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Palatal Fistula and Syndromes 
associated with CLCP 
Part - I 
Dr. Amit T. Suryawanshi 
Oral and Maxillofacial Surgeon 
Pune, India 
Contact details : 
Email ID - amitsuryawanshi999@gmail.com 
Mobile No - 9405622455
INTRODUCTION 
• The dictionary meaning of cleft is a crack, 
fissure, split or a gap. 
• The zones affected by common orofacial 
clefts are as follows: 
– Upper lip 
– Alveolar ridge 
– Hard palate 
– Soft palate 
– Nose (not so common) 
– Eyes (not so common).
BIRTH DEFECTS 
Severe 
Psychological 
stress 
Parents 
Family Members 
Patients
EFFECTS ON CHILD 
• Feeding problems 
• Improper growth of face 
• Delayed & Improper Speech 
• Delayed or abnormal tooth 
eruption 
• Ear infections & hearing 
problems 
• Recurrent chest infections 
• Social & Psychological problems
INCIDENCE 
• In India: (C.M.C. Vellore) 1:700 
• Racial variations: (By Gopalkrishnan: 
Dharwad Cleft Unit) 
– American Black 0.21 - 0.41 
– Japanese 1.14 – 2.13 
– Caucasian 0.77 – 1.40 
– Indian 0.13 – 1.90
ETIOLOGY 
• Clefts may be caused by hereditary 
– Sex-linked recessive gene. 
– Family history of cleft lip and palate (40%) 
• Environmental 
– Infections during pregnancy (viral) 
– Nutrition deficiencies ( Folic acid) 
– Anemia , seizures during pregnancy 
– Harmful drug intake 
– Excessive consumption of alcohol
EMBRYOLOGY 
Cleft Lip: 
Failure of fusion of medial nasal process and 
maxillary processes 
Cleft Palate: 
Failure of fusion of palatine processes of maxilla
DEVELOPMENT OF PALATE 
INTERMAXILLARY 
SEGMENT – formed by 
Median nasal process 
fusion at deeper level . 
Composed of 
labial component 
upper jaw component 
PRIMARY PALATE 
portion of nasal septum
DEVELOPMENT OF PALATE 
Palate develops from the 
primary palate & 
secondary palate 
Secondary palate derived 
from maxillary 
prominences 
Outgrowth of palatine 
shelves appear in sixth week 
& on each side of tongue
DEVELOPMENT OF PALATE 
In 7th week palatine 
shelves attain horizontal 
position & fuse with each 
other to form secondary 
palate 
Secondary palate fuse with 
nasal septum and posterior 
part of primary palate 
Bone extend from maxilla 
to ossify hard palate
DEVELOPMENT OF PALATE 
Posterior part of 
palatine process do not 
get ossified and extend 
posteriorly to form 
soft palate 
The median palatine 
raphe indicates line of 
fusion of processes
DEVELOPMENT OF PALATE 
Nasopalatine canal 
persists in median 
plane between 
premaxilla and 
secondary palate & 
represented in adult 
as incisive fossa.
TYPES OF CLEFT PALATE 
Incomplete cleft palate 
Unilateral complete cleft lip and 
palate 
Complete Cleft Palate 
Bilateral complete CLP
• Kernahan has simplified it 
• representing various clefts in the form of Y. 
• Anterior portion of Y depict the lip (1 and 4) 
• Middle alveolus (2 and 5) 
• Incisive foramina and the posterior portion (3 and 6) 
• Posterior to the incisive foramen, the hard (7 and 8) 
and the soft (9) palate.
