC are stored a permanent key, LTE key (K), and IMSI3
. These LTE key
(K) and IMSI are stored on the USIM card when a UE is being manufacturing, and provisioned in the HSS/AuC
when a user begins subscription to his/her operator’s network.
Figure 3. LTE authentication procedure
3
LTE key (K) is stored in AuC (Authentication Center) in operator's network and in USIM in UE. In Figures herein, AuC and HSS
are collectively referred to as HSS, and USIM and ME as UE for the sake of convenience.
MME HSSAttach Request (IMSI, UE
Network Capability, KSIASME=7)
SQN
Crypto function
LTE K RAND
XRES AUTN CK IK
KDF
SQN
SN ID
KASME
IMSI: Provisioned @AuC
RAND: HSS generates
LTE K: Provisioned @AuC
SQN: HSS generates (increase)
Select an AV (e.g., AV i)
KSIASME AV
1 XRES i, KASME i
Authentication Request
(RAND i, AUTN i, KSIASME i)
SQN
Crypto function
LTE K RAND i
RES AUTNUE CK IK
KDF
SQN
SN ID
KASME (KASME i)
IMSI: Factory Default
RAND: HSS generates
LTE K: Factory Default
SQN: HSS generates
Authentication Response
(RES)
UE uses KASME (KASME i) to
calculates additional keys
MME uses KASME (KASME i) to
calculates additional keys
IMSI
USIM
LTE K
Authentication Vector (AV)
AV = (RAND, AUTN, XRES, KASME)
Authentication Complete
HSS authenticated
if AUTN i = AUTNUE
UE authenticated
if RES = XRES i
KSIASME value is not used for
authentication itself, but used to
generate subsequent key values
(for Encryption & Integrity Check)
KSIASME AV
1 KASME i
1 2
3
4
5
UE MME HSSAuthentication Information Request
(IMSI, SN ID, n, Network Type)
Authentication Information
Answer (Authentication Vectors)
AV 1 = (RAND1, AUTN1, XRES1, KASME1)
…
AV i = (RANDi, AUTNi, XRESi, KASMEi)
…
AV n = (RANDn, AUTNn, XRESn, KASMEn)
LTE Security I: LTE Security Concept and LTE Authentication
9
3.1 Authentication Request by UE
❶ [UE  MME] Request by UE for network registration
When a UE attempts to access the network for initial attach, it delivers Attach Request (IMSI, UE Network
Capability, KSIASME=7) message to an MME. And this triggers EPS AKA procedure. The following information
elements are included in the Attach Request message:
 IMSI: International Mobile Subscriber Identity, a unique identifier associated with the user
 UE Network Capability: security algorithms available to UE
 KSIASME = 7: indicates UE has no authentication key
UE network capability informs the MME of what kinds of capability the UE has related to EPS, and indicates
which NAS and AS security algorithms, i.e., EPS Encryption Algorithms (EEA) and EPS Integrity Algorithms (EIA)
are supported by the UE. Each of them has a value of 1 bit that is presented as on (supported) or off (not
supported) (e.g. EEA0=on, EEA1=on, EEA2=off, …, EIA1=on, EIA2=on, …). Table 1 lists some of UE network
capability information, specifically ciphering and integrity protection algorithms defined in [3].
Table 1. UE network capability information – EEA and EIA [3]
EEA EIA
EEA0 Null ciphering algorithm EIA0
4
Null integrity protection algorithm
128-EEA1 SNOW 3G 128-EIA1 SNOW 3G
128-EEA2 AES 128-EIA2 AES
128-EEA3 ZUC 128-EIA3 ZUC
KSIASME identifies KSIASME for the UE and the MME. It is 3 bits and has values ranging from 0 ('000') to 7 ('111'),
where 7 ('111') indicates the UE has no KASME available.
3.2 Authentication Data Exchange between MME and HSS
❷ [MME  HSS] Request by MME for authentication data
The MME recognizing the UE has no KASME available initiates LTE authentication procedure to get new
authentication data by sending an Authentication Information Request (IMSI, SN ID, n, Network Type)
message to the HSS. Message parameters used for this purpose are as follows:
 IMSI: a unique identifier associated with the user
 SN ID (Serving Network ID): refers to the network accessed by the user, consists of PLMN ID
(MCC+MNC)
 n (number of Authentication Vectors): number of authentication vectors that MME requests
 Network Type: type of the network accessed by UE (E-UTRAN herein)
Upon receipt of the Authentication Information Request message from the MME, the HSS generates RAND
and SQN, and creates XRES, AUTN, CK and IK using EPS AKA algorithm with LTE key (K), SQN and RAND.
