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AYON DUTTA
M-PHARM, 1ST YEAR
(PHARMACEUTICS)
BENGAL SCHOOL OF TECHNOLOGY
Affiliated to Maulana Abdul Kalam Azad
University of Technology
Sugandha, Hooghly
Objectives:-
 In the following slides, we will study the
components of air handling systems in order to:
1. become familiar with the components
2. know their functions
3. become aware of possible problems
FilterSilencer
Terminal filter
Weather louvre Control damper
FanFlow rate controller
Humidifier
Heating
coil
Cooling
coil
with
droplet
separator
Production Room
Overview components
+
Prefilter
Exhaust Air Grille
Heater
Secondary Filter
Re-circulated air
 Weather louvre
 Silencer
 Flow rate
controller
 Control damper
To prevent insects, leaves, dirt and
rain from entering
To reduce noise caused by air
circulation
Automated adjustment of volume of
air (night and day, pressure control)
Fixed adjustment of volume of air
Air handling unit(Component 1)
 Heating unit
 Cooling unit
/dehumidifier
 Humidifier
 Filters
 Ducts
To heat the air to the proper temperature
To cool the air to the required
temperature or to remove moisture from
the air
To bring the air to the proper humidity,
if too low
To eliminate particles of pre-determined
dimensions and/or micro-organisms
To transport the air
Air handling unit(Component 2)
HVAC System
Objectives
To continue from Part 1(a), now focus on:
 Air filtration
 The role of HVAC in dust control
 HVAC system design and its components (part 2)
 Commissioning, qualification and maintenance (part 3)
HVAC
Levels of protection and recommended
filtration
Recommended filtrationLevel of
protection
Primary filters, e.g. EN779 G4*Level 1
Production area with 100% outside air: Primary plus
secondary filter (e.g. EN779 G4 plus F8 filters)
Level 2 and 3
Production area with recirculated plus ambient air with a
risk of cross-contamination: Primary plus secondary plus
tertiary filter (e.g. EN779 G4 plus F8 plus EN1822 H13
filters)
Level 2 and 3
Primary panel
filter(Grease filter)
Secondary
filter(Oil filter)
HEPA or tertiaary filter(dust filter)
HVAC
HVAC
Contamination should be prevented through
appropriate:
 Materials for components and construction
 Design and appropriate access to dampers, filters and other
components
 Personnel operations
 Airflow direction
 Air distribution component design and installation and
location
 Type of diffusers (non-induction type recommended)
 Air exhaust (normally from a low level)
4.2.4 – 4.2.10
Low induction
swirl diffusor
(preferred)
High induction
office type diffusor
(avoid)
HVAC
Airflow patterns
Filtered air entering a production room or
covering a process can be
 turbulent, or
 unidirectional (laminar)
 GMP aspect
 economical aspect
Other technologies: barrier technology/isolator
technology.
