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Guidelines on Good Manufacturing
Practices for the
Manufacture of Herbal Medicines
BY
Dr. Jitendra Patel
Associate Professor
AIPS, Hyderabad, India.
Quality assurance in the manufacture
of herbal medicines
• The use of modern analytical techniques
(especially highperformance thin-layer
chromatography (HPTLC), gas
chromatography, highperformance liquid
chromatography (HPLC), capillary
electrophoresis, mass spectrometry (MS) and
atomic absorption) to characterize herbal
medicines, quality assurance requires the
control of starting materials as well as of
storage and processing.
• For this reason, an appropriate quality
assurance system should be applied to the
manufacture of herbal medicines.
Good manufacturing practice for herbal
medicines
• Cultivation and collection of medicinal plants,
as the starting materials for herbal medicines,
as well as processing of herbal medicines
should be as per the guidelines.
• The first critical step of their production,
where the application of GMP starts, should
be clearly designated.
• This is of particular importance for those
products that consist solely of comminuted or
powdered herbal materials.
Sanitation and hygiene
• Because of their origin, herbal materials may contain
microbiological contaminants.
• Furthermore, during the course of harvesting and
processing, herbal products that may be especially
prone to microbiological contamination are produced.
• To avoid alterations and to reduce contamination in
general, a high level of sanitation and hygiene is
necessary during manufacture.
• Water supply to the manufacturing unit should be
monitored, and, if necessary treated appropriately to
ensure consistency of quality.
• Waste from the manufacturing unit should be disposed
of regularly so as to maintain a high standard of
hygiene in the manufacturing area.
• Clearly marked waste bins should be available, emptied
and cleaned as needed, but at least daily.
Qualification and validation
• Qualification of critical equipment, process validation and change
control are particularly important in the production of herbal
medicines with unknown therapeutically active constituents.
• In this case, the reproducibility of the production process is the
main means for ensuring consistency of quality, efficacy and safety
between batches.
• The written procedure should specify critical process steps and
factors (such as extraction time, temperature and solvent purity)
and acceptance criteria, as well as the type of validation to be
conducted (for example, retrospective, prospective or concurrent)
and the number of process runs.
• A formal change control system should be established to evaluate
the potential effects of any changes on the quality of the herbal
medicines, particularly content of the active ingredients.
• Scientific judgement should be used to determine which additional
testing and validation studies are appropriate to justify a change in
a validated process.
Complaints
• The person responsible for handling complaints and
deciding on the measures to be taken to deal with them
should have appropriate training and/or experience in the
specific features of the quality control of herbal medicines.
• There are two types of complaint, product quality
complaints and complaints about adverse reactions or
events.
• Product quality complaints may be caused by problems
such as faulty manufacture, product defects or
deterioration as well as, particular to herbal medicines,
adulteration of the herbal material.
• These complaints should be recorded in detail and the
causes thoroughly investigated (for example, by
comparison with the reference samples kept from the same
batch).
• There should also be written procedures to describe the
action to be taken.
Product recalls
• The product recall procedure depends very
much on the national regulations.
• There should be a standard operating
procedure for storage of recalled herbal
medicines in a secure segregated area,
complying with the requirements specified
under subsection 12.1 (Storage areas) while
their fate is decided.
Contract production and analysis
• The contract partner should have adequate
premises and equipment for the production of
herbal medicines according to GMP.
• Validated methods should be applied for cleaning
the equipment and premises carefully before
using them to produce different herbal medicinal,
food or cosmetic products.
• In the case of raw materials used for producing
food, it is recommended to require
manufacturing departments to be separated from
those where the plant raw material will be cut or
powdered for use in the preparation of
medicines.
Self-inspection
• At least one member of the self-inspection
team should possess a thorough knowledge of
herbal medicines.
Personnel
• General guidance in relation to personnel
involved in the manufacture of medicinal
products is given in the parent guide (13).
• The release of herbal medicines should be
authorized by a person who has been trained
in the specific features of the processing and
quality control of herbal materials, herbal
preparations and finished herbal products.
• Personnel dealing with the production and
quality control of herbal medicines should
have adequate training on the specific issues
relevant to herbal medicines.
Training
The personnel should have adequate training in
appropriate fields such as
1. Pharmaceutical technology,
2. Taxonomic Botany,
3. Phytochemistry,
4. Pharmacognosy,
5. Hygiene,
6. Microbiology and
7. Related subjects (such as traditional use of
herbal medicines).
Training records should be maintained and
periodic assessments of the effectiveness of
training programmes should be made.
Personal hygiene
• Personnel entrusted with the handling of herbal
materials, herbal preparations and finished herbal
products should be required to have a high degree of
personal hygiene and to have received adequate
training in maintaining appropriate standards of
hygiene.