Thereafter, using CK, IK, SQN and SN ID, it derives a top-level key (KASME) of the access network, from Key
4
EIA0 is allowed in an unauthorized emergency call only.
LTE Security I: LTE Security Concept and LTE Authentication
10
Derivation Function (KDF), to be delivered to the MME. KDF is a one-way has function. Since SN ID is required
when deriving KASME, KASME is derived again if the serving network is changed. After KASME is derived, the HSS
forms authentication vectors AVi = (RANDi, AUTNi, XRESi, KASMEi), i = 0 … n-1.
❸ [MME  HSS] Response by HSS to the authentication data request
The HSS forms as many AVs as requested by the MME and then delivers an Authentication Information
Answer (AVs) message to the MME.
3.3 Mutual Authentication by UE and MME
The MME stores the AVs received from the HSS, and selects one of them to use in LTE authentication of the
UE. In Figure 3, the MME selected ith AV (AVi). KASME is a base key of MME and serves as a top-level key in the
access network. It stays within EPC only and is not delivered to the UE through E-UTRAN, which is not secure.
The MME allocates KSIASME, an index for KASME, and delivers it instead of KASME to the UE so that the UE and the
MME can use it as a substitute for KASME (in Fig. 3, KSIASME=1).
❹ [UE  MME] Request by MME for user authentication
The MME keeps KASMEi and XRESi in AVi but delivers KSIASMEi, in substitution for KASMEi, RANDi and AUTNi as
included in the Authentication Request (KSIASMEi, RANDi, AUTNi) message to the UE. XRESi is used later in ❺
when authenticating the user.
The UE, upon receiving the Authentication Request message from the MME, delivers RANDi and AUTNi to
USIM. USIM, using the same EPS AKA algorithm that the HSS used, derives RES, AUTNUE, CK and IK with the
stored LTE key (K) and RANDi and SQN generated from the HSS5
. The UE then compares AUTNUE generated
using EPS AKA algorithm and AUTN received from MME (AUTNi in Fig. 3) to authenticate the LTE network (the
serving network).
❺ [UE  MME] Response by UE to user authentication
Once the UE completes the network authentication, it delivers an Authentication Response (RES) message
including RES generated using EPS AKA algorithm to the MME. If the network authentication using AUTN fails
in ❹, the UE sends an Authentication Failure (CAUSE) message that contains a CAUSE field stating reasons
for such failure.
When the MME receives the Authentication Response message from the UE, it compares RES generated by
the UE and XRESi of the AV received from the HSS to authenticate the user.
USIM delivers CK and IK to the UE after its network authentication is completed. The UE derives KASME using
Key Derivation Function (KDF) with CK, IK, SQN and SN ID and stores it using KSIASME received from the MME as
its index. Thereafter, KSIASME is used instead of KASME during the NAS security setup between the UE and the
MME.
5
SQN is concealed in AUTNi.
LTE Security I: LTE Security Concept and LTE Authentication
11
IV. Closing
We have discussed the LTE authentication, one of the LTE security topics. As seen so far, LTE authentication is
mutual authentication performed by and between a user and a network based on EPS AKA procedure. An
MME in the serving network performs mutual authentication with a UE on behalf of an HSS, and as a result,
KASME is shared by the UE and the MME. Table 2 summarizes the LTE authentication-related keys covered
herein. In Part II, LTE Security II, that follows, NAS and AS security setup procedures based on KASME discussed
herein will be further explained.
Table 2. LTE security keys: Authentication
Key Length Location Derived from Description
K 128 bits USIM, HSS/AuC - LTE key
CK 128 bits USIM, HSS/AuC K Cipher key
IK 128 bits USIM, HSS/AuC K Integrity key
KASME 256 bits UE, HSS, MME CK, IK MME base key
References
[1] Netmanias Technical Document, “LTE Security II: NAS and AS Security”, August 2013,
http://www.netmanias.com/en/?m=view&id=techdocs&no=5903.
[2] 3GPP TS 24.301, “Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage 3”.
[3] 3GPP TS 33.401, “3GPP System Architecture Evolution (SAE); Security architecture”.
[4] NMC Consulting Group Confidential Internal Report, “E2E LTE Network Design”, August 2010.
LTE Security I: LTE Security Concept and LTE Authentication
About NMC Consulting Group
NMC Consulting Group is an advanced and professional network consulting company, specializing in IP network areas (e.g., FTTH, Metro Ethernet and IP/MPLS), service
areas (e.g., IPTV, IMS and CDN), and wireless network areas (e.g., Mobile WiMAX, LTE and Wi-Fi) since 2002.
Copyright © 2002-2013 NMC Consulting Group. All rights reserved.