MUSCLES OF PALATE
Tensor veli palatini (TVP) 
• Function-stiffens soft palate and 
opens eustachian tube 
• Innervation-Cranial nerve V3 
Levator veli palatini (LVP) 
• Function-elevates soft palate in 
speech and swallowing 
• Innervation-Cranial nerve IX and X
Uvula 
• Fnction-elevates uvula 
• Innervation-Cranial nerve IX and X 
Palatopharyngeus 
• Function-narrow and seal nasal pharynx 
• Innervation-Cranial nerve IX and X
Complete Cleft Palate : 
 Palatal shelves fail to fuse 
 The greater palatine foramen is 
located more anteriorly and laterally 
 Gap in the soft palate does not always 
correspond to the gap of the hard 
palate 
 A layer of the mucosa can extend and 
conceal a long underlying cleft in the 
bone structure 
 The palatal aponeurosis is missing at 
the midline
Major muscles, levator 
veli palatini and palato 
pharyngeus do not join on 
the midline, fibres run 
parallel to the margins of 
the cleft 
Two halves of the uvula 
are converged towards 
one another 
There is a difference in 
the colour of the mucosa, 
oral mucosa is paler, nasal 
mucosa is redder
Cleft Palate Team 
– Cleft Audiologist 
– Orthodontics 
– Cleft surgeon 
– Social worker 
– Psychologist 
20 
Assessment and Treatment of Cleft Palate.
Cleft Palate Team 
– Cleft Audiologist 
– Orthodontics 
– Cleft surgeon 
– Social worker 
– Psychologist 
21 
Assessment and Treatment of Cleft Palate.
Preoperative Evaluation 
• Pediatric evaluation 
• Anesthetic evaluation 
• Blood investigation 
• Ear infection 
• Malnutrition 
• Anaemia 
• Other congenital anomalies particularly 
cardiac. 
• Milestones 
• Chest x-ray 
– Upper respiratory tract infection
Surgical Repair- Cleft Palate 
• Several Techniques- Trend is towards 
less scarring and less tension on palate 
• Scarring of palate may cause impaired 
mid-facial growth(alveolar arch collapse, 
midface retrusion, malocclusion) 
• Facial growth may be less affected if 
surgery is delayed until 18-24 months, 
but feeding, speech, socialization may 
suffer.
Complications 
- Palatal Fistula
• Introduction: 
Palatal defects are common complications seen after primary 
cleft palate repair. Small fistulas may be asymptomatic while 
large fistulas produce various symptoms. There are many 
methods proposed for closure of palatal defects.
• Symptomatic fistula may cause : 
 Regurgitation of food and fluid to the nasal cavity, 
 Malodor 
 Escape of air during speech resulting in hyper nasality 
 Impaired suction 
 Increased nasal discharge 
(Cleft palate journal, january 1978, vol. 15 No. 1 )
Most Common Site : 
Hard Palate ( most often at the junction of Hard & 
soft Palate) 
Incidence : 
0% to 34% 
(Cohen SR, Kalinowaski J et al : Cleft palate fistula: A multivariate stastical 
analysis of prevalence, etiology & surgical management. Plast Reconstr Surg 87: 
1041, 1991) 
27
• Causes of fistula formation: 
type of cleft, 
 type of repair, 
wound tension, 
 single-layer repair, 
 infection and 
dead space deep to the mucoperiosteal flap 
(International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054–1057)
Classification 
A. By Shultz 
1. Pinpoint 
2. Slit 
3. Oval or Total dehiscence
B. Based on anatomical location by Smith: 
 type I referred to bifid uvula; 
 type II means fistula in the soft palate; 
 type III means fistula at junction of the soft and hard palates; 
 type IV means fistula in the hard palate;
 type V indicates that the fistula at junction of the primary and 
secondary palates; 
 type VI means lingual alveolar fistula; and 
 type VII means labial alveolar fistula 
(International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054–1057)
B. According to site : 
1. Anterior 
2. Middle 
3. Posterior
C. ( According to size) 
1. Small ( < 3mm ) 
2. Medium ( 3-5mm) 
3. Large ( > 5mm ) 
(Cohen SR, Kalinowaski J et al : Cleft palate fistula: A multivariate stastical 
analysis of prevalence, etiology & surgical management. Plast Reconstr Surg 87: 
1041, 1991)
Causes of Fistula 
 Improper Mobilization 
 Tension Across the Suture Line 
 Compromised Vascularity 
 Flap Necrosis 
 Infections 
 dead space deep to the mucoperiosteal flap 
(International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054– 
1057)
Closure of Palatal Fistula
Principals of fistula closure: 
1) Elevation of large palatal flaps based on the 
original incisions
2) Excision of the scarred margins of the fistula; 
No scar epithelium can be left traversing the 
fistula anywhere around its perimeter,
3) Accurate tension free closure of the nasal & 
oral mucosa
4 )Use of additional unscarred tissue to close 
anterior defects or large palatal defects; 
Mucobuccal flap & tongue flap are most 
useful;
5) Bone graft when indicated; 
But it is not necessary for successful fistula 
closure.