• Personnel with infectious diseases or skin diseases
should not work. Written procedures listing the basic
hygiene requirements should be made available.
• Personnel must be protected from contact with toxic
irritants and potentially allergenic plant materials by
means of adequate protective clothing.
• They should wear suitable gloves, caps, masks, work
suits and shoes throughout the whole procedure from
plant processing to product manufacture.
Premises
• Premises should be designed, located,
constructed, adapted and maintained to suit
the operations to be carried out according to
GMP (13).
• Because of their potential for degradation and
infestation with certain pests as well as their
sensitivity to microbiological contamination,
production, and particularly storage, of herbal
materials and herbal preparations assume
special importance.
Storage areas
 Storage areas should be well organized and tidy. Special attention should be paid
to cleanliness and good maintenance.
 The set-up of storage areas depends on the type of materials stored. The areas
should be well labelled and materials stored in a such a way as to avoid any risk of
cross-contamination.
 Storage areas should be laid out to permit effective and orderly segregation of the
various categories of materials stored, and to allow rotation of stock.
 To protect the stored material, and reduce the risk of pest attacks, the duration of
storage of any herbal material in unpacked form should be kept to a minimum.
 Incoming fresh herbal materials should stored between 2 °C and 8 °C, whereas
frozen materials should be stored below −18 °C.
 Herbal materials, even when stored in fibre drums, bags or boxes, should be stored
off the floor and suitably spaced to permit cleaning and inspection.
 The storage of plants, extracts, tinctures and other preparations may require
special conditions of humidity and temperature or protection from light.
 Herbal materials, including raw herbal materials, should be kept in a dry area
protected from moisture and processed following the principle of “first in, first
out” (FIFO).
Production areas
• Production areas should comply with the general
requirements of GMP (13). As a rule, campaign work in
their processing is necessary.
• However, if feasible, the use of dedicated premises is
encouraged.
• Moreover, the special nature of the production of herbal
medicines requires that particular attention be given to
processing products that generate dust.
• When heating or boiling of the materials is necessary, a
suitable air exhaust mechanism should be employed to
prevent accumulation of fumes and vapours.
• To facilitate cleaning and to avoid cross-contamination,
adequate precautions should be taken during the sampling,
weighing, mixing and processing of medicinal plants, for
example, by use of dust extraction and air-handling systems
to achieve the desired differential pressure and net airflow.
Equipment
• Processing of herbal materials may generate dust or material that is
susceptible to pest-infestation or microbiological contamination and cross-
contamination.
• Effective cleaning of the equipment is therefore particularly important.
Vacuum or wet-cleaning methods are preferred.
• If wet-cleaning is done, the equipment should be dried immediately after
cleaning to prevent the growth of microorganisms.
• Cleaning with compressed air and brushes should be avoided if possible
and, if used, should be done with care, as these methods increase the risk
of product contamination.
• Non-wooden equipment should be used unless tradition demands
wooden material. Where it is necessary to use traditional equipment (such
as wooden implements, clay pots, pallets or hoppers), this should be
dedicated, unless otherwise justified.
• Such equipment should not come into direct contact with chemicals or
contaminated material.
• If the use of wooden equipment is unavoidable, special consideration
must be given to its cleaning as wooden materials may retain odours, be
easily discoloured and are easily contaminated.
Materials
• All incoming herbal materials should be
quarantined and stored under appropriate
conditions that take into account the
degradability of herbal materials and herbal
preparations.
• Only permitted substances should be used for
fumigation, and allowable limits for their
residues together with specifications for the
apparatus used should be set according to the
national regulations.
Reference samples and standards
• The reference standard for a herbal medicine may be a
botanical sample of the herbal material; a sample of the
herbal preparation, for example, extract; or a chemically
defined substance, for example, a known active
constituent, a marker substance or a known impurity.
• The reference standard should be of a quality appropriate
to its purpose. If the herbal medicine is not described in a
recognized pharmacopoeia, a herbarium sample of the
flowering or fruiting top of the whole medicinal plant or
part of themedicinal plant (for example, if the whole
medicinal plant is a tree) should be available.
• All reference standards should be stored under appropriate
conditions to prevent degradation. Their expiry and/or
revalidation date should be determined and indicated.
Packaging materials and labelling
• All packaging materials, such as bottles, should be
stored properly.
• Controls on the issue and use of these packaging
materials should be adequate to ensure that incorrect
labels and cartons are not used.