12
Carrier WiFi
Data Center Migration
Wireline
Network
LTE
Mobile
Network
Mobile WiMAX
Carrier Ethernet
FTTH
Data Center
Policy Control/PCRF
IPTV/TPS
Metro Ethernet
MPLS
IP Routing
99 00 01 02 03 04 05 06 07 08 09 10 11 12 13
eMBMS/Mobile IPTV
Services
CDN/Mobile CDN
Transparent Caching
BSS/OSS
Cable TPS
Voice/Video Quality
IMS
LTE Backaul
Netmanias Research and Consulting Scope
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Netmanias.2013.07.31 lte security i-concept and authentication (en)

  • 1. Netmanias Technical Document: LTE Security I: LTE Security Concept and LTE Authentication 가 www.nmcgroups.com About NMC Consulting Group NMC Consulting Group is an advanced and professional network consulting company, specializing in IP network areas (e.g., FTTH, Metro Ethernet and IP/MPLS), service areas (e.g., IPTV, IMS and CDN), and wireless network areas (e.g., Mobile WiMAX, LTE and Wi-Fi) since 2002. Copyright © 2002-2013 NMC Consulting Group. All rights reserved. LTE Security I: LTE Security Concept and LTE Authentication Table of Contents I. Introduction II. LTE Security Concept III. LTE Authentication Procedure IV. Closing The LTE Security technical document consists of two companion documents: this first document (Part I, LTE Security I) and the second document (Part II, LTE Security II) that follows. These documents will cover the following three topics: LTE authentication (in Part I) and NAS security and AS security (in Part II). In Part I, an overview of LTE security explaining the concept of the three topics and the relationship among them will be given, followed by a detailed description of LTE authentication procedure. July 31, 2013 (Initial Released: May 23, 2011) www.netmanias.com NMC Consulting Group (tech@netmanias.com)
  • 2. LTE Security I: LTE Security Concept and LTE Authentication 1 Netmanias LTE Technical Documents Visit http://www.netmanias.com to view and download more technical documents. Index Topic Document Title Document presented here 1 Network Architecture LTE Network Architecture: Basic 2 Identification LTE Identification I: UE and ME Identifiers 3 LTE Identification II: NE and Location Identifiers 4 LTE Identification III: EPS Session/Bearer Identifiers 5 Security LTE Security I: LTE Security Concept and LTE Authentication O 6 LTE Security II: NAS and AS Security 7 QoS LTE QoS: SDF and EPS Bearer QoS 8 EMM LTE EMM and ECM States 9 Eleven EMM Cases in an EMM Scenario 10 LTE EMM Procedure 1. Initial Attach - Part 1. Cases of Initial Attach 11 LTE EMM Procedure 1. Initial Attach - Part 2. Call Flow of Initial Attach 12 LTE EMM Procedure 2. Detach 13 LTE EMM Procedure 3. S1 Release 14 LTE EMM Procedure 4. Service Request 15 LTE EMM Procedure 5. Periodic TAU 16 LTE EMM Procedure 6. Handover without TAU - Part 1. Overview of LTE Handover 17 LTE EMM Procedure 6. Handover without TAU - Part 2. X2 Handover 18 LTE EMM Procedure 6. Handover without TAU - Part 3. S1 Handover 19 LTE EMM Procedure 7. Cell Reselection without TAU 20 LTE EMM Procedure 8 & 9. Handover and Cell Reselection with TAU 21 LTE EMM Procedure 10 & 11. Move to Another City and Attach 22 PCC LTE Policy and Charging Control (PCC) 23 Charging LTE Charging I: Offline 24 LTE Charging II: Online (TBD) 25 IP Address Allocation LTE: IP Address Allocation Schemes I: Basic 26 LTE: IP Address Allocation Schemes II: A Case for Two Cities
  • 3. LTE Security I: LTE Security Concept and LTE Authentication 2 Abbreviations AES Advanced Encryption Standard AKA Authentication and Key Agreement AS Access Stratum ASME Access Security Management Entity AuC Authentication Center AUTN Authentication Token AV Authentication Vector CK Cipher Key eNB Evolved Node B EPS Evolved Packet System E-UTRAN Evolved Universal Terrestrial Radio Access Network HSS Home Subscriber Server IK Integrity Key IMSI International Mobile Subscriber Identity KDF Key Derivation Function KSI Key Set Identifier LTE Long Term Evolution MAC-I Message Authentication Code for Integrity MCC Mobile Country Code MME Mobility Management Entity MNC Mobile Network Code NAS Non Access Stratum NAS-MAC Message Authentication Code for NAS for Integrity PDCP Packet Data Convergence Protocol PLMN Public Land Mobile Network RAND RANDom number RES Response RRC Radio Resource Control SN ID Serving Network IDentity SQN Sequence Number UE User Equipment UP User Plane USIM Universal Subscriber Identity Module XRES Expected Response ZUC Zu Chongzhi
  • 4. LTE Security I: LTE Security Concept and LTE Authentication 3 I. Introduction Wireless communication, in its nature, is always at a risk of eavesdropping or manipulation because data originally sent from/to a user may be received and unlawfully used by an unintended user. Locations or traveling routes of a user can also be easily tracked by tracing to which cells the user is connected or through which cells the user is travelling. And this can result in privacy infringement. Mobile communication networks provide security features to ensure data transferred over radio links is not manipulated, prevent unauthorized access by an unintended user to the data received, and protect the privacy of users The LTE Security document describes basic security features offered by LTE networks, including LTE authentication, NAS (Non Access Stratum) security and AS (Access Stratum) security. LTE authentication is the process of determining whether a user is an authorized subscriber to the network that he/she is trying to access, while NAS security and AS security are