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Palatal fistula and syndromes associated with clcp part 1 by Dr. Amit Suryawanshi Oral & Maxillofacial Surgeon, Pune , India.

  • 1. Palatal Fistula and Syndromes associated with CLCP Part - I Dr. Amit T. Suryawanshi Oral and Maxillofacial Surgeon Pune, India Contact details : Email ID - amitsuryawanshi999@gmail.com Mobile No - 9405622455
  • 2. INTRODUCTION • The dictionary meaning of cleft is a crack, fissure, split or a gap. • The zones affected by common orofacial clefts are as follows: – Upper lip – Alveolar ridge – Hard palate – Soft palate – Nose (not so common) – Eyes (not so common).
  • 3. BIRTH DEFECTS Severe Psychological stress Parents Family Members Patients
  • 4. EFFECTS ON CHILD • Feeding problems • Improper growth of face • Delayed & Improper Speech • Delayed or abnormal tooth eruption • Ear infections & hearing problems • Recurrent chest infections • Social & Psychological problems
  • 5. INCIDENCE • In India: (C.M.C. Vellore) 1:700 • Racial variations: (By Gopalkrishnan: Dharwad Cleft Unit) – American Black 0.21 - 0.41 – Japanese 1.14 – 2.13 – Caucasian 0.77 – 1.40 – Indian 0.13 – 1.90
  • 6. ETIOLOGY • Clefts may be caused by hereditary – Sex-linked recessive gene. – Family history of cleft lip and palate (40%) • Environmental – Infections during pregnancy (viral) – Nutrition deficiencies ( Folic acid) – Anemia , seizures during pregnancy – Harmful drug intake – Excessive consumption of alcohol
  • 7. EMBRYOLOGY Cleft Lip: Failure of fusion of medial nasal process and maxillary processes Cleft Palate: Failure of fusion of palatine processes of maxilla
  • 8. DEVELOPMENT OF PALATE INTERMAXILLARY SEGMENT – formed by Median nasal process fusion at deeper level . Composed of labial component upper jaw component PRIMARY PALATE portion of nasal septum
  • 9. DEVELOPMENT OF PALATE Palate develops from the primary palate & secondary palate Secondary palate derived from maxillary prominences Outgrowth of palatine shelves appear in sixth week & on each side of tongue
  • 10. DEVELOPMENT OF PALATE In 7th week palatine shelves attain horizontal position & fuse with each other to form secondary palate Secondary palate fuse with nasal septum and posterior part of primary palate Bone extend from maxilla to ossify hard palate
  • 11. DEVELOPMENT OF PALATE Posterior part of palatine process do not get ossified and extend posteriorly to form soft palate The median palatine raphe indicates line of fusion of processes
  • 12. DEVELOPMENT OF PALATE Nasopalatine canal persists in median plane between premaxilla and secondary palate & represented in adult as incisive fossa.
  • 13. TYPES OF CLEFT PALATE Incomplete cleft palate Unilateral complete cleft lip and palate Complete Cleft Palate Bilateral complete CLP
  • 14. • Kernahan has simplified it • representing various clefts in the form of Y. • Anterior portion of Y depict the lip (1 and 4) • Middle alveolus (2 and 5) • Incisive foramina and the posterior portion (3 and 6) • Posterior to the incisive foramen, the hard (7 and 8) and the soft (9) palate.