Unidirectional/laminar
displacement of dirty air
Turbulent
dilution of dirty air
Airflow patterns
HVAC
PrefilterAirflow patterns
AHU
Main filter
Unidirectional TurbulentTurbulent
1 2 3
HVAC
Workbench (vertical) Cabin/booth Ceiling
Airflow patterns (4)
HVAC
HVAC
Unidirectional airflow (UDAF):
Provided where needed over product or material to
prevent contamination, or to protect operator
UDAF in weighing areas
 The aim is to provide dust containment
 Airflow velocity should not affect balance
 Position of material, balance, operator determined
and validated – no obstruction of airflow or risk
HVAC
HVAC
Infiltration
 Facilities normally under positive pressure to the
outside
 Prevent infiltration of unfiltered, contaminated
air from outside
 Some cases - negative pressure (e.g. penicillin
manufacture). Special precautions to be taken
HVAC
General aspects
 Multiproduct OSD manufacturing, prevent movement
of dust between areas where different products are
processed
 Directional air movement and pressure cascade can be
helpful – dust containment
 Normally, corridor at higher pressure than cubicles,
cubicles at higher pressure than atmosphere
Pressure cascade solids
Protection from cross-contamination
Note : Direction of door opening relative to room pressure
15Pa
15Pa15Pa
E30Pa
Passage
0Pa
Air
Lock
Room 3Room 2Room 1
15Pa
Air LockAir Lock
HVAC
Temperature , humidity & dust control
 Controlled, monitored and recorded where relevant
 Premises design appropriate, e.g. low humidity
areas, well sealed and airlocks where necessary
 HVAC design – also prevent moisture migration
 Dehumidification
 Refrigerated dehumidifiers with cooling media
 Chemical dehumidifiers
 Dust and vapour removed at source
 Ensure sufficient transfer velocity to prevent dust
settling in ducting
Cleanroom Class
defined by
Critical Parameters
Air Handling
System
Additional Measures
Tools to help achieve the desired Level of Protection
HVAC
Types of Clean room classes
 WHO, EC, PIC/S: A, B, C, D
 US FDA: Critical and controlled
 ISPE: Level 1, 2 or 3
 ISO: Class 5, 6, 7 or 8
HVAC
Particles / m3
 0.5µm
US 209D
non-
metric
US 209E
1992
metric
EC cGMP
Annex I
1997
Germany
VDI 2083
1990
UK
BS 5295
1989
Japan
JIS B 9920
1989
ISO 14644-
1
1
3,5 0 2 2
10 M 1
35 1 M 1.5 1 3 3
100 M 2
353 10 M 2.5 2 4 4
1.000 M 3
3.530 100 M 3.5 A, B
A= unidirectional
B= turbulent
3 E or F 5 5
10.000 M 4
35.300 1.000 M 4.5 4 G or H 6 6
100.000 M 5
353.000 10.000 M 5.5 C 5 J 7 7
1.000.000 M 6
3.530.000 100.000 M 6.5 D 6 K 8 8
10.000.000 M 7
Comparing International Cleanroom Classifications
HVAC
HVAC
Schedule of tests to demonstrate continuing compliance
Test procedure*
and key aspects
Maximum time
interval
ObjectiveTest Parameter
Particle counter.
Readings and
positions
6 months or 12
months depending
on Class
Verifies cleanlinessParticle count test
Measure pressure
difference
12 monthsAbsence of cross-
contamination
Air pressure
difference
Measure supply and
return air, calculate
air change rate
12 monthsVerify air change
rates
Airflow volume
Velocity
measurement
12 monthsVerify unidirectional
airflow and or
containment
condition
Airflow velocity
HVAC
Recommended optional strategic tests
Test procedure*
and key aspects
Maximum time
interval
ObjectiveTest Parameter
Filter media and filter
seal integrity
12 monthsVerify filter integrityFilter leakage
Airflow direction and
pressure differential
12 monthsVerify absence of
cross-contamination
Containment leakage
Time taken
maximum 15
minutes
12 monthsVerify clean-up timeRecovery (time)
Airflow direction,
documented
evidence
12 monthsVerify required
airflow patterns
Airflow visualization
Ahu(ayon dutta)

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Ahu(ayon dutta)

  • 1. AYON DUTTA M-PHARM, 1ST YEAR (PHARMACEUTICS) BENGAL SCHOOL OF TECHNOLOGY Affiliated to Maulana Abdul Kalam Azad University of Technology Sugandha, Hooghly
  • 2. Objectives:-  In the following slides, we will study the components of air handling systems in order to: 1. become familiar with the components 2. know their functions 3. become aware of possible problems
  • 3. FilterSilencer Terminal filter Weather louvre Control damper FanFlow rate controller Humidifier Heating coil Cooling coil with droplet separator Production Room Overview components + Prefilter Exhaust Air Grille Heater Secondary Filter Re-circulated air
  • 4.  Weather louvre  Silencer  Flow rate controller  Control damper To prevent insects, leaves, dirt and rain from entering To reduce noise caused by air circulation Automated adjustment of volume of air (night and day, pressure control) Fixed adjustment of volume of air Air handling unit(Component 1)