features required to securely deliver user data that travels over LTE radio links at NAS and AS levels. The LTE Security document consists of the following two companion documents: Part I, LTE Security I, and Part II, LTE Security II. Part I will explain the concept of LTE security and the detailed procedure of LTE authentication, and Part II will discusses NAS and AS security setup. Part I is organized as follows: In Chapter II, the scope of these two companion documents will be defined and a conceptual overview will be given. Chapter III will focus on the detailed procedure of LTE authentication and Chapter IV will summarize the LTE authentication and the LTE authentication-related keys. II. LTE Security Concept 2.1 Scope and Concept of LTE Security Figure 1 below shows the scope and overall concept of the LTE Security documents. The scope of these documents will include the following three areas: ❶ LTE Authentication: performs mutual authentication between a UE and a network. ❷ NAS Security: performs integrity protection/verification and ciphering (encryption/decryption) of NAS signaling between a UE and an MME. ❸ AS Security  performs integrity protection/verification and ciphering of RRC signaling between a UE and an eNB.  performs ciphering of user traffic between a UE and an eNB.
  • 5. LTE Security I: LTE Security Concept and LTE Authentication 4 Figure 1. Scope and concept of LTE security LTE Authentication In mobile communication networks, authentication refers to the process of determining whether a user is an authorized subscriber to the network that he/she is trying to access. Among various authentication procedures available in such networks, EPS AKA (Authentication and Key Agreement) procedure is used in LTE networks for mutual authentication between users and networks. The EPS AKA procedure consists of two steps. First, an HSS (Home Subscriber Server) generates EPS authentication vector(s) (RAND, AUTN, XRES, KASME) and delivers them to an MME. Then in the second step, the MME selects one of the authentication vectors and uses it for mutual authentication with a UE and shares the same authentication key (KASME) each other. Mutual authentication is the process in which a network and a user authenticate each other. In LTE networks, since the ID of the user's serving network is required when generating authentication vectors, authentication of the network by the user is performed in addition to authentication of the user by the network. ASME (Access Security Management Entity) is an entity that receives top-level key(s), from an HSS, to be used in an access network. In EPS, an MME serves as ASME and KASME is used as the top-level key to be used in the access network. The MME, on behalf of an HSS, conducts mutual authentication with a UE using KASME. Once mutually authenticated, the UE and MME get to share the same KASME as an authentication key. To avoid any possible eavesdropping or manipulation of data over radio links, KASME is not delivered to the UE via E-UTRAN. Instead, the MME delivers part of authentication vector to the UE, which uses it to authenticate Mutual Authentication EPS Authentication Vectors (RAND, AUTN, XRES, KASME) KNASint/KNASenc KNASint/KNASenc KRRCint/KRRCenc KUPenc KRRCint/KRRCenc KUPenc RRC Signaling § Integrity § Ciphering IMSI, LTE K NAS Signaling § Integrity § Ciphering KASME KASME KeNB KeNBUE eNB MME HSS 2 3 Mandatory Optional KeNB 1 IP Packet § Ciphering IMSI, LTE K NAS Security AS Security
  • 6. LTE Security I: LTE Security Concept and LTE Authentication 5 the network and generates KASME as the HSS does. NAS Security NAS security, designed to securely deliver signaling messages between UEs and MMEs over radio links, performs integrity check (i.e., integrity protection/verification) and ciphering of NAS signaling messages. Different keys are used for integrity check and for ciphering. While integrity check is a mandatory function, ciphering is an optional function. NAS security keys, such as integrity key (KNASint) and ciphering key (KNASenc), are derived by UEs and MMEs from KASME. AS Security AS security is purposed to ensure secure delivery of data between a UE and an eNB over radio links. It conducts both integrity check and ciphering of RRC signaling messages in control plane, and only ciphering of IP packets in user plane. Different keys are used for integrity check/ciphering of RRC signaling messages and ciphering of IP packets. Integrity check is mandatory, but ciphering is optional. AS security keys, such as KRRCint, KRRCenc and KUPenc, are derived from KeNB by a UE and an eNB. KRRCint and KRRCenc are used for integrity check and ciphering of control plane data (i.e., RRC signaling messages), and KUPenc is used for ciphering of user plane data (i.e., IP packets). Integrity check and ciphering are performed at the PDCP (Packet Data Convergence Protocol) layer. A UE can derive KeNB from KASME. However, since KASME is not transferred to an eNB, an MME instead generates KeNB from KASME and forwards it to the eNB. 2.2 Overview of LTE Security Procedure Figure 2 shows the overview of LTE security procedure. ❶ displays LTE authentication procedure while ❷ and ❸ demonstrate security setup procedures for NAS and AS respectively. A brief description of each procedure will be given below first. Then, a detailed explanation on the LTE authentication procedures and NAS and AS security setup procedures will be given in Chapter III hereof and again in Part II, LTE Security II, that follows.