  • 16. Tensor veli palatini (TVP) • Function-stiffens soft palate and opens eustachian tube • Innervation-Cranial nerve V3 Levator veli palatini (LVP) • Function-elevates soft palate in speech and swallowing • Innervation-Cranial nerve IX and X
  • 17. Uvula • Fnction-elevates uvula • Innervation-Cranial nerve IX and X Palatopharyngeus • Function-narrow and seal nasal pharynx • Innervation-Cranial nerve IX and X
  • 18. Complete Cleft Palate :  Palatal shelves fail to fuse  The greater palatine foramen is located more anteriorly and laterally  Gap in the soft palate does not always correspond to the gap of the hard palate  A layer of the mucosa can extend and conceal a long underlying cleft in the bone structure  The palatal aponeurosis is missing at the midline
  • 19. Major muscles, levator veli palatini and palato pharyngeus do not join on the midline, fibres run parallel to the margins of the cleft Two halves of the uvula are converged towards one another There is a difference in the colour of the mucosa, oral mucosa is paler, nasal mucosa is redder
  • 20. Cleft Palate Team – Cleft Audiologist – Orthodontics – Cleft surgeon – Social worker – Psychologist 20 Assessment and Treatment of Cleft Palate.
  • 21. Cleft Palate Team – Cleft Audiologist – Orthodontics – Cleft surgeon – Social worker – Psychologist 21 Assessment and Treatment of Cleft Palate.
  • 22. Preoperative Evaluation • Pediatric evaluation • Anesthetic evaluation • Blood investigation • Ear infection • Malnutrition • Anaemia • Other congenital anomalies particularly cardiac. • Milestones • Chest x-ray – Upper respiratory tract infection
  • 23. Surgical Repair- Cleft Palate • Several Techniques- Trend is towards less scarring and less tension on palate • Scarring of palate may cause impaired mid-facial growth(alveolar arch collapse, midface retrusion, malocclusion) • Facial growth may be less affected if surgery is delayed until 18-24 months, but feeding, speech, socialization may suffer.
  • 25. • Introduction: Palatal defects are common complications seen after primary cleft palate repair. Small fistulas may be asymptomatic while large fistulas produce various symptoms. There are many methods proposed for closure of palatal defects.
  • 26. • Symptomatic fistula may cause :  Regurgitation of food and fluid to the nasal cavity,  Malodor  Escape of air during speech resulting in hyper nasality  Impaired suction  Increased nasal discharge (Cleft palate journal, january 1978, vol. 15 No. 1 )
  • 27. Most Common Site : Hard Palate ( most often at the junction of Hard & soft Palate) Incidence : 0% to 34% (Cohen SR, Kalinowaski J et al : Cleft palate fistula: A multivariate stastical analysis of prevalence, etiology & surgical management. Plast Reconstr Surg 87: 1041, 1991) 27
  • 28. • Causes of fistula formation: type of cleft,  type of repair, wound tension,  single-layer repair,  infection and dead space deep to the mucoperiosteal flap (International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054–1057)
  • 29.
  • 30. Classification A. By Shultz 1. Pinpoint 2. Slit 3. Oval or Total dehiscence
  • 31. B. Based on anatomical location by Smith:  type I referred to bifid uvula;  type II means fistula in the soft palate;  type III means fistula at junction of the soft and hard palates;  type IV means fistula in the hard palate;
  • 32.  type V indicates that the fistula at junction of the primary and secondary palates;  type VI means lingual alveolar fistula; and  type VII means labial alveolar fistula (International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054–1057)
  • 33. B. According to site : 1. Anterior 2. Middle 3. Posterior
  • 34. C. ( According to size) 1. Small ( < 3mm ) 2. Medium ( 3-5mm) 3. Large ( > 5mm ) (Cohen SR, Kalinowaski J et al : Cleft palate fistula: A multivariate stastical analysis of prevalence, etiology & surgical management. Plast Reconstr Surg 87: 1041, 1991)
  • 35. Causes of Fistula  Improper Mobilization  Tension Across the Suture Line  Compromised Vascularity  Flap Necrosis  Infections  dead space deep to the mucoperiosteal flap (International Journal of Pediatric Otorhinolaryngology 74 (2010) 1054– 1057)
  • 37. Principals of fistula closure: 1) Elevation of large palatal flaps based on the original incisions
  • 38. 2) Excision of the scarred margins of the fistula; No scar epithelium can be left traversing the fistula anywhere around its perimeter,
  • 39. 3) Accurate tension free closure of the nasal & oral mucosa
  • 40. 4 )Use of additional unscarred tissue to close anterior defects or large palatal defects; Mucobuccal flap & tongue flap are most useful;
  • 41. 5) Bone graft when indicated; But it is not necessary for successful fistula closure.

Editor's Notes

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