  • 5.  Heating unit  Cooling unit /dehumidifier  Humidifier  Filters  Ducts To heat the air to the proper temperature To cool the air to the required temperature or to remove moisture from the air To bring the air to the proper humidity, if too low To eliminate particles of pre-determined dimensions and/or micro-organisms To transport the air Air handling unit(Component 2)
  • 6. HVAC System Objectives To continue from Part 1(a), now focus on:  Air filtration  The role of HVAC in dust control  HVAC system design and its components (part 2)  Commissioning, qualification and maintenance (part 3)
  • 7. HVAC Levels of protection and recommended filtration Recommended filtrationLevel of protection Primary filters, e.g. EN779 G4*Level 1 Production area with 100% outside air: Primary plus secondary filter (e.g. EN779 G4 plus F8 filters) Level 2 and 3 Production area with recirculated plus ambient air with a risk of cross-contamination: Primary plus secondary plus tertiary filter (e.g. EN779 G4 plus F8 plus EN1822 H13 filters) Level 2 and 3
  • 8. Primary panel filter(Grease filter) Secondary filter(Oil filter) HEPA or tertiaary filter(dust filter) HVAC
  • 9. HVAC Contamination should be prevented through appropriate:  Materials for components and construction  Design and appropriate access to dampers, filters and other components  Personnel operations  Airflow direction  Air distribution component design and installation and location  Type of diffusers (non-induction type recommended)  Air exhaust (normally from a low level) 4.2.4 – 4.2.10
  • 10. Low induction swirl diffusor (preferred) High induction office type diffusor (avoid)
  • 11. HVAC Airflow patterns Filtered air entering a production room or covering a process can be  turbulent, or  unidirectional (laminar)  GMP aspect  economical aspect Other technologies: barrier technology/isolator technology.
  • 12. Unidirectional/laminar displacement of dirty air Turbulent dilution of dirty air Airflow patterns HVAC
  • 14. Workbench (vertical) Cabin/booth Ceiling Airflow patterns (4) HVAC
  • 15. HVAC Unidirectional airflow (UDAF): Provided where needed over product or material to prevent contamination, or to protect operator UDAF in weighing areas  The aim is to provide dust containment  Airflow velocity should not affect balance  Position of material, balance, operator determined and validated – no obstruction of airflow or risk
  • 16. HVAC
  • 17. HVAC Infiltration  Facilities normally under positive pressure to the outside  Prevent infiltration of unfiltered, contaminated air from outside  Some cases - negative pressure (e.g. penicillin manufacture). Special precautions to be taken
  • 18. HVAC General aspects  Multiproduct OSD manufacturing, prevent movement of dust between areas where different products are processed  Directional air movement and pressure cascade can be helpful – dust containment  Normally, corridor at higher pressure than cubicles, cubicles at higher pressure than atmosphere
  • 19. Pressure cascade solids Protection from cross-contamination Note : Direction of door opening relative to room pressure 15Pa 15Pa15Pa E30Pa Passage 0Pa Air Lock Room 3Room 2Room 1 15Pa Air LockAir Lock HVAC
  • 20. Temperature , humidity & dust control  Controlled, monitored and recorded where relevant  Premises design appropriate, e.g. low humidity areas, well sealed and airlocks where necessary  HVAC design – also prevent moisture migration  Dehumidification  Refrigerated dehumidifiers with cooling media  Chemical dehumidifiers  Dust and vapour removed at source  Ensure sufficient transfer velocity to prevent dust settling in ducting
  • 21. Cleanroom Class defined by Critical Parameters Air Handling System Additional Measures Tools to help achieve the desired Level of Protection HVAC
  • 22. Types of Clean room classes  WHO, EC, PIC/S: A, B, C, D  US FDA: Critical and controlled  ISPE: Level 1, 2 or 3  ISO: Class 5, 6, 7 or 8 HVAC
  • 23. Particles / m3  0.5µm US 209D non- metric US 209E 1992 metric EC cGMP Annex I 1997 Germany VDI 2083 1990 UK BS 5295 1989 Japan JIS B 9920 1989 ISO 14644- 1 1 3,5 0 2 2 10 M 1 35 1 M 1.5 1 3 3 100 M 2 353 10 M 2.5 2 4 4 1.000 M 3 3.530 100 M 3.5 A, B A= unidirectional B= turbulent 3 E or F 5 5 10.000 M 4 35.300 1.000 M 4.5 4 G or H 6 6 100.000 M 5 353.000 10.000 M 5.5 C 5 J 7 7 1.000.000 M 6 3.530.000 100.000 M 6.5 D 6 K 8 8 10.000.000 M 7 Comparing International Cleanroom Classifications HVAC