  • 7. LTE Security I: LTE Security Concept and LTE Authentication 6 Figure 2. Overview of LTE security procedure ❶ LTE Authentication When a user requests for access to a LTE network, mutual authentication between the user and the network is conducted using EPS AKA procedure. An MME, upon receipt of such request, identifies the user using his/her IMSI and requests authentication vector(s) (AVs) from an HSS1 . The HSS then generates AV(s) using EPS AKA algorithm, AV={RAND, XRES, AUTNHSS, KASME}, and forwards them to the MME. After storing the AVs, the MME selects one of them and uses it to perform mutual authentication with the UE2 . The MME forwards RAND and AUTNHSS to the UE, which then computes RES, AUTNUE and KASME using EPS AKA algorithm. The UE now compares its own AUTNUE and AUTNHSS received from the MME for network authentication. Once authenticated, RES is forwarded to the MME, which then compares the XRES received from the HSS and the RES received from the UE for user authentication. If the UE and network have authenticated each other, they share the same key KASME (KASME is not transferred between UE and MME, though). 1 MME may request for more than one authentication vectors. 2 In general, UE consists of USIM and ME. USIM handles mutual authentication and ME delivers authentication information between MME and USIM. Once the network is successfully authenticated, USIM calculates CK and IK and delivers them to ME, which then calculates KASME based on them. USIM and ME are collectively referred to as UE herein for the sake of convenience unless it is required to refer to USIM specifically. Attach Request (IMSI, UE Network Capability, KSIASME=7) Authentication Data Request (IMSI, SN ID, Network Type) Authentication Data Response (AVs (1...n)) Authentication Request (RAND, AUTNHSS, KSIASME=1) [not ciphered; not integrity protected] Authentication Response (RES) [not ciphered; not integrity protected] AS Security Mode Complete (MAC-I) [AS integrity protected] AS Security Mode Command (Ciphering Algorithm=EEA1, Integrity Algorithm=EIA1, MAC-I) [AS integrity protected] Attach Accept <Initial Context Setup Request> (UE Network Capability, KeNB) NAS Security Mode Command (KSIASME=1, Replayed UE Network Capability, NAS Ciphering Algorithm=EEA1, NAS Integrity Algorithm=EIA1, NAS-MAC) [NAS integrity protected] NAS Security Mode Complete (NAS-MAC) [NAS ciphered and integrity protected] Network(HSS) Authentication ( AUTNUE = AUTNHSS ) UE Authentication ( RES = XRES ) Authentication NAS Security Setup AS Security Setup Ciphered and Integrity Protected NAS Signaling Compute KeNB Ciphered and Integrity Protected RRC Signaling Ciphered User Plane (Data Plane) KNASenc, KNASint KRRCenc, KRRCint KUPenc KRRCenc, KRRCint KUPenc eNBUE MME HSS 1 2 3 LTE K RAND EPS AKA Algorithm AUTNUE RES KASME SQN SN ID LTE K RAND EPS AKA Algorithm AUTNHSS XRES KASME SQN SN ID Authentication Vector= (RAND, XRES, AUTNHSS, KASME) Select encryption/integrity algorithm KNASenc KASME KDF KNASint Alg-ID, Alg Distinguisher KNASenc, KNASint NAS Uplink Count KeNB KASME KDF Alg-ID, Alg Distinguisher KRRCenc KeNB KDF KRRCint KUPenc Select encryption/integrity algorithm NAS Uplink Count KeNB KASME KDF KNASenc KASME KDF KNASint Alg-ID, Alg Distinguisher Alg-ID, Alg Distinguisher KRRCenc KeNB KDF KRRCint KUPenc UE Security Capability (Supported encryption/integrity algorithm) - EEA0=on, EEA1=on, EEA2=off,… - EIA1=on, EIA2=on, … UE Network Capability (24.301) EPS encryption algorithm (EEA) EEA0 NO encryption 128-EEA1 SNOW 3G 128-EEA2 128-bit AES EEA3~EEA7 NOT Defined EPS integrity algorithm (EIA) 128-EIA1 SNOW 3G 128-EIA2 128-bit AES EEA3~EEA7 NOT Defined Alg-ID EEA0 00 EEA1 01 EEA2 02 EIA1 01 EIA2 02 Alg Distinguisher NAS-enc-alg 01 NAS-int-alg 02 RRC-enc-alg 03 RRC-int-alg 04 UP-enc-alg 05 KASME