• All containers and closures should be thoroughly
cleaned and dried before being used to pack the
products. There should be adequate information on
the label (or the package insert) to inform the users of
the composition of the product (in addition to the
brand name, if any), indications or actions, directions
for use, cautions and adverse reactions, if any, and the
expiry date.
Thank You

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Quality Assurance in Herbal Drug Industry of cGMP

  • 1. Guidelines on Good Manufacturing Practices for the Manufacture of Herbal Medicines BY Dr. Jitendra Patel Associate Professor AIPS, Hyderabad, India.
  • 2. Quality assurance in the manufacture of herbal medicines • The use of modern analytical techniques (especially highperformance thin-layer chromatography (HPTLC), gas chromatography, highperformance liquid chromatography (HPLC), capillary electrophoresis, mass spectrometry (MS) and atomic absorption) to characterize herbal medicines, quality assurance requires the control of starting materials as well as of storage and processing. • For this reason, an appropriate quality assurance system should be applied to the manufacture of herbal medicines.
  • 3. Good manufacturing practice for herbal medicines • Cultivation and collection of medicinal plants, as the starting materials for herbal medicines, as well as processing of herbal medicines should be as per the guidelines. • The first critical step of their production, where the application of GMP starts, should be clearly designated. • This is of particular importance for those products that consist solely of comminuted or powdered herbal materials.
  • 4. Sanitation and hygiene • Because of their origin, herbal materials may contain microbiological contaminants. • Furthermore, during the course of harvesting and processing, herbal products that may be especially prone to microbiological contamination are produced. • To avoid alterations and to reduce contamination in general, a high level of sanitation and hygiene is necessary during manufacture. • Water supply to the manufacturing unit should be monitored, and, if necessary treated appropriately to ensure consistency of quality. • Waste from the manufacturing unit should be disposed of regularly so as to maintain a high standard of hygiene in the manufacturing area. • Clearly marked waste bins should be available, emptied and cleaned as needed, but at least daily.
  • 5. Qualification and validation • Qualification of critical equipment, process validation and change control are particularly important in the production of herbal medicines with unknown therapeutically active constituents. • In this case, the reproducibility of the production process is the main means for ensuring consistency of quality, efficacy and safety between batches. • The written procedure should specify critical process steps and factors (such as extraction time, temperature and solvent purity) and acceptance criteria, as well as the type of validation to be conducted (for example, retrospective, prospective or concurrent) and the number of process runs. • A formal change control system should be established to evaluate the potential effects of any changes on the quality of the herbal medicines, particularly content of the active ingredients. • Scientific judgement should be used to determine which additional testing and validation studies are appropriate to justify a change in a validated process.
  • 6. Complaints • The person responsible for handling complaints and deciding on the measures to be taken to deal with them should have appropriate training and/or experience in the specific features of the quality control of herbal medicines. • There are two types of complaint, product quality complaints and complaints about adverse reactions or events. • Product quality complaints may be caused by problems such as faulty manufacture, product defects or deterioration as well as, particular to herbal medicines, adulteration of the herbal material. • These complaints should be recorded in detail and the causes thoroughly investigated (for example, by comparison with the reference samples kept from the same batch). • There should also be written procedures to describe the action to be taken.
  • 7. Product recalls • The product recall procedure depends very much on the national regulations. • There should be a standard operating procedure for storage of recalled herbal medicines in a secure segregated area, complying with the requirements specified under subsection 12.1 (Storage areas) while their fate is decided.
  • 8. Contract production and analysis • The contract partner should have adequate premises and equipment for the production of herbal medicines according to GMP. • Validated methods should be applied for cleaning the equipment and premises carefully before using them to produce different herbal medicinal, food or cosmetic products. • In the case of raw materials used for producing food, it is recommended to require manufacturing departments to be separated from those where the plant raw material will be cut or powdered for use in the preparation of medicines.
  • 9. Self-inspection • At least one member of the self-inspection team should possess a thorough knowledge of herbal medicines.
  • 10. Personnel • General guidance in relation to personnel involved in the manufacture of medicinal products is given in the parent guide (13). • The release of herbal medicines should be authorized by a person who has been trained in the specific features of the processing and quality control of herbal materials, herbal preparations and finished herbal products. • Personnel dealing with the production and quality control of herbal medicines should have adequate training on the specific issues relevant to herbal medicines.
  • 11. Training The personnel should have adequate training in appropriate fields such as 1. Pharmaceutical technology, 2. Taxonomic Botany, 3. Phytochemistry, 4. Pharmacognosy, 5. Hygiene, 6. Microbiology and 7. Related subjects (such as traditional use of herbal medicines). Training records should be maintained and periodic assessments of the effectiveness of training programmes should be made.