  • 24. HVAC Schedule of tests to demonstrate continuing compliance Test procedure* and key aspects Maximum time interval ObjectiveTest Parameter Particle counter. Readings and positions 6 months or 12 months depending on Class Verifies cleanlinessParticle count test Measure pressure difference 12 monthsAbsence of cross- contamination Air pressure difference Measure supply and return air, calculate air change rate 12 monthsVerify air change rates Airflow volume Velocity measurement 12 monthsVerify unidirectional airflow and or containment condition Airflow velocity
  • 25. HVAC Recommended optional strategic tests Test procedure* and key aspects Maximum time interval ObjectiveTest Parameter Filter media and filter seal integrity 12 monthsVerify filter integrityFilter leakage Airflow direction and pressure differential 12 monthsVerify absence of cross-contamination Containment leakage Time taken maximum 15 minutes 12 monthsVerify clean-up timeRecovery (time) Airflow direction, documented evidence 12 monthsVerify required airflow patterns Airflow visualization

Editor's Notes

  1. Another way to look at an air handling system is to consider the different components and to know their function. Some of the components, particularly the filters, are essential to ensure the quality of the air. We will later consider individual components in detail. Of course, a well-designed air handling system must not only be properly designed, but also properly installed, qualified and maintained (sealed ducts, tight filters). (The trainer should make the audience aware that this slide is just an example, and that all components may not necessarily be present in each system.)
  2. A typical HVAC unit consists of a small number of elements only. It is important that these elements are compatible, properly installed, and fulfilling their goal. Whereas a weather louvre and silencer are less critical elements, the components associated with the flow rate control are essential, as they allow adjustment of the air volumes supplied to the rooms, which in turn forms the base for a pressure differential concept: to have an automated or a fixed system is largely a financial matter, but a fixed system is more difficult to set up. Silencer – check internal lining material of silencer as this can cause contamination.
  3. Heating and cooling units (batteries), as well as humidifiers are used to adjust the climate in the room (temperature and humidity). Special de-humidifiers, on a dessiccant base, will be addressed later. Filters are one of the main components, as they determine the size of airborne particles that pass through them, and thus the hygiene class. It is wise to protect the finer filters by pre-filters, thus extending their life cycles, and making them less prone to clogging. Ducts transport the air from the air handling units to and from the rooms. Inspectors must verify that ducts do not have internal insulation as this is a great source of contamination.
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  6. This slide shows Primary Panel filters, which are used mainly for lower filtration efficiency or as pre-filters Secondary filters, consisting of mini-pleated media or filter bags, and is used for higher filtration efficiency. HEPA or tertiary filters, usually being the final filter in the system, providing the highest filtration efficiency. Though there is a strong relationship between filter efficiency and cleanroom class, a filter of a high efficiency does not guarantee a high cleanroom class, as many other elements play a role, such as Air flow (how the air is extracted, how well the room is “flushed”) Air speed and number of air changes Positions of air terminals Layout and presence of objects Personnel and clothing Equipment (not all machines are designed to operate in a clean environment!) Proper installation and proper maintenance
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  8. The diffuser on the left is a normal office type diffuser which induces a lot of air to rise vertically from the floor towards the ceiling. The rising induced air has the potential for carrying a lot of dust upwards which is then spread throughout the room with the air supply. This type of diffuser readily spreads contaminants in the room and should be avoided. The preferred type of diffuser for cleanroom applications is the swirl diffuser, or perforated plate diffuser. These types do not promote the spread of dust within the room.
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