  • 8. LTE Security I: LTE Security Concept and LTE Authentication 7 ❷ NAS Security Once the UE and MME have authenticated each other and the same key KASME is shared, NAS security setup procedure begins. In this procedure, NAS security keys to be used when delivering NAS signaling messages are derived from KASME for secure delivery of these messages. This procedure consists of a round trip of NAS signaling messages (Security Mode Command and Security Mode Complete messages), and begins when the MME delivers a Security Mode Command message to the UE. First, the MME selects NAS security algorithms (Alg-ID: Algorithm ID) and uses them to create an integrity key (KNASint) and a ciphering key (KNASenc) from KASME. Then, it applies KNASint to the Security Mode Command message to generate an NAS message authentication code (NAS-MAC, Message Authentication Code for NAS for Integrity). The MME then delivers the Security Mode Command message including the selected NAS security algorithms and the NAS-MAC to the UE. As the UE does not know the selected encryption algorithm yet, this message is integrity protected only but not ciphered. Upon receiving the Security Mode Command message, the UE verifies the integrity thereof by using the NAS integrity algorithm selected by the MME and uses NAS integrity/ciphering algorithm to generate NAS security keys (KNASint and KNASenc) from KASME. Then it ciphers the Security Command Complete message with KNASenc and generates a message authentication code, NAS-MAC with KNASint to the ciphered message. Now it forwards the ciphered and integrity protected message to the MME with the NAS-MAC included. Once the MME successfully verifies the integrity of the received Security Mode Complete message and has them decrypted using the NAS security keys (KNASint and KNASenc), the NAS security setup procedure is completed. Once the NAS security is set up, NAS signaling messages between the UE and the MME are ciphered and integrity protected by the NAS security keys and then securely delivered over radio links. ❸ AS Security After NAS security setup is finished, AS security setup procedure between a UE and an eNB begins. In this procedure, AS security keys to be used when delivering RRC signaling messages and IP packets are derived from KeNB for secure delivery of these data. This procedure consists of a round trip of RRC signaling messages (Security Mode Command and Security Mode Complete messages), and begins when an eNB delivers Security Mode Command message to the UE. First, the MME calculates KeNB from KASME and delivers it to the eNB, which uses it to perform the AS security setup procedure. The eNB selects AS security algorithms (Alg-ID: Algorithm ID) and uses them to create an integrity key (KRRCint) and a ciphering key (KRRCenc) from KeNB to be used for RRC signaling messages, and a ciphering key (KUPenc) to be used in the user plane. Then, it applies KRRCint to the Security Mode Command message to generate a message authentication code (MAC-I, Message Authentication Code for Integrity). The eNB now delivers the Security Mode Command message including the selected AS security algorithms and the MAC-I to the UE. Upon receiving the Security Mode Command message from the eNB, the UE verifies the integrity thereof by using the AS integrity algorithm selected by the eNB and uses AS integrity/ciphering algorithm to generate AS security keys (KRRCint, KRRCenc and KUPenc). Then it generates a message authentication code, MAC-I, with the RRC integrity key to the Security Command Complete message, and then forwards the
  • 9. LTE Security I: LTE Security Concept and LTE Authentication 8 message including the MAC-I to the eNB. When the eNB successfully verifies the integrity of the received Security Mode Complete message by using the AS integrity key, the AS security setup procedure is completed. After the AS security is set up, RRC signaling messages between the UE and the eNB are ciphered and integrity protected by the AS security keys, and user IP packets are encrypted and then securely delivered over radio links. III. LTE Authentication Procedure The LTE authentication procedure briefly described in Chapter II will be further discussed below. Figure 3 shows the EPS AKA-based LTE authentication procedure that is performed when a UE attaches to the LTE network. On the USIM and in the HSS/AuC are stored a permanent key, LTE key (K), and IMSI3 . These LTE key (K) and IMSI are stored on the USIM card when a UE is being manufacturing, and