  • 12. Personal hygiene • Personnel entrusted with the handling of herbal materials, herbal preparations and finished herbal products should be required to have a high degree of personal hygiene and to have received adequate training in maintaining appropriate standards of hygiene. • Personnel with infectious diseases or skin diseases should not work. Written procedures listing the basic hygiene requirements should be made available. • Personnel must be protected from contact with toxic irritants and potentially allergenic plant materials by means of adequate protective clothing. • They should wear suitable gloves, caps, masks, work suits and shoes throughout the whole procedure from plant processing to product manufacture.
  • 13. Premises • Premises should be designed, located, constructed, adapted and maintained to suit the operations to be carried out according to GMP (13). • Because of their potential for degradation and infestation with certain pests as well as their sensitivity to microbiological contamination, production, and particularly storage, of herbal materials and herbal preparations assume special importance.
  • 14. Storage areas  Storage areas should be well organized and tidy. Special attention should be paid to cleanliness and good maintenance.  The set-up of storage areas depends on the type of materials stored. The areas should be well labelled and materials stored in a such a way as to avoid any risk of cross-contamination.  Storage areas should be laid out to permit effective and orderly segregation of the various categories of materials stored, and to allow rotation of stock.  To protect the stored material, and reduce the risk of pest attacks, the duration of storage of any herbal material in unpacked form should be kept to a minimum.  Incoming fresh herbal materials should stored between 2 °C and 8 °C, whereas frozen materials should be stored below −18 °C.  Herbal materials, even when stored in fibre drums, bags or boxes, should be stored off the floor and suitably spaced to permit cleaning and inspection.  The storage of plants, extracts, tinctures and other preparations may require special conditions of humidity and temperature or protection from light.  Herbal materials, including raw herbal materials, should be kept in a dry area protected from moisture and processed following the principle of “first in, first out” (FIFO).
  • 15. Production areas • Production areas should comply with the general requirements of GMP (13). As a rule, campaign work in their processing is necessary. • However, if feasible, the use of dedicated premises is encouraged. • Moreover, the special nature of the production of herbal medicines requires that particular attention be given to processing products that generate dust. • When heating or boiling of the materials is necessary, a suitable air exhaust mechanism should be employed to prevent accumulation of fumes and vapours. • To facilitate cleaning and to avoid cross-contamination, adequate precautions should be taken during the sampling, weighing, mixing and processing of medicinal plants, for example, by use of dust extraction and air-handling systems to achieve the desired differential pressure and net airflow.
  • 16. Equipment • Processing of herbal materials may generate dust or material that is susceptible to pest-infestation or microbiological contamination and cross- contamination. • Effective cleaning of the equipment is therefore particularly important. Vacuum or wet-cleaning methods are preferred. • If wet-cleaning is done, the equipment should be dried immediately after cleaning to prevent the growth of microorganisms. • Cleaning with compressed air and brushes should be avoided if possible and, if used, should be done with care, as these methods increase the risk of product contamination. • Non-wooden equipment should be used unless tradition demands wooden material. Where it is necessary to use traditional equipment (such as wooden implements, clay pots, pallets or hoppers), this should be dedicated, unless otherwise justified. • Such equipment should not come into direct contact with chemicals or contaminated material. • If the use of wooden equipment is unavoidable, special consideration must be given to its cleaning as wooden materials may retain odours, be easily discoloured and are easily contaminated.
  • 17. Materials • All incoming herbal materials should be quarantined and stored under appropriate conditions that take into account the degradability of herbal materials and herbal preparations. • Only permitted substances should be used for fumigation, and allowable limits for their residues together with specifications for the apparatus used should be set according to the national regulations.
  • 18. Reference samples and standards • The reference standard for a herbal medicine may be a botanical sample of the herbal material; a sample of the herbal preparation, for example, extract; or a chemically defined substance, for example, a known active constituent, a marker substance or a known impurity. • The reference standard should be of a quality appropriate to its purpose. If the herbal medicine is not described in a recognized pharmacopoeia, a herbarium sample of the flowering or fruiting top of the whole medicinal plant or part of themedicinal plant (for example, if the whole medicinal plant is a tree) should be available. • All reference standards should be stored under appropriate conditions to prevent degradation. Their expiry and/or revalidation date should be determined and indicated.
  • 19. Packaging materials and labelling • All packaging materials, such as bottles, should be stored properly. • Controls on the issue and use of these packaging materials should be adequate to ensure that incorrect labels and cartons are not used. • All containers and closures should be thoroughly cleaned and dried before being used to pack the products. There should be adequate information on the label (or the package insert) to inform the users of the composition of the product (in addition to the brand name, if any), indications or actions, directions for use, cautions and adverse reactions, if any, and the expiry date.