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Prof. Anil B. Suraj 
IIM Bangalore 
September 2014
Session Objectives 
 “Intangibility” of IPRs 
 IP and global competitive advantage 
 Effective technology transfer
IPRs – General Bases 
 Economic (and technological) rationale 
– aids overall development 
 Social benefits – enriches the Public 
Domain and Basic Research 
 Legal monopoly – towards fair regulation 
within the territory
The “Intangibles” 
 Goodwill, reputation and Consumer perception 
 Scientific, industrial and literary acclaim 
 Brand value and intuitive know-how 
 Stronger assets – immediate and durable 
 Traditional usage and “prominence” enjoyed 
 Each form of IPR leads into the other!
Pressures of Enforcement 
 IPRs and Global recognition 
 IPRs are territorial in nature 
 WTO and TRIPs 
 National systems (and interests) continue to 
preside 
 IPRs = fiercely competitive usage; 
justifies criminal remedies too – 
Copyrights and TMs violations
Global Collaboration 
 Typically of three types: 
 Captive entity – wholly owned subsidiary – IP is 
usually fully owned by Parent 
 Joint venture – a new combined company – IP is 
based on the Shareholding Agreement 
○ BOT/BOOT/BOOST Model – involves transition risks 
 Contracting – with a local entity – enforcement with 
due diligence – e.g., Confidentiality; Parent-subsidiary 
relations 
 Determining factors = cost, commitment, 
control, flexibility and liability models
Legalese of Tech Transfer 
 “Technology” = wide ambit including 
operational know-how 
 Mutuality, Exclusivity, and Adaptability 
 Mode = licensing based on contracts 
 JVs; Tech assistance; Project Management; 
PPPs; Public-funded research 
 Defined outcomes = products and trade 
 Fine balancing strategy required – between 
being restrictive and allowing direct competition
absuraj@iimb.ernet.in

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Intellectual Property Rights and Global trends

  • 1. Prof. Anil B. Suraj IIM Bangalore September 2014
  • 2. Session Objectives  “Intangibility” of IPRs  IP and global competitive advantage  Effective technology transfer
  • 3. IPRs – General Bases  Economic (and technological) rationale – aids overall development  Social benefits – enriches the Public Domain and Basic Research  Legal monopoly – towards fair regulation within the territory
  • 4. The “Intangibles”  Goodwill, reputation and Consumer perception  Scientific, industrial and literary acclaim  Brand value and intuitive know-how  Stronger assets – immediate and durable  Traditional usage and “prominence” enjoyed  Each form of IPR leads into the other!
  • 5. Pressures of Enforcement  IPRs and Global recognition  IPRs are territorial in nature  WTO and TRIPs  National systems (and interests) continue to preside  IPRs = fiercely competitive usage; justifies criminal remedies too – Copyrights and TMs violations
  • 6. Global Collaboration  Typically of three types:  Captive entity – wholly owned subsidiary – IP is usually fully owned by Parent  Joint venture – a new combined company – IP is based on the Shareholding Agreement ○ BOT/BOOT/BOOST Model – involves transition risks  Contracting – with a local entity – enforcement with due diligence – e.g., Confidentiality; Parent-subsidiary relations  Determining factors = cost, commitment, control, flexibility and liability models
  • 7. Legalese of Tech Transfer  “Technology” = wide ambit including operational know-how  Mutuality, Exclusivity, and Adaptability  Mode = licensing based on contracts  JVs; Tech assistance; Project Management; PPPs; Public-funded research  Defined outcomes = products and trade  Fine balancing strategy required – between being restrictive and allowing direct competition