provisioned in the HSS/AuC when a user begins subscription to his/her operator’s network. Figure 3. LTE authentication procedure 3 LTE key (K) is stored in AuC (Authentication Center) in operator's network and in USIM in UE. In Figures herein, AuC and HSS are collectively referred to as HSS, and USIM and ME as UE for the sake of convenience. MME HSSAttach Request (IMSI, UE Network Capability, KSIASME=7) SQN Crypto function LTE K RAND XRES AUTN CK IK KDF SQN SN ID KASME IMSI: Provisioned @AuC RAND: HSS generates LTE K: Provisioned @AuC SQN: HSS generates (increase) Select an AV (e.g., AV i) KSIASME AV 1 XRES i, KASME i Authentication Request (RAND i, AUTN i, KSIASME i) SQN Crypto function LTE K RAND i RES AUTNUE CK IK KDF SQN SN ID KASME (KASME i) IMSI: Factory Default RAND: HSS generates LTE K: Factory Default SQN: HSS generates Authentication Response (RES) UE uses KASME (KASME i) to calculates additional keys MME uses KASME (KASME i) to calculates additional keys IMSI USIM LTE K Authentication Vector (AV) AV = (RAND, AUTN, XRES, KASME) Authentication Complete HSS authenticated if AUTN i = AUTNUE UE authenticated if RES = XRES i KSIASME value is not used for authentication itself, but used to generate subsequent key values (for Encryption & Integrity Check) KSIASME AV 1 KASME i 1 2 3 4 5 UE MME HSSAuthentication Information Request (IMSI, SN ID, n, Network Type) Authentication Information Answer (Authentication Vectors) AV 1 = (RAND1, AUTN1, XRES1, KASME1) … AV i = (RANDi, AUTNi, XRESi, KASMEi) … AV n = (RANDn, AUTNn, XRESn, KASMEn)
  • 10. LTE Security I: LTE Security Concept and LTE Authentication 9 3.1 Authentication Request by UE ❶ [UE  MME] Request by UE for network registration When a UE attempts to access the network for initial attach, it delivers Attach Request (IMSI, UE Network Capability, KSIASME=7) message to an MME. And this triggers EPS AKA procedure. The following information elements are included in the Attach Request message:  IMSI: International Mobile Subscriber Identity, a unique identifier associated with the user  UE Network Capability: security algorithms available to UE  KSIASME = 7: indicates UE has no authentication key UE network capability informs the MME of what kinds of capability the UE has related to EPS, and indicates which NAS and AS security algorithms, i.e., EPS Encryption Algorithms (EEA) and EPS Integrity Algorithms (EIA) are supported by the UE. Each of them has a value of 1 bit that is presented as on (supported) or off (not supported) (e.g. EEA0=on, EEA1=on, EEA2=off, …, EIA1=on, EIA2=on, …). Table 1 lists some of UE network capability information, specifically ciphering and integrity protection algorithms defined in [3]. Table 1. UE network capability information – EEA and EIA [3] EEA EIA EEA0 Null ciphering algorithm EIA0 4 Null integrity protection algorithm 128-EEA1 SNOW 3G 128-EIA1 SNOW 3G 128-EEA2 AES 128-EIA2 AES 128-EEA3 ZUC 128-EIA3 ZUC KSIASME identifies KSIASME for the UE and the MME. It is 3 bits and has values ranging from 0 ('000') to 7 ('111'), where 7 ('111') indicates the UE has no KASME available. 3.2 Authentication Data Exchange between MME and HSS ❷ [MME  HSS] Request by MME for authentication data The MME recognizing the UE has no KASME available initiates LTE authentication procedure to get new authentication data by sending an Authentication Information Request (IMSI, SN ID, n, Network Type) message to the HSS. Message parameters used for this purpose are as follows:  IMSI: a unique identifier associated with the user  SN ID (Serving Network ID): refers to the network accessed by the user, consists of PLMN ID (MCC+MNC)  n (number of Authentication Vectors): number of authentication vectors that MME requests  Network Type: type of the network accessed by UE (E-UTRAN herein) Upon receipt of the Authentication Information Request message from the MME, the HSS generates RAND and SQN, and creates XRES, AUTN, CK and IK using EPS AKA algorithm with LTE key (K), SQN and RAND. Thereafter, using CK, IK, SQN and SN ID, it derives a top-level key (KASME) of the access network, from Key 4 EIA0 is allowed in an unauthorized emergency call only.
  • 11. LTE Security I: LTE Security Concept and LTE Authentication 10 Derivation Function (KDF), to be delivered to the MME. KDF is a one-way has function. Since SN ID is required when deriving KASME, KASME is derived again if the serving network is changed. After KASME is derived, the HSS forms authentication vectors AVi = (RANDi, AUTNi, XRESi, KASMEi), i = 0 … n-1. ❸ [MME  HSS] Response by HSS to the authentication data request The HSS forms as many AVs as requested by the MME and then delivers an Authentication Information Answer (AVs) message to the MME. 3.3 Mutual Authentication by UE and MME The MME stores the AVs received from the HSS, and selects one of them to use in LTE authentication of the UE. In Figure 3, the MME selected ith AV (AVi). KASME is a base key of MME and serves as a top-level key in the access network. It stays within EPC only and is not delivered to the UE through E-UTRAN, which is not secure. The MME allocates KSIASME, an index for KASME, and delivers it instead of KASME to the UE so that the UE and the MME can use it as a substitute for KASME (in Fig. 3, KSIASME=1). ❹ [UE  MME] Request by MME for user authentication The MME keeps KASMEi and XRESi in AVi but delivers KSIASMEi, in substitution for KASMEi, RANDi and AUTNi as included in the Authentication Request (KSIASMEi, RANDi, AUTNi) message to the UE. XRESi is used later in ❺ when authenticating the user. The UE, upon receiving the Authentication Request message from the MME, delivers RANDi and AUTNi to USIM. USIM, using the same EPS AKA algorithm that the HSS used, derives RES, AUTNUE, CK and IK with the stored LTE key (K) and RANDi and SQN generated from the HSS5 . The UE then compares AUTNUE generated using EPS AKA algorithm and AUTN received from MME (AUTNi in Fig. 3) to authenticate the LTE network (the serving network). ❺ [UE  MME] Response by UE to user authentication Once the UE completes the network authentication, it delivers an Authentication Response (RES) message including RES generated using EPS AKA algorithm to the MME. If the network authentication using AUTN fails in ❹, the UE sends an Authentication Failure (CAUSE) message that contains a CAUSE field stating reasons for such failure. When the MME receives the Authentication Response message from the UE, it compares RES generated by the UE and XRESi of the AV received from the HSS to authenticate the user. USIM delivers CK and IK to the UE after its network authentication is completed. The UE derives KASME using Key Derivation Function (KDF) with CK, IK, SQN and SN ID and stores it using KSIASME received from the MME as its index. Thereafter, KSIASME is used instead of KASME during the NAS security setup between the UE and the MME. 5 SQN is concealed in AUTNi.
  • 12. LTE Security I: LTE Security Concept and LTE Authentication 11 IV. Closing We have discussed the LTE authentication, one of the LTE security topics. As seen so far, LTE authentication is mutual authentication performed by and between a user and a network based on EPS AKA procedure. An MME in the serving network performs mutual authentication with a UE on behalf of an HSS, and as a result, KASME is shared by the UE and the MME. Table 2 summarizes the LTE authentication-related keys covered herein. In Part II, LTE Security II, that follows, NAS and AS security setup procedures based on KASME discussed herein will be further explained. Table 2. LTE security keys: Authentication Key Length Location Derived from Description K 128 bits USIM, HSS/AuC - LTE key CK 128 bits USIM, HSS/AuC K Cipher key IK 128 bits USIM, HSS/AuC K Integrity key KASME 256 bits UE, HSS, MME CK, IK MME base key References [1] Netmanias Technical Document, “LTE Security II: NAS and AS Security”, August 2013, http://www.netmanias.com/en/?m=view&id=techdocs&no=5903. [2] 3GPP TS 24.301, “Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage 3”. [3] 3GPP TS 33.401, “3GPP System Architecture Evolution (SAE); Security architecture”. [4] NMC Consulting Group Confidential Internal Report, “E2E LTE Network Design”, August 2010.
  • 13. LTE Security I: LTE Security Concept and LTE Authentication About NMC Consulting Group NMC Consulting Group is an advanced and professional network consulting company, specializing in IP network areas (e.g., FTTH, Metro Ethernet and IP/MPLS), service areas (e.g., IPTV, IMS and CDN), and wireless network areas (e.g., Mobile WiMAX, LTE and Wi-Fi) since 2002. Copyright © 2002-2013 NMC Consulting Group. All rights reserved. 12 Carrier WiFi Data Center Migration Wireline Network LTE Mobile Network Mobile WiMAX Carrier Ethernet FTTH Data Center Policy Control/PCRF IPTV/TPS Metro Ethernet MPLS IP Routing 99 00 01 02 03 04 05 06 07 08 09 10 11 12 13 eMBMS/Mobile IPTV Services CDN/Mobile CDN Transparent Caching BSS/OSS Cable TPS Voice/Video Quality IMS LTE Backaul Netmanias Research and Consulting Scope Visit http://www.netmanias.com to view and download more technical documents.